0001214659-15-001091.txt : 20150209
0001214659-15-001091.hdr.sgml : 20150209
20150209165026
ACCESSION NUMBER: 0001214659-15-001091
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150209
DATE AS OF CHANGE: 20150209
EFFECTIVENESS DATE: 20150209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 15589157
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
primary_doc.xml
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0001607355
XXXXXXXX
12-31-2014
12-31-2014
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
02-09-2015
0
343
113074
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COM
001055102
12
200
SH
SOLE
200
0
0
AK STL HLDG CORP
COM
001547108
3
500
SH
SOLE
500
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
118
2100
SH
SOLE
2100
0
0
AT&T INC
COM
00206R102
2411
71785
SH
SOLE
71785
0
0
ABBOTT LABS
COM
002824100
1689
37524
SH
SOLE
37524
0
0
ABBVIE INC
COM
00287Y109
2008
30687
SH
SOLE
30687
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
16
500
SH
SOLE
500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2
575
SH
SOLE
575
0
0
AETNA INC NEW
COM
00817Y108
275
3100
SH
SOLE
3100
0
0
AFFYMETRIX INC
COM
00826T108
25
2500
SH
SOLE
2500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
32
175
SH
SOLE
175
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6
60
SH
SOLE
60
0
0
ALLSTATE CORP
COM
020002101
112
1600
SH
SOLE
1600
0
0
AMERICAN ELEC PWR INC
COM
025537101
49
800
SH
SOLE
800
0
0
AMERICAN EXPRESS CO
COM
025816109
9
100
SH
SOLE
100
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
33
SH
SOLE
33
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
118
2100
SH
SOLE
2100
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
16
166
SH
SOLE
166
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
775
14545
SH
SOLE
14545
0
0
AMGEN INC
COM
031162100
94
589
SH
SOLE
589
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
870
7750
SH
SOLE
7750
0
0
ANIKA THERAPEUTICS INC
COM
035255108
20
500
SH
SOLE
500
0
0
ANNALY CAP MGMT INC
COM
035710409
0
37
SH
SOLE
37
0
0
ANTHEM INC
COM
036752103
19
152
SH
SOLE
152
0
0
APPLE INC
COM
037833100
1093
9898
SH
SOLE
9898
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
281
5400
SH
SOLE
5400
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
165
2350
SH
SOLE
2350
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
17
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
159
4500
SH
SOLE
4500
0
0
BP PLC
SPONSORED ADR
055622104
11
300
SH
SOLE
300
0
0
BOFI HLDG INC
COM
05566U108
23
300
SH
SOLE
300
0
0
BAKER HUGHES INC
COM
057224107
21
375
SH
SOLE
375
0
0
BANCO SANTANDER SA
ADR
05964H105
0
4
SH
SOLE
4
0
0
BANK AMER CORP
COM
060505104
874
48856
SH
SOLE
48856
0
0
BANK NEW YORK MELLON CORP
COM
064058100
243
5985
SH
SOLE
5985
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
62
2400
SH
SOLE
2400
0
0
BARCLAYS BK PLC
IPTH AGRIC ETN
06740P262
6
150
SH
SOLE
150
0
0
BAXTER INTL INC
COM
071813109
685
9350
SH
SOLE
9350
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2778
18500
SH
SOLE
18500
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
325
10300
SH
SOLE
10300
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
11
1411
SH
SOLE
1411
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
129
3800
SH
SOLE
3800
0
0
BOEING CO
COM
097023105
639
4912
SH
SOLE
4912
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
986
16700
SH
SOLE
16700
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
8
100
SH
SOLE
100
0
0
CDW CORP
COM
12514G108
90
2550
SH
SOLE
2550
0
0
CMS ENERGY CORP
COM
125896100
14
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
2346
64758
SH
SOLE
64758
0
0
CVS HEALTH CORP
COM
126650100
3630
37692
SH
SOLE
37692
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
11
1000
SH
SOLE
1000
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
7
300
SH
SOLE
300
0
0
CAMBREX CORP
COM
132011107
84
3900
SH
SOLE
3900
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
43
500
SH
SOLE
500
0
0
CANADIAN NATL RY CO
COM
136375102
14
200
SH
SOLE
200
0
0
CANADIAN NAT RES LTD
COM
136385101
40
1300
SH
SOLE
1300
0
0
CARDINAL HEALTH INC
COM
14149Y108
1595
19756
SH
SOLE
19756
0
0
CATAMARAN CORP
COM
148887102
16
300
SH
SOLE
300
0
0
CATERPILLAR INC DEL
COM
149123101
64
700
SH
SOLE
700
0
0
CENTURYLINK INC
COM
156700106
51
1300
SH
SOLE
1300
0
0
CERNER CORP
COM
156782104
734
11350
SH
SOLE
11350
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
303
15459
SH
SOLE
15459
0
0
CHEVRON CORP NEW
COM
166764100
292
2606
SH
SOLE
2606
0
0
CHINA AUTOMOTIVE SYS INC
COM
16936R105
7
1000
SH
SOLE
1000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
6
100
SH
SOLE
100
0
0
CHUBB CORP
COM
171232101
83
800
SH
SOLE
800
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
4
120
SH
SOLE
120
0
0
CHURCH & DWIGHT INC
COM
171340102
142
1800
SH
SOLE
1800
0
0
CISCO SYS INC
COM
17275R102
86
3100
SH
SOLE
3100
0
0
CITIGROUP INC
COM NEW
172967424
58
1080
SH
SOLE
1080
0
0
CLOROX CO DEL
COM
189054109
662
6350
SH
SOLE
6350
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
12
1000
SH
SOLE
1000
0
0
COACH INC
COM
189754104
2
50
SH
SOLE
50
0
0
COCA COLA CO
COM
191216100
3076
72850
SH
SOLE
72850
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
99
2232
SH
SOLE
2232
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
37
700
SH
SOLE
700
0
0
COLGATE PALMOLIVE CO
COM
194162103
1471
21264
SH
SOLE
21264
0
0
COMCAST CORP NEW
CL A
20030N101
104
1793
SH
SOLE
1793
0
0
COMCAST CORP NEW
CL A SPL
20030N200
36
620
SH
SOLE
620
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
16
300
SH
SOLE
300
0
0
CONOCOPHILLIPS
COM
20825C104
149
2160
SH
SOLE
2160
0
0
CONSOLIDATED EDISON INC
COM
209115104
297
4500
SH
SOLE
4500
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
1114
11350
SH
SOLE
11350
0
0
COOPER COS INC
COM NEW
216648402
405
2500
SH
SOLE
2500
0
0
CORNING INC
COM
219350105
23
1000
SH
SOLE
1000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
227
1600
SH
SOLE
1600
0
0
COVANCE INC
COM
222816100
6
61
SH
SOLE
61
0
0
CREE INC
COM
225447101
6
200
SH
SOLE
200
0
0
CYBERONICS INC
COM
23251P102
17
300
SH
SOLE
300
0
0
D R HORTON INC
COM
23331A109
3
100
SH
SOLE
100
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
2802
37000
SH
SOLE
37000
0
0
DEERE & CO
COM
244199105
71
800
SH
SOLE
800
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
25
500
SH
SOLE
500
0
0
DEVON ENERGY CORP NEW
COM
25179M103
257
4203
SH
SOLE
4203
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
585
5125
SH
SOLE
5125
0
0
DIEBOLD INC
COM
253651103
52
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
413
3250
SH
SOLE
3250
0
0
DISNEY WALT CO
COM DISNEY
254687106
428
4545
SH
SOLE
4545
0
0
DISH NETWORK CORP
CL A
25470M109
58
800
SH
SOLE
800
0
0
DOW CHEM CO
COM
260543103
327
7172
SH
SOLE
7172
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
608
8219
SH
SOLE
8219
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
39
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
158
1893
SH
SOLE
1893
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
17
400
SH
SOLE
400
0
0
E M C CORP MASS
COM
268648102
42
1400
SH
SOLE
1400
0
0
EOG RES INC
COM
26875P101
129
1400
SH
SOLE
1400
0
0
EASTMAN CHEM CO
COM
277432100
422
5558
SH
SOLE
5558
0
0
EBAY INC
COM
278642103
1169
20837
SH
SOLE
20837
0
0
ELECTRONIC ARTS INC
COM
285512109
1
20
SH
SOLE
20
0
0
EMERSON ELEC CO
COM
291011104
154
2500
SH
SOLE
2500
0
0
EMPIRE DIST ELEC CO
COM
291641108
119
4000
SH
SOLE
4000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
49
2550
SH
SOLE
2550
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
162
4050
SH
SOLE
4050
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
3
50
SH
SOLE
50
0
0
ENERSYS
COM
29275Y102
254
4110
SH
SOLE
4110
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
384
10627
SH
SOLE
10627
0
0
EXELON CORP
COM
30161N101
132
3550
SH
SOLE
3550
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
284
3350
SH
SOLE
3350
0
0
EXXON MOBIL CORP
COM
30231G102
1506
16288
SH
SOLE
16288
0
0
FACEBOOK INC
CL A
30303M102
101
1299
SH
SOLE
1299
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
6
761
SH
SOLE
761
0
0
FOOT LOCKER INC
COM
344849104
787
14015
SH
SOLE
14015
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1260
81275
SH
SOLE
81275
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
36
800
SH
SOLE
800
0
0
FREIGHTCAR AMER INC
COM
357023100
237
9000
SH
SOLE
9000
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
9
SH
SOLE
9
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
7
100
SH
SOLE
100
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
15
700
SH
SOLE
700
0
0
GABELLI GLB SML & MD CP VAL
COM
36249W104
1
70
SH
SOLE
70
0
0
GENERAL DYNAMICS CORP
COM
369550108
882
6407
SH
SOLE
6407
0
0
GENERAL ELECTRIC CO
COM
369604103
1467
58034
SH
SOLE
58034
0
0
GENERAL MLS INC
COM
370334104
123
2300
SH
SOLE
2300
0
0
GENERAL MTRS CO
COM
37045V100
2
59
SH
SOLE
59
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
7
278
SH
SOLE
278
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
5
278
SH
SOLE
278
0
0
GENUINE PARTS CO
COM
372460105
171
1600
SH
SOLE
1600
0
0
GENWORTH FINL INC
COM CL A
37247D106
131
15390
SH
SOLE
15390
0
0
GILEAD SCIENCES INC
COM
375558103
584
6198
SH
SOLE
6198
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
9
200
SH
SOLE
200
0
0
GLOBAL PARTNERS LP
COM UNITS
37946R109
7
200
SH
SOLE
200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
12
60
SH
SOLE
60
0
0
GOOGLE INC
CL A
38259P508
20
37
SH
SOLE
37
0
0
GOOGLE INC
CL C
38259P706
59
112
SH
SOLE
112
0
0
GREAT PLAINS ENERGY INC
COM
391164100
28
1000
SH
SOLE
1000
0
0
GREENBRIER COS INC
COM
393657101
43
800
SH
SOLE
800
0
0
HCP INC
COM
40414L109
57
1300
SH
SOLE
1300
0
0
HALCON RES CORP
COM NEW
40537Q209
1
350
SH
SOLE
350
0
0
HALYARD HEALTH INC
COM
40650V100
17
379
SH
SOLE
379
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
904
21680
SH
SOLE
21680
0
0
HEALTH CARE REIT INC
COM
42217K106
8
100
SH
SOLE
100
0
0
HESS CORP
COM
42809H107
11
150
SH
SOLE
150
0
0
HEWLETT PACKARD CO
COM
428236103
4
100
SH
SOLE
100
0
0
HOME DEPOT INC
COM
437076102
389
3707
SH
SOLE
3707
0
0
HONEYWELL INTL INC
COM
438516106
987
9875
SH
SOLE
9875
0
0
HORMEL FOODS CORP
COM
440452100
3612
69335
SH
SOLE
69335
0
0
HOSPIRA INC
COM
441060100
6
100
SH
SOLE
100
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
21
5000
SH
SOLE
5000
0
0
INFINERA CORPORATION
COM
45667G103
15
1000
SH
SOLE
1000
0
0
INTEL CORP
COM
458140100
1008
27771
SH
SOLE
27771
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
54
700
SH
SOLE
700
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
16
100
SH
SOLE
100
0
0
INTL PAPER CO
COM
460146103
230
4300
SH
SOLE
4300
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
13
400
SH
SOLE
400
0
0
ISHARES TR
TIPS BD ETF
464287176
53
477
SH
SOLE
477
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
53
175
SH
SOLE
175
0
0
ISHARES
GL TIMB FORE ETF
464288174
19
350
SH
SOLE
350
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
0
29
SH
SOLE
29
0
0
JPMORGAN CHASE & CO
COM
46625H100
69
1110
SH
SOLE
1110
0
0
JANUS CAP GROUP INC
COM
47102X105
185
11500
SH
SOLE
11500
0
0
JOHNSON & JOHNSON
COM
478160104
5430
51927
SH
SOLE
51927
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
12
100
SH
SOLE
100
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
76
2600
SH
SOLE
2600
0
0
KEY TECHNOLOGY INC
COM
493143101
1
40
SH
SOLE
40
0
0
KEYCORP NEW
COM
493267108
73
5266
SH
SOLE
5266
0
0
KIMBERLY CLARK CORP
COM
494368103
374
3240
SH
SOLE
3240
0
0
KINDER MORGAN INC DEL
COM
49456B101
46
1095
SH
SOLE
1095
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
14
3264
SH
SOLE
3264
0
0
KNIGHT TRANSN INC
COM
499064103
10
300
SH
SOLE
300
0
0
KOPIN CORP
COM
500600101
0
100
SH
SOLE
100
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1147
18312
SH
SOLE
18312
0
0
LACLEDE GROUP INC
COM
505597104
133
2500
SH
SOLE
2500
0
0
LAS VEGAS SANDS CORP
COM
517834107
4
75
SH
SOLE
75
0
0
LAUDER ESTEE COS INC
CL A
518439104
181
2380
SH
SOLE
2380
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
8
200
SH
SOLE
200
0
0
LILLY ELI & CO
COM
532457108
62
900
SH
SOLE
900
0
0
LITTELFUSE INC
COM
537008104
20
210
SH
SOLE
210
0
0
LOCKHEED MARTIN CORP
COM
539830109
481
2500
SH
SOLE
2500
0
0
LOWES COS INC
COM
548661107
122
1775
SH
SOLE
1775
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1858
22480
SH
SOLE
22480
0
0
MAGNA INTL INC
COM
559222401
22
200
SH
SOLE
200
0
0
MARSH & MCLENNAN COS INC
COM
571748102
137
2400
SH
SOLE
2400
0
0
MCDONALDS CORP
COM
580135101
37
400
SH
SOLE
400
0
0
MERCK & CO INC NEW
COM
58933Y105
724
12741
SH
SOLE
12741
0
0
METLIFE INC
COM
59156R108
206
3800
SH
SOLE
3800
0
0
MICROSOFT CORP
COM
594918104
996
21436
SH
SOLE
21436
0
0
MICRON TECHNOLOGY INC
COM
595112103
301
8600
SH
SOLE
8600
0
0
MONDELEZ INTL INC
CL A
609207105
1498
41246
SH
SOLE
41246
0
0
MONSANTO CO NEW
COM
61166W101
346
2900
SH
SOLE
2900
0
0
MORGAN STANLEY
COM NEW
617446448
421
10852
SH
SOLE
10852
0
0
MYLAN INC
COM
628530107
414
7351
SH
SOLE
7351
0
0
MYRIAD GENETICS INC
COM
62855J104
51
1500
SH
SOLE
1500
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
87
1325
SH
SOLE
1325
0
0
NEXTERA ENERGY INC
COM
65339F101
1396
13129
SH
SOLE
13129
0
0
NORFOLK SOUTHERN CORP
COM
655844108
299
2725
SH
SOLE
2725
0
0
NORTHEAST UTILS
COM
664397106
1
25
SH
SOLE
25
0
0
NORTHWEST PIPE CO
COM
667746101
2
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
274
SH
SOLE
274
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1653
17837
SH
SOLE
17837
0
0
NOVACOPPER INC
COM
66988K102
0
45
SH
SOLE
45
0
0
NOW INC
COM
67011P100
5
206
SH
SOLE
206
0
0
NUCOR CORP
COM
670346105
15
300
SH
SOLE
300
0
0
OGE ENERGY CORP
COM
670837103
170
4800
SH
SOLE
4800
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
39
200
SH
SOLE
200
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
20
250
SH
SOLE
250
0
0
ONE GAS INC
COM
68235P108
9
221
SH
SOLE
221
0
0
ONEOK INC NEW
COM
682680103
44
884
SH
SOLE
884
0
0
OPEN TEXT CORP
COM
683715106
23
400
SH
SOLE
400
0
0
ORACLE CORP
COM
68389X105
1283
28534
SH
SOLE
28534
0
0
PG&E CORP
COM
69331C108
133
2500
SH
SOLE
2500
0
0
PHH CORP
COM NEW
693320202
0
7
SH
SOLE
7
0
0
PNC FINL SVCS GROUP INC
COM
693475105
40
439
SH
SOLE
439
0
0
PPL CORP
COM
69351T106
36
1000
SH
SOLE
1000
0
0
PATRIOT NATL BANCORP INC
COM
70336F104
8
5000
SH
SOLE
5000
0
0
PAYCOM SOFTWARE INC
COM
70432V102
26
1000
SH
SOLE
1000
0
0
PEPCO HOLDINGS INC
COM
713291102
40
1500
SH
SOLE
1500
0
0
PEPSICO INC
COM
713448108
5366
56751
SH
SOLE
56751
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
13
1367
SH
SOLE
1367
0
0
PFIZER INC
COM
717081103
609
19561
SH
SOLE
19561
0
0
PHILIP MORRIS INTL INC
COM
718172109
3
40
SH
SOLE
40
0
0
PHILLIPS 66
COM
718546104
78
1085
SH
SOLE
1085
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
65
6677
SH
SOLE
6677
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
21
200
SH
SOLE
200
0
0
PITNEY BOWES INC
COM
724479100
6
227
SH
SOLE
227
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
754
14695
SH
SOLE
14695
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
POLYONE CORP
COM
73179P106
112
2950
SH
SOLE
2950
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
59
1550
SH
SOLE
1550
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
92
SH
SOLE
92
0
0
POWERSHARES GLOBAL ETF TRUST
EMER MRKT PORT
73936T763
8
454
SH
SOLE
454
0
0
PROCTER & GAMBLE CO
COM
742718109
856
9398
SH
SOLE
9398
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PROVIDENCE & WORCESTER RR CO
COM
743737108
14
800
SH
SOLE
800
0
0
PRUDENTIAL FINL INC
COM
744320102
72
800
SH
SOLE
800
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
124
3000
SH
SOLE
3000
0
0
QUAKER CHEM CORP
COM
747316107
342
3716
SH
SOLE
3716
0
0
QUALCOMM INC
COM
747525103
22
300
SH
SOLE
300
0
0
QUALITY DISTR INC FLA
COM
74756M102
9
800
SH
SOLE
800
0
0
RAMBUS INC DEL
COM
750917106
11
1000
SH
SOLE
1000
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
35
618
SH
SOLE
618
0
0
REALTY INCOME CORP
COM
756109104
16
330
SH
SOLE
330
0
0
REGIONS FINL CORP NEW
COM
7591EP100
51
4806
SH
SOLE
4806
0
0
RITE AID CORP
COM
767754104
922
122605
SH
SOLE
122605
0
0
ROCK CREEK PHARMACEUTICALS I
COM
772081105
0
500
SH
SOLE
500
0
0
ROCKWELL COLLINS INC
COM
774341101
118
1400
SH
SOLE
1400
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS R
780097747
19
800
SH
SOLE
800
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
127
1900
SH
SOLE
1900
0
0
RUBY TUESDAY INC
COM
781182100
3
500
SH
SOLE
500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
53
260
SH
SOLE
260
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
6
62
SH
SOLE
62
0
0
ST JUDE MED INC
COM
790849103
13
200
SH
SOLE
200
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
34
1100
SH
SOLE
1100
0
0
SANDISK CORP
COM
80004C101
8
86
SH
SOLE
86
0
0
SANOFI
SPONSORED ADR
80105N105
50
1100
SH
SOLE
1100
0
0
SCANA CORP NEW
COM
80589M102
48
800
SH
SOLE
800
0
0
SCHLUMBERGER LTD
COM
806857108
462
5403
SH
SOLE
5403
0
0
SEATTLE GENETICS INC
COM
812578102
14
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
28
600
SH
SOLE
600
0
0
SEVENTY SEVEN ENERGY INC
COM
818097107
0
49
SH
SOLE
49
0
0
SMUCKER J M CO
COM NEW
832696405
4867
48201
SH
SOLE
48201
0
0
SOUTHERN CO
COM
842587107
701
14281
SH
SOLE
14281
0
0
SOUTHWEST AIRLS CO
COM
844741108
42
1000
SH
SOLE
1000
0
0
SOUTHWEST GAS CORP
COM
844895102
19
300
SH
SOLE
300
0
0
SPECTRA ENERGY CORP
COM
847560109
58
1600
SH
SOLE
1600
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
57
1000
SH
SOLE
1000
0
0
STILLWATER MNG CO
COM
86074Q102
0
25
SH
SOLE
25
0
0
SUNTRUST BKS INC
COM
867914103
478
11414
SH
SOLE
11414
0
0
SWISHER HYGIENE INC
COM NEW
870808300
0
200
SH
SOLE
200
0
0
SYSCO CORP
COM
871829107
20
512
SH
SOLE
512
0
0
TECO ENERGY INC
COM
872375100
307
14990
SH
SOLE
14990
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
11
504
SH
SOLE
504
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
12
465
SH
SOLE
465
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1
27
SH
SOLE
27
0
0
TESLA MTRS INC
COM
88160R101
772
3470
SH
SOLE
3470
0
0
3M CO
COM
88579Y101
886
5392
SH
SOLE
5392
0
0
TIME INC NEW
COM
887228104
0
1
SH
SOLE
1
0
0
TIME WARNER INC
COM NEW
887317303
1
8
SH
SOLE
8
0
0
TIME WARNER CABLE INC
COM
88732J207
0
2
SH
SOLE
2
0
0
TIMKEN CO
COM
887389104
936
21938
SH
SOLE
21938
0
0
TIMKENSTEEL CORP
COM
887399103
369
9968
SH
SOLE
9968
0
0
TORO CO
COM
891092108
286
4485
SH
SOLE
4485
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
36
744
SH
SOLE
744
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
21
800
SH
SOLE
800
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
19
150
SH
SOLE
150
0
0
TRANSCANADA CORP
COM
89353D107
25
500
SH
SOLE
500
0
0
TRAVELERS COMPANIES INC
COM
89417E109
633
5983
SH
SOLE
5983
0
0
TRINITY INDS INC
COM
896522109
9
325
SH
SOLE
325
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
SOLE
20
0
0
ULTRA PETROLEUM CORP
COM
903914109
4
300
SH
SOLE
300
0
0
UNILEVER PLC
SPON ADR NEW
904767704
174
4300
SH
SOLE
4300
0
0
UNILEVER N V
N Y SHS NEW
904784709
2
48
SH
SOLE
48
0
0
UNION PAC CORP
COM
907818108
931
7814
SH
SOLE
7814
0
0
UNIT CORP
COM
909218109
17
510
SH
SOLE
510
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
24
1683
SH
SOLE
1683
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
64
575
SH
SOLE
575
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2647
23016
SH
SOLE
23016
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2994
29614
SH
SOLE
29614
0
0
UNIVERSAL ELECTRS INC
COM
913483103
13
200
SH
SOLE
200
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
143
1000
SH
SOLE
1000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
124
2500
SH
SOLE
2500
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
106
1300
SH
SOLE
1300
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
7
89
SH
SOLE
89
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
330
4802
SH
SOLE
4802
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
34
650
SH
SOLE
650
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2596
55485
SH
SOLE
55485
0
0
VERITIV CORP
COM
923454102
4
75
SH
SOLE
75
0
0
VIACOM INC NEW
CL B
92553P201
32
429
SH
SOLE
429
0
0
VISA INC
COM CL A
92826C839
26
100
SH
SOLE
100
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
20
4500
SH
SOLE
4500
0
0
VIVUS INC
COM
928551100
1
500
SH
SOLE
500
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
19
545
SH
SOLE
545
0
0
WGL HLDGS INC
COM
92924F106
22
400
SH
SOLE
400
0
0
W P CAREY INC
COM
92936U109
376
5370
SH
SOLE
5370
0
0
WABTEC CORP
COM
929740108
70
800
SH
SOLE
800
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
450
5900
SH
SOLE
5900
0
0
WASTE MGMT INC DEL
COM
94106L109
88
1710
SH
SOLE
1710
0
0
WEBSTER FINL CORP CONN
COM
947890109
32
981
SH
SOLE
981
0
0
WELLS FARGO & CO NEW
COM
949746101
441
8038
SH
SOLE
8038
0
0
WHITEWAVE FOODS CO
COM
966244105
15
435
SH
SOLE
435
0
0
YAHOO INC
COM
984332106
64
1275
SH
SOLE
1275
0
0
YUM BRANDS INC
COM
988498101
15
200
SH
SOLE
200
0
0
ZOETIS INC
CL A
98978V103
3
71
SH
SOLE
71
0
0
ACTAVIS PLC
SHS
G0083B108
17
66
SH
SOLE
66
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
COVIDIEN PLC
SHS
G2554F113
88
859
SH
SOLE
859
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2
34
SH
SOLE
34
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
50
4400
SH
SOLE
4400
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
9
90
SH
SOLE
90
0
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
1
199
SH
SOLE
199
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
146
2200
SH
SOLE
2200
0
0
TYCO INTL PLC
SHS
G91442106
9
200
SH
SOLE
200
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
18
300
SH
SOLE
300
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
127
1600
SH
SOLE
1600
0
0