0001085146-18-002335.txt : 20181017 0001085146-18-002335.hdr.sgml : 20181017 20181017091210 ACCESSION NUMBER: 0001085146-18-002335 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 EFFECTIVENESS DATE: 20181017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPROCK Group, Inc. CENTRAL INDEX KEY: 0001610769 IRS NUMBER: 470899236 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16427 FILM NUMBER: 181125510 BUSINESS ADDRESS: STREET 1: 805 WEST IDAHO STREET STREET 2: SUITE 200 CITY: BOISE STATE: ID ZIP: 83702 BUSINESS PHONE: 208-368-9600 MAIL ADDRESS: STREET 1: 805 WEST IDAHO STREET STREET 2: SUITE 200 CITY: BOISE STATE: ID ZIP: 83702 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001610769 XXXXXXXX 09-30-2018 09-30-2018 false CAPROCK Group, Inc.

805 WEST IDAHO STREET SUITE 200 BOISE ID 83702

13F HOLDINGS REPORT 028-16427 N Mark Gustafson 208-368-9600 /s/ Mark Gustafson Boise ID 10-16-2018 0 407 491781 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1798 8533 SH SOLE 8533 0 0 ABB LTD SPONSORED ADR 000375204 377 15953 SH SOLE 15953 0 0 ABBOTT LABS COM 002824100 1034 14090 SH SOLE 14090 0 0 ABBVIE INC COM 00287Y109 1113 11771 SH SOLE 11771 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1256 7380 SH SOLE 7380 0 0 ACTIVISION BLIZZARD INC COM 00507V109 261 3143 SH SOLE 3143 0 0 ADOBE SYS INC COM 00724F101 644 2386 SH SOLE 2386 0 0 AEGON N V NY REGISTRY SH 007924103 438 68069 SH SOLE 68069 0 0 AEHR TEST SYSTEMS COM 00760J108 67 30000 SH SOLE 30000 0 0 AES CORP COM 00130H105 439 31364 SH SOLE 31364 0 0 AETNA INC NEW COM 00817Y108 625 3081 SH SOLE 3081 0 0 AFLAC INC COM 001055102 590 12528 SH SOLE 12528 0 0 AIR PRODS & CHEMS INC COM 009158106 409 2430 SH SOLE 2430 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 277 3782 SH SOLE 3782 0 0 ALBEMARLE CORP COM 012653101 212 2113 SH SOLE 2113 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1119 6787 SH SOLE 6787 0 0 ALIGN TECHNOLOGY INC COM 016255101 483 1235 SH SOLE 1235 0 0 ALLSTATE CORP COM 020002101 483 4872 SH SOLE 4872 0 0 ALPHABET INC CAP STK CL C 02079K107 1460 1223 SH SOLE 1223 0 0 ALPHABET INC CAP STK CL A 02079K305 3391 2809 SH SOLE 2809 0 0 ALTRIA GROUP INC COM 02209S103 1119 18305 SH SOLE 18305 0 0 AMAZON COM INC COM 023135106 5889 2939 SH SOLE 2939 0 0 AMBEV SA SPONSORED ADR 02319V103 65 14306 SH SOLE 14306 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 208 8395 SH SOLE 8395 0 0 AMERICAN EXPRESS CO COM 025816109 799 7500 SH SOLE 7500 0 0 AMERICAN TOWER CORP NEW COM 03027X100 394 2699 SH SOLE 2699 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 728 8273 SH SOLE 8273 0 0 AMERISOURCEBERGEN CORP COM 03073E105 316 3426 SH SOLE 3426 0 0 AMGEN INC COM 031162100 1275 6151 SH SOLE 6151 0 0 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 261 12900 SH SOLE 12900 0 0 ANDEAVOR 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THERAPEUTICS INC COM 803607100 281 1740 SH SOLE 1740 0 0 SCHLUMBERGER LTD COM 806857108 917 14918 SH SOLE 14918 0 0 SCHWAB CHARLES CORP NEW COM 808513105 430 8744 SH SOLE 8744 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 359 5160 SH SOLE 5160 0 0 SEACHANGE INTL INC COM 811699107 53 29860 SH SOLE 29860 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 219 3782 SH SOLE 3782 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 721 7579 SH SOLE 7579 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 228 4225 SH SOLE 4225 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 244 2082 SH SOLE 2082 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 248 3276 SH SOLE 3276 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 272 9867 SH SOLE 9867 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 234 2981 SH SOLE 2981 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 224 4252 SH SOLE 4252 0 0 SEMPRA ENERGY COM 816851109 765 6670 SH SOLE 6670 0 0 SENSATA TECHNOLOGIES HLDNG P SHS G8060N102 303 6114 SH SOLE 6114 0 0 SERVICENOW INC COM 81762P102 233 1193 SH SOLE 1193 0 0 SHERWIN WILLIAMS CO COM 824348106 676 1485 SH SOLE 1485 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 342 4901 SH SOLE 4901 0 0 SONY CORP SPONSORED ADR 835699307 1260 20783 SH SOLE 20783 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1294 4884 SH SOLE 4884 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 918 23978 SH SOLE 23978 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7185 24602 SH SOLE 24602 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 211 570 SH SOLE 570 0 0 STARBUCKS CORP COM 855244109 908 15977 SH SOLE 15977 0 0 STATE STR CORP COM 857477103 301 3570 SH SOLE 3570 0 0 STRYKER CORP COM 863667101 322 1806 SH SOLE 1806 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 311 38731 SH SOLE 38731 0 0 SUNRUN INC COM 86771W105 176 14151 SH SOLE 14151 0 0 SURMODICS INC COM 868873100 210 2815 SH SOLE 2815 0 0 SYNTEL INC COM 87162H103 224 5465 SH SOLE 5465 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1220 27622 SH SOLE 27622 0 0 TARGET CORP COM 87612E106 466 5280 SH SOLE 5280 0 0 TESLA INC COM 88160R101 456 1724 SH SOLE 1724 0 0 TETRA TECH INC NEW COM 88162G103 248 3634 SH SOLE 3634 0 0 TEXAS INSTRS INC COM 882508104 1879 17511 SH SOLE 17511 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 662 2712 SH SOLE 2712 0 0 TJX COS INC NEW COM 872540109 598 5341 SH SOLE 5341 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 771 12687 SH SOLE 12687 0 0 TOTAL S A SPONSORED ADR 89151E109 1309 19638 SH SOLE 19638 0 0 TOTAL SYS SVCS INC COM 891906109 209 2116 SH SOLE 2116 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 447 3594 SH SOLE 3594 0 0 TPI COMPOSITES INC COM 87266J104 348 12201 SH SOLE 12201 0 0 TRACTOR SUPPLY CO COM 892356106 205 2260 SH SOLE 2260 0 0 TRAVELERS COMPANIES INC COM 89417E109 356 2743 SH SOLE 2743 0 0 TRIMBLE INC COM 896239100 419 9648 SH SOLE 9648 0 0 TRUSTCO BK CORP N Y COM 898349105 101 11815 SH SOLE 11815 0 0 TURNING PT BRANDS INC COM 90041L105 325 7820 SH SOLE 7820 0 0 UBS GROUP AG SHS H42097107 263 16709 SH SOLE 16709 0 0 UDR INC COM 902653104 219 5429 SH SOLE 5429 0 0 UNILEVER N V N Y SHS NEW 904784709 733 13191 SH SOLE 13191 0 0 UNILEVER PLC SPON ADR NEW 904767704 270 4916 SH SOLE 4916 0 0 UNION PAC CORP COM 907818108 599 3677 SH SOLE 3677 0 0 UNISYS CORP COM NEW 909214306 207 10160 SH SOLE 10160 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1538 13175 SH SOLE 13175 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2207 15783 SH SOLE 15783 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2083 7831 SH SOLE 7831 0 0 US BANCORP DEL COM NEW 902973304 3695 69478 SH SOLE 69478 0 0 USANA HEALTH SCIENCES INC COM 90328M107 217 1800 SH SOLE 1800 0 0 VAIL RESORTS INC COM 91879Q109 446 1624 SH SOLE 1624 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 6544 41040 SH SOLE 41040 0 0 VANGUARD GROUP DIV APP ETF 921908844 1191 10713 SH SOLE 10713 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 21741 81047 SH SOLE 81047 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3550 31183 SH SOLE 31183 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4429 31029 SH SOLE 31029 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1263 6733 SH SOLE 6733 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1101 7856 SH SOLE 7856 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 12943 78470 SH SOLE 78470 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 828 6168 SH SOLE 6168 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2729 16897 SH SOLE 16897 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 6919 62100 SH SOLE 62100 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 9767 59836 SH SOLE 59836 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 54547 362775 SH SOLE 362775 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 698 9203 SH SOLE 9203 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3711 70966 SH SOLE 70966 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4293 103593 SH SOLE 103593 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 929 16468 SH SOLE 16468 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 220 1619 SH SOLE 1619 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 39816 916803 SH SOLE 916803 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1077 12269 SH SOLE 12269 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 286 1584 SH SOLE 1584 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 226 1614 SH SOLE 1614 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1373 13060 SH SOLE 13060 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 370 5332 SH SOLE 5332 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 319 1768 SH SOLE 1768 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 280 1894 SH SOLE 1894 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 452 2233 SH SOLE 2233 0 0 VARIAN MED SYS INC COM 92220P105 536 4790 SH SOLE 4790 0 0 VERINT SYS INC COM 92343X100 202 4025 SH SOLE 4025 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2226 41688 SH SOLE 41688 0 0 VICTORY PORTFOLIOS II VCSHS US DISCVRY 92647N774 447 9235 SH SOLE 9235 0 0 VICTORY PORTFOLIOS II VCSHS DEV ENH VL 92647N816 413 12125 SH SOLE 12125 0 0 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 2139 45164 SH SOLE 45164 0 0 VISA INC COM CL A 92826C839 2363 15744 SH SOLE 15744 0 0 VMWARE INC CL A COM 928563402 235 1506 SH SOLE 1506 0 0 W & T OFFSHORE INC COM 92922P106 249 25825 SH SOLE 25825 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 631 8653 SH SOLE 8653 0 0 WALMART INC COM 931142103 1594 16978 SH SOLE 16978 0 0 WASTE MGMT INC DEL COM 94106L109 220 2438 SH SOLE 2438 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 375 4513 SH SOLE 4513 0 0 WELLS FARGO CO NEW COM 949746101 1411 26848 SH SOLE 26848 0 0 WESTERN DIGITAL CORP COM 958102105 380 6431 SH SOLE 6431 0 0 WESTERN UN CO COM 959802109 404 21192 SH SOLE 21192 0 0 WILLIAMS COS INC DEL COM 969457100 446 16396 SH SOLE 16396 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 780 8179 SH SOLE 8179 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 967 40103 SH SOLE 40103 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1076 18560 SH SOLE 18560 0 0 WISDOMTREE TR CURRNCY INT EQ 97717X263 1087 36684 SH SOLE 36684 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 7480 118316 SH SOLE 118316 0 0 WOODWARD INC COM 980745103 242 2989 SH SOLE 2989 0 0 XERIUM TECHNOLOGIES INC COM NEW 98416J118 135 10000 SH SOLE 10000 0 0 XYLEM INC COM 98419M100 777 9726 SH SOLE 9726 0 0 YUM BRANDS INC COM 988498101 521 5726 SH SOLE 5726 0 0 ZOETIS INC CL A 98978V103 341 3721 SH SOLE 3721 0 0