0001085146-20-001224.txt : 20200428 0001085146-20-001224.hdr.sgml : 20200428 20200428125505 ACCESSION NUMBER: 0001085146-20-001224 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPROCK Group, Inc. CENTRAL INDEX KEY: 0001610769 IRS NUMBER: 470899236 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16427 FILM NUMBER: 20823677 BUSINESS ADDRESS: STREET 1: 805 WEST IDAHO STREET STREET 2: SUITE 200 CITY: BOISE STATE: ID ZIP: 83702 BUSINESS PHONE: 208-368-9600 MAIL ADDRESS: STREET 1: 805 WEST IDAHO STREET STREET 2: SUITE 200 CITY: BOISE STATE: ID ZIP: 83702 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001610769 XXXXXXXX 03-31-2020 03-31-2020 false CAPROCK Group, Inc.

805 WEST IDAHO STREET SUITE 200 BOISE ID 83702

13F HOLDINGS REPORT 028-16427 N Mark Gustafson 208-368-9600 /s/ Mark Gustafson Boise ID 04-27-2020 0 354 528069 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1689 12372 SH SOLE 12372 0 0 ABB LTD SPONSORED ADR 000375204 189 10977 SH SOLE 10977 0 0 ABBOTT LABS COM 002824100 2174 27554 SH SOLE 27554 0 0 ABBVIE INC COM 00287Y109 1843 24194 SH SOLE 24194 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1970 12068 SH SOLE 12068 0 0 ACTIVISION BLIZZARD INC COM 00507V109 281 4730 SH SOLE 4730 0 0 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 1339 48210 SH SOLE 48210 0 0 ADOBE INC COM 00724F101 2477 7782 SH SOLE 7782 0 0 ADVANCED MICRO DEVICES INC COM 007903107 206 4529 SH SOLE 4529 0 0 AEGON N V NY REGISTRY SHS 007924103 63 25324 SH SOLE 25324 0 0 AEHR TEST SYSTEMS COM 00760J108 50 30000 SH SOLE 30000 0 0 AFLAC INC COM 001055102 247 7216 SH SOLE 7216 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 349 4860 SH SOLE 4860 0 0 AIR PRODS & CHEMS INC COM 009158106 544 2705 SH SOLE 2705 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 240 2624 SH SOLE 2624 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3231 16625 SH SOLE 16625 0 0 ALIGN TECHNOLOGY INC COM 016255101 384 2210 SH SOLE 2210 0 0 ALLERGAN PLC SHS G0177J108 242 1366 SH SOLE 1366 0 0 ALLSTATE CORP COM 020002101 680 7370 SH SOLE 7370 0 0 ALPHABET INC CAP STK CL C 02079K107 6171 5421 SH SOLE 5421 0 0 ALPHABET INC CAP STK CL A 02079K305 3843 3322 SH SOLE 3322 0 0 ALTRIA GROUP INC COM 02209S103 857 21743 SH SOLE 21743 0 0 AMAZON COM INC COM 023135106 6926 3554 SH SOLE 3554 0 0 AMBEV SA SPONSORED ADR 02319V103 70 30406 SH SOLE 30406 0 0 AMEDISYS INC COM 023436108 239 1300 SH SOLE 1300 0 0 AMERICAN EXPRESS CO COM 025816109 788 9203 SH SOLE 9203 0 0 AMERICAN TOWER CORP NEW COM 03027X100 476 2188 SH SOLE 2188 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 724 6054 SH SOLE 6054 0 0 AMERISOURCEBERGEN CORP COM 03073E105 446 5044 SH SOLE 5044 0 0 AMGEN INC COM 031162100 1377 6793 SH SOLE 6793 0 0 ANTHEM INC COM 036752103 635 2796 SH SOLE 2796 0 0 AON PLC SHS CL A G0408V102 202 1223 SH SOLE 1223 0 0 APPLE INC COM 037833100 11749 46217 SH SOLE 46217 0 0 APPLIED MATLS INC COM 038222105 233 5088 SH SOLE 5088 0 0 ARK ETF TR INNOVATION ETF 00214Q104 208 4718 SH SOLE 4718 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 292 9325 SH SOLE 9325 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 318 1216 SH SOLE 1216 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 407 9107 SH SOLE 9107 0 0 AT&T INC COM 00206R102 1931 66246 SH SOLE 66246 0 0 AUTODESK INC COM 052769106 496 3178 SH SOLE 3178 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2147 15626 SH SOLE 15626 0 0 BAIDU INC SPON ADR REP A 056752108 352 3493 SH SOLE 3493 0 0 BALL CORP COM 058498106 350 5411 SH SOLE 5411 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 108 35181 SH SOLE 35181 0 0 BANCO SANTANDER SA ADR 05964H105 29 12319 SH SOLE 12319 0 0 BANK NEW YORK MELLON CORP COM 064058100 293 8704 SH SOLE 8704 0 0 BARCLAYS PLC ADR 06738E204 62 13580 SH SOLE 13580 0 0 BAXTER INTL INC COM 071813109 323 3963 SH SOLE 3963 0 0 BCE INC COM NEW 05534B760 537 13096 SH SOLE 13096 0 0 BECTON DICKINSON & CO COM 075887109 1258 5473 SH SOLE 5473 0 0 BENEFYTT TECHNOLOGIES INC COM CL A 08182C106 1227 54799 SH SOLE 54799 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 544 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2949 16130 SH SOLE 16130 0 0 BIOGEN INC COM 09062X103 1450 4584 SH SOLE 4584 0 0 BIO-TECHNE CORP COM 09073M104 588 3100 SH SOLE 3100 0 0 BK OF AMERICA CORP COM 060505104 994 46803 SH SOLE 46803 0 0 BLACKROCK INC COM 09247X101 502 1142 SH SOLE 1142 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 220 4837 SH SOLE 4837 0 0 BOEING CO COM 097023105 254 1702 SH SOLE 1702 0 0 BOOKING HLDGS INC COM 09857L108 361 268 SH SOLE 268 0 0 BOSTON SCIENTIFIC CORP COM 101137107 272 8351 SH SOLE 8351 0 0 BP PLC SPONSORED ADR 055622104 1423 58340 SH SOLE 58340 0 0 BRIGHTCOVE INC COM 10921T101 85 12164 SH SOLE 12164 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1326 23787 SH SOLE 23787 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 347 10037 SH SOLE 10037 0 0 BROADCOM INC COM 11135F101 762 3212 SH SOLE 3212 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1115 16844 SH SOLE 16844 0 0 CANADIAN IMP BK COMM COM 136069101 515 8889 SH SOLE 8889 0 0 CATERPILLAR INC DEL COM 149123101 591 5091 SH SOLE 5091 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 22 10277 SH SOLE 10277 0 0 CENTERPOINT ENERGY INC COM 15189T107 174 11249 SH SOLE 11249 0 0 CHANNELADVISOR CORP COM 159179100 145 20000 SH SOLE 20000 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 377 865 SH SOLE 865 0 0 CHEVRON CORP NEW COM 166764100 1030 14217 SH SOLE 14217 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 232 354 SH SOLE 354 0 0 CHUBB LIMITED COM H1467J104 492 4375 SH SOLE 4375 0 0 CIGNA CORP NEW COM 125523100 321 1814 SH SOLE 1814 0 0 CISCO SYS INC COM 17275R102 3310 84213 SH SOLE 84213 0 0 CITIGROUP INC COM NEW 172967424 961 22806 SH SOLE 22806 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 218 11615 SH SOLE 11615 0 0 CITRIX SYS INC COM 177376100 456 3224 SH SOLE 3224 0 0 CLOROX CO DEL COM 189054109 437 2520 SH SOLE 2520 0 0 CME GROUP INC COM 12572Q105 388 2243 SH SOLE 2243 0 0 COCA COLA CO COM 191216100 1455 32617 SH SOLE 32617 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 725 15596 SH SOLE 15596 0 0 COLGATE PALMOLIVE CO COM 194162103 395 5955 SH SOLE 5955 0 0 COMCAST CORP NEW CL A 20030N101 1006 29072 SH SOLE 29072 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 24 14332 SH SOLE 14332 0 0 CONFORMIS INC COM 20717E101 126 200000 SH SOLE 200000 0 0 CONSOLIDATED EDISON INC COM 209115104 402 5154 SH SOLE 5154 0 0 COPART INC COM 217204106 322 4695 SH SOLE 4695 0 0 COSTCO WHSL CORP NEW COM 22160K105 5774 20251 SH SOLE 20251 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 136 16837 SH SOLE 16837 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 223 4000 SH SOLE 4000 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 296 2049 SH SOLE 2049 0 0 CSX CORP COM 126408103 319 5569 SH SOLE 5569 0 0 CUMMINS INC COM 231021106 256 1892 SH SOLE 1892 0 0 CVS HEALTH CORP COM 126650100 1245 20992 SH SOLE 20992 0 0 DAILY JOURNAL CORP COM 233912104 1275 5585 SH SOLE 5585 0 0 DANAHER CORPORATION COM 235851102 620 4472 SH SOLE 4472 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 2595 96846 SH SOLE 96846 0 0 DEERE & CO COM 244199105 439 3161 SH SOLE 3161 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 625 21920 SH SOLE 21920 0 0 DEXCOM INC COM 252131107 830 3084 SH SOLE 3084 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 406 3165 SH SOLE 3165 0 0 DIGITAL RLTY TR INC COM 253868103 233 1678 SH SOLE 1678 0 0 DISNEY WALT CO COM DISNEY 254687106 3821 39555 SH SOLE 39555 0 0 DOMINION ENERGY INC COM 25746U109 670 9277 SH SOLE 9277 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 456 5634 SH SOLE 5634 0 0 DUPONT DE NEMOURS INC COM 26614N102 243 7130 SH SOLE 7130 0 0 EATON CORP PLC SHS G29183103 421 5416 SH SOLE 5416 0 0 EBAY INC COM 278642103 213 7094 SH SOLE 7094 0 0 ECOLAB INC COM 278865100 209 1339 SH SOLE 1339 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 400 2119 SH SOLE 2119 0 0 ELECTRONIC ARTS INC COM 285512109 218 2176 SH SOLE 2176 0 0 EMERSON ELEC CO COM 291011104 387 8116 SH SOLE 8116 0 0 ENBRIDGE INC COM 29250N105 480 16515 SH SOLE 16515 0 0 EPAM SYS INC COM 29414B104 241 1297 SH SOLE 1297 0 0 ESSENTIAL UTILS INC COM 29670G102 224 5508 SH SOLE 5508 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 349 9784 SH SOLE 9784 0 0 EVERSOURCE ENERGY COM 30040W108 255 3255 SH SOLE 3255 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 457 13620 SH SOLE 13620 0 0 EXPEDITORS INTL WASH INC COM 302130109 612 9180 SH SOLE 9180 0 0 EXXON MOBIL CORP COM 30231G102 2101 55340 SH SOLE 55340 0 0 FACEBOOK INC CL A 30303M102 3786 22707 SH SOLE 22707 0 0 FEDEX CORP COM 31428X106 715 5867 SH SOLE 5867 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 236 1939 SH SOLE 1939 0 0 FIRST HORIZON NATL CORP COM 320517105 85 10559 SH SOLE 10559 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 208 7201 SH SOLE 7201 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 225 2736 SH SOLE 2736 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 224 8083 SH SOLE 8083 0 0 FISERV INC COM 337738108 314 3305 SH SOLE 3305 0 0 FOSSIL GROUP INC COM 34988V106 136 41245 SH SOLE 41245 0 0 GENERAC HLDGS INC COM 368736104 321 3447 SH SOLE 3447 0 0 GENERAL DYNAMICS CORP COM 369550108 734 5544 SH SOLE 5544 0 0 GENERAL ELECTRIC CO COM 369604103 2311 290694 SH SOLE 290694 0 0 GENERAL MLS INC COM 370334104 312 5918 SH SOLE 5918 0 0 GENUINE PARTS CO COM 372460105 427 6269 SH SOLE 6269 0 0 GILEAD SCIENCES INC COM 375558103 1702 22769 SH SOLE 22769 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 735 19282 SH SOLE 19282 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 1 750000 SH Call SOLE 750000 0 0 GOLAR LNG LTD SHS G9456A100 1 15500 SH Put SOLE 15500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 273 1766 SH SOLE 1766 0 0 HC2 HLDGS INC COM 404139107 222 143500 SH SOLE 143500 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 228 9577 SH SOLE 9577 0 0 HERITAGE COMMERCE CORP COM 426927109 110 14360 SH SOLE 14360 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 103 10532 SH SOLE 10532 0 0 HOME DEPOT INC COM 437076102 3092 16563 SH SOLE 16563 0 0 HONEYWELL INTL INC COM 438516106 273 2039 SH SOLE 2039 0 0 HORIZON THERAPEUTICS PUB LTD SHS G46188101 320 10794 SH SOLE 10794 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 336 12010 SH SOLE 12010 0 0 HUMANA INC COM 444859102 373 1187 SH SOLE 1187 0 0 HUNTINGTON BANCSHARES INC COM 446150104 241 29214 SH SOLE 29214 0 0 ICICI BANK LIMITED ADR 45104G104 102 12049 SH SOLE 12049 0 0 IDACORP INC COM 451107106 783 8915 SH SOLE 8915 0 0 IHS MARKIT LTD SHS G47567105 318 5298 SH SOLE 5298 0 0 ILLINOIS TOOL WKS INC COM 452308109 264 1844 SH SOLE 1844 0 0 ING GROEP N.V. SPONSORED ADR 456837103 74 14291 SH SOLE 14291 0 0 INTEL CORP COM 458140100 1734 32039 SH SOLE 32039 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 275 3408 SH SOLE 3408 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 716 6454 SH SOLE 6454 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 372 3622 SH SOLE 3622 0 0 INTUIT COM 461202103 401 1742 SH SOLE 1742 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 249 502 SH SOLE 502 0 0 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 1062 23743 SH SOLE 23743 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1722 20492 SH SOLE 20492 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 1076 8697 SH SOLE 8697 0 0 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 283 2252 SH SOLE 2252 0 0 INVESCO EXCHANGE TRADED FD T DYNMC SEMICNDT 46137V647 456 8400 SH SOLE 8400 0 0 INVESCO EXCHANGE-TRADED FD T S&P MIDCP LOW 46138E198 760 19091 SH SOLE 19091 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 288 6130 SH SOLE 6130 0 0 INVESTORS BANCORP INC NEW COM 46146L101 102 12714 SH SOLE 12714 0 0 INVITAE CORP COM 46185L103 567 41485 SH SOLE 41485 0 0 ISHARES INC ESG MSCI EM ETF 46434G863 211 7704 SH SOLE 7704 0 0 ISHARES TR CORE S&P TTL STK 464287150 9811 171494 SH SOLE 171494 0 0 ISHARES TR CORE S&P500 ETF 464287200 4526 17517 SH SOLE 17517 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 319 3677 SH SOLE 3677 0 0 ISHARES TR MSCI EAFE ETF 464287465 1273 23805 SH SOLE 23805 0 0 ISHARES TR RUS MID CAP ETF 464287499 336 7795 SH SOLE 7795 0 0 ISHARES TR CORE S&P MCP ETF 464287507 631 4387 SH SOLE 4387 0 0 ISHARES TR NASDAQ BIOTECH 464287556 348 3228 SH SOLE 3228 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 634 6390 SH SOLE 6390 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 957 6353 SH SOLE 6353 0 0 ISHARES TR RUS 1000 ETF 464287622 4267 30150 SH SOLE 30150 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 264 1670 SH SOLE 1670 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 845 7386 SH SOLE 7386 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 23978 161656 SH SOLE 161656 0 0 ISHARES TR CORE S&P SCP ETF 464287804 257 4583 SH SOLE 4583 0 0 ISHARES TR US AER DEF ETF 464288760 538 3737 SH SOLE 3737 0 0 ISHARES TR US HLTHCR PR ETF 464288828 489 2935 SH SOLE 2935 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 1462 27060 SH SOLE 27060 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 54 11988 SH SOLE 11988 0 0 JOHNSON & JOHNSON COM 478160104 4171 31813 SH SOLE 31813 0 0 JPMORGAN CHASE & CO COM 46625H100 2372 26350 SH SOLE 26350 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 473 52383 SH SOLE 52383 0 0 KEYCORP COM 493267108 120 11607 SH SOLE 11607 0 0 KIMBERLY CLARK CORP COM 494368103 632 4910 SH SOLE 4910 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 293 7303 SH SOLE 7303 0 0 KRAFT HEINZ CO COM 500754106 297 12015 SH SOLE 12015 0 0 LHC GROUP INC COM 50187A107 210 1498 SH SOLE 1498 0 0 LILLY ELI & CO COM 532457108 887 6395 SH SOLE 6395 0 0 LINDE PLC SHS G5494J103 296 1709 SH SOLE 1709 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 80 52803 SH SOLE 52803 0 0 LOCKHEED MARTIN CORP COM 539830109 457 1349 SH SOLE 1349 0 0 LONESTAR RES US INC CL A VTG 54240F103 91 219200 SH SOLE 219200 0 0 LOWES COS INC COM 548661107 362 4204 SH SOLE 4204 0 0 MANNKIND CORP COM NEW 56400P706 41 40000 SH SOLE 40000 0 0 MANTECH INTL CORP CL A 564563104 220 3021 SH SOLE 3021 0 0 MARATHON OIL CORP COM 565849106 67 20367 SH SOLE 20367 0 0 MARSH & MCLENNAN COS INC COM 571748102 258 2986 SH SOLE 2986 0 0 MASIMO CORP COM 574795100 274 1545 SH SOLE 1545 0 0 MASTERCARD INC CL A 57636Q104 2454 10166 SH SOLE 10166 0 0 MCDONALDS CORP COM 580135101 1154 6980 SH SOLE 6980 0 0 MEDPACE HLDGS INC COM 58506Q109 282 3840 SH SOLE 3840 0 0 MEDTRONIC PLC SHS G5960L103 1862 20529 SH SOLE 20529 0 0 MERCK & CO. INC COM 58933Y105 2368 30560 SH SOLE 30560 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 260 3841 SH SOLE 3841 0 0 MICRON TECHNOLOGY INC COM 595112103 435 10350 SH SOLE 10350 0 0 MICROSOFT CORP COM 594918104 20786 131837 SH SOLE 131837 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 56 15339 SH SOLE 15339 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 89 38642 SH SOLE 38642 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 249 6391 SH SOLE 6391 0 0 MONDELEZ INTL INC CL A 609207105 839 16660 SH SOLE 16660 0 0 MOODYS CORP COM 615369105 248 1172 SH SOLE 1172 0 0 MORGAN STANLEY COM NEW 617446448 461 13566 SH SOLE 13566 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 441 7561 SH SOLE 7561 0 0 NETFLIX INC COM 64110L106 1582 4212 SH SOLE 4212 0 0 NEWMONT CORP COM 651639106 499 11023 SH SOLE 11023 0 0 NEXTERA ENERGY INC COM 65339F101 761 3161 SH SOLE 3161 0 0 NIKE INC CL B 654106103 2019 24349 SH SOLE 24349 0 0 NOKIA CORP SPONSORED ADR 654902204 49 15937 SH SOLE 15937 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 147 34540 SH SOLE 34540 0 0 NORFOLK SOUTHERN CORP COM 655844108 689 4722 SH SOLE 4722 0 0 NORTHROP GRUMMAN CORP COM 666807102 241 795 SH SOLE 795 0 0 NOVARTIS A G SPONSORED ADR 66987V109 560 6796 SH SOLE 6796 0 0 NOVO-NORDISK A S ADR 670100205 1551 25440 SH SOLE 25440 0 0 NVIDIA CORP COM 67066G104 2659 10088 SH SOLE 10088 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 378 1254 SH SOLE 1254 0 0 OMEROS CORP COM 682143102 1057 79026 SH SOLE 79026 0 0 OMNICOM GROUP INC COM 681919106 354 6367 SH SOLE 6367 0 0 ORACLE CORP COM 68389X105 3555 73554 SH SOLE 73554 0 0 ORMAT TECHNOLOGIES INC COM 686688102 264 3906 SH SOLE 3906 0 0 PAYPAL HLDGS INC COM 70450Y103 896 9367 SH SOLE 9367 0 0 PEPSICO INC COM 713448108 2581 21488 SH SOLE 21488 0 0 PFIZER INC COM 717081103 2355 72165 SH SOLE 72165 0 0 PG&E CORP COM 69331C108 219 24391 SH SOLE 24391 0 0 PHILIP MORRIS INTL INC COM 718172109 1404 19003 SH SOLE 19003 0 0 PHILLIPS 66 COM 718546104 337 6278 SH SOLE 6278 0 0 PINTEREST INC CL A 72352L106 180 11669 SH SOLE 11669 0 0 PNC FINL SVCS GROUP INC COM 693475105 679 7089 SH SOLE 7089 0 0 POWER INTEGRATIONS INC COM 739276103 288 3260 SH SOLE 3260 0 0 PPL CORP COM 69351T106 332 13396 SH SOLE 13396 0 0 PROCTER & GAMBLE CO COM 742718109 5296 48153 SH SOLE 48153 0 0 PROLOGIS INC. COM 74340W103 296 3682 SH SOLE 3682 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 304 11000 SH SOLE 11000 0 0 QUALCOMM INC COM 747525103 677 10013 SH SOLE 10013 0 0 QUANTA SVCS INC COM 74762E102 2483 78257 SH SOLE 78257 0 0 QUANTUM CORP COM NEW 747906501 258 87500 SH SOLE 87500 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 125 13827 SH SOLE 13827 0 0 REPLIGEN CORP COM 759916109 348 3603 SH SOLE 3603 0 0 RIO TINTO PLC SPONSORED ADR 767204100 259 5433 SH SOLE 5433 0 0 ROCKWELL AUTOMATION INC COM 773903109 218 1443 SH SOLE 1443 0 0 ROPER TECHNOLOGIES INC COM 776696106 222 713 SH SOLE 713 0 0 ROYAL BK CDA COM 780087102 320 5200 SH SOLE 5200 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 271 7756 SH SOLE 7756 0 0 S&P GLOBAL INC COM 78409V104 472 1926 SH SOLE 1926 0 0 SALESFORCE COM INC COM 79466L302 1538 10682 SH SOLE 10682 0 0 SANOFI SPONSORED ADR 80105N105 472 10795 SH SOLE 10795 0 0 SAP SE SPON ADR 803054204 1611 14581 SH SOLE 14581 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 252 933 SH SOLE 933 0 0 SCHLUMBERGER LTD COM 806857108 154 10923 SH SOLE 10923 0 0 SCHWAB CHARLES CORP COM 808513105 264 7853 SH SOLE 7853 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 12265 202967 SH SOLE 202967 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 311 5075 SH SOLE 5075 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 871 33712 SH SOLE 33712 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 480 5416 SH SOLE 5416 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 437 8027 SH SOLE 8027 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 407 6895 SH SOLE 6895 0 0 SEMPRA ENERGY COM 816851109 447 3916 SH SOLE 3916 0 0 SERVICENOW INC COM 81762P102 227 795 SH SOLE 795 0 0 SHERWIN WILLIAMS CO COM 824348106 639 1390 SH SOLE 1390 0 0 SONY CORP SPONSORED ADR 835699307 896 15139 SH SOLE 15139 0 0 SOUTHERN CO COM 842587107 285 5263 SH SOLE 5263 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 254 1157 SH SOLE 1157 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1323 5100 SH SOLE 5100 0 0 SPDR SER TR S&P INS ETF 78464A789 369 14812 SH SOLE 14812 0 0 SRAX INC CL A 78472M106 40 20000 SH SOLE 20000 0 0 STARBUCKS CORP COM 855244109 1593 24226 SH SOLE 24226 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 138 28837 SH SOLE 28837 0 0 SUNDIAL GROWERS INC COM 86730L109 141 220000 SH SOLE 220000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 924 19187 SH SOLE 19187 0 0 TARGET CORP COM 87612E106 263 2834 SH SOLE 2834 0 0 TESLA INC COM 88160R101 917 1750 SH SOLE 1750 0 0 TEXAS INSTRS INC COM 882508104 1531 15325 SH SOLE 15325 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 782 2754 SH SOLE 2754 0 0 TJX COS INC NEW COM 872540109 342 7156 SH SOLE 7156 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 207 4893 SH SOLE 4893 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 455 3796 SH SOLE 3796 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 214 2586 SH SOLE 2586 0 0 TRAVELERS COMPANIES INC COM 89417E109 350 3522 SH SOLE 3522 0 0 TRUIST FINL CORP COM 89832Q109 319 10348 SH SOLE 10348 0 0 TYSON FOODS INC CL A 902494103 301 5204 SH SOLE 5204 0 0 UBS GROUP AG SHS H42097107 136 14644 SH SOLE 14644 0 0 UDR INC COM 902653104 314 8583 SH SOLE 8583 0 0 UNILEVER N V N Y SHS NEW 904784709 474 9715 SH SOLE 9715 0 0 UNILEVER PLC SPON ADR NEW 904767704 372 7355 SH SOLE 7355 0 0 UNION PAC CORP COM 907818108 582 4127 SH SOLE 4127 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 25 11672 SH SOLE 11672 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1545 16542 SH SOLE 16542 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1652 17511 SH SOLE 17511 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2106 8444 SH SOLE 8444 0 0 US BANCORP DEL COM NEW 902973304 2173 62308 SH SOLE 62308 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 209 1630 SH SOLE 1630 0 0 VANECK VECTORS ETF TR VIETNAM ETF 92189F817 154 14730 SH SOLE 14730 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 5415 36380 SH SOLE 36380 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 27966 118088 SH SOLE 118088 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1882 14851 SH SOLE 14851 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 650 4324 SH SOLE 4324 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 5662 43010 SH SOLE 43010 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1038 8762 SH SOLE 8762 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3828 24427 SH SOLE 24427 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1767 19838 SH SOLE 19838 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3671 31800 SH SOLE 31800 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 52273 405431 SH SOLE 405431 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1017 16198 SH SOLE 16198 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 14820 361277 SH SOLE 361277 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 21944 654068 SH SOLE 654068 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1965 45412 SH SOLE 45412 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 246 2670 SH SOLE 2670 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1225 11852 SH SOLE 11852 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 13187 314283 SH SOLE 314283 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 25098 752784 SH SOLE 752784 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2196 31043 SH SOLE 31043 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 518 12588 SH SOLE 12588 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 834 18210 SH SOLE 18210 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 392 2694 SH SOLE 2694 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 471 9283 SH SOLE 9283 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 533 3209 SH SOLE 3209 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 374 1767 SH SOLE 1767 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 338 4441 SH SOLE 4441 0 0 VARIAN MED SYS INC COM 92220P105 509 4959 SH SOLE 4959 0 0 VERISK ANALYTICS INC COM 92345Y106 274 1964 SH SOLE 1964 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2791 51936 SH SOLE 51936 0 0 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 490 11840 SH SOLE 11840 0 0 VISA INC COM CL A 92826C839 4129 25634 SH SOLE 25634 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 353 25640 SH SOLE 25640 0 0 WALMART INC COM 931142103 1577 13814 SH SOLE 13814 0 0 WASTE MGMT INC DEL COM 94106L109 205 2211 SH SOLE 2211 0 0 WELLS FARGO CO NEW COM 949746101 541 18856 SH SOLE 18856 0 0 WELLTOWER INC COM 95040Q104 250 5468 SH SOLE 5468 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 427 5281 SH SOLE 5281 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 5022 219592 SH SOLE 219592 0 0 XYLEM INC COM 98419M100 329 5057 SH SOLE 5057 0 0 ZOETIS INC CL A 98978V103 866 7360 SH SOLE 7360 0 0