0001214659-17-003062.txt : 20170508
0001214659-17-003062.hdr.sgml : 20170508
20170508162813
ACCESSION NUMBER: 0001214659-17-003062
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170508
DATE AS OF CHANGE: 20170508
EFFECTIVENESS DATE: 20170508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 17822821
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001607355
XXXXXXXX
03-31-2017
03-31-2017
false
MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 Hebron Ave.
3rd Floor
Glastonbury
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
05-08-2017
0
376
140233
INFORMATION TABLE
2
infotable.xml
ANI PHARMACEUTICALS INC
COM
00182C103
250
5050
SH
SOLE
5050
0
0
AT&T INC
COM
00206R102
4281
103035
SH
SOLE
103035
0
0
ABBOTT LABS
COM
002824100
2068
46563
SH
SOLE
46563
0
0
ABBVIE INC
COM
00287Y109
2921
44828
SH
SOLE
44828
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
17
501
SH
SOLE
501
0
0
AECOM
COM
00766T100
814
22866
SH
SOLE
22866
0
0
ADVANSIX INC
COM
00773T101
0
15
SH
SOLE
15
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1
101
SH
SOLE
101
0
0
AETNA INC NEW
COM
00817Y108
410
3217
SH
SOLE
3217
0
0
AIR PRODS & CHEMS INC
COM
009158106
10
76
SH
SOLE
76
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
18
151
SH
SOLE
151
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2
24
SH
SOLE
24
0
0
ALLIANT ENERGY CORP
COM
018802108
79
2001
SH
SOLE
2001
0
0
ALLSTATE CORP
COM
020002101
81
1001
SH
SOLE
1001
0
0
ALPHABET INC
CAP STK CL C
02079K107
112
136
SH
SOLE
136
0
0
ALPHABET INC
CAP STK CL A
02079K305
38
46
SH
SOLE
46
0
0
AMAZON COM INC
COM
023135106
60
69
SH
SOLE
69
0
0
AMERICAN ELEC PWR INC
COM
025537101
609
9076
SH
SOLE
9076
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
24
SH
SOLE
24
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
19
301
SH
SOLE
301
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
21
177
SH
SOLE
177
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1239
15936
SH
SOLE
15936
0
0
AMGEN INC
COM
031162100
31
190
SH
SOLE
190
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
573
5221
SH
SOLE
5221
0
0
ANIKA THERAPEUTICS INC
COM
035255108
13
301
SH
SOLE
301
0
0
ANNALY CAP MGMT INC
COM
035710409
0
38
SH
SOLE
38
0
0
APPLE INC
COM
037833100
1909
13291
SH
SOLE
13291
0
0
APPLIED MATLS INC
COM
038222105
1398
35928
SH
SOLE
35928
0
0
ARISTA NETWORKS INC
COM
040413106
7
51
SH
SOLE
51
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
20
201
SH
SOLE
201
0
0
AVISTA CORP
COM
05379B107
215
5501
SH
SOLE
5501
0
0
BB&T CORP
COM
054937107
4
94
SH
SOLE
94
0
0
BCE INC
COM NEW
05534B760
5
119
SH
SOLE
119
0
0
BP PLC
SPONSORED ADR
055622104
3
101
SH
SOLE
101
0
0
BOFI HLDG INC
COM
05566U108
31
1201
SH
SOLE
1201
0
0
BANK AMER CORP
COM
060505104
219
9291
SH
SOLE
9291
0
0
BANK NEW YORK MELLON CORP
COM
064058100
14
301
SH
SOLE
301
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
101
SH
SOLE
101
0
0
BAXTER INTL INC
COM
071813109
19
361
SH
SOLE
361
0
0
BECTON DICKINSON & CO
COM
075887109
5
28
SH
SOLE
28
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3282
19691
SH
SOLE
19691
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
644
13261
SH
SOLE
13261
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
199
6701
SH
SOLE
6701
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
18
1001
SH
SOLE
1001
0
0
BOEING CO
COM
097023105
107
603
SH
SOLE
603
0
0
BORGWARNER INC
COM
099724106
3
66
SH
SOLE
66
0
0
BOSTON PROPERTIES INC
COM
101121101
2
18
SH
SOLE
18
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2101
38644
SH
SOLE
38644
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
179
2701
SH
SOLE
2701
0
0
BROOKDALE SR LIVING INC
COM
112463104
283
21101
SH
SOLE
21101
0
0
CMS ENERGY CORP
COM
125896100
18
401
SH
SOLE
401
0
0
CSX CORP
COM
126408103
389
8351
SH
SOLE
8351
0
0
CVR ENERGY INC
COM
12662P108
60
3001
SH
SOLE
3001
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
73
7701
SH
SOLE
7701
0
0
CVS HEALTH CORP
COM
126650100
4164
53049
SH
SOLE
53049
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
11
1001
SH
SOLE
1001
0
0
CAMBREX CORP
COM
132011107
215
3901
SH
SOLE
3901
0
0
CARDINAL HEALTH INC
COM
14149Y108
1129
13851
SH
SOLE
13851
0
0
CATERPILLAR INC DEL
COM
149123101
111
1201
SH
SOLE
1201
0
0
CEL SCI CORP
COM PAR $0.01
150837508
0
2001
SH
SOLE
2001
0
0
CELESTICA INC
SUB VTG SHS
15101Q108
7
501
SH
SOLE
501
0
0
CELGENE CORP
COM
151020104
20
159
SH
SOLE
159
0
0
CENTURYLINK INC
COM
156700106
80
3401
SH
SOLE
3401
0
0
CERNER CORP
COM
156782104
550
9351
SH
SOLE
9351
0
0
CHEMOURS CO
COM
163851108
12
324
SH
SOLE
324
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
182
30566
SH
SOLE
30566
0
0
CHEVRON CORP NEW
COM
166764100
102
951
SH
SOLE
951
0
0
CHURCH & DWIGHT INC
COM
171340102
588
11801
SH
SOLE
11801
0
0
CISCO SYS INC
COM
17275R102
135
4001
SH
SOLE
4001
0
0
CITIGROUP INC
COM NEW
172967424
68
1140
SH
SOLE
1140
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
5
2001
SH
SOLE
2001
0
0
CLOROX CO DEL
COM
189054109
1275
9461
SH
SOLE
9461
0
0
COCA COLA CO
COM
191216100
2554
60176
SH
SOLE
60176
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
36
601
SH
SOLE
601
0
0
COLGATE PALMOLIVE CO
COM
194162103
1921
26251
SH
SOLE
26251
0
0
COMCAST CORP NEW
CL A
20030N101
172
4581
SH
SOLE
4581
0
0
CONAGRA BRANDS INC
COM
205887102
1385
34341
SH
SOLE
34341
0
0
CONOCOPHILLIPS
COM
20825C104
52
1039
SH
SOLE
1039
0
0
CONSOLIDATED EDISON INC
COM
209115104
691
8901
SH
SOLE
8901
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
2487
15345
SH
SOLE
15345
0
0
CONTROL4 CORP
COM
21240D107
11
701
SH
SOLE
701
0
0
COOPER COS INC
COM NEW
216648402
480
2401
SH
SOLE
2401
0
0
COSTCO WHSL CORP NEW
COM
22160K105
503
3001
SH
SOLE
3001
0
0
CREE INC
COM
225447101
5
201
SH
SOLE
201
0
0
DANAHER CORP DEL
COM
235851102
167
1953
SH
SOLE
1953
0
0
DAVITA INC
COM
23918K108
727
10701
SH
SOLE
10701
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
139
1201
SH
SOLE
1201
0
0
DIEBOLD NXDF INC
COM
253651103
46
1501
SH
SOLE
1501
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
2353
53001
SH
SOLE
53001
0
0
DISNEY WALT CO
COM DISNEY
254687106
481
4246
SH
SOLE
4246
0
0
DISH NETWORK CORP
CL A
25470M109
51
801
SH
SOLE
801
0
0
DOLLAR GEN CORP NEW
COM
256677105
7
101
SH
SOLE
101
0
0
DOMINION RES INC VA NEW
COM
25746U109
12
151
SH
SOLE
151
0
0
DOW CHEM CO
COM
260543103
319
5017
SH
SOLE
5017
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
302
3763
SH
SOLE
3763
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
37
3972
SH
SOLE
3972
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
337
4111
SH
SOLE
4111
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
115
2108
SH
SOLE
2108
0
0
EOG RES INC
COM
26875P101
137
1401
SH
SOLE
1401
0
0
EASTMAN CHEM CO
COM
277432100
360
4451
SH
SOLE
4451
0
0
EBAY INC
COM
278642103
647
19288
SH
SOLE
19288
0
0
EDGE THERAPEUTICS INC
COM
279870109
140
15401
SH
SOLE
15401
0
0
ELECTRONIC ARTS INC
COM
285512109
7
81
SH
SOLE
81
0
0
EMERSON ELEC CO
COM
291011104
78
1301
SH
SOLE
1301
0
0
ENBRIDGE INC
COM
29250N105
163
3894
SH
SOLE
3894
0
0
ENERSYS
COM
29275Y102
310
3926
SH
SOLE
3926
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
17
601
SH
SOLE
601
0
0
EVERSOURCE ENERGY
COM
30040W108
26
435
SH
SOLE
435
0
0
EXELON CORP
COM
30161N101
11
301
SH
SOLE
301
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
78
1181
SH
SOLE
1181
0
0
EXXON MOBIL CORP
COM
30231G102
1151
14033
SH
SOLE
14033
0
0
FACEBOOK INC
CL A
30303M102
235
1657
SH
SOLE
1657
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
37
1301
SH
SOLE
1301
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
9
101
SH
SOLE
101
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
7
149
SH
SOLE
149
0
0
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
8
278
SH
SOLE
278
0
0
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
1
60
SH
SOLE
60
0
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
2
60
SH
SOLE
60
0
0
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
3
145
SH
SOLE
145
0
0
FIRST UTD CORP
COM
33741H107
15
1001
SH
SOLE
1001
0
0
FISERV INC
COM
337738108
137
1189
SH
SOLE
1189
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
14
351
SH
SOLE
351
0
0
FLOWERS FOODS INC
COM
343498101
68
3501
SH
SOLE
3501
0
0
FOOT LOCKER INC
COM
344849104
30
401
SH
SOLE
401
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
592
50901
SH
SOLE
50901
0
0
FORTIVE CORP
COM
34959J108
62
1027
SH
SOLE
1027
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
49
801
SH
SOLE
801
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
16
1201
SH
SOLE
1201
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
6
3001
SH
SOLE
3001
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
8
71
SH
SOLE
71
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
4
75
SH
SOLE
75
0
0
GENERAL DYNAMICS CORP
COM
369550108
1390
7425
SH
SOLE
7425
0
0
GENERAL ELECTRIC CO
COM
369604103
972
32618
SH
SOLE
32618
0
0
GENERAL MLS INC
COM
370334104
653
11061
SH
SOLE
11061
0
0
GENERAL MTRS CO
COM
37045V100
58
1639
SH
SOLE
1639
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
5
279
SH
SOLE
279
0
0
GENUINE PARTS CO
COM
372460105
151
1637
SH
SOLE
1637
0
0
GENWORTH FINL INC
COM CL A
37247D106
62
15091
SH
SOLE
15091
0
0
GILEAD SCIENCES INC
COM
375558103
1015
14940
SH
SOLE
14940
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
242
5751
SH
SOLE
5751
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
9
41
SH
SOLE
41
0
0
GREAT PLAINS ENERGY INC
COM
391164100
26
901
SH
SOLE
901
0
0
HCP INC
COM
40414L109
17
532
SH
SOLE
532
0
0
HP INC
COM
40434L105
2
101
SH
SOLE
101
0
0
HARLEY DAVIDSON INC
COM
412822108
18
301
SH
SOLE
301
0
0
HARRIS CORP DEL
COM
413875105
862
7751
SH
SOLE
7751
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
722
15019
SH
SOLE
15019
0
0
HEALTHEQUITY INC
COM
42226A107
337
7951
SH
SOLE
7951
0
0
HERC HLDGS INC
COM
42704L104
27
551
SH
SOLE
551
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
50
2101
SH
SOLE
2101
0
0
HOLLYFRONTIER CORP
COM
436106108
843
29758
SH
SOLE
29758
0
0
HOME DEPOT INC
COM
437076102
646
4402
SH
SOLE
4402
0
0
HONEYWELL INTL INC
COM
438516106
1605
12855
SH
SOLE
12855
0
0
HORMEL FOODS CORP
COM
440452100
5280
152471
SH
SOLE
152471
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
11
5001
SH
SOLE
5001
0
0
ILLINOIS TOOL WKS INC
COM
452308109
5
40
SH
SOLE
40
0
0
INPHI CORP
COM
45772F107
233
4776
SH
SOLE
4776
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
7
201
SH
SOLE
201
0
0
INTEL CORP
COM
458140100
317
8801
SH
SOLE
8801
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
220
1265
SH
SOLE
1265
0
0
INTL PAPER CO
COM
460146103
30
601
SH
SOLE
601
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
15
401
SH
SOLE
401
0
0
ISHARES TR
SELECT DIVID ETF
464287168
50
551
SH
SOLE
551
0
0
ISHARES TR
TIPS BD ETF
464287176
55
478
SH
SOLE
478
0
0
ISHARES TR
MSCI EAFE ETF
464287465
75
1199
SH
SOLE
1199
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
13
76
SH
SOLE
76
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
30
262
SH
SOLE
262
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
3
201
SH
SOLE
201
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
13
151
SH
SOLE
151
0
0
JPMORGAN CHASE & CO
COM
46625H100
134
1529
SH
SOLE
1529
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
33
601
SH
SOLE
601
0
0
JOHNSON & JOHNSON
COM
478160104
7100
57002
SH
SOLE
57002
0
0
KEYCORP NEW
COM
493267108
18
1001
SH
SOLE
1001
0
0
KIMBERLY CLARK CORP
COM
494368103
502
3811
SH
SOLE
3811
0
0
KINDER MORGAN INC DEL
COM
49456B101
5
220
SH
SOLE
220
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
0
641
SH
SOLE
641
0
0
KOPIN CORP
COM
500600101
0
101
SH
SOLE
101
0
0
KRAFT HEINZ CO
COM
500754106
1419
15631
SH
SOLE
15631
0
0
LAMB WESTON HLDGS INC
COM
513272104
2
43
SH
SOLE
43
0
0
LAUDER ESTEE COS INC
CL A
518439104
202
2381
SH
SOLE
2381
0
0
LEGGETT & PLATT INC
COM
524660107
5
96
SH
SOLE
96
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
8
201
SH
SOLE
201
0
0
LOCKHEED MARTIN CORP
COM
539830109
933
3487
SH
SOLE
3487
0
0
LOWES COS INC
COM
548661107
85
1038
SH
SOLE
1038
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
38
501
SH
SOLE
501
0
0
MANNKIND CORP
COM NEW
56400P706
6
4005
SH
SOLE
4005
0
0
MANULIFE FINL CORP
COM
56501R106
18
1001
SH
SOLE
1001
0
0
MARSH & MCLENNAN COS INC
COM
571748102
177
2401
SH
SOLE
2401
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
93
826
SH
SOLE
826
0
0
MCDONALDS CORP
COM
580135101
136
1051
SH
SOLE
1051
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
134
1501
SH
SOLE
1501
0
0
MERCK & CO INC
COM
58933Y105
241
3801
SH
SOLE
3801
0
0
METLIFE INC
COM
59156R108
206
3901
SH
SOLE
3901
0
0
MICROSOFT CORP
COM
594918104
1499
22767
SH
SOLE
22767
0
0
MICRON TECHNOLOGY INC
COM
595112103
1095
37901
SH
SOLE
37901
0
0
MONDELEZ INTL INC
CL A
609207105
2223
51610
SH
SOLE
51610
0
0
MONSANTO CO NEW
COM
61166W101
226
2001
SH
SOLE
2001
0
0
NEKTAR THERAPEUTICS
COM
640268108
19
801
SH
SOLE
801
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
35
2501
SH
SOLE
2501
0
0
NEXTERA ENERGY INC
COM
65339F101
3647
28413
SH
SOLE
28413
0
0
NORFOLK SOUTHERN CORP
COM
655844108
101
901
SH
SOLE
901
0
0
NORTHROP GRUMMAN CORP
COM
666807102
57
240
SH
SOLE
240
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
0
20
SH
SOLE
20
0
0
NORTHWEST BANCSHARES INC MD
COM
667340103
8
501
SH
SOLE
501
0
0
NORTHWEST PIPE CO
COM
667746101
1
51
SH
SOLE
51
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
275
SH
SOLE
275
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1058
14249
SH
SOLE
14249
0
0
NOW INC
COM
67011P100
0
26
SH
SOLE
26
0
0
NUCOR CORP
COM
670346105
18
301
SH
SOLE
301
0
0
NVIDIA CORP
COM
67066G104
16
151
SH
SOLE
151
0
0
OGE ENERGY CORP
COM
670837103
231
6601
SH
SOLE
6601
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
94
351
SH
SOLE
351
0
0
OMNICOM GROUP INC
COM
681919106
4
51
SH
SOLE
51
0
0
ONEOK INC NEW
COM
682680103
22
401
SH
SOLE
401
0
0
OPEN TEXT CORP
COM
683715106
27
801
SH
SOLE
801
0
0
ORACLE CORP
COM
68389X105
185
4158
SH
SOLE
4158
0
0
ORBCOMM INC
COM
68555P100
5
501
SH
SOLE
501
0
0
PG&E CORP
COM
69331C108
166
2501
SH
SOLE
2501
0
0
PJT PARTNERS INC
COM CL A
69343T107
1
28
SH
SOLE
28
0
0
PNC FINL SVCS GROUP INC
COM
693475105
53
440
SH
SOLE
440
0
0
PPG INDS INC
COM
693506107
4
35
SH
SOLE
35
0
0
PPL CORP
COM
69351T106
37
1001
SH
SOLE
1001
0
0
PAN AMERICAN SILVER CORP
COM
697900108
9
501
SH
SOLE
501
0
0
PARKER HANNIFIN CORP
COM
701094104
5
32
SH
SOLE
32
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
12
801
SH
SOLE
801
0
0
PATTERSON COMPANIES INC
COM
703395103
5
101
SH
SOLE
101
0
0
PAYPAL HLDGS INC
COM
70450Y103
624
14501
SH
SOLE
14501
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
81
4471
SH
SOLE
4471
0
0
PEPSICO INC
COM
713448108
6578
58804
SH
SOLE
58804
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
14
1550
SH
SOLE
1550
0
0
PFIZER INC
COM
717081103
1733
50653
SH
SOLE
50653
0
0
PHILIP MORRIS INTL INC
COM
718172109
10
92
SH
SOLE
92
0
0
PHILLIPS 66
COM
718546104
140
1765
SH
SOLE
1765
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
71
SH
SOLE
71
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
10
999
SH
SOLE
999
0
0
PITNEY BOWES INC
COM
724479100
3
228
SH
SOLE
228
0
0
PLUG POWER INC
COM NEW
72919P202
0
31
SH
SOLE
31
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
73
1651
SH
SOLE
1651
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
146
1101
SH
SOLE
1101
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
93
SH
SOLE
93
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
25
1701
SH
SOLE
1701
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
37
851
SH
SOLE
851
0
0
PRICE T ROWE GROUP INC
COM
74144T108
3
49
SH
SOLE
49
0
0
PRICELINE GRP INC
COM NEW
741503403
9
6
SH
SOLE
6
0
0
PROCTER AND GAMBLE CO
COM
742718109
910
10127
SH
SOLE
10127
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
11
SH
SOLE
11
0
0
PRUDENTIAL FINL INC
COM
744320102
85
801
SH
SOLE
801
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
186
4201
SH
SOLE
4201
0
0
QUAKER CHEM CORP
COM
747316107
187
1424
SH
SOLE
1424
0
0
QUALITY CARE PPTYS INC
COM
747545101
2
107
SH
SOLE
107
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
24
319
SH
SOLE
319
0
0
RAYTHEON CO
COM NEW
755111507
3025
19834
SH
SOLE
19834
0
0
REALTY INCOME CORP
COM
756109104
20
331
SH
SOLE
331
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
3
151
SH
SOLE
151
0
0
RITE AID CORP
COM
767754104
1317
309956
SH
SOLE
309956
0
0
ROCKWELL COLLINS INC
COM
774341101
136
1401
SH
SOLE
1401
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
18
201
SH
SOLE
201
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
329
1396
SH
SOLE
1396
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
4
36
SH
SOLE
36
0
0
SPDR INDEX SHS FDS
S&P NORTH AMER
78463X152
11
322
SH
SOLE
322
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
1
27
SH
SOLE
27
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
6
63
SH
SOLE
63
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
53
601
SH
SOLE
601
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
28
801
SH
SOLE
801
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
21
101
SH
SOLE
101
0
0
SALESFORCE COM INC
COM
79466L302
14
175
SH
SOLE
175
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
31
1501
SH
SOLE
1501
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
5
501
SH
SOLE
501
0
0
SANOFI
SPONSORED ADR
80105N105
91
2001
SH
SOLE
2001
0
0
SCANA CORP NEW
COM
80589M102
52
801
SH
SOLE
801
0
0
SCHNITZER STL INDS
CL A
806882106
288
13956
SH
SOLE
13956
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
14
326
SH
SOLE
326
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
62
1195
SH
SOLE
1195
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
79
1927
SH
SOLE
1927
0
0
SEATTLE GENETICS INC
COM
812578102
13
201
SH
SOLE
201
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
16
301
SH
SOLE
301
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
53
1031
SH
SOLE
1031
0
0
SHIRE PLC
SPONSORED ADR
82481R106
9
54
SH
SOLE
54
0
0
SILVER WHEATON CORP
COM
828336107
10
501
SH
SOLE
501
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
2
14
SH
SOLE
14
0
0
SKECHERS U S A INC
CL A
830566105
65
2351
SH
SOLE
2351
0
0
SMUCKER J M CO
COM NEW
832696405
6885
52528
SH
SOLE
52528
0
0
SOUTHERN CO
COM
842587107
741
14890
SH
SOLE
14890
0
0
SOUTHWEST AIRLS CO
COM
844741108
54
1001
SH
SOLE
1001
0
0
SPIRE INC
COM
84857L101
169
2501
SH
SOLE
2501
0
0
SPLUNK INC
COM
848637104
3
51
SH
SOLE
51
0
0
STAPLES INC
COM
855030102
2
213
SH
SOLE
213
0
0
STARBUCKS CORP
COM
855244109
34
576
SH
SOLE
576
0
0
STILLWATER MNG CO
COM
86074Q102
0
26
SH
SOLE
26
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
39
2526
SH
SOLE
2526
0
0
SUMMIT MATLS INC
CL A
86614U100
204
8267
SH
SOLE
8267
0
0
SYMANTEC CORP
COM
871503108
64
2101
SH
SOLE
2101
0
0
SYSCO CORP
COM
871829107
176
3386
SH
SOLE
3386
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
17
505
SH
SOLE
505
0
0
TARGET CORP
COM
87612E106
6
101
SH
SOLE
101
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
13
669
SH
SOLE
669
0
0
TESLA INC
COM
88160R101
429
1541
SH
SOLE
1541
0
0
TEXAS INSTRS INC
COM
882508104
256
3184
SH
SOLE
3184
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2
11
SH
SOLE
11
0
0
3M CO
COM
88579Y101
1055
5517
SH
SOLE
5517
0
0
TIME INC NEW
COM
887228104
0
2
SH
SOLE
2
0
0
TIME WARNER INC
COM NEW
887317303
1
9
SH
SOLE
9
0
0
TIMKEN CO
COM
887389104
892
19739
SH
SOLE
19739
0
0
TIMKENSTEEL CORP
COM
887399103
54
2882
SH
SOLE
2882
0
0
TORO CO
COM
891092108
579
9263
SH
SOLE
9263
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
37
745
SH
SOLE
745
0
0
TRAVELERS COMPANIES INC
COM
89417E109
993
8238
SH
SOLE
8238
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
46
SH
SOLE
46
0
0
TWO HBRS INVT CORP
COM
90187B101
1
139
SH
SOLE
139
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
21
SH
SOLE
21
0
0
UNI PIXEL INC
COM NEW
904572203
1
701
SH
SOLE
701
0
0
UNILEVER PLC
SPON ADR NEW
904767704
281
5701
SH
SOLE
5701
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
25
SH
SOLE
25
0
0
UNION PAC CORP
COM
907818108
108
1021
SH
SOLE
1021
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
67
3958
SH
SOLE
3958
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
67
626
SH
SOLE
626
0
0
UNITED RENTALS INC
COM
911363109
63
501
SH
SOLE
501
0
0
UNITED STATES STL CORP NEW
COM
912909108
17
501
SH
SOLE
501
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1452
12942
SH
SOLE
12942
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
5649
34445
SH
SOLE
34445
0
0
V F CORP
COM
918204108
3
51
SH
SOLE
51
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
166
2501
SH
SOLE
2501
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
431
4791
SH
SOLE
4791
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
337
4341
SH
SOLE
4341
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
21
401
SH
SOLE
401
0
0
VEEVA SYS INC
CL A COM
922475108
1392
27151
SH
SOLE
27151
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
75
909
SH
SOLE
909
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
33
271
SH
SOLE
271
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
153
1266
SH
SOLE
1266
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3417
70099
SH
SOLE
70099
0
0
VERITIV CORP
COM
923454102
1
11
SH
SOLE
11
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
71
651
SH
SOLE
651
0
0
VIACOM INC NEW
CL B
92553P201
20
430
SH
SOLE
430
0
0
VIAVI SOLUTIONS INC
COM
925550105
0
2
SH
SOLE
2
0
0
VISA INC
COM CL A
92826C839
564
6351
SH
SOLE
6351
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
13
501
SH
SOLE
501
0
0
WGL HLDGS INC
COM
92924F106
33
401
SH
SOLE
401
0
0
W P CAREY INC
COM
92936U109
315
5071
SH
SOLE
5071
0
0
WEC ENERGY GROUP INC
COM
92939U106
379
6251
SH
SOLE
6251
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1423
17131
SH
SOLE
17131
0
0
WASTE MGMT INC DEL
COM
94106L109
125
1711
SH
SOLE
1711
0
0
WEBSTER FINL CORP CONN
COM
947890109
411
8213
SH
SOLE
8213
0
0
WELLS FARGO & CO NEW
COM
949746101
423
7601
SH
SOLE
7601
0
0
WELLTOWER INC
COM
95040Q104
7
101
SH
SOLE
101
0
0
WESTERN DIGITAL CORP
COM
958102105
2
21
SH
SOLE
21
0
0
WESTERN REFNG INC
COM
959319104
4
101
SH
SOLE
101
0
0
WEYERHAEUSER CO
COM
962166104
19
565
SH
SOLE
565
0
0
WHITEWAVE FOODS CO
COM
966244105
26
461
SH
SOLE
461
0
0
WISDOMTREE TR
TOTAL DIVID FD
97717W109
13
151
SH
SOLE
151
0
0
WISDOMTREE TR
HIGH DIV FD
97717W208
24
350
SH
SOLE
350
0
0
WISDOMTREE TR
LARGECAP DIVID
97717W307
12
151
SH
SOLE
151
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1
24
SH
SOLE
24
0
0
WISDOMTREE TR
DIV EX-FINL FD
97717W406
21
251
SH
SOLE
251
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
2
21
SH
SOLE
21
0
0
XENITH BANKSHARES INC NEW
COM NEW
984102202
13
501
SH
SOLE
501
0
0
YAHOO INC
COM
984332106
14
301
SH
SOLE
301
0
0
YAMANA GOLD INC
COM
98462Y100
3
1001
SH
SOLE
1001
0
0
ZOETIS INC
CL A
98978V103
4
72
SH
SOLE
72
0
0
ADIENT PLC
ORD SHS
G0084W101
1
10
SH
SOLE
10
0
0
ALKERMES PLC
SHS
G01767105
18
301
SH
SOLE
301
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
12
SH
SOLE
12
0
0
ALLERGAN PLC
SHS
G0177J108
28
117
SH
SOLE
117
0
0
CONSOLIDATED WATER CO INC
ORD
G23773107
94
8101
SH
SOLE
8101
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
45
1201
SH
SOLE
1201
0
0
INGERSOLL-RAND PLC
SHS
G47791101
3
35
SH
SOLE
35
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
4
96
SH
SOLE
96
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
2
46
SH
SOLE
46
0
0
MEDTRONIC PLC
SHS
G5960L103
636
7890
SH
SOLE
7890
0
0
NOBLE CORP PLC
SHS USD
G65431101
19
3001
SH
SOLE
3001
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
28
601
SH
SOLE
601
0
0
CHUBB LIMITED
COM
H1467J104
66
482
SH
SOLE
482
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
7
101
SH
SOLE
101
0
0
CAESARSTONE LTD
ORD SHS
M20598104
11
301
SH
SOLE
301
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
231
4551
SH
SOLE
4551
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
109
1201
SH
SOLE
1201
0
0
TEEKAY CORPORATION
COM
Y8564W103
111
12106
SH
SOLE
12106
0
0