0001608376-15-000003.txt : 20150513 0001608376-15-000003.hdr.sgml : 20150513 20150513154012 ACCESSION NUMBER: 0001608376-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150513 EFFECTIVENESS DATE: 20150513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Trust Asset Management LLC CENTRAL INDEX KEY: 0001608376 IRS NUMBER: 262520456 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16188 FILM NUMBER: 15858154 BUSINESS ADDRESS: STREET 1: 1900 ST. JAMES PLACE STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 832-308-2748 MAIL ADDRESS: STREET 1: 1900 ST. JAMES PLACE STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001608376 XXXXXXXX 03-31-2015 03-31-2015 Trust Asset Management LLC

1900 ST. JAMES PLACE SUITE 300 HOUSTON TX 77056

13F HOLDINGS REPORT 028-16188 N RILEY SALYER 832-308-2728 RILEY SALYER HOUSTON TX 05-13-2015 0 116 258873 false INFORMATION TABLE 2 tam2015033113f.xml ABERDEEN ASIA-PAC INCOME FD FND 003009107 1272 236400 SH SOLE 236400 0 0 ABERDEEN AUSTRALIA EQUITY FD FND 003011103 1488 208142 SH SOLE 208142 0 0 ADT CORP/THE COMMON STOCK COM 00101J106 5 113 SH SOLE 113 0 0 ALCOA INC COMMON STOCK COM 013817101 129 10000 SH SOLE 10000 0 0 ALERIAN MLP ETF EQUITY OBJECTIVE FND 00162Q866 3704 223536 SH SOLE 223536 0 0 ALLIANCEBERNSTEIN GL BD C FND 01853W303 1025 119768 SH SOLE 119768 0 0 ALLIANCEBERNSTEIN IN BOND C FND 018528687 754 66635 SH SOLE 66635 0 0 ALLIANCEBERNSTEIN INC FUND FND 01881E101 7527 974968 SH SOLE 974968 0 0 AMERICAN CAPITAL AGENCY CORP REIT COM 02503X105 6125 287171 SH SOLE 287171 0 0 AMERICAN CAPITAL LTD COMMON COM 02503Y103 18721 1265809 SH SOLE 1265809 0 0 AMERICAN INTERNATIONAL GROUP COMMON STOCK COM 026874784 34 618 SH SOLE 618 0 0 AOL INC COMMON STOCK COM 00184X105 1 37 SH SOLE 37 0 0 AT&T INC COMMON STOCK COM 00206R102 1562 47853 SH SOLE 47853 0 0 BANK OF AMERICA CORP COMMON STOCK COM 060505104 935 60764 SH SOLE 60764 0 0 BANK OF NEW YORK MELLON CORP COMMON STOCK COM 064058100 228 5656 SH SOLE 5656 0 0 BLACKROCK DEBT STRATEGIES FD FND 09255R103 1280 343200 SH SOLE 343200 0 0 BLACKROCK FLOAT RT INCOME ST FND 09255X100 4597 330727 SH SOLE 330727 0 0 BLACKROCK FLT RT INC - FND 091941104 4560 338533 SH SOLE 338533 0 0 BP PLC-SPONS ADR DEPOSITORY RECEIPT COM 055622104 120 3066 SH SOLE 3066 0 0 BREITBURN ENERGY PARTNERS LP MLP 106776107 41 7467 SH SOLE 7467 0 0 BROADCOM CORP-CL A COMMON STOCK COM 111320107 467 10793 SH SOLE 10793 0 0 BUCKEYE PARTNERS LP PARTNERSHIP SHARES MLP 118230101 860 11391 SH SOLE 11391 0 0 CENTURYTEL INC COMMON STOCK COM 156700106 153 4431 SH SOLE 4431 0 0 CISCO SYSTEMS INC COMMON STOCK COM 17275R102 125 4537 SH SOLE 4537 0 0 CITIGROUP INC COMMON STOCK COM 172967424 441 8561 SH SOLE 8561 0 0 CRESTWOOD MIDSTREAM PARTNERS MLP 226378107 756 52101 SH SOLE 52101 0 0 DOUBLELINE INCOME SOLUTIONS FND 258622109 6831 344122 SH SOLE 344122 0 0 EATON VANCE FLOAT RT INC TR FND 278279104 4612 316073 SH SOLE 316073 0 0 EATON VANCE SENIOR INCOME TR FND 27826S103 4518 694081 SH SOLE 694081 0 0 EATON VANCE SR FLTG RATE TR FND 27828Q105 4603 318533 SH SOLE 318533 0 0 ELI LILLY & CO COMMON STOCK COM 532457108 723 9956 SH SOLE 9956 0 0 EMC CORP/MASS COMMON STOCK COM 268648102 267 10449 SH SOLE 10449 0 0 ENERGY TRANSFER PARTNERS LP MLP 29273R109 868 15572 SH SOLE 15572 0 0 EV ENERGY PARTNER LP P MLP 26926V107 173 12973 SH SOLE 12973 0 0 EXTERRAN PARTNERS LP MLP 30225N105 200 8030 SH SOLE 8030 0 0 FIRST TRUST SENIOR FLOATING FND 33733U108 4628 335131 SH SOLE 335131 0 0 FORD MOTOR CO COMMON STOCK COM 345370860 198 12263 SH SOLE 12263 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1 133 SH SOLE 133 0 0 GAP INC/THE COMMON STOCK COM 364760108 33 755 SH SOLE 755 0 0 GENERAL ELECTRIC CO COMMON STOCK COM 369604103 1081 43578 SH SOLE 43578 0 0 GENERAL MOTORS CO COMMON STOCK COM 37045V100 46 1218 SH SOLE 1218 0 0 GENERAL MOTORS-CW16 07/10/2016 WARRANT *W EXP 07/10/201 37045V118 28 1014 SH SOLE 1014 0 0 GENERAL MOTORS-CW19 07/10/2019 WARRANT *W EXP 07/10/201 37045V126 20 1014 SH SOLE 1014 0 0 GLAXOSMITHKLINE PLC-SPON ADR COM 37733W105 1238 26817 SH SOLE 26817 0 0 HALLIBURTON CO COMMON STOCK COM 406216101 69 1566 SH SOLE 1566 0 0 HALYARD HEALTH INC COMMON STOCK COM 40650V100 1 14 SH SOLE 14 0 0 HEWLETT-PACKARD CO COMMON STOCK COM 428236103 759 24373 SH SOLE 24373 0 0 INTEL CORP COMMON STOCK COM 458140100 266 8500 SH SOLE 8500 0 0 INTL BUSINESS MACHINES CORP COMMON COM 459200101 72 451 SH SOLE 451 0 0 INVESCO DYNAMIC CREDIT OPP FND 46132R104 4620 385972 SH SOLE 385972 0 0 INVESCO SENIOR INCOME TRUST FND 46131H107 4549 959712 SH SOLE 959712 0 0 ISHARES BARCLAYS 1-3 YEAR CR DEBT OBJECTIVE FND 464288646 339 3210 SH SOLE 3210 0 0 ISHARES DJ US REAL ESTATE FND 464287739 23 292 SH SOLE 292 0 0 ISHARES EMERGING MARKETS DIV FND 464286319 798 19390 SH SOLE 19390 0 0 ISHARES IBOXX H/Y CORP BOND FND 464288513 5563 61397 SH SOLE 61397 0 0 ISHARES IBOXX INV GR CORP BD FND 464287242 39 317 SH SOLE 317 0 0 ISHARES JP MORGAN EM BOND FD FND 464288281 1439 12835 SH SOLE 12835 0 0 ISHARES MSCI EAFE INDEX FUND FND 464287465 4791 74655 SH SOLE 74655 0 0 ISHARES MSCI EMERGING MKT IN FND 464287234 19374 482771 SH SOLE 482771 0 0 ISHARES S&P PREF STK INDX FN FND 464288687 266 6640 SH SOLE 6640 0 0 LINN CO LLC COMMON STOCK COM 535782106 97 10129 SH SOLE 10129 0 0 LINN ENERGY LLC-UNITS MLP 536020100 1198 108335 SH SOLE 108335 0 0 LMP CORPORATE LOAN FUND INC FND 50208B100 4185 374345 SH SOLE 374345 0 0 LRR ENERGY LP PARTNERSHIP SHARES MLP 50214A104 201 31598 SH SOLE 31598 0 0 MANAGED HI YLD PLUS FUND INC FND 561911108 84 43837 SH SOLE 43837 0 0 MARTIN MIDSTREAM PARTNERS LP MLP 573331105 2678 75567 SH SOLE 75567 0 0 MEMORIAL PRODUCTION PARTNERS MLP 586048100 2016 124345 SH SOLE 124345 0 0 MERCK & CO. INC. COMMON STOCK COM 58933Y105 399 6945 SH SOLE 6945 0 0 MID-CON ENERGY PARTNERS LP MLP 59560V109 341 61246 SH SOLE 61246 0 0 NORTH AMERICAN ENERGY PARTNE COM 656844107 90 30935 SH SOLE 30935 0 0 NUVEEN FLOATING RATE INCOME FND 67072T108 4530 400501 SH SOLE 400501 0 0 NUVEEN FLOATING RT INC OPP FND 6706EN100 4777 410729 SH SOLE 410729 0 0 NUVEEN SENIOR INCOME FUND FND 67067Y104 4543 682141 SH SOLE 682141 0 0 ORACLE CORP COMMON STOCK COM 68389X105 1 12 SH SOLE 12 0 0 PENNANTPARK INVESTMENT CORP COM 708062104 1227 135536 SH SOLE 135536 0 0 PETROLEO BRASILEIRO S.A.-ADR COM 71654V408 1328 220981 SH SOLE 220981 0 0 PFIZER INC COMMON STOCK COM 717081103 587 16868 SH SOLE 16868 0 0 PHILIP MORRIS INTERNATIONAL COMMON COM 718172109 4859 64500 SH SOLE 64500 0 0 PIMCO DYNAMIC CREDIT INCOME FND 72202D106 5396 264250 SH SOLE 264250 0 0 PIMCO DYNAMIC INCOME FUND FND 72201Y101 1660 57253 SH SOLE 57253 0 0 PIONEER FLOATING RATE TRUST FND 72369J102 4451 382718 SH SOLE 382718 0 0 PROSHARES ULTRASHORT 20+Y TR FND 74347B201 9187 219414 SH SOLE 219414 0 0 PRUDENTIAL GL SH DUR HI YLD FND 74433A109 4236 265915 SH SOLE 265915 0 0 PRUDENTIAL SHORT DURATION HI FND 74442F107 4278 262956 SH SOLE 262956 0 0 PUTNAM PREMIER INCOME TRUST FND 746853100 1246 236400 SH SOLE 236400 0 0 RIDGEWORTH SEIX FLOATING-I FND 76628T678 950 107277 SH SOLE 107277 0 0 ROYAL DUTCH SHELL PLC-ADR COM 780259107 2511 40043 SH SOLE 40043 0 0 SANDRIDGE MISSISSIPPIAN TRUS COMMON COM 80007T101 2636 738394 SH SOLE 738394 0 0 SANDRIDGE MISSISSIPPIAN TRUS COMMON COM 80007V106 3678 855336 SH SOLE 855336 0 0 SPDR BARCLAYS CAPITAL HIGH FND 78464A417 1611 41070 SH SOLE 41070 0 0 SPDR TRUST SERIES 1 FND 78462F103 440 2132 SH SOLE 2132 0 0 SYMANTEC CORP COMMON COM 871503108 1405 60117 SH SOLE 60117 0 0 T ROWE PR INST HI YLD FND 77958B204 2659 289987 SH SOLE 289987 0 0 TC PIPELINES LP PARTNERSHIP MLP 87233Q108 1048 16081 SH SOLE 16081 0 0 TEEKAY LNG PARTNERS LP MLP Y8564M105 941 25200 SH SOLE 25200 0 0 TEEKAY OFFSHORE PARTNERS LP MLP Y8565J101 729 34516 SH SOLE 34516 0 0 TEMPLETON EMERG MKTS INC FD FND 880192109 6522 605586 SH SOLE 605586 0 0 TEMPLETON GLOBAL BOND FD FND 880208400 11318 917168 SH SOLE 917168 0 0 TENARIS SA-ADR DEPOSITORY RECEIPT COM 88031M109 67 2401 SH SOLE 2401 0 0 TENET HEALTHCARE CORP COMMON STOCK COM 88033G407 5 97 SH SOLE 97 0 0 TIME INC COMMON STOCK COM 887228104 1 50 SH SOLE 50 0 0 TIME WARNER INC COMMON STOCK COM 887317303 127 1509 SH SOLE 1509 0 0 TOTAL SA-SPON ADR COM 89151E109 49 996 SH SOLE 996 0 0 UNISYS CORP COMMON COM 909214306 1 32 SH SOLE 32 0 0 VANGUARD NATURAL RESOURCES FND 92205F106 724 51793 SH SOLE 51793 0 0 VANGUARD PREC MTL & MIN FND 921908208 5392 621251 SH SOLE 621251 0 0 VERIZON COMMUNICATIONS INC COMMON COM 92343V104 906 18633 SH SOLE 18633 0 0 VOYA PRIME RATE TRUST - FIXED INCOME FND 92913A100 4614 832774 SH SOLE 832774 0 0 WELLS FARGO & CO COMMON STOCK COM 949746101 142 2613 SH SOLE 2613 0 0 WELLS FARGO ADVANTAGE INCOME FND 94987B105 16097 1829241 SH SOLE 1829241 0 0 WESTERN ASSET INF INDX BD-A FND 957663362 130 11456 SH SOLE 11456 0 0 WILH WILHELMSEN HOLDING-A COMMON COM R9883A119 10 520 SH SOLE 520 0 0 WILLIAMS PARTNERS LP PARTNERSHIP MLP 96949L105 350 7104 SH SOLE 7104 0 0 WMI HOLDINGS CORP COMMON COM 92936P100 2 926 SH SOLE 926 0 0 XEROX CORP COMMON COM 984121103 267 20792 SH SOLE 20792 0 0