0001214659-15-005835.txt : 20150805
0001214659-15-005835.hdr.sgml : 20150805
20150805100723
ACCESSION NUMBER: 0001214659-15-005835
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150805
DATE AS OF CHANGE: 20150805
EFFECTIVENESS DATE: 20150805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 151027774
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
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0001607355
XXXXXXXX
06-30-2015
06-30-2015
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
08-04-2015
0
404
123690
INFORMATION TABLE
2
infotable.xml
AAC HLDGS INC
COM
000307108
61
1400
SH
SOLE
1400
0
0
AFLAC INC
COM
001055102
12
200
SH
SOLE
200
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
168
2700
SH
SOLE
2700
0
0
AT&T INC
COM
00206R102
2162
60878
SH
SOLE
60878
0
0
ABBOTT LABS
COM
002824100
2191
44633
SH
SOLE
44633
0
0
ABBVIE INC
COM
00287Y109
2533
37698
SH
SOLE
37698
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
21
500
SH
SOLE
500
0
0
ADAM NAT RES FD INC
COM
00548F105
7
300
SH
SOLE
300
0
0
ADOBE SYS INC
COM
00724F101
2
24
SH
SOLE
24
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
1
9
SH
SOLE
9
0
0
AETNA INC NEW
COM
00817Y108
395
3100
SH
SOLE
3100
0
0
AFFYMETRIX INC
COM
00826T108
27
2500
SH
SOLE
2500
0
0
AIR PRODS & CHEMS INC
COM
009158106
1
10
SH
SOLE
10
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
33
183
SH
SOLE
183
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
8
100
SH
SOLE
100
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
1
4
SH
SOLE
4
0
0
ALLSTATE CORP
COM
020002101
104
1600
SH
SOLE
1600
0
0
AMAZON COM INC
COM
023135106
1
2
SH
SOLE
2
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
1
15
SH
SOLE
15
0
0
AMERICAN ELEC PWR INC
COM
025537101
42
800
SH
SOLE
800
0
0
AMERICAN EXPRESS CO
COM
025816109
1
9
SH
SOLE
9
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
23
SH
SOLE
23
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
20
323
SH
SOLE
323
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
17
182
SH
SOLE
182
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
698
14345
SH
SOLE
14345
0
0
AMGEN INC
COM
031162100
90
589
SH
SOLE
589
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1150
9534
SH
SOLE
9534
0
0
ANIKA THERAPEUTICS INC
COM
035255108
10
300
SH
SOLE
300
0
0
ANNALY CAP MGMT INC
COM
035710409
0
37
SH
SOLE
37
0
0
ANTHEM INC
COM
036752103
25
153
SH
SOLE
153
0
0
APPLE INC
COM
037833100
2026
16156
SH
SOLE
16156
0
0
APPLIED MATLS INC
COM
038222105
2
95
SH
SOLE
95
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
311
6450
SH
SOLE
6450
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
64
1000
SH
SOLE
1000
0
0
AUTODESK INC
COM
052769106
1
19
SH
SOLE
19
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
16
200
SH
SOLE
200
0
0
AUTOZONE INC
COM
053332102
1
2
SH
SOLE
2
0
0
AVISTA CORP
COM
05379B107
138
4500
SH
SOLE
4500
0
0
BP PLC
SPONSORED ADR
055622104
12
300
SH
SOLE
300
0
0
BOFI HLDG INC
COM
05566U108
32
300
SH
SOLE
300
0
0
BAKER HUGHES INC
COM
057224107
11
175
SH
SOLE
175
0
0
BANK AMER CORP
COM
060505104
633
37165
SH
SOLE
37165
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
62
2400
SH
SOLE
2400
0
0
BARCLAYS BK PLC
IPTH AGRIC ETN
06740P262
5
150
SH
SOLE
150
0
0
BARNES & NOBLE INC
COM
067774109
313
12050
SH
SOLE
12050
0
0
BAXTER INTL INC
COM
071813109
654
9350
SH
SOLE
9350
0
0
BENEFICIAL BANCORP INC
COM
08171T102
226
18100
SH
SOLE
18100
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2787
20475
SH
SOLE
20475
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
305
9400
SH
SOLE
9400
0
0
BIOGEN INC
COM
09062X103
1
2
SH
SOLE
2
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
11
1411
SH
SOLE
1411
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
286
7000
SH
SOLE
7000
0
0
BOEING CO
COM
097023105
1189
8572
SH
SOLE
8572
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
820
12316
SH
SOLE
12316
0
0
CBS CORP NEW
CL B
124857202
1
23
SH
SOLE
23
0
0
CMS ENERGY CORP
COM
125896100
13
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
2053
62876
SH
SOLE
62876
0
0
CVS HEALTH CORP
COM
126650100
4193
39980
SH
SOLE
39980
0
0
CABOT OIL & GAS CORP
COM
127097103
1
38
SH
SOLE
38
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
11
1000
SH
SOLE
1000
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
8
300
SH
SOLE
300
0
0
CAMBREX CORP
COM
132011107
171
3900
SH
SOLE
3900
0
0
CANADIAN NATL RY CO
COM
136375102
12
200
SH
SOLE
200
0
0
CANADIAN NAT RES LTD
COM
136385101
19
700
SH
SOLE
700
0
0
CANADIAN PAC RY LTD
COM
13645T100
1
8
SH
SOLE
8
0
0
CAPITAL ONE FINL CORP
COM
14040H105
1
16
SH
SOLE
16
0
0
CARDINAL HEALTH INC
COM
14149Y108
1678
20062
SH
SOLE
20062
0
0
CATAMARAN CORP
COM
148887102
18
300
SH
SOLE
300
0
0
CELGENE CORP
COM
151020104
1
8
SH
SOLE
8
0
0
CELLADON CORP
COM
15117E107
1
500
SH
SOLE
500
0
0
CENTURYLINK INC
COM
156700106
15
500
SH
SOLE
500
0
0
CERNER CORP
COM
156782104
784
11350
SH
SOLE
11350
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
184
16465
SH
SOLE
16465
0
0
CHEVRON CORP NEW
COM
166764100
307
3187
SH
SOLE
3187
0
0
CHINA AUTOMOTIVE SYS INC
COM
16936R105
8
1000
SH
SOLE
1000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
6
100
SH
SOLE
100
0
0
CHUBB CORP
COM
171232101
76
800
SH
SOLE
800
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
4
120
SH
SOLE
120
0
0
CHURCH & DWIGHT INC
COM
171340102
146
1800
SH
SOLE
1800
0
0
CISCO SYS INC
COM
17275R102
114
4168
SH
SOLE
4168
0
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CITIGROUP INC
COM NEW
172967424
65
1172
SH
SOLE
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0
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CITRIX SYS INC
COM
177376100
1
11
SH
SOLE
11
0
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CLOROX CO DEL
COM
189054109
650
6250
SH
SOLE
6250
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
12
1000
SH
SOLE
1000
0
0
COCA COLA CO
COM
191216100
3012
76787
SH
SOLE
76787
0
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COCA COLA ENTERPRISES INC NE
COM
19122T109
97
2237
SH
SOLE
2237
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
21
607
SH
SOLE
607
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
44
724
SH
SOLE
724
0
0
COLGATE PALMOLIVE CO
COM
194162103
1496
22866
SH
SOLE
22866
0
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COMCAST CORP NEW
CL A
20030N101
108
1793
SH
SOLE
1793
0
0
COMCAST CORP NEW
CL A SPL
20030N200
37
620
SH
SOLE
620
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
19
300
SH
SOLE
300
0
0
CONOCOPHILLIPS
COM
20825C104
93
1521
SH
SOLE
1521
0
0
CONSOLIDATED EDISON INC
COM
209115104
318
5500
SH
SOLE
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0
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CONSTELLATION BRANDS INC
CL A
21036P108
1694
14601
SH
SOLE
14601
0
0
COOPER COS INC
COM NEW
216648402
445
2500
SH
SOLE
2500
0
0
CORNING INC
COM
219350105
20
1000
SH
SOLE
1000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
217
1610
SH
SOLE
1610
0
0
CREE INC
COM
225447101
5
200
SH
SOLE
200
0
0
CYBERONICS INC
COM
23251P102
18
300
SH
SOLE
300
0
0
D R HORTON INC
COM
23331A109
3
100
SH
SOLE
100
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
2996
37700
SH
SOLE
37700
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
21
500
SH
SOLE
500
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
523
4511
SH
SOLE
4511
0
0
DIEBOLD INC
COM
253651103
53
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
557
17780
SH
SOLE
17780
0
0
DISNEY WALT CO
COM DISNEY
254687106
1069
9370
SH
SOLE
9370
0
0
DISH NETWORK CORP
CL A
25470M109
54
800
SH
SOLE
800
0
0
DOLLAR GEN CORP NEW
COM
256677105
620
7976
SH
SOLE
7976
0
0
DORMAN PRODUCTS INC
COM
258278100
181
3800
SH
SOLE
3800
0
0
DOW CHEM CO
COM
260543103
369
7209
SH
SOLE
7209
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
372
5819
SH
SOLE
5819
0
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DUFF & PHELPS UTIL CORP BD T
COM
26432K108
37
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
148
2093
SH
SOLE
2093
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
11
200
SH
SOLE
200
0
0
E M C CORP MASS
COM
268648102
39
1481
SH
SOLE
1481
0
0
EOG RES INC
COM
26875P101
124
1412
SH
SOLE
1412
0
0
EASTMAN CHEM CO
COM
277432100
900
10994
SH
SOLE
10994
0
0
EBAY INC
COM
278642103
1237
20537
SH
SOLE
20537
0
0
ELECTRONIC ARTS INC
COM
285512109
1
20
SH
SOLE
20
0
0
EMERSON ELEC CO
COM
291011104
55
1000
SH
SOLE
1000
0
0
EMPIRE DIST ELEC CO
COM
291641108
87
4000
SH
SOLE
4000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
31
1950
SH
SOLE
1950
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
125
3750
SH
SOLE
3750
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
23
450
SH
SOLE
450
0
0
ENERSYS
COM
29275Y102
289
4113
SH
SOLE
4113
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
303
10132
SH
SOLE
10132
0
0
EVERSOURCE ENERGY
COM
30040W108
11
241
SH
SOLE
241
0
0
EXELON CORP
COM
30161N101
112
3550
SH
SOLE
3550
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
289
3250
SH
SOLE
3250
0
0
EXXON MOBIL CORP
COM
30231G102
1639
19695
SH
SOLE
19695
0
0
FACEBOOK INC
CL A
30303M102
111
1299
SH
SOLE
1299
0
0
FOOT LOCKER INC
COM
344849104
533
7950
SH
SOLE
7950
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1331
88700
SH
SOLE
88700
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
37
800
SH
SOLE
800
0
0
FREIGHTCAR AMER INC
COM
357023100
111
5300
SH
SOLE
5300
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
9
70
SH
SOLE
70
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
15
700
SH
SOLE
700
0
0
GABELLI GLB SML & MD CP VAL
COM
36249W104
1
70
SH
SOLE
70
0
0
GENERAL DYNAMICS CORP
COM
369550108
914
6454
SH
SOLE
6454
0
0
GENERAL ELECTRIC CO
COM
369604103
989
37206
SH
SOLE
37206
0
0
GENERAL MLS INC
COM
370334104
212
3800
SH
SOLE
3800
0
0
GENERAL MTRS CO
COM
37045V100
2
59
SH
SOLE
59
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
7
278
SH
SOLE
278
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
4
278
SH
SOLE
278
0
0
GENUINE PARTS CO
COM
372460105
143
1600
SH
SOLE
1600
0
0
GENWORTH FINL INC
COM CL A
37247D106
114
15090
SH
SOLE
15090
0
0
GILEAD SCIENCES INC
COM
375558103
1112
9498
SH
SOLE
9498
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
8
200
SH
SOLE
200
0
0
GLOBAL PARTNERS LP
COM UNITS
37946R109
6
200
SH
SOLE
200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
13
60
SH
SOLE
60
0
0
GOOGLE INC
CL A
38259P508
23
42
SH
SOLE
42
0
0
GOOGLE INC
CL C
38259P706
59
114
SH
SOLE
114
0
0
GREAT PLAINS ENERGY INC
COM
391164100
24
1000
SH
SOLE
1000
0
0
GREENBRIER COS INC
COM
393657101
54
1150
SH
SOLE
1150
0
0
HCP INC
COM
40414L109
47
1300
SH
SOLE
1300
0
0
HALLIBURTON CO
COM
406216101
1
18
SH
SOLE
18
0
0
HALYARD HEALTH INC
COM
40650V100
13
317
SH
SOLE
317
0
0
HARLEY DAVIDSON INC
COM
412822108
0
6
SH
SOLE
6
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
888
21365
SH
SOLE
21365
0
0
HEALTH CARE REIT INC
COM
42217K106
7
100
SH
SOLE
100
0
0
HESS CORP
COM
42809H107
3
50
SH
SOLE
50
0
0
HEWLETT PACKARD CO
COM
428236103
3
100
SH
SOLE
100
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
175
6338
SH
SOLE
6338
0
0
HOME DEPOT INC
COM
437076102
414
3721
SH
SOLE
3721
0
0
HONEYWELL INTL INC
COM
438516106
1568
15378
SH
SOLE
15378
0
0
HORMEL FOODS CORP
COM
440452100
4070
72195
SH
SOLE
72195
0
0
HOSPIRA INC
COM
441060100
9
100
SH
SOLE
100
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
13
5000
SH
SOLE
5000
0
0
INFINERA CORPORATION
COM
45667G103
31
1500
SH
SOLE
1500
0
0
INTEL CORP
COM
458140100
199
6531
SH
SOLE
6531
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1
6
SH
SOLE
6
0
0
INTL PAPER CO
COM
460146103
205
4300
SH
SOLE
4300
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
15
400
SH
SOLE
400
0
0
ISHARES TR
TIPS BD ETF
464287176
53
477
SH
SOLE
477
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
23
200
SH
SOLE
200
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
65
175
SH
SOLE
175
0
0
ISHARES
GL TIMB FORE ETF
464288174
8
150
SH
SOLE
150
0
0
ITC HLDGS CORP
COM
465685105
29
900
SH
SOLE
900
0
0
JPMORGAN CHASE & CO
COM
46625H100
109
1611
SH
SOLE
1611
0
0
JANUS CAP GROUP INC
COM
47102X105
7
400
SH
SOLE
400
0
0
JETBLUE AIRWAYS CORP
COM
477143101
160
7700
SH
SOLE
7700
0
0
JOHNSON & JOHNSON
COM
478160104
5054
51861
SH
SOLE
51861
0
0
JOY GLOBAL INC
COM
481165108
0
12
SH
SOLE
12
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
1
13
SH
SOLE
13
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
9
400
SH
SOLE
400
0
0
KELLOGG CO
COM
487836108
1
16
SH
SOLE
16
0
0
KEY TECHNOLOGY INC
COM
493143101
1
40
SH
SOLE
40
0
0
KEYCORP NEW
COM
493267108
38
2500
SH
SOLE
2500
0
0
KIMBERLY CLARK CORP
COM
494368103
439
4140
SH
SOLE
4140
0
0
KINDER MORGAN INC DEL
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49456B101
25
657
SH
SOLE
657
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
7
2624
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2624
0
0
KNIGHT TRANSN INC
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499064103
8
300
SH
SOLE
300
0
0
KOHLS CORP
COM
500255104
1
18
SH
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18
0
0
KOPIN CORP
COM
500600101
0
100
SH
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100
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1148
13482
SH
SOLE
13482
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
2
16
SH
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16
0
0
LACLEDE GROUP INC
COM
505597104
130
2500
SH
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2500
0
0
LANDS END INC NEW
COM
51509F105
2
100
SH
SOLE
100
0
0
LAS VEGAS SANDS CORP
COM
517834107
4
75
SH
SOLE
75
0
0
LAUDER ESTEE COS INC
CL A
518439104
206
2380
SH
SOLE
2380
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
1
22
SH
SOLE
22
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
6
200
SH
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200
0
0
LILLY ELI & CO
COM
532457108
119
1424
SH
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1424
0
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LOCKHEED MARTIN CORP
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539830109
465
2500
SH
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2500
0
0
LOWES COS INC
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548661107
118
1765
SH
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1765
0
0
MACYS INC
COM
55616P104
13
200
SH
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200
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1815
24736
SH
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24736
0
0
MAGNA INTL INC
COM
559222401
22
400
SH
SOLE
400
0
0
MARSH & MCLENNAN COS INC
COM
571748102
136
2400
SH
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2400
0
0
MASTERCARD INC
CL A
57636Q104
3
30
SH
SOLE
30
0
0
MCDERMOTT INTL INC
COM
580037109
191
35675
SH
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35675
0
0
MCDONALDS CORP
COM
580135101
19
200
SH
SOLE
200
0
0
MCKESSON CORP
COM
58155Q103
1
3
SH
SOLE
3
0
0
MEDIA GEN INC NEW
COM
58441K100
159
9650
SH
SOLE
9650
0
0
MERCK & CO INC NEW
COM
58933Y105
1025
18000
SH
SOLE
18000
0
0
METLIFE INC
COM
59156R108
56
1000
SH
SOLE
1000
0
0
MICROSOFT CORP
COM
594918104
845
19140
SH
SOLE
19140
0
0
MICRON TECHNOLOGY INC
COM
595112103
6
300
SH
SOLE
300
0
0
MOLSON COORS BREWING CO
CL B
60871R209
0
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SH
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7
0
0
MONDELEZ INTL INC
CL A
609207105
1726
41956
SH
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41956
0
0
MONSANTO CO NEW
COM
61166W101
289
2711
SH
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2711
0
0
MORGAN STANLEY
COM NEW
617446448
413
10654
SH
SOLE
10654
0
0
NV5 HLDGS INC
COM
62945V109
10
400
SH
SOLE
400
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
45
925
SH
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925
0
0
NATURAL HEALTH TRENDS CORP
COM PAR $.001
63888P406
431
10400
SH
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10400
0
0
NEXTERA ENERGY INC
COM
65339F101
1454
14833
SH
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14833
0
0
NICE SYS LTD
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653656108
86
1350
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0
0
NOBLE ENERGY INC
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655044105
1
22
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22
0
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NORFOLK SOUTHERN CORP
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655844108
131
1500
SH
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1500
0
0
NORTHWEST PIPE CO
COM
667746101
1
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50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
274
SH
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274
0
0
NOVARTIS A G
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66987V109
2122
21581
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21581
0
0
NOVACOPPER INC
COM
66988K102
0
45
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45
0
0
NOW INC
COM
67011P100
2
106
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106
0
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NUCOR CORP
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670346105
13
300
SH
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300
0
0
OGE ENERGY CORP
COM
670837103
137
4800
SH
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4800
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
45
200
SH
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200
0
0
OCATA THERAPEUTICS INC
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67457L100
91
17262
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17262
0
0
ONE GAS INC
COM
68235P108
9
221
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221
0
0
ONEOK INC NEW
COM
682680103
35
884
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884
0
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OPEN TEXT CORP
COM
683715106
16
400
SH
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400
0
0
ORACLE CORP
COM
68389X105
1263
31335
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31335
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ORBCOMM INC
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68555P100
3
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SH
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500
0
0
PG&E CORP
COM
69331C108
123
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SH
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0
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PNC FINL SVCS GROUP INC
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693475105
42
439
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439
0
0
PPG INDS INC
COM
693506107
1
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SH
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12
0
0
PPL CORP
COM
69351T106
29
1000
SH
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1000
0
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PARKER HANNIFIN CORP
COM
701094104
1
6
SH
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6
0
0
PATRIOT NATL BANCORP INC
COM NEW
70336F203
8
500
SH
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500
0
0
PAYCOM SOFTWARE INC
COM
70432V102
253
7400
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7400
0
0
PEPCO HOLDINGS INC
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713291102
108
4000
SH
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4000
0
0
PEPSICO INC
COM
713448108
5357
57396
SH
SOLE
57396
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
11
1393
SH
SOLE
1393
0
0
PFIZER INC
COM
717081103
947
28254
SH
SOLE
28254
0
0
PHILIP MORRIS INTL INC
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718172109
5
66
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66
0
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PHILLIPS 66
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718546104
88
1095
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SOLE
1095
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
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70
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
46
4726
SH
SOLE
4726
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
21
200
SH
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200
0
0
PITNEY BOWES INC
COM
724479100
5
227
SH
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227
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
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30
0
0
POLYONE CORP
COM
73179P106
82
2100
SH
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2100
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
134
4050
SH
SOLE
4050
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
92
SH
SOLE
92
0
0
POWERSHS DB MULTI SECT COMM
DB ENERGY FUND
73936B101
138
8000
SH
SOLE
8000
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
273
40592
SH
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40592
0
0
PROCTER & GAMBLE CO
COM
742718109
721
9213
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9213
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
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10
0
0
PROVIDENCE & WORCESTER RR CO
COM
743737108
3
200
SH
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200
0
0
PRUDENTIAL FINL INC
COM
744320102
149
1700
SH
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1700
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
177
4500
SH
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4500
0
0
QUAKER CHEM CORP
COM
747316107
268
3018
SH
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3018
0
0
QUALCOMM INC
COM
747525103
14
218
SH
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218
0
0
QUALITY DISTR INC FLA
COM
74756M102
12
800
SH
SOLE
800
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
1
15
SH
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15
0
0
RPC INC
COM
749660106
21
1500
SH
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1500
0
0
RAMBUS INC DEL
COM
750917106
14
1000
SH
SOLE
1000
0
0
RALPH LAUREN CORP
CL A
751212101
1
4
SH
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4
0
0
RAVEN INDS INC
COM
754212108
39
1900
SH
SOLE
1900
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
37
618
SH
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618
0
0
RAYTHEON CO
COM NEW
755111507
19
200
SH
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200
0
0
REALTY INCOME CORP
COM
756109104
61
1372
SH
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1372
0
0
RED HAT INC
COM
756577102
1
7
SH
SOLE
7
0
0
RITE AID CORP
COM
767754104
1493
178805
SH
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178805
0
0
ROCK CREEK PHARMACEUTICALS I
COM NEW
772081204
0
20
SH
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20
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1
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SH
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6
0
0
ROCKWELL COLLINS INC
COM
774341101
130
1407
SH
SOLE
1407
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS R
780097747
20
800
SH
SOLE
800
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
23
400
SH
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400
0
0
RUBY TUESDAY INC
COM
781182100
3
500
SH
SOLE
500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
54
260
SH
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260
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
6
50
SH
SOLE
50
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
5
62
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62
0
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ST JUDE MED INC
COM
790849103
15
200
SH
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200
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
35
1100
SH
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1100
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
37
3800
SH
SOLE
3800
0
0
SANDISK CORP
COM
80004C101
5
86
SH
SOLE
86
0
0
SANOFI
SPONSORED ADR
80105N105
201
4050
SH
SOLE
4050
0
0
SCANA CORP NEW
COM
80589M102
41
800
SH
SOLE
800
0
0
SCHEIN HENRY INC
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806407102
6
40
SH
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40
0
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SCHLUMBERGER LTD
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806857108
398
4616
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4616
0
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SCHWAB CHARLES CORP NEW
COM
808513105
1
33
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33
0
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SEACOAST BKG CORP FLA
COM NEW
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954
60350
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60350
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SEATTLE GENETICS INC
COM
812578102
10
200
SH
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200
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
25
600
SH
SOLE
600
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
1
22
SH
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22
0
0
SHIRE PLC
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82481R106
2
8
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8
0
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SIGNATURE BK NEW YORK N Y
COM
82669G104
1
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SH
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5
0
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SKECHERS U S A INC
CL A
830566105
25
225
SH
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225
0
0
SMUCKER J M CO
COM NEW
832696405
5682
52409
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0
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SONY CORP
ADR NEW
835699307
562
19800
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19800
0
0
SOUTHERN CO
COM
842587107
418
9983
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SOUTHWEST AIRLS CO
COM
844741108
33
1000
SH
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1000
0
0
SOUTHWEST GAS CORP
COM
844895102
16
300
SH
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300
0
0
SPECTRA ENERGY CORP
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847560109
143
4400
SH
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4400
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
46
1000
SH
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1000
0
0
SPRINGLEAF HLDGS INC
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85172J101
1
14
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14
0
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STAPLES INC
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855030102
3
212
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212
0
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STARBUCKS CORP
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855244109
12
220
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220
0
0
STILLWATER MNG CO
COM
86074Q102
0
25
SH
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25
0
0
SUNCOR ENERGY INC NEW
COM
867224107
4
150
SH
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150
0
0
SUNTRUST BKS INC
COM
867914103
194
4500
SH
SOLE
4500
0
0
SWISHER HYGIENE INC
COM NEW
870808300
0
200
SH
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200
0
0
SYSCO CORP
COM
871829107
25
701
SH
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701
0
0
TECO ENERGY INC
COM
872375100
265
14990
SH
SOLE
14990
0
0
TAIWAN SEMICONDUCTOR MFG LTD
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874039100
11
504
SH
SOLE
504
0
0
TEGNA INC
COM
87901J105
3
100
SH
SOLE
100
0
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TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
13
465
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465
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
2
27
SH
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27
0
0
TESLA MTRS INC
COM
88160R101
797
2970
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2970
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2
42
SH
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42
0
0
TEXAS INSTRS INC
COM
882508104
2
32
SH
SOLE
32
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1
10
SH
SOLE
10
0
0
3M CO
COM
88579Y101
894
5792
SH
SOLE
5792
0
0
TIME INC NEW
COM
887228104
0
1
SH
SOLE
1
0
0
TIME WARNER INC
COM NEW
887317303
1
8
SH
SOLE
8
0
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TIME WARNER CABLE INC
COM
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2
11
SH
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11
0
0
TIMKEN CO
COM
887389104
735
20088
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20088
0
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TIMKENSTEEL CORP
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82
3056
SH
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3056
0
0
TORO CO
COM
891092108
306
4520
SH
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4520
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
32
744
SH
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744
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
19
800
SH
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800
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
20
150
SH
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150
0
0
TRANSCANADA CORP
COM
89353D107
20
500
SH
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500
0
0
TRAVELERS COMPANIES INC
COM
89417E109
627
6485
SH
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6485
0
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USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
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20
0
0
UNI PIXEL INC
COM NEW
904572203
2
700
SH
SOLE
700
0
0
UNILEVER PLC
SPON ADR NEW
904767704
185
4300
SH
SOLE
4300
0
0
UNILEVER N V
N Y SHS NEW
904784709
2
48
SH
SOLE
48
0
0
UNION PAC CORP
COM
907818108
805
8438
SH
SOLE
8438
0
0
UNIT CORP
COM
909218109
14
510
SH
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510
0
0
UNITED FINL BANCORP INC NEW
COM
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23
1683
SH
SOLE
1683
0
0
UNITED PARCEL SERVICE INC
CL B
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50
515
SH
SOLE
515
0
0
UNITED RENTALS INC
COM
911363109
61
700
SH
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700
0
0
UNITED TECHNOLOGIES CORP
COM
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2617
23594
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0
0
UNITEDHEALTH GROUP INC
COM
91324P102
4267
34977
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34977
0
0
UNIVERSAL ELECTRS INC
COM
913483103
10
200
SH
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200
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
222
1000
SH
SOLE
1000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
157
2500
SH
SOLE
2500
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
189
2400
SH
SOLE
2400
0
0
VANGUARD WORLD FD
EXTENDED DUR
921910709
10
95
SH
SOLE
95
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
7
89
SH
SOLE
89
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
318
4728
SH
SOLE
4728
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
35
650
SH
SOLE
650
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2554
54788
SH
SOLE
54788
0
0
VERITIV CORP
COM
923454102
2
64
SH
SOLE
64
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1
6
SH
SOLE
6
0
0
VIACOM INC NEW
CL B
92553P201
29
449
SH
SOLE
449
0
0
VISA INC
COM CL A
92826C839
54
811
SH
SOLE
811
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
20
4500
SH
SOLE
4500
0
0
VIVUS INC
COM
928551100
1
500
SH
SOLE
500
0
0
VOYA FINL INC
COM
929089100
2
43
SH
SOLE
43
0
0
WGL HLDGS INC
COM
92924F106
22
400
SH
SOLE
400
0
0
W P CAREY INC
COM
92936U109
299
5070
SH
SOLE
5070
0
0
WEC ENERGY GROUP INC
COM
92939U106
35
789
SH
SOLE
789
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
870
10301
SH
SOLE
10301
0
0
WASTE MGMT INC DEL
COM
94106L109
79
1710
SH
SOLE
1710
0
0
WEBSTER FINL CORP CONN
COM
947890109
40
1018
SH
SOLE
1018
0
0
WELLS FARGO & CO NEW
COM
949746101
453
8051
SH
SOLE
8051
0
0
WESTERN REFNG INC
COM
959319104
4
100
SH
SOLE
100
0
0
WEYERHAEUSER CO
COM
962166104
16
500
SH
SOLE
500
0
0
WHITEWAVE FOODS CO
COM
966244105
304
6210
SH
SOLE
6210
0
0
WHITING PETE CORP NEW
COM
966387102
7
200
SH
SOLE
200
0
0
XEROX CORP
COM
984121103
1
91
SH
SOLE
91
0
0
YAHOO INC
COM
984332106
36
911
SH
SOLE
911
0
0
YUM BRANDS INC
COM
988498101
18
200
SH
SOLE
200
0
0
ZOETIS INC
CL A
98978V103
5
104
SH
SOLE
104
0
0
ALKERMES PLC
SHS
G01767105
19
300
SH
SOLE
300
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
ALLERGAN PLC
SHS
G0177J108
22
74
SH
SOLE
74
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
2
18
SH
SOLE
18
0
0
EATON CORP PLC
SHS
G29183103
1
10
SH
SOLE
10
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2
34
SH
SOLE
34
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
11
90
SH
SOLE
90
0
0
MEDTRONIC PLC
SHS
G5960L103
592
7994
SH
SOLE
7994
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
0
7
SH
SOLE
7
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
105
2200
SH
SOLE
2200
0
0
TYCO INTL PLC
SHS
G91442106
9
222
SH
SOLE
222
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
21
300
SH
SOLE
300
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
404
3900
SH
SOLE
3900
0
0
MYLAN N V
SHS EURO
N59465109
479
7056
SH
SOLE
7056
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1
9
SH
SOLE
9
0
0