0001214659-16-014422.txt : 20161107
0001214659-16-014422.hdr.sgml : 20161107
20161107150854
ACCESSION NUMBER: 0001214659-16-014422
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161107
DATE AS OF CHANGE: 20161107
EFFECTIVENESS DATE: 20161107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 161977824
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001607355
XXXXXXXX
09-30-2016
09-30-2016
false
MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 Hebron Ave.
3rd Floor
Glastonbury
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
11-07-2016
0
359
134494
INFORMATION TABLE
2
infotable.xml
ANI PHARMACEUTICALS INC
COM
00182C103
262
3950
SH
SOLE
3950
0
0
AT&T INC
COM
00206R102
4095
100830
SH
SOLE
100830
0
0
ABBOTT LABS
COM
002824100
1811
42830
SH
SOLE
42830
0
0
ABBVIE INC
COM
00287Y109
2681
42514
SH
SOLE
42514
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
16
500
SH
SOLE
500
0
0
AECOM
COM
00766T100
119
4000
SH
SOLE
4000
0
0
AETNA INC NEW
COM
00817Y108
371
3216
SH
SOLE
3216
0
0
AIR PRODS & CHEMS INC
COM
009158106
11
75
SH
SOLE
75
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
21
175
SH
SOLE
175
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2
23
SH
SOLE
23
0
0
ALLSTATE CORP
COM
020002101
69
1000
SH
SOLE
1000
0
0
ALPHABET INC
CAP STK CL C
02079K107
105
135
SH
SOLE
135
0
0
ALPHABET INC
CAP STK CL A
02079K305
27
33
SH
SOLE
33
0
0
AMAZON COM INC
COM
023135106
36
43
SH
SOLE
43
0
0
AMERICAN ELEC PWR INC
COM
025537101
202
3150
SH
SOLE
3150
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
0
23
SH
SOLE
23
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
18
300
SH
SOLE
300
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
20
176
SH
SOLE
176
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1170
15635
SH
SOLE
15635
0
0
AMGEN INC
COM
031162100
82
489
SH
SOLE
489
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
850
6470
SH
SOLE
6470
0
0
ANIKA THERAPEUTICS INC
COM
035255108
14
300
SH
SOLE
300
0
0
ANNALY CAP MGMT INC
COM
035710409
0
37
SH
SOLE
37
0
0
ANTHEM INC
COM
036752103
20
157
SH
SOLE
157
0
0
APPLE INC
COM
037833100
1881
16636
SH
SOLE
16636
0
0
APPLIED MATLS INC
COM
038222105
256
8503
SH
SOLE
8503
0
0
ARISTA NETWORKS INC
COM
040413106
4
50
SH
SOLE
50
0
0
ASTORIA FINL CORP
COM
046265104
18
1200
SH
SOLE
1200
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
18
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
230
5500
SH
SOLE
5500
0
0
BB&T CORP
COM
054937107
4
93
SH
SOLE
93
0
0
BCE INC
COM NEW
05534B760
5
118
SH
SOLE
118
0
0
BOFI HLDG INC
COM
05566U108
27
1200
SH
SOLE
1200
0
0
BANK AMER CORP
COM
060505104
141
8990
SH
SOLE
8990
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BAXTER INTL INC
COM
071813109
17
360
SH
SOLE
360
0
0
BECTON DICKINSON & CO
COM
075887109
5
27
SH
SOLE
27
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2642
18290
SH
SOLE
18290
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
381
8700
SH
SOLE
8700
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
166
6500
SH
SOLE
6500
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
17
1000
SH
SOLE
1000
0
0
BOEING CO
COM
097023105
79
601
SH
SOLE
601
0
0
BORGWARNER INC
COM
099724106
2
65
SH
SOLE
65
0
0
BOSTON PROPERTIES INC
COM
101121101
2
17
SH
SOLE
17
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2208
40942
SH
SOLE
40942
0
0
BROOKDALE SR LIVING INC
COM
112463104
277
15875
SH
SOLE
15875
0
0
CMS ENERGY CORP
COM
125896100
17
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
224
7350
SH
SOLE
7350
0
0
CVS HEALTH CORP
COM
126650100
4719
53033
SH
SOLE
53033
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
10
1000
SH
SOLE
1000
0
0
CAMBREX CORP
COM
132011107
173
3900
SH
SOLE
3900
0
0
CARDINAL FINL CORP
COM
14149F109
5
200
SH
SOLE
200
0
0
CARDINAL HEALTH INC
COM
14149Y108
1713
22042
SH
SOLE
22042
0
0
CARTER INC
COM
146229109
3
30
SH
SOLE
30
0
0
CEL SCI CORP
COM PAR $0.01
150837508
1
2000
SH
SOLE
2000
0
0
CELGENE CORP
COM
151020104
17
158
SH
SOLE
158
0
0
CENTURYLINK INC
COM
156700106
27
1000
SH
SOLE
1000
0
0
CERNER CORP
COM
156782104
2010
32550
SH
SOLE
32550
0
0
CHEMOURS CO
COM
163851108
5
323
SH
SOLE
323
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
316
50365
SH
SOLE
50365
0
0
CHEVRON CORP NEW
COM
166764100
98
950
SH
SOLE
950
0
0
CHURCH & DWIGHT INC
COM
171340102
676
14100
SH
SOLE
14100
0
0
CIRRUS LOGIC INC
COM
172755100
7
125
SH
SOLE
125
0
0
CISCO SYS INC
COM
17275R102
127
4000
SH
SOLE
4000
0
0
CITIGROUP INC
COM NEW
172967424
55
1159
SH
SOLE
1159
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
9
2000
SH
SOLE
2000
0
0
CLOROX CO DEL
COM
189054109
1105
8825
SH
SOLE
8825
0
0
COCA COLA CO
COM
191216100
2603
61516
SH
SOLE
61516
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
33
700
SH
SOLE
700
0
0
COLGATE PALMOLIVE CO
COM
194162103
1939
26150
SH
SOLE
26150
0
0
COMCAST CORP NEW
CL A
20030N101
164
2469
SH
SOLE
2469
0
0
CONAGRA FOODS INC
COM
205887102
1535
32588
SH
SOLE
32588
0
0
CONOCOPHILLIPS
COM
20825C104
45
1038
SH
SOLE
1038
0
0
CONSOLIDATED EDISON INC
COM
209115104
542
7200
SH
SOLE
7200
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
2607
15657
SH
SOLE
15657
0
0
COOPER COS INC
COM NEW
216648402
681
3800
SH
SOLE
3800
0
0
COSTCO WHSL CORP NEW
COM
22160K105
599
3925
SH
SOLE
3925
0
0
CREE INC
COM
225447101
5
200
SH
SOLE
200
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
67
5500
SH
SOLE
5500
0
0
DANAHER CORP DEL
COM
235851102
255
3252
SH
SOLE
3252
0
0
DAVITA INC
COM
23918K108
2236
33850
SH
SOLE
33850
0
0
DIEBOLD INC
COM
253651103
37
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
175
6000
SH
SOLE
6000
0
0
DISNEY WALT CO
COM DISNEY
254687106
394
4245
SH
SOLE
4245
0
0
DISCOVER FINL SVCS
COM
254709108
57
1000
SH
SOLE
1000
0
0
DISH NETWORK CORP
CL A
25470M109
44
800
SH
SOLE
800
0
0
DOLLAR GEN CORP NEW
COM
256677105
42
600
SH
SOLE
600
0
0
DOMINION RES INC VA NEW
COM
25746U109
11
150
SH
SOLE
150
0
0
DOW CHEM CO
COM
260543103
258
4981
SH
SOLE
4981
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
252
3762
SH
SOLE
3762
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
39
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
157
1960
SH
SOLE
1960
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
110
2105
SH
SOLE
2105
0
0
EOG RES INC
COM
26875P101
135
1400
SH
SOLE
1400
0
0
EASTMAN CHEM CO
COM
277432100
315
4652
SH
SOLE
4652
0
0
EBAY INC
COM
278642103
635
19287
SH
SOLE
19287
0
0
EDGE THERAPEUTICS INC
COM
279870109
112
10800
SH
SOLE
10800
0
0
ELECTRONIC ARTS INC
COM
285512109
7
80
SH
SOLE
80
0
0
EMERSON ELEC CO
COM
291011104
71
1300
SH
SOLE
1300
0
0
EMPIRE DIST ELEC CO
COM
291641108
137
4000
SH
SOLE
4000
0
0
ENERSYS
COM
29275Y102
271
3922
SH
SOLE
3922
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
17
600
SH
SOLE
600
0
0
EVERSOURCE ENERGY
COM
30040W108
24
434
SH
SOLE
434
0
0
EXELON CORP
COM
30161N101
18
550
SH
SOLE
550
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
335
4750
SH
SOLE
4750
0
0
EXXON MOBIL CORP
COM
30231G102
1331
15255
SH
SOLE
15255
0
0
FACEBOOK INC
CL A
30303M102
212
1656
SH
SOLE
1656
0
0
FIRST SOLAR INC
COM
336433107
4
100
SH
SOLE
100
0
0
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
35
1300
SH
SOLE
1300
0
0
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
8
100
SH
SOLE
100
0
0
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
7
148
SH
SOLE
148
0
0
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
7
277
SH
SOLE
277
0
0
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
6
229
SH
SOLE
229
0
0
FIRST TR EXCHANGE TRADED FD
NASD TECH DIV
33738R118
2
59
SH
SOLE
59
0
0
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
3
144
SH
SOLE
144
0
0
FISERV INC
COM
337738108
118
1188
SH
SOLE
1188
0
0
FLEXSHARES TR
QUALT DIVD IDX
33939L860
13
350
SH
SOLE
350
0
0
FOOT LOCKER INC
COM
344849104
61
900
SH
SOLE
900
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
633
52450
SH
SOLE
52450
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
46
800
SH
SOLE
800
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
9
70
SH
SOLE
70
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
4
74
SH
SOLE
74
0
0
GENERAL DYNAMICS CORP
COM
369550108
1114
7178
SH
SOLE
7178
0
0
GENERAL ELECTRIC CO
COM
369604103
977
33001
SH
SOLE
33001
0
0
GENERAL MLS INC
COM
370334104
665
10410
SH
SOLE
10410
0
0
GENERAL MTRS CO
COM
37045V100
52
1639
SH
SOLE
1639
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
4
278
SH
SOLE
278
0
0
GENUINE PARTS CO
COM
372460105
164
1636
SH
SOLE
1636
0
0
GENWORTH FINL INC
COM CL A
37247D106
75
15090
SH
SOLE
15090
0
0
GILEAD SCIENCES INC
COM
375558103
1251
15813
SH
SOLE
15813
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
522
12100
SH
SOLE
12100
0
0
GOLDCORP INC NEW
COM
380956409
71
4300
SH
SOLE
4300
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6
40
SH
SOLE
40
0
0
GREAT PLAINS ENERGY INC
COM
391164100
25
900
SH
SOLE
900
0
0
HCP INC
COM
40414L109
20
531
SH
SOLE
531
0
0
HP INC
COM
40434L105
2
100
SH
SOLE
100
0
0
HANESBRANDS INC
COM
410345102
248
9802
SH
SOLE
9802
0
0
HARLEY DAVIDSON INC
COM
412822108
16
300
SH
SOLE
300
0
0
HARRIS CORP DEL
COM
413875105
504
5501
SH
SOLE
5501
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
643
15018
SH
SOLE
15018
0
0
HEALTHEQUITY INC
COM
42226A107
231
6100
SH
SOLE
6100
0
0
HOME DEPOT INC
COM
437076102
566
4401
SH
SOLE
4401
0
0
HONEYWELL INTL INC
COM
438516106
1778
15254
SH
SOLE
15254
0
0
HORMEL FOODS CORP
COM
440452100
5768
152057
SH
SOLE
152057
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
8
5000
SH
SOLE
5000
0
0
IAMGOLD CORP
COM
450913108
8
2000
SH
SOLE
2000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
5
39
SH
SOLE
39
0
0
ILLUMINA INC
COM
452327109
6
35
SH
SOLE
35
0
0
INPHI CORP
COM
45772F107
74
1700
SH
SOLE
1700
0
0
INTEL CORP
COM
458140100
204
5400
SH
SOLE
5400
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
42
264
SH
SOLE
264
0
0
INTL PAPER CO
COM
460146103
29
600
SH
SOLE
600
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
13
400
SH
SOLE
400
0
0
ISHARES TR
SELECT DIVID ETF
464287168
47
550
SH
SOLE
550
0
0
ISHARES TR
TIPS BD ETF
464287176
56
477
SH
SOLE
477
0
0
ISHARES TR
20 YR TR BD ETF
464287432
28
200
SH
SOLE
200
0
0
ISHARES TR
MSCI EAFE ETF
464287465
71
1198
SH
SOLE
1198
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
4
200
SH
SOLE
200
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
12
150
SH
SOLE
150
0
0
ITC HLDGS CORP
COM
465685105
42
900
SH
SOLE
900
0
0
JPMORGAN CHASE & CO
COM
46625H100
102
1528
SH
SOLE
1528
0
0
JOHNSON & JOHNSON
COM
478160104
6541
55370
SH
SOLE
55370
0
0
KLX INC
COM
482539103
18
500
SH
SOLE
500
0
0
KELLOGG CO
COM
487836108
122
1570
SH
SOLE
1570
0
0
KEYCORP NEW
COM
493267108
12
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
354
2810
SH
SOLE
2810
0
0
KINDER MORGAN INC DEL
COM
49456B101
5
219
SH
SOLE
219
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
0
960
SH
SOLE
960
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
KRAFT HEINZ CO
COM
500754106
1399
15626
SH
SOLE
15626
0
0
LAUDER ESTEE COS INC
CL A
518439104
211
2380
SH
SOLE
2380
0
0
LEGGETT & PLATT INC
COM
524660107
4
95
SH
SOLE
95
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
8
200
SH
SOLE
200
0
0
LILLY ELI & CO
COM
532457108
397
4950
SH
SOLE
4950
0
0
LINKEDIN CORP
COM CL A
53578A108
5
25
SH
SOLE
25
0
0
LOCKHEED MARTIN CORP
COM
539830109
596
2486
SH
SOLE
2486
0
0
LOWES COS INC
COM
548661107
75
1037
SH
SOLE
1037
0
0
M & T BK CORP
COM
55261F104
31
270
SH
SOLE
270
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
35
500
SH
SOLE
500
0
0
MANNKIND CORP
COM
56400P201
12
20022
SH
SOLE
20022
0
0
MARKEL CORP
COM
570535104
5
5
SH
SOLE
5
0
0
MARSH & MCLENNAN COS INC
COM
571748102
161
2400
SH
SOLE
2400
0
0
MCDONALDS CORP
COM
580135101
23
200
SH
SOLE
200
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
119
1500
SH
SOLE
1500
0
0
MERCK & CO INC
COM
58933Y105
62
1000
SH
SOLE
1000
0
0
METLIFE INC
COM
59156R108
66
1475
SH
SOLE
1475
0
0
MICROSOFT CORP
COM
594918104
995
17266
SH
SOLE
17266
0
0
MICRON TECHNOLOGY INC
COM
595112103
695
39100
SH
SOLE
39100
0
0
MONDELEZ INTL INC
CL A
609207105
2275
51830
SH
SOLE
51830
0
0
MONSANTO CO NEW
COM
61166W101
204
2000
SH
SOLE
2000
0
0
MORGAN STANLEY
COM NEW
617446448
10
311
SH
SOLE
311
0
0
NEKTAR THERAPEUTICS
COM
640268108
36
2100
SH
SOLE
2100
0
0
NEXTERA ENERGY INC
COM
65339F101
2774
22680
SH
SOLE
22680
0
0
NORFOLK SOUTHERN CORP
COM
655844108
87
900
SH
SOLE
900
0
0
NORTHROP GRUMMAN CORP
COM
666807102
30
139
SH
SOLE
139
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
0
19
SH
SOLE
19
0
0
NORTHWEST PIPE CO
COM
667746101
1
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
2
274
SH
SOLE
274
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1468
18595
SH
SOLE
18595
0
0
NOW INC
COM
67011P100
1
25
SH
SOLE
25
0
0
OGE ENERGY CORP
COM
670837103
209
6600
SH
SOLE
6600
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
98
350
SH
SOLE
350
0
0
OMNICOM GROUP INC
COM
681919106
4
50
SH
SOLE
50
0
0
ONEOK INC NEW
COM
682680103
21
400
SH
SOLE
400
0
0
OPEN TEXT CORP
COM
683715106
26
400
SH
SOLE
400
0
0
ORACLE CORP
COM
68389X105
1232
31369
SH
SOLE
31369
0
0
ORBCOMM INC
COM
68555P100
5
500
SH
SOLE
500
0
0
PG&E CORP
COM
69331C108
153
2500
SH
SOLE
2500
0
0
PJT PARTNERS INC
COM CL A
69343T107
1
27
SH
SOLE
27
0
0
PNC FINL SVCS GROUP INC
COM
693475105
40
439
SH
SOLE
439
0
0
PPG INDS INC
COM
693506107
4
34
SH
SOLE
34
0
0
PPL CORP
COM
69351T106
35
1000
SH
SOLE
1000
0
0
PAN AMERICAN SILVER CORP
COM
697900108
9
500
SH
SOLE
500
0
0
PARKER HANNIFIN CORP
COM
701094104
4
31
SH
SOLE
31
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
11
800
SH
SOLE
800
0
0
PATTERSON COMPANIES INC
COM
703395103
5
100
SH
SOLE
100
0
0
PAYPAL HLDGS INC
COM
70450Y103
615
15000
SH
SOLE
15000
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
71
4470
SH
SOLE
4470
0
0
PEPSICO INC
COM
713448108
6453
59325
SH
SOLE
59325
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
10
1484
SH
SOLE
1484
0
0
PFIZER INC
COM
717081103
1705
50349
SH
SOLE
50349
0
0
PHILIP MORRIS INTL INC
COM
718172109
9
91
SH
SOLE
91
0
0
PHILLIPS 66
COM
718546104
215
2664
SH
SOLE
2664
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
9
950
SH
SOLE
950
0
0
PITNEY BOWES INC
COM
724479100
4
227
SH
SOLE
227
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
300
7050
SH
SOLE
7050
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
131
1100
SH
SOLE
1100
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
92
SH
SOLE
92
0
0
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
26
1700
SH
SOLE
1700
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
35
850
SH
SOLE
850
0
0
PRICE T ROWE GROUP INC
COM
74144T108
3
48
SH
SOLE
48
0
0
PRICELINE GRP INC
COM NEW
741503403
7
5
SH
SOLE
5
0
0
PROCTER AND GAMBLE CO
COM
742718109
803
8951
SH
SOLE
8951
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PRUDENTIAL FINL INC
COM
744320102
65
800
SH
SOLE
800
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
214
5100
SH
SOLE
5100
0
0
QUAKER CHEM CORP
COM
747316107
151
1422
SH
SOLE
1422
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
19
318
SH
SOLE
318
0
0
RAYTHEON CO
COM NEW
755111507
2511
18448
SH
SOLE
18448
0
0
REALTY INCOME CORP
COM
756109104
92
1372
SH
SOLE
1372
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
3
150
SH
SOLE
150
0
0
RITE AID CORP
COM
767754104
2417
314255
SH
SOLE
314255
0
0
ROCKWELL COLLINS INC
COM
774341101
118
1400
SH
SOLE
1400
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
17
200
SH
SOLE
200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
302
1395
SH
SOLE
1395
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
6
50
SH
SOLE
50
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
1
26
SH
SOLE
26
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
6
62
SH
SOLE
62
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
51
600
SH
SOLE
600
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
26
800
SH
SOLE
800
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
18
100
SH
SOLE
100
0
0
ST JUDE MED INC
COM
790849103
16
200
SH
SOLE
200
0
0
SALESFORCE COM INC
COM
79466L302
12
174
SH
SOLE
174
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
39
1500
SH
SOLE
1500
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
4
500
SH
SOLE
500
0
0
SCANA CORP NEW
COM
80589M102
58
800
SH
SOLE
800
0
0
SCHNITZER STL INDS
CL A
806882106
341
16300
SH
SOLE
16300
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
14
325
SH
SOLE
325
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
64
1194
SH
SOLE
1194
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
82
1926
SH
SOLE
1926
0
0
SEATTLE GENETICS INC
COM
812578102
11
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
16
300
SH
SOLE
300
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
50
1030
SH
SOLE
1030
0
0
SHIRE PLC
SPONSORED ADR
82481R106
10
53
SH
SOLE
53
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
3
13
SH
SOLE
13
0
0
SKECHERS U S A INC
CL A
830566105
54
2350
SH
SOLE
2350
0
0
SMUCKER J M CO
COM NEW
832696405
7145
52717
SH
SOLE
52717
0
0
SOUTHERN CO
COM
842587107
874
17037
SH
SOLE
17037
0
0
SOUTHWEST AIRLS CO
COM
844741108
39
1000
SH
SOLE
1000
0
0
SPECTRA ENERGY CORP
COM
847560109
84
1960
SH
SOLE
1960
0
0
SPIRE INC
COM
84857L101
159
2500
SH
SOLE
2500
0
0
SPLUNK INC
COM
848637104
3
50
SH
SOLE
50
0
0
STAPLES INC
COM
855030102
2
212
SH
SOLE
212
0
0
STARBUCKS CORP
COM
855244109
860
15877
SH
SOLE
15877
0
0
STILLWATER MNG CO
COM
86074Q102
0
25
SH
SOLE
25
0
0
SUNPOWER CORP
COM
867652406
1
100
SH
SOLE
100
0
0
SYMANTEC CORP
COM
871503108
65
2600
SH
SOLE
2600
0
0
SYSCO CORP
COM
871829107
257
5235
SH
SOLE
5235
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
15
504
SH
SOLE
504
0
0
TARGET CORP
COM
87612E106
7
100
SH
SOLE
100
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
13
668
SH
SOLE
668
0
0
TESLA MTRS INC
COM
88160R101
314
1540
SH
SOLE
1540
0
0
TEXAS INSTRS INC
COM
882508104
223
3183
SH
SOLE
3183
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2
10
SH
SOLE
10
0
0
3M CO
COM
88579Y101
972
5516
SH
SOLE
5516
0
0
TIME INC NEW
COM
887228104
0
1
SH
SOLE
1
0
0
TIME WARNER INC
COM NEW
887317303
1
8
SH
SOLE
8
0
0
TIMKEN CO
COM
887389104
694
19738
SH
SOLE
19738
0
0
TIMKENSTEEL CORP
COM
887399103
30
2881
SH
SOLE
2881
0
0
TORO CO
COM
891092108
431
9205
SH
SOLE
9205
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
33
744
SH
SOLE
744
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
17
150
SH
SOLE
150
0
0
TRAVELERS COMPANIES INC
COM
89417E109
949
8284
SH
SOLE
8284
0
0
TRILOGY METALS INC NEW
COM
89621C105
0
45
SH
SOLE
45
0
0
TWO HBRS INVT CORP
COM
90187B101
1
138
SH
SOLE
138
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
SOLE
20
0
0
UNI PIXEL INC
COM NEW
904572203
1
700
SH
SOLE
700
0
0
UNILEVER PLC
SPON ADR NEW
904767704
284
6000
SH
SOLE
6000
0
0
UNILEVER N V
N Y SHS NEW
904784709
1
24
SH
SOLE
24
0
0
UNION PAC CORP
COM
907818108
51
520
SH
SOLE
520
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
55
3957
SH
SOLE
3957
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
68
625
SH
SOLE
625
0
0
UNITED RENTALS INC
COM
911363109
39
500
SH
SOLE
500
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1039
10225
SH
SOLE
10225
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
4825
34463
SH
SOLE
34463
0
0
V F CORP
COM
918204108
3
50
SH
SOLE
50
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
133
2500
SH
SOLE
2500
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
66
790
SH
SOLE
790
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
61
840
SH
SOLE
840
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
19
400
SH
SOLE
400
0
0
VEEVA SYS INC
CL A COM
922475108
883
21400
SH
SOLE
21400
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
67
769
SH
SOLE
769
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
138
1240
SH
SOLE
1240
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3616
69565
SH
SOLE
69565
0
0
VERITIV CORP
COM
923454102
1
10
SH
SOLE
10
0
0
VIACOM INC NEW
CL B
92553P201
16
429
SH
SOLE
429
0
0
VIAVI SOLUTIONS INC
COM
925550105
0
1
SH
SOLE
1
0
0
VISA INC
COM CL A
92826C839
467
5650
SH
SOLE
5650
0
0
WGL HLDGS INC
COM
92924F106
25
400
SH
SOLE
400
0
0
W P CAREY INC
COM
92936U109
327
5070
SH
SOLE
5070
0
0
WEC ENERGY GROUP INC
COM
92939U106
799
13350
SH
SOLE
13350
0
0
WAL-MART STORES INC
COM
931142103
7
100
SH
SOLE
100
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1405
17428
SH
SOLE
17428
0
0
WASTE MGMT INC DEL
COM
94106L109
109
1710
SH
SOLE
1710
0
0
WEBSTER FINL CORP CONN
COM
947890109
312
8202
SH
SOLE
8202
0
0
WELLS FARGO & CO NEW
COM
949746101
337
7600
SH
SOLE
7600
0
0
WELLTOWER INC
COM
95040Q104
7
100
SH
SOLE
100
0
0
WESTERN DIGITAL CORP
COM
958102105
1
20
SH
SOLE
20
0
0
WESTERN REFNG INC
COM
959319104
3
100
SH
SOLE
100
0
0
WEYERHAEUSER CO
COM
962166104
18
564
SH
SOLE
564
0
0
WHITEWAVE FOODS CO
COM
966244105
74
1360
SH
SOLE
1360
0
0
WILLIAMS SONOMA INC
COM
969904101
248
4850
SH
SOLE
4850
0
0
WISDOMTREE TR
TOTAL DIVID FD
97717W109
12
150
SH
SOLE
150
0
0
WISDOMTREE TR
HIGH DIV FD
97717W208
23
349
SH
SOLE
349
0
0
WISDOMTREE TR
LARGECAP DIVID
97717W307
12
150
SH
SOLE
150
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
1
23
SH
SOLE
23
0
0
WISDOMTREE TR
DIV EX-FINL FD
97717W406
20
250
SH
SOLE
250
0
0
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
2
20
SH
SOLE
20
0
0
YAHOO INC
COM
984332106
13
300
SH
SOLE
300
0
0
YAMANA GOLD INC
COM
98462Y100
75
17500
SH
SOLE
17500
0
0
ZOETIS INC
CL A
98978V103
4
71
SH
SOLE
71
0
0
ALKERMES PLC
SHS
G01767105
14
300
SH
SOLE
300
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
ALLERGAN PLC
SHS
G0177J108
15
66
SH
SOLE
66
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
64
1600
SH
SOLE
1600
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
61
850
SH
SOLE
850
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2
34
SH
SOLE
34
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
4
95
SH
SOLE
95
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
6
90
SH
SOLE
90
0
0
MEDTRONIC PLC
SHS
G5960L103
682
7889
SH
SOLE
7889
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
23
600
SH
SOLE
600
0
0
CHUBB LIMITED
COM
H1467J104
60
481
SH
SOLE
481
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
6
100
SH
SOLE
100
0
0
CAESARSTONE LTD
ORD SHS
M20598104
11
300
SH
SOLE
300
0
0
CYBERARK SOFTWARE LTD
SHS
M2682V108
69
1400
SH
SOLE
1400
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
17
400
SH
SOLE
400
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
97
1200
SH
SOLE
1200
0
0