0001214659-18-005306.txt : 20180809
0001214659-18-005306.hdr.sgml : 20180809
20180809111906
ACCESSION NUMBER: 0001214659-18-005306
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180809
DATE AS OF CHANGE: 20180809
EFFECTIVENESS DATE: 20180809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 181004025
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001607355
XXXXXXXX
06-30-2018
06-30-2018
false
MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
08-08-2018
0
369
135204
INFORMATION TABLE
2
infotable.xml
AGNC INVT CORP
COM
00123Q104
32
1730
SH
SOLE
1730
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
271
4050
SH
SOLE
4050
0
0
AT&T INC
COM
00206R102
3813
118735
SH
SOLE
118735
0
0
ABBOTT LABS
COM
002824100
2703
44324
SH
SOLE
44324
0
0
ABBVIE INC
COM
00287Y109
3991
43072
SH
SOLE
43072
0
0
ACACIA COMMUNICATIONS INC
COM
00401C108
31
900
SH
SOLE
900
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
8
500
SH
SOLE
500
0
0
ADOBE SYS INC
COM
00724F101
24
100
SH
SOLE
100
0
0
AECOM
COM
00766T100
7
200
SH
SOLE
200
0
0
ADVANSIX INC
COM
00773T101
1
28
SH
SOLE
28
0
0
AETNA INC NEW
COM
00817Y108
590
3216
SH
SOLE
3216
0
0
AIR PRODS & CHEMS INC
COM
009158106
12
75
SH
SOLE
75
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
19
150
SH
SOLE
150
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2350
12668
SH
SOLE
12668
0
0
ALLIANT ENERGY CORP
COM
018802108
85
2000
SH
SOLE
2000
0
0
ALLSTATE CORP
COM
020002101
160
1750
SH
SOLE
1750
0
0
ALPHABET INC
CAP STK CL C
02079K107
139
125
SH
SOLE
125
0
0
ALPHABET INC
CAP STK CL A
02079K305
51
45
SH
SOLE
45
0
0
ALTABA INC
COM
021346101
22
300
SH
SOLE
300
0
0
ALTRIA GROUP INC
COM
02209S103
28
500
SH
SOLE
500
0
0
AMAZON COM INC
COM
023135106
226
133
SH
SOLE
133
0
0
AMERICAN ELEC PWR INC
COM
025537101
663
9579
SH
SOLE
9579
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
23
SH
SOLE
23
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
40
276
SH
SOLE
276
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1369
16035
SH
SOLE
16035
0
0
AMGEN INC
COM
031162100
44
239
SH
SOLE
239
0
0
ANDEAVOR
COM
03349M105
775
5904
SH
SOLE
5904
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
60
600
SH
SOLE
600
0
0
ANIKA THERAPEUTICS INC
COM
035255108
10
300
SH
SOLE
300
0
0
ANNALY CAP MGMT INC
COM
035710409
23
2237
SH
SOLE
2237
0
0
APPLE INC
COM
037833100
2656
14349
SH
SOLE
14349
0
0
ARISTA NETWORKS INC
COM
040413106
13
50
SH
SOLE
50
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
27
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
290
5500
SH
SOLE
5500
0
0
BB&T CORP
COM
054937107
5
93
SH
SOLE
93
0
0
BCE INC
COM NEW
05534B760
5
118
SH
SOLE
118
0
0
BOFI HLDG INC
COM
05566U108
49
1200
SH
SOLE
1200
0
0
BANK AMER CORP
COM
060505104
2122
75269
SH
SOLE
75269
0
0
BANK NEW YORK MELLON CORP
COM
064058100
16
300
SH
SOLE
300
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BAXTER INTL INC
COM
071813109
27
360
SH
SOLE
360
0
0
BECTON DICKINSON & CO
COM
075887109
6
27
SH
SOLE
27
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3612
19353
SH
SOLE
19353
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
709
15435
SH
SOLE
15435
0
0
BIOTELEMETRY INC
COM
090672106
41
900
SH
SOLE
900
0
0
BLACKROCK CAPITAL INVESTMENT
COM
092533108
17
3000
SH
SOLE
3000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
190
5900
SH
SOLE
5900
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
6
500
SH
SOLE
500
0
0
BOEING CO
COM
097023105
275
820
SH
SOLE
820
0
0
BOISE CASCADE CO DEL
COM
09739D100
27
600
SH
SOLE
600
0
0
BOOKING HLDGS INC
COM
09857L108
10
5
SH
SOLE
5
0
0
BOSTON PROPERTIES INC
COM
101121101
2
17
SH
SOLE
17
0
0
BRIGHTHOUSE FINL INC
COM
10922N103
1
36
SH
SOLE
36
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
652
11786
SH
SOLE
11786
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
15
300
SH
SOLE
300
0
0
CMS ENERGY CORP
COM
125896100
19
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
469
7350
SH
SOLE
7350
0
0
CVS HEALTH CORP
COM
126650100
1931
30003
SH
SOLE
30003
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
13
1000
SH
SOLE
1000
0
0
CAMBREX CORP
COM
132011107
204
3900
SH
SOLE
3900
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
35
400
SH
SOLE
400
0
0
CARDINAL HEALTH INC
COM
14149Y108
29
600
SH
SOLE
600
0
0
CATERPILLAR INC DEL
COM
149123101
89
654
SH
SOLE
654
0
0
CEL SCI CORP
COM PAR NEW
150837607
0
80
SH
SOLE
80
0
0
CELGENE CORP
COM
151020104
21
259
SH
SOLE
259
0
0
CERNER CORP
COM
156782104
481
8050
SH
SOLE
8050
0
0
CHEMOURS CO
COM
163851108
14
323
SH
SOLE
323
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
339
64605
SH
SOLE
64605
0
0
CHEVRON CORP NEW
COM
166764100
44
350
SH
SOLE
350
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
25
1385
SH
SOLE
1385
0
0
CHURCH & DWIGHT INC
COM
171340102
106
2000
SH
SOLE
2000
0
0
CISCO SYS INC
COM
17275R102
477
11075
SH
SOLE
11075
0
0
CITIGROUP INC
COM NEW
172967424
120
1794
SH
SOLE
1794
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
4
1000
SH
SOLE
1000
0
0
CLOROX CO DEL
COM
189054109
1219
9010
SH
SOLE
9010
0
0
COCA COLA CO
COM
191216100
1243
28340
SH
SOLE
28340
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
47
600
SH
SOLE
600
0
0
COLGATE PALMOLIVE CO
COM
194162103
1320
20372
SH
SOLE
20372
0
0
COMCAST CORP NEW
CL A
20030N101
641
19524
SH
SOLE
19524
0
0
CONOCOPHILLIPS
COM
20825C104
37
538
SH
SOLE
538
0
0
CONSOLIDATED EDISON INC
COM
209115104
653
8370
SH
SOLE
8370
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
3318
15158
SH
SOLE
15158
0
0
CONTROL4 CORP
COM
21240D107
17
700
SH
SOLE
700
0
0
COOPER COS INC
COM NEW
216648402
565
2401
SH
SOLE
2401
0
0
COSTCO WHSL CORP NEW
COM
22160K105
557
2666
SH
SOLE
2666
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
10
650
SH
SOLE
650
0
0
CREE INC
COM
225447101
8
200
SH
SOLE
200
0
0
DNP SELECT INCOME FD
COM
23325P104
10
917
SH
SOLE
917
0
0
DXC TECHNOLOGY CO
COM
23355L106
2
25
SH
SOLE
25
0
0
DANAHER CORP DEL
COM
235851102
193
1952
SH
SOLE
1952
0
0
DAVITA INC
COM
23918K108
42
600
SH
SOLE
600
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
1
11
SH
SOLE
11
0
0
DENALI THERAPEUTICS INC
COM
24823R105
2
150
SH
SOLE
150
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
137
950
SH
SOLE
950
0
0
DIEBOLD NXDF INC
COM
253651103
18
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
378
6000
SH
SOLE
6000
0
0
DISNEY WALT CO
COM DISNEY
254687106
445
4245
SH
SOLE
4245
0
0
DISH NETWORK CORP
CL A
25470M109
27
800
SH
SOLE
800
0
0
DOLLAR GEN CORP NEW
COM
256677105
10
100
SH
SOLE
100
0
0
DOMINION ENERGY INC
COM
25746U109
10
150
SH
SOLE
150
0
0
DOWDUPONT INC
COM
26078J100
645
9778
SH
SOLE
9778
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
35
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
325
4110
SH
SOLE
4110
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
83
1200
SH
SOLE
1200
0
0
EOG RES INC
COM
26875P101
174
1400
SH
SOLE
1400
0
0
EASTMAN CHEM CO
COM
277432100
465
4650
SH
SOLE
4650
0
0
EBAY INC
COM
278642103
669
18437
SH
SOLE
18437
0
0
ELECTRONIC ARTS INC
COM
285512109
11
80
SH
SOLE
80
0
0
EMERSON ELEC CO
COM
291011104
90
1300
SH
SOLE
1300
0
0
ENBRIDGE INC
COM
29250N105
11
300
SH
SOLE
300
0
0
ENERGOUS CORP
COM
29272C103
79
5300
SH
SOLE
5300
0
0
ENERSYS
COM
29275Y102
246
3300
SH
SOLE
3300
0
0
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
195
10231
SH
SOLE
10231
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
569
20575
SH
SOLE
20575
0
0
EVERGY INC
COM
30034W106
30
538
SH
SOLE
538
0
0
EVERSOURCE ENERGY
COM
30040W108
25
434
SH
SOLE
434
0
0
EXELON CORP
COM
30161N101
13
300
SH
SOLE
300
0
0
EXELIXIS INC
COM
30161Q104
28
1300
SH
SOLE
1300
0
0
EXXON MOBIL CORP
COM
30231G102
999
12081
SH
SOLE
12081
0
0
FACEBOOK INC
CL A
30303M102
70
361
SH
SOLE
361
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
37
1300
SH
SOLE
1300
0
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
2
59
SH
SOLE
59
0
0
FIRST TR EXCHANGE-TRADED FD
PFD SECS INC ETF
33739E108
10
500
SH
SOLE
500
0
0
FISERV INC
COM
337738108
176
2376
SH
SOLE
2376
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
57
2200
SH
SOLE
2200
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
16
350
SH
SOLE
350
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
55
5000
SH
SOLE
5000
0
0
FORTIVE CORP
COM
34959J108
42
550
SH
SOLE
550
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
43
800
SH
SOLE
800
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
10
70
SH
SOLE
70
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
5
74
SH
SOLE
74
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
7
250
SH
SOLE
250
0
0
GENERAL DYNAMICS CORP
COM
369550108
1404
7533
SH
SOLE
7533
0
0
GENERAL ELECTRIC CO
COM
369604103
140
10255
SH
SOLE
10255
0
0
GENERAL MLS INC
COM
370334104
394
8910
SH
SOLE
8910
0
0
GENERAL MTRS CO
COM
37045V100
29
736
SH
SOLE
736
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
3
122
SH
SOLE
122
0
0
GENUINE PARTS CO
COM
372460105
104
1136
SH
SOLE
1136
0
0
GENWORTH FINL INC
COM CL A
37247D106
68
15090
SH
SOLE
15090
0
0
GILEAD SCIENCES INC
COM
375558103
15
214
SH
SOLE
214
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
20
500
SH
SOLE
500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
16
70
SH
SOLE
70
0
0
HP INC
COM
40434L105
2
100
SH
SOLE
100
0
0
HARLEY DAVIDSON INC
COM
412822108
13
300
SH
SOLE
300
0
0
HARRIS CORP DEL
COM
413875105
1005
6951
SH
SOLE
6951
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
696
13609
SH
SOLE
13609
0
0
HEICO CORP NEW
COM
422806109
353
4840
SH
SOLE
4840
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
7
500
SH
SOLE
500
0
0
HOME DEPOT INC
COM
437076102
956
4900
SH
SOLE
4900
0
0
HONEYWELL INTL INC
COM
438516106
1985
13778
SH
SOLE
13778
0
0
HORMEL FOODS CORP
COM
440452100
5015
134765
SH
SOLE
134765
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
8
5000
SH
SOLE
5000
0
0
HUMANA INC
COM
444859102
3
9
SH
SOLE
9
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
9
625
SH
SOLE
625
0
0
ILLINOIS TOOL WKS INC
COM
452308109
5
39
SH
SOLE
39
0
0
INDEXIQ ETF TR
US RL EST SMCP
45409B628
13
500
SH
SOLE
500
0
0
INTEL CORP
COM
458140100
444
8930
SH
SOLE
8930
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
51
364
SH
SOLE
364
0
0
INTL PAPER CO
COM
460146103
16
300
SH
SOLE
300
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
18
400
SH
SOLE
400
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
275
1600
SH
SOLE
1600
0
0
INVESCO EXCHANGE TRADED FD T
WATER RES ETF
46137V142
3
92
SH
SOLE
92
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
20
200
SH
SOLE
200
0
0
INVESCO EXCHANGE TRADED FD T
DIVID ACHIEVEV
46137V506
13
500
SH
SOLE
500
0
0
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
40
850
SH
SOLE
850
0
0
INVESCO EXCHNG TRADED FD TR
PFD ETF
46138E511
25
1700
SH
SOLE
1700
0
0
INVESCO EXCHNG TRADED FD TR
EMRNG MKT SVRG
46138E784
47
1766
SH
SOLE
1766
0
0
ISHARES TR
SELECT DIVID ETF
464287168
54
550
SH
SOLE
550
0
0
ISHARES TR
TIPS BD ETF
464287176
56
493
SH
SOLE
493
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
2
17
SH
SOLE
17
0
0
ISHARES TR
MSCI EAFE ETF
464287465
80
1198
SH
SOLE
1198
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
15
75
SH
SOLE
75
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
32
261
SH
SOLE
261
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
3
200
SH
SOLE
200
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
13
150
SH
SOLE
150
0
0
JPMORGAN CHASE & CO
COM
46625H100
191
1829
SH
SOLE
1829
0
0
JOHNSON & JOHNSON
COM
478160104
7479
61636
SH
SOLE
61636
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
14
800
SH
SOLE
800
0
0
KEYCORP NEW
COM
493267108
20
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
330
3134
SH
SOLE
3134
0
0
KINDER MORGAN INC DEL
COM
49456B101
12
700
SH
SOLE
700
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
6
150
SH
SOLE
150
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
KRAFT HEINZ CO
COM
500754106
665
10592
SH
SOLE
10592
0
0
LAUDER ESTEE COS INC
CL A
518439104
340
2380
SH
SOLE
2380
0
0
LEGGETT & PLATT INC
COM
524660107
4
95
SH
SOLE
95
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
9
200
SH
SOLE
200
0
0
LINCOLN NATL CORP IND
COM
534187109
128
2050
SH
SOLE
2050
0
0
LOCKHEED MARTIN CORP
COM
539830109
1000
3386
SH
SOLE
3386
0
0
LOWES COS INC
COM
548661107
99
1037
SH
SOLE
1037
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
48
700
SH
SOLE
700
0
0
MARSH & MCLENNAN COS INC
COM
571748102
172
2100
SH
SOLE
2100
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
162
825
SH
SOLE
825
0
0
MCDONALDS CORP
COM
580135101
165
1050
SH
SOLE
1050
0
0
MERCK & CO INC
COM
58933Y105
25
405
SH
SOLE
405
0
0
MESABI TR
CTF BEN INT
590672101
25
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
157
3600
SH
SOLE
3600
0
0
MICROSOFT CORP
COM
594918104
2949
29904
SH
SOLE
29904
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
9
100
SH
SOLE
100
0
0
MICRON TECHNOLOGY INC
COM
595112103
464
8850
SH
SOLE
8850
0
0
MONDELEZ INTL INC
CL A
609207105
1747
42607
SH
SOLE
42607
0
0
NETFLIX INC
COM
64110L106
12
30
SH
SOLE
30
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
6
500
SH
SOLE
500
0
0
NEXTERA ENERGY INC
COM
65339F101
6862
41081
SH
SOLE
41081
0
0
NORFOLK SOUTHERN CORP
COM
655844108
136
900
SH
SOLE
900
0
0
NORTHROP GRUMMAN CORP
COM
666807102
74
239
SH
SOLE
239
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
9
500
SH
SOLE
500
0
0
NORTHWEST PIPE CO
COM
667746101
1
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
249
SH
SOLE
249
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
629
8320
SH
SOLE
8320
0
0
NOVANTA INC
COM
67000B104
296
4750
SH
SOLE
4750
0
0
NOVO-NORDISK A S
ADR
670100205
83
1800
SH
SOLE
1800
0
0
NOW INC
COM
67011P100
0
25
SH
SOLE
25
0
0
NVIDIA CORP
COM
67066G104
83
350
SH
SOLE
350
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
26
1000
SH
SOLE
1000
0
0
OGE ENERGY CORP
COM
670837103
232
6600
SH
SOLE
6600
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
96
350
SH
SOLE
350
0
0
OMNICOM GROUP INC
COM
681919106
4
50
SH
SOLE
50
0
0
ONEOK INC NEW
COM
682680103
28
400
SH
SOLE
400
0
0
OPEN TEXT CORP
COM
683715106
28
800
SH
SOLE
800
0
0
ORBCOMM INC
COM
68555P100
5
500
SH
SOLE
500
0
0
PNC FINL SVCS GROUP INC
COM
693475105
59
439
SH
SOLE
439
0
0
PPG INDS INC
COM
693506107
4
34
SH
SOLE
34
0
0
PPL CORP
COM
69351T106
6
200
SH
SOLE
200
0
0
PARKER HANNIFIN CORP
COM
701094104
5
31
SH
SOLE
31
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
16
800
SH
SOLE
800
0
0
PAYPAL HLDGS INC
COM
70450Y103
1137
13650
SH
SOLE
13650
0
0
PEABODY ENERGY CORP NEW
COM
704551100
9
197
SH
SOLE
197
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
81
4470
SH
SOLE
4470
0
0
PEPSICO INC
COM
713448108
6375
58552
SH
SOLE
58552
0
0
PFIZER INC
COM
717081103
1419
39108
SH
SOLE
39108
0
0
PHILIP MORRIS INTL INC
COM
718172109
4
51
SH
SOLE
51
0
0
PHILLIPS 66
COM
718546104
110
979
SH
SOLE
979
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
47
1100
SH
SOLE
1100
0
0
PRICE T ROWE GROUP INC
COM
74144T108
6
48
SH
SOLE
48
0
0
PROCTER AND GAMBLE CO
COM
742718109
513
6570
SH
SOLE
6570
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PRUDENTIAL FINL INC
COM
744320102
47
500
SH
SOLE
500
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
227
4200
SH
SOLE
4200
0
0
QUAKER CHEM CORP
COM
747316107
376
2426
SH
SOLE
2426
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
15
168
SH
SOLE
168
0
0
RAYTHEON CO
COM NEW
755111507
3851
19932
SH
SOLE
19932
0
0
REALTY INCOME CORP
COM
756109104
18
330
SH
SOLE
330
0
0
REGENXBIO INC
COM
75901B107
753
10500
SH
SOLE
10500
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
3
150
SH
SOLE
150
0
0
RITE AID CORP
COM
767754104
509
294272
SH
SOLE
294272
0
0
ROCKWELL COLLINS INC
COM
774341101
189
1400
SH
SOLE
1400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
733
2701
SH
SOLE
2701
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
5
46
SH
SOLE
46
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
38
1023
SH
SOLE
1023
0
0
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
8
90
SH
SOLE
90
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
196
4551
SH
SOLE
4551
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
56
600
SH
SOLE
600
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
42
800
SH
SOLE
800
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
24
100
SH
SOLE
100
0
0
SALESFORCE COM INC
COM
79466L302
24
174
SH
SOLE
174
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
8
500
SH
SOLE
500
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
2
500
SH
SOLE
500
0
0
SANOFI
SPONSORED ADR
80105N105
6
150
SH
SOLE
150
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
13
100
SH
SOLE
100
0
0
SCANA CORP NEW
COM
80589M102
12
300
SH
SOLE
300
0
0
SCHLUMBERGER LTD
COM
806857108
7
100
SH
SOLE
100
0
0
SCHNITZER STL INDS
CL A
806882106
66
1968
SH
SOLE
1968
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
42
549
SH
SOLE
549
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
36
682
SH
SOLE
682
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
40
726
SH
SOLE
726
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
10
139
SH
SOLE
139
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
16
325
SH
SOLE
325
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
33
642
SH
SOLE
642
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
11
274
SH
SOLE
274
0
0
SEATTLE GENETICS INC
COM
812578102
13
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
15
300
SH
SOLE
300
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
28
400
SH
SOLE
400
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
54
1030
SH
SOLE
1030
0
0
SHIRE PLC
SPONSORED ADR
82481R106
9
53
SH
SOLE
53
0
0
SHOPIFY INC
CL A
82509L107
22
150
SH
SOLE
150
0
0
SKECHERS U S A INC
CL A
830566105
99
3300
SH
SOLE
3300
0
0
SMUCKER J M CO
COM NEW
832696405
3089
28736
SH
SOLE
28736
0
0
SOUTHERN CO
COM
842587107
320
6900
SH
SOLE
6900
0
0
SOUTHWEST AIRLS CO
COM
844741108
51
1000
SH
SOLE
1000
0
0
SPIRE INC
COM
84857L101
177
2500
SH
SOLE
2500
0
0
SPLUNK INC
COM
848637104
5
50
SH
SOLE
50
0
0
STARBUCKS CORP
COM
855244109
4
75
SH
SOLE
75
0
0
STITCH FIX INC
COM CL A
860897107
3
100
SH
SOLE
100
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
106
4775
SH
SOLE
4775
0
0
SUMMIT MATLS INC
CL A
86614U100
13
507
SH
SOLE
507
0
0
SYMANTEC CORP
COM
871503108
10
500
SH
SOLE
500
0
0
SYSCO CORP
COM
871829107
40
584
SH
SOLE
584
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
18
504
SH
SOLE
504
0
0
TECHTARGET INC
COM
87874R100
582
20500
SH
SOLE
20500
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
9
465
SH
SOLE
465
0
0
TESLA INC
COM
88160R101
528
1540
SH
SOLE
1540
0
0
TEXAS INSTRS INC
COM
882508104
351
3183
SH
SOLE
3183
0
0
TEXTRON INC
COM
883203101
10
150
SH
SOLE
150
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2
10
SH
SOLE
10
0
0
3M CO
COM
88579Y101
1134
5766
SH
SOLE
5766
0
0
TIMKEN CO
COM
887389104
860
19738
SH
SOLE
19738
0
0
TIMKENSTEEL CORP
COM
887399103
47
2881
SH
SOLE
2881
0
0
TORO CO
COM
891092108
566
9397
SH
SOLE
9397
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
33
565
SH
SOLE
565
0
0
TRAVELERS COMPANIES INC
COM
89417E109
960
7844
SH
SOLE
7844
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
45
SH
SOLE
45
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
24
1500
SH
SOLE
1500
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
SOLE
20
0
0
UNILEVER PLC
SPON ADR NEW
904767704
11
200
SH
SOLE
200
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
24
SH
SOLE
24
0
0
UNION PAC CORP
COM
907818108
145
1020
SH
SOLE
1020
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
111
6346
SH
SOLE
6346
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
49
460
SH
SOLE
460
0
0
UNITED RENTALS INC
COM
911363109
37
250
SH
SOLE
250
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1289
10308
SH
SOLE
10308
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9146
37281
SH
SOLE
37281
0
0
V F CORP
COM
918204108
4
50
SH
SOLE
50
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
277
2500
SH
SOLE
2500
0
0
VANGUARD GROUP
DIV APP ETF
921908844
1338
13167
SH
SOLE
13167
0
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
15
100
SH
SOLE
100
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
458
5515
SH
SOLE
5515
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2
45
SH
SOLE
45
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
2
35
SH
SOLE
35
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
38
684
SH
SOLE
684
0
0
VARONIS SYS INC
COM
922280102
181
2425
SH
SOLE
2425
0
0
VEEVA SYS INC
CL A COM
922475108
2044
26600
SH
SOLE
26600
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
50
200
SH
SOLE
200
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
71
874
SH
SOLE
874
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
40
270
SH
SOLE
270
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
178
1265
SH
SOLE
1265
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1033
20541
SH
SOLE
20541
0
0
VERITIV CORP
COM
923454102
0
4
SH
SOLE
4
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1417
8340
SH
SOLE
8340
0
0
VIACOM INC NEW
CL B
92553P201
10
348
SH
SOLE
348
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
423
13250
SH
SOLE
13250
0
0
VISA INC
COM CL A
92826C839
1441
10880
SH
SOLE
10880
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
9
381
SH
SOLE
381
0
0
WGL HLDGS INC
COM
92924F106
36
400
SH
SOLE
400
0
0
W P CAREY INC
COM
92936U109
303
4568
SH
SOLE
4568
0
0
WEC ENERGY GROUP INC
COM
92939U106
68
1050
SH
SOLE
1050
0
0
WALMART INC
COM
931142103
13
150
SH
SOLE
150
0
0
WASTE MGMT INC DEL
COM
94106L109
139
1710
SH
SOLE
1710
0
0
WEBSTER FINL CORP CONN
COM
947890109
525
8239
SH
SOLE
8239
0
0
WELLS FARGO CO NEW
COM
949746101
58
1051
SH
SOLE
1051
0
0
WELLTOWER INC
COM
95040Q104
6
100
SH
SOLE
100
0
0
WESTERN UN CO
COM
959802109
41
2000
SH
SOLE
2000
0
0
WEYERHAEUSER CO
COM
962166104
21
564
SH
SOLE
564
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
11
500
SH
SOLE
500
0
0
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
14
150
SH
SOLE
150
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
21
300
SH
SOLE
300
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
13
150
SH
SOLE
150
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1
23
SH
SOLE
23
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
22
250
SH
SOLE
250
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
2
60
SH
SOLE
60
0
0
WISDOMTREE TR
INTL EQUITY FD
97717W703
6
105
SH
SOLE
105
0
0
XILINX INC
COM
983919101
20
300
SH
SOLE
300
0
0
XOMA CORP DEL
COM NEW
98419J206
61
2900
SH
SOLE
2900
0
0
YAMANA GOLD INC
COM
98462Y100
3
1000
SH
SOLE
1000
0
0
ZOETIS INC
CL A
98978V103
6
71
SH
SOLE
71
0
0
ADIENT PLC
ORD SHS
G0084W101
0
9
SH
SOLE
9
0
0
ALKERMES PLC
SHS
G01767105
6
150
SH
SOLE
150
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
ALLERGAN PLC
SHS
G0177J108
11
66
SH
SOLE
66
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
17
440
SH
SOLE
440
0
0
INGERSOLL-RAND PLC
SHS
G47791101
3
34
SH
SOLE
34
0
0
MEDTRONIC PLC
SHS
G5960L103
169
1973
SH
SOLE
1973
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
34
600
SH
SOLE
600
0
0
CHUBB LIMITED
COM
H1467J104
71
561
SH
SOLE
561
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
9
100
SH
SOLE
100
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
8
50
SH
SOLE
50
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
99
900
SH
SOLE
900
0
0