0001214659-19-003324.txt : 20190510
0001214659-19-003324.hdr.sgml : 20190510
20190509184245
ACCESSION NUMBER: 0001214659-19-003324
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190510
DATE AS OF CHANGE: 20190509
EFFECTIVENESS DATE: 20190510
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 19812276
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
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0001607355
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03-31-2019
03-31-2019
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
05-09-2019
0
361
138778
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
714
3438
SH
SOLE
3438
0
0
ABBOTT LABS
COM
002824100
3890
48667
SH
SOLE
48667
0
0
ABBVIE INC
COM
00287Y109
2031
25198
SH
SOLE
25198
0
0
ACACIA COMMUNICATIONS INC
COM
00401C108
52
900
SH
SOLE
900
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
13
500
SH
SOLE
500
0
0
ADIENT PLC
ORD SHS
G0084W101
0
9
SH
SOLE
9
0
0
ADOBE INC
COM
00724F101
27
100
SH
SOLE
100
0
0
ADVANSIX INC
COM
00773T101
1
28
SH
SOLE
28
0
0
AGNC INVT CORP
COM
00123Q104
31
1730
SH
SOLE
1730
0
0
AIR PRODS & CHEMS INC
COM
009158106
14
75
SH
SOLE
75
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
20
150
SH
SOLE
150
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
94
513
SH
SOLE
513
0
0
ALKERMES PLC
SHS
G01767105
5
150
SH
SOLE
150
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
ALLERGAN PLC
SHS
G0177J108
10
66
SH
SOLE
66
0
0
ALLIANT ENERGY CORP
COM
018802108
118
2500
SH
SOLE
2500
0
0
ALPHABET INC
CAP STK CL C
02079K107
70
60
SH
SOLE
60
0
0
ALPHABET INC
CAP STK CL A
02079K305
82
70
SH
SOLE
70
0
0
ALTRIA GROUP INC
COM
02209S103
17
300
SH
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300
0
0
AMAZON COM INC
COM
023135106
256
144
SH
SOLE
144
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
1406
16783
SH
SOLE
16783
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
23
SH
SOLE
23
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
58
292
SH
SOLE
292
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1803
17290
SH
SOLE
17290
0
0
AMGEN INC
COM
031162100
45
239
SH
SOLE
239
0
0
ANHEUSER BUSCH INBEV SA/NV
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03524A108
8
100
SH
SOLE
100
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
265
3750
SH
SOLE
3750
0
0
ANIKA THERAPEUTICS INC
COM
035255108
9
300
SH
SOLE
300
0
0
ANNALY CAP MGMT INC
COM
035710409
22
2237
SH
SOLE
2237
0
0
ANTHEM INC
COM
036752103
5
16
SH
SOLE
16
0
0
APPLE INC
COM
037833100
2309
12154
SH
SOLE
12154
0
0
ARISTA NETWORKS INC
COM
040413106
16
50
SH
SOLE
50
0
0
AT&T INC
COM
00206R102
3873
123488
SH
SOLE
123488
0
0
ATTUNITY LTD
SHS NEW
M15332121
30
1300
SH
SOLE
1300
0
0
AURORA CANNABIS INC
COM
05156X108
319
35200
SH
SOLE
35200
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
37
231
SH
SOLE
231
0
0
AVISTA CORP
COM
05379B107
223
5500
SH
SOLE
5500
0
0
AXOS FINL INC
COM
05465C100
35
1200
SH
SOLE
1200
0
0
BANK AMER CORP
COM
060505104
998
36168
SH
SOLE
36168
0
0
BANK NEW YORK MELLON CORP
COM
064058100
15
300
SH
SOLE
300
0
0
BAXTER INTL INC
COM
071813109
29
360
SH
SOLE
360
0
0
BB&T CORP
COM
054937107
4
93
SH
SOLE
93
0
0
BECTON DICKINSON & CO
COM
075887109
7
27
SH
SOLE
27
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3777
18799
SH
SOLE
18799
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
27
500
SH
SOLE
500
0
0
BIOTELEMETRY INC
COM
090672106
94
1500
SH
SOLE
1500
0
0
BLACKROCK CAPITAL INVESTMENT
COM
092533108
18
3000
SH
SOLE
3000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
332
9500
SH
SOLE
9500
0
0
BOEING CO
COM
097023105
319
838
SH
SOLE
838
0
0
BOOKING HLDGS INC
COM
09857L108
9
5
SH
SOLE
5
0
0
BOSTON PROPERTIES INC
COM
101121101
9
67
SH
SOLE
67
0
0
BOYD GAMING CORP
COM
103304101
10
375
SH
SOLE
375
0
0
BP PLC
SPONSORED ADR
055622104
22
500
SH
SOLE
500
0
0
BRAINSTORM CELL THERAPEUTICS
COM NEW
10501E201
0
100
SH
SOLE
100
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
1
36
SH
SOLE
36
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
118
2476
SH
SOLE
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CADENCE DESIGN SYSTEM INC
COM
127387108
286
4500
SH
SOLE
4500
0
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CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
12
1000
SH
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1000
0
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CAMBREX CORP
COM
132011107
132
3400
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3400
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CANOPY GROWTH CORP
COM
138035100
401
9255
SH
SOLE
9255
0
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CATERPILLAR INC DEL
COM
149123101
28
210
SH
SOLE
210
0
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CEL SCI CORP
COM PAR NEW
150837607
0
40
SH
SOLE
40
0
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CELGENE CORP
COM
151020104
15
159
SH
SOLE
159
0
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CERNER CORP
COM
156782104
297
5200
SH
SOLE
5200
0
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CHEMOURS CO
COM
163851108
12
323
SH
SOLE
323
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
379
122220
SH
SOLE
122220
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
26
1385
SH
SOLE
1385
0
0
CHUBB LIMITED
COM
H1467J104
79
561
SH
SOLE
561
0
0
CHURCH & DWIGHT INC
COM
171340102
142
2000
SH
SOLE
2000
0
0
CISCO SYS INC
COM
17275R102
698
12925
SH
SOLE
12925
0
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CITIGROUP INC
COM NEW
172967424
79
1269
SH
SOLE
1269
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
3
1000
SH
SOLE
1000
0
0
CLOROX CO DEL
COM
189054109
1396
8700
SH
SOLE
8700
0
0
CMS ENERGY CORP
COM
125896100
22
400
SH
SOLE
400
0
0
COCA COLA CO
COM
191216100
1239
26433
SH
SOLE
26433
0
0
CODEXIS INC
COM
192005106
237
11529
SH
SOLE
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0
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COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
36
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SH
SOLE
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0
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COLGATE PALMOLIVE CO
COM
194162103
591
8622
SH
SOLE
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COMCAST CORP NEW
CL A
20030N101
726
18148
SH
SOLE
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0
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CONOCOPHILLIPS
COM
20825C104
13
200
SH
SOLE
200
0
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CONSOLIDATED EDISON INC
COM
209115104
288
3400
SH
SOLE
3400
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
3675
20960
SH
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COOPER COS INC
COM NEW
216648402
711
2401
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0
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COSTCO WHSL CORP NEW
COM
22160K105
614
2535
SH
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CREE INC
COM
225447101
11
200
SH
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0
0
CSX CORP
COM
126408103
557
7450
SH
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0
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CVS HEALTH CORP
COM
126650100
1519
28172
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0
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DANAHER CORPORATION
COM
235851102
263
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SH
SOLE
1990
0
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DAVITA INC
COM
23918K108
33
600
SH
SOLE
600
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
1
19
SH
SOLE
19
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
196
1200
SH
SOLE
1200
0
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DIEBOLD NXDF INC
COM
253651103
17
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DAILY TRANS 3X
25460E679
13
500
SH
SOLE
500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
393
6353
SH
SOLE
6353
0
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DISH NETWORK CORP
CL A
25470M109
10
300
SH
SOLE
300
0
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DISNEY WALT CO
COM DISNEY
254687106
458
4121
SH
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4121
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DNP SELECT INCOME FD
COM
23325P104
14
1194
SH
SOLE
1194
0
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DOLLAR GEN CORP NEW
COM
256677105
12
100
SH
SOLE
100
0
0
DOLLAR TREE INC
COM
256746108
215
2050
SH
SOLE
2050
0
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DOMINION ENERGY INC
COM
25746U109
27
350
SH
SOLE
350
0
0
DOWDUPONT INC
COM
26078J100
550
10323
SH
SOLE
10323
0
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DUFF & PHELPS UTIL CORP BD T
COM
26432K108
34
3971
SH
SOLE
3971
0
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DUKE ENERGY CORP NEW
COM NEW
26441C204
391
4343
SH
SOLE
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0
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DUNKIN BRANDS GROUP INC
COM
265504100
90
1200
SH
SOLE
1200
0
0
EASTMAN CHEMICAL CO
COM
277432100
376
4950
SH
SOLE
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0
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EBAY INC
COM
278642103
134
3600
SH
SOLE
3600
0
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ELECTRONIC ARTS INC
COM
285512109
8
80
SH
SOLE
80
0
0
EMERSON ELEC CO
COM
291011104
89
1300
SH
SOLE
1300
0
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ENBRIDGE INC
COM
29250N105
51
1396
SH
SOLE
1396
0
0
ENERGOUS CORP
COM
29272C103
15
2300
SH
SOLE
2300
0
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ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
104
6784
SH
SOLE
6784
0
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ENERSYS
COM
29275Y102
215
3300
SH
SOLE
3300
0
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ENTERPRISE PRODS PARTNERS L
COM
293792107
584
20075
SH
SOLE
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EOG RES INC
COM
26875P101
133
1400
SH
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1400
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EVERGY INC
COM
30034W106
31
538
SH
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538
0
0
EVERSOURCE ENERGY
COM
30040W108
31
434
SH
SOLE
434
0
0
EXELIXIS INC
COM
30161Q104
21
900
SH
SOLE
900
0
0
EXELON CORP
COM
30161N101
15
300
SH
SOLE
300
0
0
EXXON MOBIL CORP
COM
30231G102
792
9798
SH
SOLE
9798
0
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FACEBOOK INC
CL A
30303M102
60
361
SH
SOLE
361
0
0
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
6
406
SH
SOLE
406
0
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
2
59
SH
SOLE
59
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
39
1300
SH
SOLE
1300
0
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FISERV INC
COM
337738108
210
2376
SH
SOLE
2376
0
0
FIVE9 INC
COM
338307101
5
100
SH
SOLE
100
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
9
700
SH
SOLE
700
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
16
350
SH
SOLE
350
0
0
FORD MTR CO DEL
COM
345370860
94
10700
SH
SOLE
10700
0
0
FORTIVE CORP
COM
34959J108
46
550
SH
SOLE
550
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
38
800
SH
SOLE
800
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
1
3000
SH
SOLE
3000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
45
574
SH
SOLE
574
0
0
GARRETT MOTION INC
COM
366505105
0
15
SH
SOLE
15
0
0
GENERAL DYNAMICS CORP
COM
369550108
1356
8013
SH
SOLE
8013
0
0
GENERAL ELECTRIC CO
COM
369604103
207
20700
SH
SOLE
20700
0
0
GENERAL MTRS CO
COM
37045V100
0
2
SH
SOLE
2
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
2
122
SH
SOLE
122
0
0
GENUINE PARTS CO
COM
372460105
127
1136
SH
SOLE
1136
0
0
GENWORTH FINL INC
COM CL A
37247D106
58
15090
SH
SOLE
15090
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
50
1200
SH
SOLE
1200
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
1
29
SH
SOLE
29
0
0
GOLDMAN SACHS ETF TR
EQUITY ETF
381430503
5
82
SH
SOLE
82
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
4
20
SH
SOLE
20
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
13
80
SH
SOLE
80
0
0
HARRIS CORP DEL
COM
413875105
1291
8081
SH
SOLE
8081
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
589
11849
SH
SOLE
11849
0
0
HEICO CORP NEW
COM
422806109
459
4840
SH
SOLE
4840
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
8
500
SH
SOLE
500
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
4
50
SH
SOLE
50
0
0
HOME DEPOT INC
COM
437076102
1021
5322
SH
SOLE
5322
0
0
HONEYWELL INTL INC
COM
438516106
2645
16641
SH
SOLE
16641
0
0
HORMEL FOODS CORP
COM
440452100
6406
143126
SH
SOLE
143126
0
0
HOVNANIAN ENTERPRISES INC
CL A NEW
442487401
2
200
SH
SOLE
200
0
0
HP INC
COM
40434L105
2
100
SH
SOLE
100
0
0
HUMANA INC
COM
444859102
6
23
SH
SOLE
23
0
0
ILLINOIS TOOL WKS INC
COM
452308109
34
239
SH
SOLE
239
0
0
INDEXIQ ETF TR
US RL EST SMCP
45409B628
13
500
SH
SOLE
500
0
0
INGERSOLL-RAND PLC
SHS
G47791101
4
34
SH
SOLE
34
0
0
INTEL CORP
COM
458140100
584
10880
SH
SOLE
10880
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
14
100
SH
SOLE
100
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
17
400
SH
SOLE
400
0
0
INTL PAPER CO
COM
460146103
9
200
SH
SOLE
200
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
57
100
SH
SOLE
100
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
3
92
SH
SOLE
92
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
21
200
SH
SOLE
200
0
0
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DIVID ACHIEVEV
46137V506
14
500
SH
SOLE
500
0
0
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S&P500 LOW VOL
46138E354
45
850
SH
SOLE
850
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
25
1700
SH
SOLE
1700
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
525
2920
SH
SOLE
2920
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
1
8
SH
SOLE
8
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
3
26
SH
SOLE
26
0
0
ISHARES TR
MULTIFACTOR INTL
46434V274
1
35
SH
SOLE
35
0
0
ISHARES TR
CORE S&P500 ETF
464287200
16
58
SH
SOLE
58
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
15
80
SH
SOLE
80
0
0
ISHARES TR
GLOBAL REIT ETF
46434V647
3
126
SH
SOLE
126
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
14
150
SH
SOLE
150
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
32
261
SH
SOLE
261
0
0
ISHARES TR
TIPS BD ETF
464287176
56
493
SH
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493
0
0
ISHARES TR
SELECT DIVID ETF
464287168
54
550
SH
SOLE
550
0
0
ISHARES TR
MSCI EAFE ETF
464287465
78
1198
SH
SOLE
1198
0
0
ISRAEL CHEMICALS LTD
SHS
M5920A109
16
3000
SH
SOLE
3000
0
0
JOHNSON & JOHNSON
COM
478160104
8628
61724
SH
SOLE
61724
0
0
JPMORGAN CHASE & CO
COM
46625H100
240
2373
SH
SOLE
2373
0
0
KEYCORP NEW
COM
493267108
16
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
388
3134
SH
SOLE
3134
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
LAUDER ESTEE COS INC
CL A
518439104
427
2580
SH
SOLE
2580
0
0
LEGGETT & PLATT INC
COM
524660107
4
95
SH
SOLE
95
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
3
100
SH
SOLE
100
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
10
200
SH
SOLE
200
0
0
LINCOLN NATL CORP IND
COM
534187109
18
300
SH
SOLE
300
0
0
LOCKHEED MARTIN CORP
COM
539830109
1156
3852
SH
SOLE
3852
0
0
LOWES COS INC
COM
548661107
103
937
SH
SOLE
937
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
92
1100
SH
SOLE
1100
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
42
700
SH
SOLE
700
0
0
MARATHON PETE CORP
COM
56585A102
131
2185
SH
SOLE
2185
0
0
MARSH & MCLENNAN COS INC
COM
571748102
197
2100
SH
SOLE
2100
0
0
MASTERCARD INC
CL A
57636Q104
194
825
SH
SOLE
825
0
0
MCDONALDS CORP
COM
580135101
237
1250
SH
SOLE
1250
0
0
MCKESSON CORP
COM
58155Q103
27
230
SH
SOLE
230
0
0
MEDPACE HLDGS INC
COM
58506Q109
12
200
SH
SOLE
200
0
0
MEDTRONIC PLC
SHS
G5960L103
205
2255
SH
SOLE
2255
0
0
MERCK & CO INC
COM
58933Y105
557
6700
SH
SOLE
6700
0
0
MERCURY SYS INC
COM
589378108
13
200
SH
SOLE
200
0
0
MESABI TR
CTF BEN INT
590672101
29
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
55
1300
SH
SOLE
1300
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
3
37
SH
SOLE
37
0
0
MICRON TECHNOLOGY INC
COM
595112103
463
11200
SH
SOLE
11200
0
0
MICROSOFT CORP
COM
594918104
4402
37320
SH
SOLE
37320
0
0
MONDELEZ INTL INC
CL A
609207105
2415
48374
SH
SOLE
48374
0
0
NEOGENOMICS INC
COM NEW
64049M209
141
6900
SH
SOLE
6900
0
0
NEXTERA ENERGY INC
COM
65339F101
9503
49158
SH
SOLE
49158
0
0
NOKIA CORP
SPONSORED ADR
654902204
29
5000
SH
SOLE
5000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
168
900
SH
SOLE
900
0
0
NORTHROP GRUMMAN CORP
COM
666807102
64
239
SH
SOLE
239
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
8
500
SH
SOLE
500
0
0
NORTHWEST PIPE CO
COM
667746101
1
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
249
SH
SOLE
249
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
824
8570
SH
SOLE
8570
0
0
NOW INC
COM
67011P100
0
25
SH
SOLE
25
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
11
500
SH
SOLE
500
0
0
NVIDIA CORP
COM
67066G104
63
350
SH
SOLE
350
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
136
350
SH
SOLE
350
0
0
OGE ENERGY CORP
COM
670837103
285
6600
SH
SOLE
6600
0
0
OMNICOM GROUP INC
COM
681919106
4
50
SH
SOLE
50
0
0
ONEOK INC NEW
COM
682680103
68
970
SH
SOLE
970
0
0
OPEN TEXT CORP
COM
683715106
31
800
SH
SOLE
800
0
0
ORBCOMM INC
COM
68555P100
3
500
SH
SOLE
500
0
0
PARKER HANNIFIN CORP
COM
701094104
5
31
SH
SOLE
31
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
12
800
SH
SOLE
800
0
0
PAYCOM SOFTWARE INC
COM
70432V102
47
250
SH
SOLE
250
0
0
PAYPAL HLDGS INC
COM
70450Y103
1438
13850
SH
SOLE
13850
0
0
PEABODY ENERGY CORP NEW
COM
704551100
6
197
SH
SOLE
197
0
0
PEOPLES UTD FINL INC
COM
712704105
73
4470
SH
SOLE
4470
0
0
PEPSICO INC
COM
713448108
7248
59140
SH
SOLE
59140
0
0
PFIZER INC
COM
717081103
1646
38750
SH
SOLE
38750
0
0
PHILLIPS 66
COM
718546104
93
979
SH
SOLE
979
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
37
700
SH
SOLE
700
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
20
800
SH
SOLE
800
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
PNC FINL SVCS GROUP INC
COM
693475105
54
439
SH
SOLE
439
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
57
1100
SH
SOLE
1100
0
0
PPL CORP
COM
69351T106
25
800
SH
SOLE
800
0
0
PRICE T ROWE GROUP INC
COM
74144T108
5
48
SH
SOLE
48
0
0
PROCTER AND GAMBLE CO
COM
742718109
582
5598
SH
SOLE
5598
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PROLOGIS INC
COM
74340W103
3
45
SH
SOLE
45
0
0
PRUDENTIAL FINL INC
COM
744320102
46
500
SH
SOLE
500
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
250
4200
SH
SOLE
4200
0
0
QUAKER CHEM CORP
COM
747316107
486
2427
SH
SOLE
2427
0
0
QUALCOMM INC
COM
747525103
29
500
SH
SOLE
500
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
14
168
SH
SOLE
168
0
0
RAYTHEON CO
COM NEW
755111507
3584
19683
SH
SOLE
19683
0
0
REALTY INCOME CORP
COM
756109104
24
330
SH
SOLE
330
0
0
REGENXBIO INC
COM
75901B107
17
300
SH
SOLE
300
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
3
150
SH
SOLE
150
0
0
ROKU INC
COM CL A
77543R102
13
200
SH
SOLE
200
0
0
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 2 ORD
780097689
1
91
SH
SOLE
91
0
0
SALESFORCE COM INC
COM
79466L302
28
174
SH
SOLE
174
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
9
500
SH
SOLE
500
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
12
100
SH
SOLE
100
0
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
2
52
SH
SOLE
52
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
10
139
SH
SOLE
139
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
12
274
SH
SOLE
274
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
17
325
SH
SOLE
325
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
44
549
SH
SOLE
549
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
37
682
SH
SOLE
682
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
40
726
SH
SOLE
726
0
0
SEATTLE GENETICS INC
COM
812578102
15
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2
15
SH
SOLE
15
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2
19
SH
SOLE
19
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
1
27
SH
SOLE
27
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
1
27
SH
SOLE
27
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2
30
SH
SOLE
30
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
19
341
SH
SOLE
341
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
60
1039
SH
SOLE
1039
0
0
SHERWIN WILLIAMS CO
COM
824348106
6
13
SH
SOLE
13
0
0
SHOPIFY INC
CL A
82509L107
31
150
SH
SOLE
150
0
0
SKECHERS U S A INC
CL A
830566105
107
3197
SH
SOLE
3197
0
0
SMART GLOBAL HLDGS INC
SHS
G8232Y101
4
200
SH
SOLE
200
0
0
SMUCKER J M CO
COM NEW
832696405
2995
25709
SH
SOLE
25709
0
0
SOUTHERN CO
COM
842587107
10
200
SH
SOLE
200
0
0
SOUTHWEST AIRLS CO
COM
844741108
52
1000
SH
SOLE
1000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
26
100
SH
SOLE
100
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1
11
SH
SOLE
11
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
763
2701
SH
SOLE
2701
0
0
SPDR SERIES TRUST
S&P INS ETF
78464A789
0
11
SH
SOLE
11
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
6
200
SH
SOLE
200
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
70
700
SH
SOLE
700
0
0
SPIRE INC
COM
84857L101
206
2500
SH
SOLE
2500
0
0
SPLUNK INC
COM
848637104
6
50
SH
SOLE
50
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
7
50
SH
SOLE
50
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
51
800
SH
SOLE
800
0
0
STARBUCKS CORP
COM
855244109
259
3485
SH
SOLE
3485
0
0
SUNTRUST BKS INC
COM
867914103
3
59
SH
SOLE
59
0
0
SYSCO CORP
COM
871829107
22
327
SH
SOLE
327
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
21
504
SH
SOLE
504
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
5
266
SH
SOLE
266
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
8
100
SH
SOLE
100
0
0
TESLA INC
COM
88160R101
431
1540
SH
SOLE
1540
0
0
TEXAS INSTRS INC
COM
882508104
338
3183
SH
SOLE
3183
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
8
30
SH
SOLE
30
0
0
TIMKEN CO
COM
887389104
861
19738
SH
SOLE
19738
0
0
TIMKENSTEEL CORP
COM
887399103
31
2881
SH
SOLE
2881
0
0
TJX COS INC NEW
COM
872540109
27
500
SH
SOLE
500
0
0
TORO CO
COM
891092108
654
9498
SH
SOLE
9498
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
31
565
SH
SOLE
565
0
0
TRAVELERS COMPANIES INC
COM
89417E109
496
3616
SH
SOLE
3616
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
45
SH
SOLE
45
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
20
1500
SH
SOLE
1500
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
24
SH
SOLE
24
0
0
UNILEVER PLC
SPON ADR NEW
904767704
12
200
SH
SOLE
200
0
0
UNION PACIFIC CORP
COM
907818108
259
1550
SH
SOLE
1550
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
91
6346
SH
SOLE
6346
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
14
125
SH
SOLE
125
0
0
UNITED RENTALS INC
COM
911363109
29
250
SH
SOLE
250
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1276
9902
SH
SOLE
9902
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9291
37574
SH
SOLE
37574
0
0
V F CORP
COM
918204108
4
50
SH
SOLE
50
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
212
2500
SH
SOLE
2500
0
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
15
100
SH
SOLE
100
0
0
VANGUARD GROUP
DIV APP ETF
921908844
1551
14146
SH
SOLE
14146
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
52
200
SH
SOLE
200
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
42
270
SH
SOLE
270
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
76
874
SH
SOLE
874
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
183
1265
SH
SOLE
1265
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
11
200
SH
SOLE
200
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
7
75
SH
SOLE
75
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
8
95
SH
SOLE
95
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
467
5455
SH
SOLE
5455
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
2
11
SH
SOLE
11
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
3
44
SH
SOLE
44
0
0
VEEVA SYS INC
CL A COM
922475108
3660
28850
SH
SOLE
28850
0
0
VERITIV CORP
COM
923454102
0
4
SH
SOLE
4
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1322
22353
SH
SOLE
22353
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1534
8340
SH
SOLE
8340
0
0
VICI PPTYS INC
COM
925652109
98
4500
SH
SOLE
4500
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
456
13765
SH
SOLE
13765
0
0
VISA INC
COM CL A
92826C839
1799
11520
SH
SOLE
11520
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
18
981
SH
SOLE
981
0
0
W P CAREY INC
COM
92936U109
358
4568
SH
SOLE
4568
0
0
WABTEC CORP
COM
929740108
6
87
SH
SOLE
87
0
0
WALMART INC
COM
931142103
170
1742
SH
SOLE
1742
0
0
WASTE MGMT INC DEL
COM
94106L109
229
2200
SH
SOLE
2200
0
0
WEBSTER FINL CORP CONN
COM
947890109
418
8256
SH
SOLE
8256
0
0
WEC ENERGY GROUP INC
COM
92939U106
51
650
SH
SOLE
650
0
0
WELLTOWER INC
COM
95040Q104
8
100
SH
SOLE
100
0
0
WESTERN UN CO
COM
959802109
37
2000
SH
SOLE
2000
0
0
WEYERHAEUSER CO
COM
962166104
15
564
SH
SOLE
564
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
12
500
SH
SOLE
500
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1
23
SH
SOLE
23
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
2
60
SH
SOLE
60
0
0
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
14
150
SH
SOLE
150
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
14
150
SH
SOLE
150
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
21
250
SH
SOLE
250
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
22
300
SH
SOLE
300
0
0
XILINX INC
COM
983919101
38
300
SH
SOLE
300
0
0
YAMANA GOLD INC
COM
98462Y100
3
1000
SH
SOLE
1000
0
0
YETI HLDGS INC
COM
98585X104
45
1500
SH
SOLE
1500
0
0
ZOETIS INC
CL A
98978V103
7
71
SH
SOLE
71
0
0