0001209191-20-019065.txt : 20200313 0001209191-20-019065.hdr.sgml : 20200313 20200313201926 ACCESSION NUMBER: 0001209191-20-019065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ELLEN CENTRAL INDEX KEY: 0001805612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36642 FILM NUMBER: 20714951 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivint Solar, Inc. CENTRAL INDEX KEY: 0001607716 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 455605880 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (877) 404-4129 MAIL ADDRESS: STREET 1: 1800 WEST ASHTON BLVD. CITY: LEHI STATE: UT ZIP: 84043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-12 0 0001607716 Vivint Solar, Inc. VSLR 0001805612 SMITH ELLEN 1800 WEST ASHTON BLVD. LEHI UT 84043 1 0 0 0 Common Stock 2020-03-12 4 A 0 6448 A 6448 D The restricted stock units convert into common stock on a one-for-one basis. Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan, which can only be settled with shares of Common Stock. 100% of the underlying shares vest on the earlier of the one-year anniversary of the date of grant or the date of the Issuer's next Annual Meeting first occurring after the date of grant, in each case, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. /s/ Dana C. Russell, attorney-in-fact 2020-03-13