0001225208-22-009276.txt : 20220804 0001225208-22-009276.hdr.sgml : 20220804 20220804170727 ACCESSION NUMBER: 0001225208-22-009276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210223 FILED AS OF DATE: 20220804 DATE AS OF CHANGE: 20220804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frist Julie D. CENTRAL INDEX KEY: 0001685035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36713 FILM NUMBER: 221137643 MAIL ADDRESS: STREET 1: 810 JACKSON BLVD. CITY: NASHVILLE STATE: TN ZIP: 37205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Broadband Corp CENTRAL INDEX KEY: 0001611983 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 471211994 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720-875-5400 MAIL ADDRESS: STREET 1: 12300 LIBERTY BLVD CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 doc4.xml X0306 4 2021-02-23 0001611983 Liberty Broadband Corp LBRDA 0001685035 Frist Julie D. 12300 LIBERTY BLVD. ENGLEWOOD CO 80112 1 Series A Common Stock 2021-02-23 4 P 0 85.0000 143.4750 A 85.0000 I By Trusts Series C Common Stock 2021-02-23 4 P 0 500.0000 146.8724 A 500.0000 I By Trusts Series C Common Stock 2022-01-27 4 S 0 500.0000 139.3858 D 0.0000 I By Trusts Series A Common Stock 2022-03-03 4 S 0 85.0000 134.8063 D 0.0000 I By Trusts Series C Common Stock 2022-03-03 4 P 0 45.0000 137.7700 A 45.0000 I By Trusts Series A Common Stock 2022-04-06 4 P 0 85.0000 134.5605 A 85.0000 I By Trusts Series C Common Stock 2022-04-06 4 P 0 405.0000 139.1731 A 450.0000 I By Trusts Series C Common Stock 3374.0000 I By Annabel D. Frist 2003 Trust Series C Common Stock 20836.0000 I By Annabel D. Frist 2021 FCT Series C Common Stock 3299.0000 I By Caroline M. Frist 2001 Trust Series C Common Stock 20843.0000 I By Caroline M. Frist 2021 FCT Series C Common Stock 574.0000 I By John M. Damgard 2012 Trust Series C Common Stock 558.0000 I By Lily M. Damgard 2012 Trust Series C Common Stock 601507.0000 I By Spouse Series C Common Stock 574.0000 I By Theodor D. Damgard 2012 Trust Series C Common Stock 466472.0000 I By Thomas F. Frist III 2007 Family Trust Series C Common Stock 4924.0000 I By Thomas F. Frist III 2011 Family Trust Series C Common Stock 3434.0000 I By Thomas F. Frist IV 2005 Trust Series C Common Stock 20861.0000 I By Thomas F. Frist IV 2021 FCT These transactions were by a managed account under the trading discretion of an investment manager (the "Managed Account"). Three trusts (the "Trusts") for the benefit of members of the reporting person's immediate family collectively have a one-third interest in the Managed Account. The reporting person's spouse was appointed as the successor trustee of the Trusts. Following the transactions reported on this Form 4, the Managed Account holds an aggregate of 85 shares of the Issuer's Series A Common Stock and an aggregate of 450 shares of the Issuer's Series C Common Stock. The reporting person disclaims beneficial ownership of the securities held by the Trusts and the Managed Account except to the extent of her pecuniary interest therein. The sale of 500 shares of the Issuer's Series C Common Stock by the Managed Account reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), to the extent of 450 shares of Series C Common Stock, with the purchases of 45 shares and 405 shares, in each case, of the Issuer's Series C Common Stock by the Managed Account reported herein. The reporting person has paid to the Issuer $51.94, representing the full amount of the profit realized from the Trusts' one-third interest in the Managed Account in connection with the short-swing transactions, less transaction costs. The sale of 85 shares of the Issuer's Series A Common Stock by the Managed Account reported herein was matchable under Section 16(b) of the Exchange Act with the purchase of 85 shares of the Issuer's Series A Common Stock by the Managed Account reported herein. The reporting person has paid to the Issuer $6.77, representing the full amount of the profit realized from the Trusts' one-third interest in the Managed Account in connection with the short-swing transaction, less transaction costs. The reporting person is the sister-in-law of the sole trustee and, as the settlor of the trust, also retains a power of substitution with respect to the assets held by the trust. The reporting person, therefore, may be deemed to have shared dispositive power over the securities held by the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. Represents shares previously reported as indirectly held by the Annabel D. Frist FCT Trust (the "ADF FCT Trust"). Effective November 12, 2021, the ADF FCT Trust transferred all assets to the Annabel D. Frist 2021 FCT Trust. The reporting person is the sole trustee of the trust. The beneficiary of the trust is a member of the reporting person's immediate family, and the reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein. Represents shares previously reported as indirectly held by the Caroline M. Frist FCT Trust (the "CMF FCT Trust"). Effective November 12, 2021, the CMF FCT Trust transferred all assets to the Caroline M. Frist 2021 FCT Trust. The reporting person is the sole trustee of the trust. The beneficiary of the trust is a member of the reporting person's immediate family, and the reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein. The reporting person is the sole trustee of the trust and, as the settlor of the trust, also retains a power of substitution with respect to the assets held by the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein. Includes 497,939 shares of the Issuer's Series C Common Stock previously reported as indirectly held by FS Partners II, LLC (the "LLC"). The reporting person's spouse was the sole member of the LLC, which was subsequently dissolved. The reporting person disclaims beneficial ownership of these shares owned by her spouse. The reporting person is the sole trustee of the trust. The beneficiaries of the trust are members of the reporting person's immediate family, and the reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein. Represents shares previously reported as indirectly held by the Thomas F. Frist IV FCT Trust (the "TFFIV FCT Trust"). Effective November 12, 2021, the TFFIV FCT Trust transferred all assets to the Thomas F. Frist IV 2021 FCT Trust. The reporting person is the sole trustee of the trust. The beneficiary of the trust is a member of the reporting person's immediate family, and the reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of her pecuniary interest therein. /s/ Brittany A. Uthoff as Attorney-in-Fact for Julie D. Frist 2022-08-04