0001214659-18-007040.txt : 20181113
0001214659-18-007040.hdr.sgml : 20181113
20181113103238
ACCESSION NUMBER: 0001214659-18-007040
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
EFFECTIVENESS DATE: 20181113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 181176025
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
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0001607355
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09-30-2018
09-30-2018
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
11-12-2018
0
367
145791
INFORMATION TABLE
2
infotable.xml
AGNC INVT CORP
COM
00123Q104
32
1730
SH
SOLE
1730
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0
ANI PHARMACEUTICALS INC
COM
00182C103
229
4050
SH
SOLE
4050
0
0
AT&T INC
COM
00206R102
4031
120051
SH
SOLE
120051
0
0
ABBOTT LABS
COM
002824100
3380
46079
SH
SOLE
46079
0
0
ABBVIE INC
COM
00287Y109
4103
43379
SH
SOLE
43379
0
0
ACACIA COMMUNICATIONS INC
COM
00401C108
37
900
SH
SOLE
900
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
10
500
SH
SOLE
500
0
0
ADOBE SYS INC
COM
00724F101
27
100
SH
SOLE
100
0
0
AECOM
COM
00766T100
7
200
SH
SOLE
200
0
0
ADVANSIX INC
COM
00773T101
1
28
SH
SOLE
28
0
0
AETNA INC NEW
COM
00817Y108
632
3116
SH
SOLE
3116
0
0
AIR PRODS & CHEMS INC
COM
009158106
13
75
SH
SOLE
75
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
21
150
SH
SOLE
150
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2203
13368
SH
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ALLIANT ENERGY CORP
COM
018802108
85
2000
SH
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2000
0
0
ALLSTATE CORP
COM
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212
2150
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ALPHABET INC
CAP STK CL C
02079K107
149
125
SH
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125
0
0
ALPHABET INC
CAP STK CL A
02079K305
54
45
SH
SOLE
45
0
0
ALTABA INC
COM
021346101
20
300
SH
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300
0
0
ALTERYX INC
COM CL A
02156B103
8
135
SH
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135
0
0
ALTRIA GROUP INC
COM
02209S103
30
500
SH
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0
0
AMAZON COM INC
COM
023135106
266
133
SH
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133
0
0
AMERICAN ELEC PWR INC
COM
025537101
654
9226
SH
SOLE
9226
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
23
SH
SOLE
23
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
40
276
SH
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276
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1380
15690
SH
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15690
0
0
AMGEN INC
COM
031162100
50
239
SH
SOLE
239
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
9
100
SH
SOLE
100
0
0
ANIKA THERAPEUTICS INC
COM
035255108
13
300
SH
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300
0
0
ANNALY CAP MGMT INC
COM
035710409
23
2237
SH
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2237
0
0
APPLE INC
COM
037833100
3228
14300
SH
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14300
0
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ARISTA NETWORKS INC
COM
040413106
13
50
SH
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50
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
30
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
278
5500
SH
SOLE
5500
0
0
AXOS FINL INC
COM
05465C100
41
1200
SH
SOLE
1200
0
0
BB&T CORP
COM
054937107
5
93
SH
SOLE
93
0
0
BP PLC
SPONSORED ADR
055622104
413
8954
SH
SOLE
8954
0
0
BANK AMER CORP
COM
060505104
2340
79433
SH
SOLE
79433
0
0
BANK NEW YORK MELLON CORP
COM
064058100
15
300
SH
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300
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BAXTER INTL INC
COM
071813109
28
360
SH
SOLE
360
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
429
11850
SH
SOLE
11850
0
0
BECTON DICKINSON & CO
COM
075887109
7
27
SH
SOLE
27
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4092
19113
SH
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19113
0
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BERRY GLOBAL GROUP INC
COM
08579W103
660
13635
SH
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0
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BIOTELEMETRY INC
COM
090672106
77
1200
SH
SOLE
1200
0
0
BLACKROCK CAPITAL INVESTMENT
COM
092533108
18
3000
SH
SOLE
3000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
225
5900
SH
SOLE
5900
0
0
BOEING CO
COM
097023105
263
706
SH
SOLE
706
0
0
BOISE CASCADE CO DEL
COM
09739D100
613
16650
SH
SOLE
16650
0
0
BOOKING HLDGS INC
COM
09857L108
10
5
SH
SOLE
5
0
0
BOOT BARN HLDGS INC
COM
099406100
48
1700
SH
SOLE
1700
0
0
BOSTON PROPERTIES INC
COM
101121101
8
67
SH
SOLE
67
0
0
BRAINSTORM CELL THERAPEUTICS
COM NEW
10501E201
0
100
SH
SOLE
100
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
2
36
SH
SOLE
36
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
230
3710
SH
SOLE
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0
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CMS ENERGY CORP
COM
125896100
20
400
SH
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CSX CORP
COM
126408103
552
7450
SH
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CVS HEALTH CORP
COM
126650100
2268
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CACTUS INC
CL A
127203107
115
3000
SH
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0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
13
1000
SH
SOLE
1000
0
0
CAMBREX CORP
COM
132011107
267
3900
SH
SOLE
3900
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
38
400
SH
SOLE
400
0
0
CANOPY GROWTH CORP
COM
138035100
137
2825
SH
SOLE
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0
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CARDINAL HEALTH INC
COM
14149Y108
22
400
SH
SOLE
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0
0
CATERPILLAR INC DEL
COM
149123101
127
835
SH
SOLE
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0
0
CEL SCI CORP
COM PAR NEW
150837607
0
40
SH
SOLE
40
0
0
CELGENE CORP
COM
151020104
23
259
SH
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0
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CERNER CORP
COM
156782104
473
7350
SH
SOLE
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0
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CHEMOURS CO
COM
163851108
13
323
SH
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323
0
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CHESAPEAKE ENERGY CORP
COM
165167107
299
66605
SH
SOLE
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0
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CHEVRON CORP NEW
COM
166764100
138
1128
SH
SOLE
1128
0
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CHIMERA INVT CORP
COM NEW
16934Q208
25
1385
SH
SOLE
1385
0
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CHURCH & DWIGHT INC
COM
171340102
119
2000
SH
SOLE
2000
0
0
CISCO SYS INC
COM
17275R102
539
11075
SH
SOLE
11075
0
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CITIGROUP INC
COM NEW
172967424
129
1794
SH
SOLE
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0
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CLEAN ENERGY FUELS CORP
COM
184499101
3
1000
SH
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0
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CLOROX CO DEL
COM
189054109
1309
8700
SH
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COCA COLA CO
COM
191216100
1309
28340
SH
SOLE
28340
0
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CODEXIS INC
COM
192005106
169
9879
SH
SOLE
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0
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COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
46
600
SH
SOLE
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0
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COLGATE PALMOLIVE CO
COM
194162103
1317
19672
SH
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COMCAST CORP NEW
CL A
20030N101
685
19332
SH
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CONOCOPHILLIPS
COM
20825C104
42
538
SH
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CONSOLIDATED EDISON INC
COM
209115104
630
8270
SH
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CONSTELLATION BRANDS INC
CL A
21036P108
3236
15008
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CONTROL4 CORP
COM
21240D107
24
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SH
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COOPER COS INC
COM NEW
216648402
665
2401
SH
SOLE
2401
0
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COSTCO WHSL CORP NEW
COM
22160K105
626
2666
SH
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CREE INC
COM
225447101
8
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SH
SOLE
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0
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DNP SELECT INCOME FD
COM
23325P104
13
1136
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SOLE
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DXC TECHNOLOGY CO
COM
23355L106
12
125
SH
SOLE
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0
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DANAHER CORP DEL
COM
235851102
212
1952
SH
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0
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DAVITA INC
COM
23918K108
43
600
SH
SOLE
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0
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DELL TECHNOLOGIES INC
COM CL V
24703L103
1
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DENBURY RES INC
COM NEW
247916208
22
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DENALI THERAPEUTICS INC
COM
24823R105
3
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SH
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0
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DIAGEO P L C
SPON ADR NEW
25243Q205
135
950
SH
SOLE
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0
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DIEBOLD NXDF INC
COM
253651103
7
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SH
SOLE
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0
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DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
422
6000
SH
SOLE
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0
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DISNEY WALT CO
COM DISNEY
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496
4245
SH
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DISH NETWORK CORP
CL A
25470M109
29
800
SH
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DOLLAR GEN CORP NEW
COM
256677105
11
100
SH
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DOMINION ENERGY INC
COM
25746U109
11
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SH
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DOWDUPONT INC
COM
26078J100
630
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SH
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DUFF & PHELPS UTIL CORP BD T
COM
26432K108
33
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SH
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DUKE ENERGY CORP NEW
COM NEW
26441C204
329
4110
SH
SOLE
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0
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DUNKIN BRANDS GROUP INC
COM
265504100
88
1200
SH
SOLE
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0
0
EOG RES INC
COM
26875P101
179
1400
SH
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0
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EASTMAN CHEM CO
COM
277432100
426
4450
SH
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0
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EBAY INC
COM
278642103
605
18337
SH
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ELECTRONIC ARTS INC
COM
285512109
10
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SH
SOLE
80
0
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EMERSON ELEC CO
COM
291011104
100
1300
SH
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0
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ENBRIDGE INC
COM
29250N105
45
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SH
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ENERGOUS CORP
COM
29272C103
45
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SH
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ENERSYS
COM
29275Y102
288
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ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
201
10256
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ENTERPRISE PRODS PARTNERS L
COM
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591
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SH
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0
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EVERGY INC
COM
30034W106
30
538
SH
SOLE
538
0
0
EVERSOURCE ENERGY
COM
30040W108
27
434
SH
SOLE
434
0
0
EXELON CORP
COM
30161N101
13
300
SH
SOLE
300
0
0
EXELIXIS INC
COM
30161Q104
23
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SOLE
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0
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EXXON MOBIL CORP
COM
30231G102
1067
12549
SH
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FACEBOOK INC
CL A
30303M102
59
361
SH
SOLE
361
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
39
1300
SH
SOLE
1300
0
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FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
2
59
SH
SOLE
59
0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
10
500
SH
SOLE
500
0
0
FISERV INC
COM
337738108
196
2376
SH
SOLE
2376
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
41
2200
SH
SOLE
2200
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
17
350
SH
SOLE
350
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
19
2000
SH
SOLE
2000
0
0
FORTIVE CORP
COM
34959J108
46
550
SH
SOLE
550
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
42
800
SH
SOLE
800
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
3
3000
SH
SOLE
3000
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
12
70
SH
SOLE
70
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
6
74
SH
SOLE
74
0
0
GENERAL DYNAMICS CORP
COM
369550108
1547
7558
SH
SOLE
7558
0
0
GENERAL ELECTRIC CO
COM
369604103
20
1800
SH
SOLE
1800
0
0
GENERAL MTRS CO
COM
37045V100
25
736
SH
SOLE
736
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
2
122
SH
SOLE
122
0
0
GENUINE PARTS CO
COM
372460105
113
1136
SH
SOLE
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0
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GENWORTH FINL INC
COM CL A
37247D106
63
15090
SH
SOLE
15090
0
0
GILEAD SCIENCES INC
COM
375558103
17
215
SH
SOLE
215
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
56
1400
SH
SOLE
1400
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
16
71
SH
SOLE
71
0
0
HP INC
COM
40434L105
3
100
SH
SOLE
100
0
0
HARLEY DAVIDSON INC
COM
412822108
14
300
SH
SOLE
300
0
0
HARRIS CORP DEL
COM
413875105
1176
6951
SH
SOLE
6951
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
680
13609
SH
SOLE
13609
0
0
HEALTHEQUITY INC
COM
42226A107
23
240
SH
SOLE
240
0
0
HEICO CORP NEW
COM
422806109
448
4840
SH
SOLE
4840
0
0
HELIOS & MATHESON ANALYTICS
COM PAR
42327L309
1
60000
SH
SOLE
60000
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
8
500
SH
SOLE
500
0
0
HOME DEPOT INC
COM
437076102
1181
5700
SH
SOLE
5700
0
0
HONEYWELL INTL INC
COM
438516106
2359
14179
SH
SOLE
14179
0
0
HORMEL FOODS CORP
COM
440452100
5438
138021
SH
SOLE
138021
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
8
5000
SH
SOLE
5000
0
0
HUMANA INC
COM
444859102
3
9
SH
SOLE
9
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
9
625
SH
SOLE
625
0
0
ILLINOIS TOOL WKS INC
COM
452308109
6
39
SH
SOLE
39
0
0
ILLUMINA INC
COM
452327109
37
100
SH
SOLE
100
0
0
INDEXIQ ETF TR
US RL EST SMCP
45409B628
13
500
SH
SOLE
500
0
0
INTEL CORP
COM
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422
8930
SH
SOLE
8930
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
94
619
SH
SOLE
619
0
0
INTL PAPER CO
COM
460146103
10
200
SH
SOLE
200
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
18
400
SH
SOLE
400
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
297
1600
SH
SOLE
1600
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
3
92
SH
SOLE
92
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
21
200
SH
SOLE
200
0
0
INVESCO EXCHANGE TRADED FD T
DIVID ACHIEVEV
46137V506
14
500
SH
SOLE
500
0
0
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
42
850
SH
SOLE
850
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
24
1700
SH
SOLE
1700
0
0
ISHARES TR
SELECT DIVID ETF
464287168
55
550
SH
SOLE
550
0
0
ISHARES TR
TIPS BD ETF
464287176
55
493
SH
SOLE
493
0
0
ISHARES TR
MSCI EAFE ETF
464287465
81
1198
SH
SOLE
1198
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
15
75
SH
SOLE
75
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
33
261
SH
SOLE
261
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
3
200
SH
SOLE
200
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
14
150
SH
SOLE
150
0
0
JPMORGAN CHASE & CO
COM
46625H100
263
2329
SH
SOLE
2329
0
0
JOHNSON & JOHNSON
COM
478160104
8495
61483
SH
SOLE
61483
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
14
800
SH
SOLE
800
0
0
KEYCORP NEW
COM
493267108
20
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
356
3134
SH
SOLE
3134
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
KRAFT HEINZ CO
COM
500754106
596
10809
SH
SOLE
10809
0
0
KROGER CO
COM
501044101
20
700
SH
SOLE
700
0
0
LAUDER ESTEE COS INC
CL A
518439104
520
3580
SH
SOLE
3580
0
0
LEGGETT & PLATT INC
COM
524660107
4
95
SH
SOLE
95
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
8
200
SH
SOLE
200
0
0
LINCOLN NATL CORP IND
COM
534187109
98
1450
SH
SOLE
1450
0
0
LOCKHEED MARTIN CORP
COM
539830109
1396
4036
SH
SOLE
4036
0
0
LOWES COS INC
COM
548661107
119
1037
SH
SOLE
1037
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
47
700
SH
SOLE
700
0
0
MARSH & MCLENNAN COS INC
COM
571748102
174
2100
SH
SOLE
2100
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
184
825
SH
SOLE
825
0
0
MCDONALDS CORP
COM
580135101
176
1050
SH
SOLE
1050
0
0
MEDIFAST INC
COM
58470H101
22
100
SH
SOLE
100
0
0
MERCK & CO INC
COM
58933Y105
28
400
SH
SOLE
400
0
0
MESABI TR
CTF BEN INT
590672101
27
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
75
1600
SH
SOLE
1600
0
0
MICROSOFT CORP
COM
594918104
3454
30205
SH
SOLE
30205
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
8
100
SH
SOLE
100
0
0
MICRON TECHNOLOGY INC
COM
595112103
550
12150
SH
SOLE
12150
0
0
MONDELEZ INTL INC
CL A
609207105
1846
42963
SH
SOLE
42963
0
0
NEXTERA ENERGY INC
COM
65339F101
7053
42084
SH
SOLE
42084
0
0
NORFOLK SOUTHERN CORP
COM
655844108
162
900
SH
SOLE
900
0
0
NORTHROP GRUMMAN CORP
COM
666807102
76
239
SH
SOLE
239
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
9
500
SH
SOLE
500
0
0
NORTHWEST PIPE CO
COM
667746101
1
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
249
SH
SOLE
249
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
717
8320
SH
SOLE
8320
0
0
NOVANTA INC
COM
67000B104
325
4750
SH
SOLE
4750
0
0
NOVO-NORDISK A S
ADR
670100205
85
1800
SH
SOLE
1800
0
0
NOW INC
COM
67011P100
0
25
SH
SOLE
25
0
0
NVIDIA CORP
COM
67066G104
98
350
SH
SOLE
350
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
24
1000
SH
SOLE
1000
0
0
OGE ENERGY CORP
COM
670837103
240
6600
SH
SOLE
6600
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
122
350
SH
SOLE
350
0
0
OMNICOM GROUP INC
COM
681919106
3
50
SH
SOLE
50
0
0
ON SEMICONDUCTOR CORP
COM
682189105
26
1400
SH
SOLE
1400
0
0
ONEOK INC NEW
COM
682680103
66
970
SH
SOLE
970
0
0
OPEN TEXT CORP
COM
683715106
30
800
SH
SOLE
800
0
0
ORBCOMM INC
COM
68555P100
5
500
SH
SOLE
500
0
0
PNC FINL SVCS GROUP INC
COM
693475105
60
439
SH
SOLE
439
0
0
PARKER HANNIFIN CORP
COM
701094104
6
31
SH
SOLE
31
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
18
800
SH
SOLE
800
0
0
PAYPAL HLDGS INC
COM
70450Y103
1217
13850
SH
SOLE
13850
0
0
PEABODY ENERGY CORP NEW
COM
704551100
7
197
SH
SOLE
197
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
77
4470
SH
SOLE
4470
0
0
PEPSICO INC
COM
713448108
6500
58136
SH
SOLE
58136
0
0
PERSPECTA INC
COM
715347100
3
112
SH
SOLE
112
0
0
PFIZER INC
COM
717081103
1714
38889
SH
SOLE
38889
0
0
PHILIP MORRIS INTL INC
COM
718172109
4
51
SH
SOLE
51
0
0
PHILLIPS 66
COM
718546104
110
979
SH
SOLE
979
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
46
8300
SH
SOLE
8300
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
50
1100
SH
SOLE
1100
0
0
PRICE T ROWE GROUP INC
COM
74144T108
5
48
SH
SOLE
48
0
0
PROCTER AND GAMBLE CO
COM
742718109
458
5498
SH
SOLE
5498
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PRUDENTIAL FINL INC
COM
744320102
51
500
SH
SOLE
500
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
222
4200
SH
SOLE
4200
0
0
QUAKER CHEM CORP
COM
747316107
491
2426
SH
SOLE
2426
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
15
168
SH
SOLE
168
0
0
RAYTHEON CO
COM NEW
755111507
4104
19859
SH
SOLE
19859
0
0
REALTY INCOME CORP
COM
756109104
19
330
SH
SOLE
330
0
0
REGENXBIO INC
COM
75901B107
23
300
SH
SOLE
300
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
3
150
SH
SOLE
150
0
0
RITE AID CORP
COM
767754104
348
272072
SH
SOLE
272072
0
0
ROCKWELL COLLINS INC
COM
774341101
197
1400
SH
SOLE
1400
0
0
ROKU INC
COM CL A
77543R102
51
700
SH
SOLE
700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
785
2701
SH
SOLE
2701
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
5
46
SH
SOLE
46
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
20
523
SH
SOLE
523
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
9
90
SH
SOLE
90
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
197
4552
SH
SOLE
4552
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
59
600
SH
SOLE
600
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
45
800
SH
SOLE
800
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
26
100
SH
SOLE
100
0
0
SALESFORCE COM INC
COM
79466L302
28
174
SH
SOLE
174
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
9
500
SH
SOLE
500
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
1
500
SH
SOLE
500
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
16
100
SH
SOLE
100
0
0
SCANA CORP NEW
COM
80589M102
12
300
SH
SOLE
300
0
0
SCHLUMBERGER LTD
COM
806857108
6
100
SH
SOLE
100
0
0
SCHNITZER STL INDS
CL A
806882106
16
600
SH
SOLE
600
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
45
549
SH
SOLE
549
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
38
682
SH
SOLE
682
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
42
726
SH
SOLE
726
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
11
139
SH
SOLE
139
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
17
325
SH
SOLE
325
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
11
274
SH
SOLE
274
0
0
SEATTLE GENETICS INC
COM
812578102
15
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
16
300
SH
SOLE
300
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
30
400
SH
SOLE
400
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
54
1030
SH
SOLE
1030
0
0
SHIRE PLC
SPONSORED ADR
82481R106
10
53
SH
SOLE
53
0
0
SHOPIFY INC
CL A
82509L107
25
150
SH
SOLE
150
0
0
SKECHERS U S A INC
CL A
830566105
92
3300
SH
SOLE
3300
0
0
SMUCKER J M CO
COM NEW
832696405
3021
29439
SH
SOLE
29439
0
0
SOUTHERN CO
COM
842587107
337
7734
SH
SOLE
7734
0
0
SOUTHWEST AIRLS CO
COM
844741108
62
1000
SH
SOLE
1000
0
0
SPIRE INC
COM
84857L101
184
2500
SH
SOLE
2500
0
0
SPLUNK INC
COM
848637104
6
50
SH
SOLE
50
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
113
6175
SH
SOLE
6175
0
0
SUMMIT MATLS INC
CL A
86614U100
69
3800
SH
SOLE
3800
0
0
SYSCO CORP
COM
871829107
43
584
SH
SOLE
584
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
22
504
SH
SOLE
504
0
0
TECHTARGET INC
COM
87874R100
390
20100
SH
SOLE
20100
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
9
465
SH
SOLE
465
0
0
TESLA INC
COM
88160R101
408
1540
SH
SOLE
1540
0
0
TEXAS INSTRS INC
COM
882508104
342
3183
SH
SOLE
3183
0
0
TEXTRON INC
COM
883203101
11
150
SH
SOLE
150
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2
10
SH
SOLE
10
0
0
3M CO
COM
88579Y101
1251
5939
SH
SOLE
5939
0
0
TIMKEN CO
COM
887389104
984
19738
SH
SOLE
19738
0
0
TIMKENSTEEL CORP
COM
887399103
43
2881
SH
SOLE
2881
0
0
TORO CO
COM
891092108
565
9428
SH
SOLE
9428
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
34
565
SH
SOLE
565
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1018
7846
SH
SOLE
7846
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
45
SH
SOLE
45
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
22
1500
SH
SOLE
1500
0
0
UNILEVER PLC
SPON ADR NEW
904767704
11
200
SH
SOLE
200
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
24
SH
SOLE
24
0
0
UNION PAC CORP
COM
907818108
186
1145
SH
SOLE
1145
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
107
6346
SH
SOLE
6346
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
248
2125
SH
SOLE
2125
0
0
UNITED RENTALS INC
COM
911363109
41
250
SH
SOLE
250
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1463
10461
SH
SOLE
10461
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9919
37284
SH
SOLE
37284
0
0
UNIVERSAL FST PRODS INC
COM
913543104
71
2000
SH
SOLE
2000
0
0
V F CORP
COM
918204108
5
50
SH
SOLE
50
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
284
2500
SH
SOLE
2500
0
0
VANGUARD GROUP
DIV APP ETF
921908844
1533
13848
SH
SOLE
13848
0
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
16
100
SH
SOLE
100
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
492
5655
SH
SOLE
5655
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
34
600
SH
SOLE
600
0
0
VARONIS SYS INC
COM
922280102
125
1700
SH
SOLE
1700
0
0
VEEVA SYS INC
CL A COM
922475108
2896
26600
SH
SOLE
26600
0
0
VENTAS INC
COM
92276F100
16
300
SH
SOLE
300
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
53
200
SH
SOLE
200
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
71
874
SH
SOLE
874
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
43
270
SH
SOLE
270
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
189
1265
SH
SOLE
1265
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1104
20671
SH
SOLE
20671
0
0
VERITIV CORP
COM
923454102
0
4
SH
SOLE
4
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1675
8690
SH
SOLE
8690
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
579
13755
SH
SOLE
13755
0
0
VISA INC
COM CL A
92826C839
1708
11380
SH
SOLE
11380
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
8
381
SH
SOLE
381
0
0
W P CAREY INC
COM
92936U109
294
4568
SH
SOLE
4568
0
0
WEC ENERGY GROUP INC
COM
92939U106
63
950
SH
SOLE
950
0
0
WALMART INC
COM
931142103
50
530
SH
SOLE
530
0
0
WASTE MGMT INC DEL
COM
94106L109
18
200
SH
SOLE
200
0
0
WEBSTER FINL CORP CONN
COM
947890109
486
8244
SH
SOLE
8244
0
0
WELLS FARGO CO NEW
COM
949746101
54
1020
SH
SOLE
1020
0
0
WELLTOWER INC
COM
95040Q104
6
100
SH
SOLE
100
0
0
WESTERN UN CO
COM
959802109
38
2000
SH
SOLE
2000
0
0
WEYERHAEUSER CO
COM
962166104
18
564
SH
SOLE
564
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
9
500
SH
SOLE
500
0
0
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
14
150
SH
SOLE
150
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
22
300
SH
SOLE
300
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
14
150
SH
SOLE
150
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1
23
SH
SOLE
23
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
23
250
SH
SOLE
250
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
2
60
SH
SOLE
60
0
0
WISDOMTREE TR
INTL EQUITY FD
97717W703
6
106
SH
SOLE
106
0
0
XILINX INC
COM
983919101
24
300
SH
SOLE
300
0
0
XOMA CORP DEL
COM NEW
98419J206
46
2600
SH
SOLE
2600
0
0
YAMANA GOLD INC
COM
98462Y100
2
1000
SH
SOLE
1000
0
0
ZOETIS INC
CL A
98978V103
7
71
SH
SOLE
71
0
0
ZTO EXPRESS CAYMAN INC
SPONSORED ADR
98980A105
40
2400
SH
SOLE
2400
0
0
ADIENT PLC
ORD SHS
G0084W101
0
9
SH
SOLE
9
0
0
ALKERMES PLC
SHS
G01767105
6
150
SH
SOLE
150
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
ALLERGAN PLC
SHS
G0177J108
13
66
SH
SOLE
66
0
0
INGERSOLL-RAND PLC
SHS
G47791101
3
34
SH
SOLE
34
0
0
MEDTRONIC PLC
SHS
G5960L103
194
1973
SH
SOLE
1973
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
28
600
SH
SOLE
600
0
0
CHUBB LIMITED
COM
H1467J104
75
561
SH
SOLE
561
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
9
100
SH
SOLE
100
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
9
50
SH
SOLE
50
0
0
ISRAEL CHEMICALS LTD
SHS
M5920A109
18
3000
SH
SOLE
3000
0
0
CONSTELLIUM NV
CL A
N22035104
22
1800
SH
SOLE
1800
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
92
900
SH
SOLE
900
0
0