FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/07/2014 |
3. Issuer Name and Ticker or Trading Symbol
ENTEGRIS INC [ ENTG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 18,735.838(1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | (3) | 02/19/2020 | Common Stock | 11,056 | $9.88 | D | |
Employee Stock Option (Right to Buy) | (4) | 02/19/2021 | Common Stock | 15,084 | $11.71 | D |
Explanation of Responses: |
1. These shares include a total of 11,328 restricted stock units granted on February 22, 2011, February 15, 2012, February 12, 2013 and February 11, 2014 with restrictions that lapse as follows: (i) 5,460 shares vest on February 19, 2015, (ii) 3,460 shares vest February 19, 2016, (iii) 1,558 shares vest on February 19, 2017, and (iv) 850 shares vest on February 19, 2018. |
2. These shares include 2,064.838 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan. |
3. This option vests in four equal annual installments. The first installment became exercisable on February 19, 2014 and the next three installments become exercisable on February 19, 2015, February 19, 2016 and February 19, 2017, respectively. |
4. This option vests in four equal annual installments. The first installment becomes exercisable on February 19, 2015 and the next three installments become exercisable on February 19, 2016, February 19, 2017 and February 19, 2018, respectively. |
Remarks: |
/s/ Peter W. Walcott, Attorney-In-Fact for Gregory B. Marshall | 05/16/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |