0001214659-14-007550.txt : 20141112
0001214659-14-007550.hdr.sgml : 20141111
20141112104639
ACCESSION NUMBER: 0001214659-14-007550
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
EFFECTIVENESS DATE: 20141112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 141212108
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001607355
XXXXXXXX
09-30-2014
09-30-2014
false
MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 Hebron Ave.
3rd Floor
Glastonbury
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
11-11-2014
0
351
113142
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COM
001055102
111
1900
SH
SOLE
1900
0
0
AK STL HLDG CORP
COM
001547108
26
3200
SH
SOLE
3200
0
0
AT&T INC
COM
00206R102
2632
74678
SH
SOLE
74678
0
0
ABBOTT LABS
COM
002824100
1436
34521
SH
SOLE
34521
0
0
ABBVIE INC
COM
00287Y109
1761
30483
SH
SOLE
30483
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
12
500
SH
SOLE
500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2
575
SH
SOLE
575
0
0
AETNA INC NEW
COM
00817Y108
243
3000
SH
SOLE
3000
0
0
AFFYMETRIX INC
COM
00826T108
20
2500
SH
SOLE
2500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
29
175
SH
SOLE
175
0
0
ALLSTATE CORP
COM
020002101
98
1600
SH
SOLE
1600
0
0
AMERICAN ELEC PWR INC
COM
025537101
42
800
SH
SOLE
800
0
0
AMERICAN EXPRESS CO
COM
025816109
9
100
SH
SOLE
100
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
33
SH
SOLE
33
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
136
2510
SH
SOLE
2510
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
16
166
SH
SOLE
166
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
702
14545
SH
SOLE
14545
0
0
AMGEN INC
COM
031162100
83
589
SH
SOLE
589
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
859
7750
SH
SOLE
7750
0
0
ANIKA THERAPEUTICS INC
COM
035255108
40
1100
SH
SOLE
1100
0
0
ANNALY CAP MGMT INC
COM
035710409
0
37
SH
SOLE
37
0
0
APPLE INC
COM
037833100
831
8245
SH
SOLE
8245
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
266
5200
SH
SOLE
5200
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
168
2350
SH
SOLE
2350
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
17
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
137
4500
SH
SOLE
4500
0
0
BB&T CORP
COM
054937107
233
6275
SH
SOLE
6275
0
0
BP PLC
SPONSORED ADR
055622104
54
1240
SH
SOLE
1240
0
0
BOFI HLDG INC
COM
05566U108
22
300
SH
SOLE
300
0
0
BAKER HUGHES INC
COM
057224107
135
2075
SH
SOLE
2075
0
0
BANCO SANTANDER SA
ADR
05964H105
0
4
SH
SOLE
4
0
0
BANK AMER CORP
COM
060505104
869
50949
SH
SOLE
50949
0
0
BANK NEW YORK MELLON CORP
COM
064058100
232
5979
SH
SOLE
5979
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
62
2400
SH
SOLE
2400
0
0
BARCLAYS BK PLC
IPTH AGRIC ETN
06740P262
5
150
SH
SOLE
150
0
0
BAXTER INTL INC
COM
071813109
671
9350
SH
SOLE
9350
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2314
16750
SH
SOLE
16750
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
12
1411
SH
SOLE
1411
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
120
3800
SH
SOLE
3800
0
0
BOEING CO
COM
097023105
218
1712
SH
SOLE
1712
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
307
6000
SH
SOLE
6000
0
0
BRISTOW GROUP INC
COM
110394103
7
100
SH
SOLE
100
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
8
100
SH
SOLE
100
0
0
CDW CORP
COM
12514G108
315
10150
SH
SOLE
10150
0
0
CMS ENERGY CORP
COM
125896100
12
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
2037
63550
SH
SOLE
63550
0
0
CVS HEALTH CORP
COM
126650100
2916
36638
SH
SOLE
36638
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
12
1000
SH
SOLE
1000
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
8
300
SH
SOLE
300
0
0
CAMBREX CORP
COM
132011107
73
3900
SH
SOLE
3900
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
45
500
SH
SOLE
500
0
0
CANADIAN NATL RY CO
COM
136375102
14
200
SH
SOLE
200
0
0
CANADIAN NAT RES LTD
COM
136385101
144
3700
SH
SOLE
3700
0
0
CARDINAL HEALTH INC
COM
14149Y108
1412
18852
SH
SOLE
18852
0
0
CATAMARAN CORP
COM
148887102
13
300
SH
SOLE
300
0
0
CATERPILLAR INC DEL
COM
149123101
20
200
SH
SOLE
200
0
0
CENTURYLINK INC
COM
156700106
53
1300
SH
SOLE
1300
0
0
CERNER CORP
COM
156782104
667
11200
SH
SOLE
11200
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
542
23556
SH
SOLE
23556
0
0
CHEVRON CORP NEW
COM
166764100
695
5821
SH
SOLE
5821
0
0
CHINA AUTOMOTIVE SYS INC
COM
16936R105
9
1000
SH
SOLE
1000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
6
100
SH
SOLE
100
0
0
CHUBB CORP
COM
171232101
73
800
SH
SOLE
800
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
4
120
SH
SOLE
120
0
0
CHURCH & DWIGHT INC
COM
171340102
126
1800
SH
SOLE
1800
0
0
CISCO SYS INC
COM
17275R102
78
3100
SH
SOLE
3100
0
0
CITIGROUP INC
COM NEW
172967424
113
2180
SH
SOLE
2180
0
0
CLOROX CO DEL
COM
189054109
562
5850
SH
SOLE
5850
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
12
1000
SH
SOLE
1000
0
0
COACH INC
COM
189754104
2
50
SH
SOLE
50
0
0
COCA COLA CO
COM
191216100
3479
81549
SH
SOLE
81549
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
99
2230
SH
SOLE
2230
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
27
600
SH
SOLE
600
0
0
COLGATE PALMOLIVE CO
COM
194162103
1387
21263
SH
SOLE
21263
0
0
COMCAST CORP NEW
CL A
20030N101
96
1793
SH
SOLE
1793
0
0
COMCAST CORP NEW
CL A SPL
20030N200
33
620
SH
SOLE
620
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
16
300
SH
SOLE
300
0
0
CONOCOPHILLIPS
COM
20825C104
508
6633
SH
SOLE
6633
0
0
CONSOLIDATED EDISON INC
COM
209115104
244
4300
SH
SOLE
4300
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
963
11050
SH
SOLE
11050
0
0
COOPER COS INC
COM NEW
216648402
389
2500
SH
SOLE
2500
0
0
CORNING INC
COM
219350105
19
1000
SH
SOLE
1000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
188
1500
SH
SOLE
1500
0
0
COVANCE INC
COM
222816100
5
61
SH
SOLE
61
0
0
CREE INC
COM
225447101
8
200
SH
SOLE
200
0
0
CYBERONICS INC
COM
23251P102
15
300
SH
SOLE
300
0
0
D R HORTON INC
COM
23331A109
2
100
SH
SOLE
100
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
2662
36400
SH
SOLE
36400
0
0
DEERE & CO
COM
244199105
25
300
SH
SOLE
300
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
18
500
SH
SOLE
500
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1199
17584
SH
SOLE
17584
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1347
11671
SH
SOLE
11671
0
0
DIEBOLD INC
COM
253651103
53
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
175
1700
SH
SOLE
1700
0
0
DISNEY WALT CO
COM DISNEY
254687106
405
4545
SH
SOLE
4545
0
0
DISH NETWORK CORP
CL A
25470M109
52
800
SH
SOLE
800
0
0
DOW CHEM CO
COM
260543103
375
7156
SH
SOLE
7156
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
647
9019
SH
SOLE
9019
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
39
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
142
1893
SH
SOLE
1893
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
18
400
SH
SOLE
400
0
0
E M C CORP MASS
COM
268648102
44
1500
SH
SOLE
1500
0
0
EOG RES INC
COM
26875P101
139
1400
SH
SOLE
1400
0
0
ERA GROUP INC
COM
26885G109
4
200
SH
SOLE
200
0
0
EASTMAN CHEM CO
COM
277432100
369
4558
SH
SOLE
4558
0
0
EBAY INC
COM
278642103
1101
19437
SH
SOLE
19437
0
0
ELECTRONIC ARTS INC
COM
285512109
1
20
SH
SOLE
20
0
0
EMERSON ELEC CO
COM
291011104
156
2500
SH
SOLE
2500
0
0
EMPIRE DIST ELEC CO
COM
291641108
97
4000
SH
SOLE
4000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
92
3750
SH
SOLE
3750
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
274
7050
SH
SOLE
7050
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
3
50
SH
SOLE
50
0
0
ENERSYS
COM
29275Y102
241
4108
SH
SOLE
4108
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
924
22925
SH
SOLE
22925
0
0
EXELON CORP
COM
30161N101
121
3550
SH
SOLE
3550
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
194
2750
SH
SOLE
2750
0
0
EXXON MOBIL CORP
COM
30231G102
1436
15273
SH
SOLE
15273
0
0
FACEBOOK INC
CL A
30303M102
103
1299
SH
SOLE
1299
0
0
FOOT LOCKER INC
COM
344849104
833
14963
SH
SOLE
14963
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1165
78769
SH
SOLE
78769
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
33
800
SH
SOLE
800
0
0
FREIGHTCAR AMER INC
COM
357023100
326
9800
SH
SOLE
9800
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
9
SH
SOLE
9
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
8
100
SH
SOLE
100
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
15
700
SH
SOLE
700
0
0
GABELLI GLB SML & MD CP VAL
COM
36249W104
1
70
SH
SOLE
70
0
0
GENERAL DYNAMICS CORP
COM
369550108
859
6761
SH
SOLE
6761
0
0
GENERAL ELECTRIC CO
COM
369604103
1737
67798
SH
SOLE
67798
0
0
GENERAL MTRS CO
COM
37045V100
15
463
SH
SOLE
463
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
6
278
SH
SOLE
278
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
4
278
SH
SOLE
278
0
0
GENUINE PARTS CO
COM
372460105
140
1600
SH
SOLE
1600
0
0
GENWORTH FINL INC
COM CL A
37247D106
453
34581
SH
SOLE
34581
0
0
GILEAD SCIENCES INC
COM
375558103
649
6098
SH
SOLE
6098
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
9
200
SH
SOLE
200
0
0
GLOBAL PARTNERS LP
COM UNITS
37946R109
8
200
SH
SOLE
200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
11
60
SH
SOLE
60
0
0
GOOGLE INC
CL A
38259P508
22
37
SH
SOLE
37
0
0
GOOGLE INC
CL C
38259P706
79
137
SH
SOLE
137
0
0
GREAT PLAINS ENERGY INC
COM
391164100
24
1000
SH
SOLE
1000
0
0
GREENBRIER COS INC
COM
393657101
649
8851
SH
SOLE
8851
0
0
HCP INC
COM
40414L109
52
1300
SH
SOLE
1300
0
0
HALCON RES CORP
COM NEW
40537Q209
1
350
SH
SOLE
350
0
0
HALLIBURTON CO
COM
406216101
200
3100
SH
SOLE
3100
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
808
21680
SH
SOLE
21680
0
0
HEALTH CARE REIT INC
COM
42217K106
6
100
SH
SOLE
100
0
0
HELIX ENERGY SOLUTIONS GRP I
COM
42330P107
173
7850
SH
SOLE
7850
0
0
HESS CORP
COM
42809H107
269
2850
SH
SOLE
2850
0
0
HEWLETT PACKARD CO
COM
428236103
26
732
SH
SOLE
732
0
0
HOME DEPOT INC
COM
437076102
335
3650
SH
SOLE
3650
0
0
HONEYWELL INTL INC
COM
438516106
682
7325
SH
SOLE
7325
0
0
HORMEL FOODS CORP
COM
440452100
3328
64757
SH
SOLE
64757
0
0
HOSPIRA INC
COM
441060100
5
100
SH
SOLE
100
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
18
5000
SH
SOLE
5000
0
0
INTEL CORP
COM
458140100
165
4732
SH
SOLE
4732
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
45
700
SH
SOLE
700
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
19
100
SH
SOLE
100
0
0
INTL PAPER CO
COM
460146103
372
7800
SH
SOLE
7800
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
13
400
SH
SOLE
400
0
0
ISHARES TR
TIPS BD ETF
464287176
53
477
SH
SOLE
477
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
48
175
SH
SOLE
175
0
0
ISHARES
GL TIMB FORE ETF
464288174
17
350
SH
SOLE
350
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
0
29
SH
SOLE
29
0
0
JPMORGAN CHASE & CO
COM
46625H100
60
1000
SH
SOLE
1000
0
0
JETBLUE AIRWAYS CORP
COM
477143101
8
800
SH
SOLE
800
0
0
JOHNSON & JOHNSON
COM
478160104
5332
50019
SH
SOLE
50019
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
12
100
SH
SOLE
100
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
201
7200
SH
SOLE
7200
0
0
KEY TECHNOLOGY INC
COM
493143101
1
40
SH
SOLE
40
0
0
KEYCORP NEW
COM
493267108
301
22563
SH
SOLE
22563
0
0
KIMBERLY CLARK CORP
COM
494368103
349
3240
SH
SOLE
3240
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
88
941
SH
SOLE
941
0
0
KINDER MORGAN INC DEL
COM
49456B101
40
1045
SH
SOLE
1045
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
13
3584
SH
SOLE
3584
0
0
KNIGHT TRANSN INC
COM
499064103
8
300
SH
SOLE
300
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
31
2300
SH
SOLE
2300
0
0
KOPIN CORP
COM
500600101
4
1100
SH
SOLE
1100
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1037
18386
SH
SOLE
18386
0
0
LACLEDE GROUP INC
COM
505597104
116
2500
SH
SOLE
2500
0
0
LAS VEGAS SANDS CORP
COM
517834107
5
75
SH
SOLE
75
0
0
LAUDER ESTEE COS INC
CL A
518439104
178
2380
SH
SOLE
2380
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
7
200
SH
SOLE
200
0
0
LILLY ELI & CO
COM
532457108
58
900
SH
SOLE
900
0
0
LITTELFUSE INC
COM
537008104
18
210
SH
SOLE
210
0
0
LOCKHEED MARTIN CORP
COM
539830109
457
2500
SH
SOLE
2500
0
0
LOWES COS INC
COM
548661107
94
1775
SH
SOLE
1775
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1825
21678
SH
SOLE
21678
0
0
MAGNA INTL INC
COM
559222401
19
200
SH
SOLE
200
0
0
MARATHON OIL CORP
COM
565849106
26
700
SH
SOLE
700
0
0
MARSH & MCLENNAN COS INC
COM
571748102
126
2400
SH
SOLE
2400
0
0
MCDONALDS CORP
COM
580135101
57
600
SH
SOLE
600
0
0
MEDTRONIC INC
COM
585055106
482
7781
SH
SOLE
7781
0
0
MERCK & CO INC NEW
COM
58933Y105
477
8040
SH
SOLE
8040
0
0
METLIFE INC
COM
59156R108
599
11150
SH
SOLE
11150
0
0
MICROSOFT CORP
COM
594918104
963
20767
SH
SOLE
20767
0
0
MICRON TECHNOLOGY INC
COM
595112103
216
6300
SH
SOLE
6300
0
0
MONDELEZ INTL INC
CL A
609207105
1420
41441
SH
SOLE
41441
0
0
MONSANTO CO NEW
COM
61166W101
326
2900
SH
SOLE
2900
0
0
MORGAN STANLEY
COM NEW
617446448
190
5500
SH
SOLE
5500
0
0
MYLAN INC
COM
628530107
137
3001
SH
SOLE
3001
0
0
MYRIAD GENETICS INC
COM
62855J104
12
300
SH
SOLE
300
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
323
4250
SH
SOLE
4250
0
0
NEXTERA ENERGY INC
COM
65339F101
1232
13128
SH
SOLE
13128
0
0
NORFOLK SOUTHERN CORP
COM
655844108
179
1600
SH
SOLE
1600
0
0
NORTH AMERN PALLADIUM LTD
COM
656912102
0
500
SH
SOLE
500
0
0
NORTHEAST UTILS
COM
664397106
1
25
SH
SOLE
25
0
0
NORTHWEST PIPE CO
COM
667746101
2
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
274
SH
SOLE
274
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1345
14287
SH
SOLE
14287
0
0
NOVACOPPER INC
COM
66988K102
0
45
SH
SOLE
45
0
0
NOW INC
COM
67011P100
26
856
SH
SOLE
856
0
0
NUCOR CORP
COM
670346105
16
300
SH
SOLE
300
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
13
200
SH
SOLE
200
0
0
OGE ENERGY CORP
COM
670837103
141
3800
SH
SOLE
3800
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
30
200
SH
SOLE
200
0
0
ONE GAS INC
COM
68235P108
8
221
SH
SOLE
221
0
0
ONEOK INC NEW
COM
682680103
58
884
SH
SOLE
884
0
0
OPEN TEXT CORP
COM
683715106
22
400
SH
SOLE
400
0
0
ORACLE CORP
COM
68389X105
1104
28834
SH
SOLE
28834
0
0
PG&E CORP
COM
69331C108
113
2500
SH
SOLE
2500
0
0
PHH CORP
COM NEW
693320202
0
7
SH
SOLE
7
0
0
PNC FINL SVCS GROUP INC
COM
693475105
38
439
SH
SOLE
439
0
0
PPL CORP
COM
69351T106
33
1000
SH
SOLE
1000
0
0
PATRIOT NATL BANCORP INC
COM
70336F104
9
5000
SH
SOLE
5000
0
0
PEPCO HOLDINGS INC
COM
713291102
40
1500
SH
SOLE
1500
0
0
PEPSICO INC
COM
713448108
5236
56251
SH
SOLE
56251
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
18
1344
SH
SOLE
1344
0
0
PETMED EXPRESS INC
COM
716382106
14
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
576
19479
SH
SOLE
19479
0
0
PHILIP MORRIS INTL INC
COM
718172109
3
40
SH
SOLE
40
0
0
PHILLIPS 66
COM
718546104
101
1237
SH
SOLE
1237
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
1
70
SH
SOLE
70
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
78
7404
SH
SOLE
7404
0
0
PIMCO ETF TR
TOTL RETN ETF
72201R775
22
200
SH
SOLE
200
0
0
PITNEY BOWES INC
COM
724479100
6
227
SH
SOLE
227
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
977
16591
SH
SOLE
16591
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
POLYONE CORP
COM
73179P106
21
600
SH
SOLE
600
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
50
1550
SH
SOLE
1550
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
92
SH
SOLE
92
0
0
POWERSHARES GLOBAL ETF TRUST
EMER MRKT PORT
73936T763
25
1253
SH
SOLE
1253
0
0
PROCTER & GAMBLE CO
COM
742718109
787
9398
SH
SOLE
9398
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PROVIDENCE & WORCESTER RR CO
COM
743737108
21
1200
SH
SOLE
1200
0
0
PRUDENTIAL FINL INC
COM
744320102
243
2758
SH
SOLE
2758
0
0
QUAKER CHEM CORP
COM
747316107
159
2215
SH
SOLE
2215
0
0
QUALCOMM INC
COM
747525103
22
300
SH
SOLE
300
0
0
QUALITY DISTR INC FLA
COM
74756M102
10
800
SH
SOLE
800
0
0
QUICKSILVER RESOURCES INC
COM
74837R104
3
4500
SH
SOLE
4500
0
0
RAMBUS INC DEL
COM
750917106
12
1000
SH
SOLE
1000
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
33
618
SH
SOLE
618
0
0
REALTY INCOME CORP
COM
756109104
13
330
SH
SOLE
330
0
0
REGIONS FINL CORP NEW
COM
7591EP100
114
11354
SH
SOLE
11354
0
0
RITE AID CORP
COM
767754104
589
121605
SH
SOLE
121605
0
0
ROCK CREEK PHARMACEUTICALS I
COM
772081105
0
500
SH
SOLE
500
0
0
ROCKWELL COLLINS INC
COM
774341101
110
1400
SH
SOLE
1400
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS R
780097747
19
800
SH
SOLE
800
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
461
6054
SH
SOLE
6054
0
0
RUBY TUESDAY INC
COM
781182100
3
500
SH
SOLE
500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
51
260
SH
SOLE
260
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
5
62
SH
SOLE
62
0
0
ST JUDE MED INC
COM
790849103
12
200
SH
SOLE
200
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
30
1100
SH
SOLE
1100
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
422
16080
SH
SOLE
16080
0
0
SANDISK CORP
COM
80004C101
8
86
SH
SOLE
86
0
0
SANOFI
SPONSORED ADR
80105N105
175
3100
SH
SOLE
3100
0
0
SCANA CORP NEW
COM
80589M102
40
800
SH
SOLE
800
0
0
SCHLUMBERGER LTD
COM
806857108
2016
19830
SH
SOLE
19830
0
0
SEATTLE GENETICS INC
COM
812578102
17
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
25
600
SH
SOLE
600
0
0
SEVENTY SEVEN ENERGY INC
COM
818097107
30
1253
SH
SOLE
1253
0
0
SMUCKER J M CO
COM NEW
832696405
4692
47394
SH
SOLE
47394
0
0
SOLARCITY CORP
COM
83416T100
36
600
SH
SOLE
600
0
0
SOUTHERN CO
COM
842587107
486
11130
SH
SOLE
11130
0
0
SOUTHWEST AIRLS CO
COM
844741108
34
1000
SH
SOLE
1000
0
0
SOUTHWEST GAS CORP
COM
844895102
15
300
SH
SOLE
300
0
0
SPECTRA ENERGY CORP
COM
847560109
63
1600
SH
SOLE
1600
0
0
STILLWATER MNG CO
COM
86074Q102
0
25
SH
SOLE
25
0
0
SUNTRUST BKS INC
COM
867914103
434
11411
SH
SOLE
11411
0
0
SWISHER HYGIENE INC
COM NEW
870808300
1
200
SH
SOLE
200
0
0
SYSCO CORP
COM
871829107
15
400
SH
SOLE
400
0
0
TECO ENERGY INC
COM
872375100
261
14990
SH
SOLE
14990
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
10
504
SH
SOLE
504
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
2
27
SH
SOLE
27
0
0
TESLA MTRS INC
COM
88160R101
660
2720
SH
SOLE
2720
0
0
3-D SYS CORP DEL
COM NEW
88554D205
35
750
SH
SOLE
750
0
0
3M CO
COM
88579Y101
679
4792
SH
SOLE
4792
0
0
TIDEWATER INC
COM
886423102
8
200
SH
SOLE
200
0
0
TIME INC NEW
COM
887228104
0
1
SH
SOLE
1
0
0
TIME WARNER INC
COM NEW
887317303
1
8
SH
SOLE
8
0
0
TIME WARNER CABLE INC
COM
88732J207
0
2
SH
SOLE
2
0
0
TIMKEN CO
COM
887389104
930
21938
SH
SOLE
21938
0
0
TIMKENSTEEL CORP
COM
887399103
463
9968
SH
SOLE
9968
0
0
TORO CO
COM
891092108
265
4470
SH
SOLE
4470
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
37
744
SH
SOLE
744
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
22
800
SH
SOLE
800
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
18
150
SH
SOLE
150
0
0
TRANSCANADA CORP
COM
89353D107
26
500
SH
SOLE
500
0
0
TRAVELERS COMPANIES INC
COM
89417E109
365
3882
SH
SOLE
3882
0
0
TRINITY INDS INC
COM
896522109
1208
25867
SH
SOLE
25867
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
SOLE
20
0
0
ULTRA PETROLEUM CORP
COM
903914109
7
300
SH
SOLE
300
0
0
UNILEVER PLC
SPON ADR NEW
904767704
138
3300
SH
SOLE
3300
0
0
UNILEVER N V
N Y SHS NEW
904784709
2
48
SH
SOLE
48
0
0
UNION PAC CORP
COM
907818108
774
7143
SH
SOLE
7143
0
0
UNIT CORP
COM
909218109
30
510
SH
SOLE
510
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
57
575
SH
SOLE
575
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2028
19207
SH
SOLE
19207
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2382
27612
SH
SOLE
27612
0
0
UNIVERSAL ELECTRS INC
COM
913483103
10
200
SH
SOLE
200
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
131
1000
SH
SOLE
1000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
106
2300
SH
SOLE
2300
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
38
500
SH
SOLE
500
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
7
89
SH
SOLE
89
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
80
1200
SH
SOLE
1200
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
36
650
SH
SOLE
650
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2835
56711
SH
SOLE
56711
0
0
VERITIV CORP
COM
923454102
7
139
SH
SOLE
139
0
0
VIACOM INC NEW
CL B
92553P201
33
429
SH
SOLE
429
0
0
VISA INC
COM CL A
92826C839
192
900
SH
SOLE
900
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
21
4500
SH
SOLE
4500
0
0
VIVUS INC
COM
928551100
2
500
SH
SOLE
500
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
18
545
SH
SOLE
545
0
0
WGL HLDGS INC
COM
92924F106
17
400
SH
SOLE
400
0
0
W P CAREY INC
COM
92936U109
368
5770
SH
SOLE
5770
0
0
WALGREEN CO
COM
931422109
362
6100
SH
SOLE
6100
0
0
WASTE MGMT INC DEL
COM
94106L109
81
1710
SH
SOLE
1710
0
0
WEBSTER FINL CORP CONN
COM
947890109
35
1190
SH
SOLE
1190
0
0
WELLPOINT INC
COM
94973V107
18
151
SH
SOLE
151
0
0
WELLS FARGO & CO NEW
COM
949746101
417
8038
SH
SOLE
8038
0
0
WET SEAL INC
CL A
961840105
1
1000
SH
SOLE
1000
0
0
WHITEWAVE FOODS CO
COM
966244105
18
500
SH
SOLE
500
0
0
YAHOO INC
COM
984332106
45
1100
SH
SOLE
1100
0
0
YUM BRANDS INC
COM
988498101
14
200
SH
SOLE
200
0
0
ZOETIS INC
CL A
98978V103
3
71
SH
SOLE
71
0
0
ACTAVIS PLC
SHS
G0083B108
16
66
SH
SOLE
66
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
COVIDIEN PLC
SHS
G2554F113
74
859
SH
SOLE
859
0
0
ENSCO PLC
SHS CLASS A
G3157S106
8
200
SH
SOLE
200
0
0
GASLOG LTD
SHS
G37585109
24
1100
SH
SOLE
1100
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2
34
SH
SOLE
34
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
512
24600
SH
SOLE
24600
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
8
90
SH
SOLE
90
0
0
NOBLE CORP PLC
SHS USD
G65431101
29
1300
SH
SOLE
1300
0
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
5
865
SH
SOLE
865
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
126
2200
SH
SOLE
2200
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
9
200
SH
SOLE
200
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
16
300
SH
SOLE
300
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
109
1000
SH
SOLE
1000
0
0
TRANSOCEAN PARTNERS LLC
COM UNIT RP LT
Y8977Y100
10
400
SH
SOLE
400
0
0