0001315098-21-000063.txt : 20211124
0001315098-21-000063.hdr.sgml : 20211124
20211124190711
ACCESSION NUMBER: 0001315098-21-000063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211122
FILED AS OF DATE: 20211124
DATE AS OF CHANGE: 20211124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Guthrie Michael
CENTRAL INDEX KEY: 0001607880
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39763
FILM NUMBER: 211448665
MAIL ADDRESS:
STREET 1: TRUECAR, INC., 120 BROADWAY, SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roblox Corp
CENTRAL INDEX KEY: 0001315098
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 200991664
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (888) 858-2569
MAIL ADDRESS:
STREET 1: 970 PARK PLACE
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
wf-form4_163779881662132.xml
FORM 4
X0306
4
2021-11-22
0
0001315098
Roblox Corp
RBLX
0001607880
Guthrie Michael
C/O ROBLOX CORPORATION
970 PARK PLACE
SAN MATEO
CA
94403
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-11-22
4
S
0
56
118.1902
D
80569
D
Class A Common Stock
2021-11-22
4
S
0
42
119.2499
D
80527
D
Class A Common Stock
2021-11-22
4
S
0
132
120.2743
D
80395
D
Class A Common Stock
2021-11-22
4
S
0
199
121.2456
D
80196
D
Class A Common Stock
2021-11-22
4
S
0
1121
122.2887
D
79075
D
Class A Common Stock
2021-11-22
4
S
0
536
123.1597
D
78539
D
Class A Common Stock
2021-11-22
4
S
0
287
124.0064
D
78252
D
Class A Common Stock
2021-11-22
4
S
0
72
125.0175
D
78180
D
Class A Common Stock
2021-11-22
4
S
0
96
126.4171
D
78084
D
Class A Common Stock
2021-11-22
4
S
0
139
127.4376
D
77945
D
Class A Common Stock
2021-11-22
4
S
0
203
128.4758
D
77742
D
Class A Common Stock
2021-11-22
4
S
0
117
129.3403
D
77625
D
Class A Common Stock
2021-11-22
4
S
0
74
130.2887
D
77551
D
Class A Common Stock
2021-11-22
4
S
0
28
131.263
D
77523
D
Class A Common Stock
2021-11-22
4
S
0
23
132.6081
D
77500
D
Class A Common Stock
2021-11-22
4
S
0
40
133.4981
D
77460
D
Class A Common Stock
2021-11-22
4
S
0
16
134.432
D
77444
D
Class A Common Stock
2021-11-22
4
S
0
29
135.6667
D
77415
D
Class A Common Stock
2021-11-22
4
S
0
6
136.62
D
77409
D
Class A Common Stock
2021-11-22
4
M
0
123200
0.53
A
200609
D
Class A Common Stock
2021-11-22
4
S
0
2868
118.186
D
197741
D
Class A Common Stock
2021-11-22
4
S
0
2605
119.4069
D
195136
D
Class A Common Stock
2021-11-22
4
S
0
9862
120.2942
D
185274
D
Class A Common Stock
2021-11-22
4
S
0
8689
121.4957
D
176585
D
Class A Common Stock
2021-11-22
4
S
0
26641
122.429
D
149944
D
Class A Common Stock
2021-11-22
4
S
0
16156
123.3965
D
133788
D
Class A Common Stock
2021-11-22
4
S
0
9229
124.3814
D
124559
D
Class A Common Stock
2021-11-22
4
S
0
2559
125.2954
D
122000
D
Class A Common Stock
2021-11-22
4
S
0
3869
126.4597
D
118131
D
Class A Common Stock
2021-11-22
4
S
0
7956
127.5677
D
110175
D
Stock Option (Right to Buy)
0.53
2021-11-22
4
M
0
123200
0.53
D
2028-02-05
Class A Common Stock
123200.0
1777390
D
Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.67 to $118.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.68 to $119.60, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.68 to $120.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.70 to $121.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.70 to $122.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.70 to $124.69, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.70 to $125.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $125.85 to $126.83, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.94 to $127.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.94 to $128.93, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $128.94 to $129.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $129.94 to $130.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $130.95 to $131.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $132.18 to $133.03, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $133.19 to $133.98, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $134.23 to $134.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $135.39 to $136.30, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $117.71 to $118.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $118.84 to $119.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $119.915 to $120.87, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $120.92 to $121.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $121.93 to $122.925, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $122.93 to $123.92, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $123.93 to $124.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $124.95 to $125.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $126.01 to $127.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $127.01 to $128.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
1/48th of the shares subject to the option vested on February 5, 2019, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
This Form 4 is the first of two Forms 4 being filed by the Reporting Person relating to the same event.
/s/ Mark Reinstra Attorney-in-Fact for Michael J. Guthrie
2021-11-24