FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 07/22/2014 |
3. Issuer Name and Ticker or Trading Symbol
BENCHMARK ELECTRONICS INC [ BHE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 24,013 | D | |
Common Stock | 5,340(1) | D | |
Common Stock | 5,824(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | (3) | 11/30/2014 | Common Stock | 30,000 | $23.3667 | D | |
Stock Option (right to buy) | (4) | 01/10/2016 | Common Stock | 33,750 | $23.22 | D | |
Stock Option (right to buy) | (5) | 11/15/2016 | Common Stock | 22,500 | $26.84 | D | |
Stock Option (right to buy) | (6) | 03/02/2021 | Common Stock | 6,274 | $18.57 | D | |
Stock Option (right to buy) | (7) | 03/06/2022 | Common Stock | 6,500 | $16.03 | D | |
Stock Option (right to buy) | (8) | 02/27/2023 | Common Stock | 10,128 | $17.37 | D | |
Stock Option (right to buy) | (9) | 02/13/2024 | Common Stock | 11,100 | $22.99 | D | |
Restricted Stock Unit | (10) | (10) | Common Stock | 7,421(10) | $0 | D | |
Restricted Stock Unit | (11) | (11) | Common Stock | 7,297(11) | $0 | D | |
Restricted Stock Unit | (12) | (12) | Common Stock | 7,120(12) | $0 | D | |
Restricted Stock Unit | (13) | (13) | Common Stock | 5,824(13) | $0 | D |
Explanation of Responses: |
1. These shares are represented by a restricted stock unit award bearing the right to receive Common Shares and are scheduled to vest in ratable annual installments over a three-year period beginning February 27, 2015. This restricted stock unit award was granted February 27, 2013. |
2. These shares are represented by a restricted stock unit award bearing the right to receive Common Shares and are scheduled to vest in ratable annual installments over a four-year period beginning February 13, 2015. This restricted stock unit award was granted February 13, 2014. |
3. The option was granted on November 30, 2004 and is fully vested. |
4. The option was granted on January 10, 2006 and is fully vested. |
5. The option was granted on November 15, 2006 and is fully vested. |
6. The option to purchase 6,274 shares at $18.57 was granted on March 2, 2011; 3,137 options are vested and 3,137 are scheduled to vest on March 2, 2015. |
7. The option was granted on March 6, 2012; the option vests (i) 3,250 shares on March 6, 2015, and (ii) 3,250 shares on March 6, 2016. |
8. The option was granted on February 27, 2013 and is scheduled to vest in ratable annual installments over a three-year period beginning February 27, 2015. |
9. The option was granted on February 13, 2014 and is scheduled to vest in ratable annual installments over a four-year period beginning February 13, 2015. |
10. This reflects the target number of performance-based restricted stock units awarded. Actual awards may vary from as low as zero to as high as three times target numbers. As soon as reasonably practicable following the end of the Performance Period (beginning on January 1, 2011 and ending on December 31, 2014) and in no event later than March 15, 2015, the number of restricted stock units that will ultimately be earned will be determined and issued. |
11. This reflects the target number of performance-based restricted stock units awarded. Actual awards may vary from as low as zero to as high as three times target numbers. As soon as reasonably practicable following the end of the Performance Period (beginning on January 1, 2012 and ending on December 31, 2015) and in no event later than March 15, 2016, the number of restricted stock units that will ultimately be earned will be determined and issued. |
12. This reflects the target number of performance-based restricted stock units awarded. Actual awards may vary from as low as zero to as high as three times target numbers. As soon as reasonable practicable following the end of the Performance Period (beginning on January 1, 2013 and ending on December 31, 2016)and in no event later than March 15, 2017, the number of restricted stock units that will ultimately be earned will be determined and issued. |
13. This reflects the target number of performance-based restricted stock units awarded. Actual awards may vary from as low as zero to as high as three times target numbers. As soon as reasonable practicable following the end of the Performance Period (beginning on January 1, 2014 and ending on December 31, 2017) and in no event later than March 15, 2018, the number of restricted stock units that will ultimately be earned will be determined and issued. |
Jon J King | 07/28/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |