0001214659-14-005823.txt : 20140813
0001214659-14-005823.hdr.sgml : 20140813
20140813094935
ACCESSION NUMBER: 0001214659-14-005823
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 141035956
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
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0001607355
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06-30-2014
06-30-2014
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ Kristi S. Chadwell
GLASTONBURY
CT
08-12-2014
0
357
116980
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COM
001055102
149
2400
SH
SOLE
2400
0
0
AT&T INC
COM
00206R102
2430
68718
SH
SOLE
68718
0
0
ABBOTT LABS
COM
002824100
1412
34519
SH
SOLE
34519
0
0
ABBVIE INC
COM
00287Y109
1720
30479
SH
SOLE
30479
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
11
500
SH
SOLE
500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2
575
SH
SOLE
575
0
0
AETNA INC NEW
COM
00817Y108
178
2200
SH
SOLE
2200
0
0
AFFYMETRIX INC
COM
00826T108
22
2500
SH
SOLE
2500
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
27
175
SH
SOLE
175
0
0
ALLSTATE CORP
COM
020002101
106
1800
SH
SOLE
1800
0
0
AMAZON COM INC
COM
023135106
13
40
SH
SOLE
40
0
0
AMERICAN ELEC PWR INC
COM
025537101
50
904
SH
SOLE
904
0
0
AMERICAN EXPRESS CO
COM
025816109
9
100
SH
SOLE
100
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
33
SH
SOLE
33
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
148
2720
SH
SOLE
2720
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
15
166
SH
SOLE
166
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
709
14345
SH
SOLE
14345
0
0
AMGEN INC
COM
031162100
70
589
SH
SOLE
589
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1052
9150
SH
SOLE
9150
0
0
ANIKA THERAPEUTICS INC
COM
035255108
60
1300
SH
SOLE
1300
0
0
ANNALY CAP MGMT INC
COM
035710409
0
37
SH
SOLE
37
0
0
APPLE INC
COM
037833100
699
7517
SH
SOLE
7517
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
229
5200
SH
SOLE
5200
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
59
800
SH
SOLE
800
0
0
ATWOOD OCEANICS INC
COM
050095108
16
300
SH
SOLE
300
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
16
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
151
4500
SH
SOLE
4500
0
0
BB&T CORP
COM
054937107
138
3500
SH
SOLE
3500
0
0
BP PLC
SPONSORED ADR
055622104
65
1240
SH
SOLE
1240
0
0
BOFI HLDG INC
COM
05566U108
22
300
SH
SOLE
300
0
0
BAKER HUGHES INC
COM
057224107
154
2075
SH
SOLE
2075
0
0
BANCO SANTANDER SA
ADR
05964H105
0
4
SH
SOLE
4
0
0
BANK OF AMERICA CORPORATION
COM
060505104
456
29643
SH
SOLE
29643
0
0
BANK NEW YORK MELLON CORP
COM
064058100
67
1800
SH
SOLE
1800
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
62
2400
SH
SOLE
2400
0
0
BARCLAYS BK PLC
IPTH AGRIC ETN
06740P262
7
150
SH
SOLE
150
0
0
BAXTER INTL INC
COM
071813109
730
10100
SH
SOLE
10100
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1860
14700
SH
SOLE
14700
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
12
1411
SH
SOLE
1411
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
127
3800
SH
SOLE
3800
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
9
482
SH
SOLE
482
0
0
BOEING CO
COM
097023105
68
537
SH
SOLE
537
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
7
564
SH
SOLE
564
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
291
6000
SH
SOLE
6000
0
0
BRISTOW GROUP INC
COM
110394103
8
100
SH
SOLE
100
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
8
100
SH
SOLE
100
0
0
CMS ENERGY CORP
COM
125896100
12
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
1911
62041
SH
SOLE
62041
0
0
CST BRANDS INC
COM
12646R105
1
33
SH
SOLE
33
0
0
CVS CAREMARK CORPORATION
COM
126650100
2671
35434
SH
SOLE
35434
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
12
700
SH
SOLE
700
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
22
1800
SH
SOLE
1800
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
10
300
SH
SOLE
300
0
0
CAMBREX CORP
COM
132011107
81
3900
SH
SOLE
3900
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
45
500
SH
SOLE
500
0
0
CANADIAN NATL RY CO
COM
136375102
13
200
SH
SOLE
200
0
0
CANADIAN NAT RES LTD
COM
136385101
78
1700
SH
SOLE
1700
0
0
CARDINAL HEALTH INC
COM
14149Y108
1193
17400
SH
SOLE
17400
0
0
CATAMARAN CORP
COM
148887102
13
300
SH
SOLE
300
0
0
CATERPILLAR INC DEL
COM
149123101
22
200
SH
SOLE
200
0
0
CENTURYLINK INC
COM
156700106
47
1300
SH
SOLE
1300
0
0
CERNER CORP
COM
156782104
578
11200
SH
SOLE
11200
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
552
17755
SH
SOLE
17755
0
0
CHEVRON CORP NEW
COM
166764100
759
5817
SH
SOLE
5817
0
0
CHINA AUTOMOTIVE SYS INC
COM
16936R105
9
1000
SH
SOLE
1000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
5
100
SH
SOLE
100
0
0
CHUBB CORP
COM
171232101
74
800
SH
SOLE
800
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
4
120
SH
SOLE
120
0
0
CHURCH & DWIGHT INC
COM
171340102
126
1800
SH
SOLE
1800
0
0
CISCO SYS INC
COM
17275R102
75
3000
SH
SOLE
3000
0
0
CITIGROUP INC
COM NEW
172967424
73
1540
SH
SOLE
1540
0
0
CLOROX CO DEL
COM
189054109
535
5850
SH
SOLE
5850
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
26
2000
SH
SOLE
2000
0
0
COACH INC
COM
189754104
2
50
SH
SOLE
50
0
0
COCA COLA CO
COM
191216100
3690
87105
SH
SOLE
87105
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
106
2228
SH
SOLE
2228
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
29
600
SH
SOLE
600
0
0
COLGATE PALMOLIVE CO
COM
194162103
1450
21262
SH
SOLE
21262
0
0
COMCAST CORP NEW
CL A
20030N101
109
2034
SH
SOLE
2034
0
0
COMCAST CORP NEW
CL A SPL
20030N200
33
620
SH
SOLE
620
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
14
300
SH
SOLE
300
0
0
CONAGRA FOODS INC
COM
205887102
0
1
SH
SOLE
1
0
0
CONOCOPHILLIPS
COM
20825C104
513
5983
SH
SOLE
5983
0
0
CONSOLIDATED EDISON INC
COM
209115104
248
4300
SH
SOLE
4300
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
886
10050
SH
SOLE
10050
0
0
COOPER COS INC
COM NEW
216648402
339
2500
SH
SOLE
2500
0
0
CORNING INC
COM
219350105
44
2000
SH
SOLE
2000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
173
1500
SH
SOLE
1500
0
0
COVANCE INC
COM
222816100
5
61
SH
SOLE
61
0
0
CREE INC
COM
225447101
10
200
SH
SOLE
200
0
0
CYBERONICS INC
COM
23251P102
19
300
SH
SOLE
300
0
0
D R HORTON INC
COM
23331A109
2
100
SH
SOLE
100
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
2553
35300
SH
SOLE
35300
0
0
DEERE & CO
COM
244199105
27
300
SH
SOLE
300
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
19
500
SH
SOLE
500
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1340
16881
SH
SOLE
16881
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
2670
20979
SH
SOLE
20979
0
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DIEBOLD INC
COM
253651103
60
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
190
1900
SH
SOLE
1900
0
0
DISNEY WALT CO
COM DISNEY
254687106
390
4545
SH
SOLE
4545
0
0
DISH NETWORK CORP
CL A
25470M109
52
800
SH
SOLE
800
0
0
DOW CHEM CO
COM
260543103
368
7142
SH
SOLE
7142
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
220
3369
SH
SOLE
3369
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
42
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
140
1893
SH
SOLE
1893
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
642
14008
SH
SOLE
14008
0
0
E M C CORP MASS
COM
268648102
26
1000
SH
SOLE
1000
0
0
EOG RES INC
COM
26875P101
164
1400
SH
SOLE
1400
0
0
ERA GROUP INC
COM
26885G109
6
200
SH
SOLE
200
0
0
EASTMAN CHEM CO
COM
277432100
398
4558
SH
SOLE
4558
0
0
EBAY INC
COM
278642103
1385
27662
SH
SOLE
27662
0
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ELECTRONIC ARTS INC
COM
285512109
1
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SH
SOLE
20
0
0
EMERSON ELEC CO
COM
291011104
166
2500
SH
SOLE
2500
0
0
EMPIRE DIST ELEC CO
COM
291641108
103
4000
SH
SOLE
4000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
111
4250
SH
SOLE
4250
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
223
6050
SH
SOLE
6050
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
3
50
SH
SOLE
50
0
0
ENERSYS
COM
29275Y102
282
4107
SH
SOLE
4107
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
882
11261
SH
SOLE
11261
0
0
EXELON CORP
COM
30161N101
130
3550
SH
SOLE
3550
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
378
5450
SH
SOLE
5450
0
0
EXXON MOBIL CORP
COM
30231G102
1531
15208
SH
SOLE
15208
0
0
FACEBOOK INC
CL A
30303M102
87
1299
SH
SOLE
1299
0
0
FOOT LOCKER INC
COM
344849104
7
129
SH
SOLE
129
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1045
60618
SH
SOLE
60618
0
0
FOREST LABS INC
COM
345838106
20
200
SH
SOLE
200
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
32
800
SH
SOLE
800
0
0
FREIGHTCAR AMER INC
COM
357023100
128
5100
SH
SOLE
5100
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
9
SH
SOLE
9
0
0
FURIEX PHARMACEUTICALS INC
COM
36106P101
1
5
SH
SOLE
5
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
11
100
SH
SOLE
100
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
31
1400
SH
SOLE
1400
0
0
GENERAL DYNAMICS CORP
COM
369550108
785
6736
SH
SOLE
6736
0
0
GENERAL ELECTRIC CO
COM
369604103
1802
68586
SH
SOLE
68586
0
0
GENERAL MLS INC
COM
370334104
1857
35351
SH
SOLE
35351
0
0
GENERAL MTRS CO
COM
37045V100
2
63
SH
SOLE
63
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
7
278
SH
SOLE
278
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
5
278
SH
SOLE
278
0
0
GENUINE PARTS CO
COM
372460105
140
1600
SH
SOLE
1600
0
0
GENWORTH FINL INC
COM CL A
37247D106
2165
124406
SH
SOLE
124406
0
0
GILEAD SCIENCES INC
COM
375558103
307
3698
SH
SOLE
3698
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
91
1700
SH
SOLE
1700
0
0
GLOBAL PARTNERS LP
COM UNITS
37946R109
8
200
SH
SOLE
200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
10
60
SH
SOLE
60
0
0
GOOGLE INC
CL A
38259P508
22
37
SH
SOLE
37
0
0
GOOGLE INC
CL C
38259P706
79
137
SH
SOLE
137
0
0
GREAT PLAINS ENERGY INC
COM
391164100
27
1000
SH
SOLE
1000
0
0
GREENBRIER COS INC
COM
393657101
423
7350
SH
SOLE
7350
0
0
H & Q LIFE SCIENCES INVS
SH BEN INT
404053100
10
465
SH
SOLE
465
0
0
HCP INC
COM
40414L109
54
1300
SH
SOLE
1300
0
0
HALCON RES CORP
COM NEW
40537Q209
10
1350
SH
SOLE
1350
0
0
HALLIBURTON CO
COM
406216101
178
2500
SH
SOLE
2500
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
776
21679
SH
SOLE
21679
0
0
HEALTH CARE REIT INC
COM
42217K106
6
100
SH
SOLE
100
0
0
HESS CORP
COM
42809H107
282
2850
SH
SOLE
2850
0
0
HEWLETT PACKARD CO
COM
428236103
21
632
SH
SOLE
632
0
0
HILLSHIRE BRANDS CO
COM
432589109
86
1380
SH
SOLE
1380
0
0
HOME DEPOT INC
COM
437076102
296
3650
SH
SOLE
3650
0
0
HONEYWELL INTL INC
COM
438516106
686
7375
SH
SOLE
7375
0
0
HORMEL FOODS CORP
COM
440452100
3020
61202
SH
SOLE
61202
0
0
HOSPIRA INC
COM
441060100
5
100
SH
SOLE
100
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
26
5000
SH
SOLE
5000
0
0
INTEL CORP
COM
458140100
146
4732
SH
SOLE
4732
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
50
700
SH
SOLE
700
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
18
100
SH
SOLE
100
0
0
INTL PAPER CO
COM
460146103
394
7800
SH
SOLE
7800
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
13
400
SH
SOLE
400
0
0
ISHARES
TIPS BD ETF
464287176
55
477
SH
SOLE
477
0
0
ISHARES
GL TIMB FORE ETF
464288174
24
450
SH
SOLE
450
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
0
30
SH
SOLE
30
0
0
JPMORGAN CHASE & CO
COM
46625H100
58
1000
SH
SOLE
1000
0
0
JETBLUE AIRWAYS CORP
COM
477143101
5
500
SH
SOLE
500
0
0
JOHNSON & JOHNSON
COM
478160104
5151
49238
SH
SOLE
49238
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
32
300
SH
SOLE
300
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
212
6400
SH
SOLE
6400
0
0
KEY TECHNOLOGY INC
COM
493143101
0
40
SH
SOLE
40
0
0
KEYCORP NEW
COM
493267108
338
23560
SH
SOLE
23560
0
0
KIMBERLY CLARK CORP
COM
494368103
360
3240
SH
SOLE
3240
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
185
2256
SH
SOLE
2256
0
0
KINDER MORGAN INC DEL
COM
49456B101
95
2608
SH
SOLE
2608
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
10
3584
SH
SOLE
3584
0
0
KNIGHT TRANSN INC
COM
499064103
7
300
SH
SOLE
300
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
26
1800
SH
SOLE
1800
0
0
KOPIN CORP
COM
500600101
4
1100
SH
SOLE
1100
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1426
23780
SH
SOLE
23780
0
0
LACLEDE GROUP INC
COM
505597104
121
2500
SH
SOLE
2500
0
0
LAS VEGAS SANDS CORP
COM
517834107
6
75
SH
SOLE
75
0
0
LAUDER ESTEE COS INC
CL A
518439104
177
2380
SH
SOLE
2380
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
8
200
SH
SOLE
200
0
0
LILLY ELI & CO
COM
532457108
56
900
SH
SOLE
900
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
3
100
SH
SOLE
100
0
0
LITTELFUSE INC
COM
537008104
20
210
SH
SOLE
210
0
0
LOCKHEED MARTIN CORP
COM
539830109
402
2500
SH
SOLE
2500
0
0
LOWES COS INC
COM
548661107
100
2075
SH
SOLE
2075
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1683
20028
SH
SOLE
20028
0
0
MAGNA INTL INC
COM
559222401
22
200
SH
SOLE
200
0
0
MARATHON OIL CORP
COM
565849106
28
700
SH
SOLE
700
0
0
MARSH & MCLENNAN COS INC
COM
571748102
124
2400
SH
SOLE
2400
0
0
MASTEC INC
COM
576323109
18
600
SH
SOLE
600
0
0
MCDONALDS CORP
COM
580135101
2781
27608
SH
SOLE
27608
0
0
MEDTRONIC INC
COM
585055106
496
7781
SH
SOLE
7781
0
0
MERCK & CO INC NEW
COM
58933Y105
465
8038
SH
SOLE
8038
0
0
METLIFE INC
COM
59156R108
853
15350
SH
SOLE
15350
0
0
MICROSOFT CORP
COM
594918104
862
20663
SH
SOLE
20663
0
0
MICRON TECHNOLOGY INC
COM
595112103
198
6000
SH
SOLE
6000
0
0
MONDELEZ INTL INC
CL A
609207105
1566
41636
SH
SOLE
41636
0
0
MONSANTO CO NEW
COM
61166W101
362
2900
SH
SOLE
2900
0
0
MORGAN STANLEY
COM NEW
617446448
175
5425
SH
SOLE
5425
0
0
MYLAN INC
COM
628530107
155
3001
SH
SOLE
3001
0
0
MYRIAD GENETICS INC
COM
62855J104
18
450
SH
SOLE
450
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
309
3750
SH
SOLE
3750
0
0
NEXTERA ENERGY INC
COM
65339F101
1345
13127
SH
SOLE
13127
0
0
NORFOLK SOUTHERN CORP
COM
655844108
165
1600
SH
SOLE
1600
0
0
NORTH AMERN PALLADIUM LTD
COM
656912102
0
500
SH
SOLE
500
0
0
NORTHEAST UTILS
COM
664397106
1
25
SH
SOLE
25
0
0
NORTHWEST PIPE CO
COM
667746101
2
50
SH
SOLE
50
0
0
NOVAGOLD RES INC
COM NEW
66987E206
1
274
SH
SOLE
274
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1293
14287
SH
SOLE
14287
0
0
NOVACOPPER INC
COM
66988K102
0
45
SH
SOLE
45
0
0
NOW INC
COM
67011P100
34
937
SH
SOLE
937
0
0
NUCOR CORP
COM
670346105
15
300
SH
SOLE
300
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
12
200
SH
SOLE
200
0
0
OGE ENERGY CORP
COM
670837103
149
3800
SH
SOLE
3800
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
30
200
SH
SOLE
200
0
0
ON SEMICONDUCTOR CORP
COM
682189105
9
1000
SH
SOLE
1000
0
0
ONE GAS INC
COM
68235P108
8
221
SH
SOLE
221
0
0
ONEOK INC NEW
COM
682680103
60
884
SH
SOLE
884
0
0
OPEN TEXT CORP
COM
683715106
19
400
SH
SOLE
400
0
0
ORACLE CORP
COM
68389X105
1148
28333
SH
SOLE
28333
0
0
ORGANOVO HLDGS INC
COM
68620A104
4
500
SH
SOLE
500
0
0
PG&E CORP
COM
69331C108
120
2500
SH
SOLE
2500
0
0
PHH CORP
COM NEW
693320202
0
15
SH
SOLE
15
0
0
PNC FINL SVCS GROUP INC
COM
693475105
39
439
SH
SOLE
439
0
0
PPL CORP
COM
69351T106
36
1000
SH
SOLE
1000
0
0
PATRIOT NATL BANCORP INC
COM
70336F104
7
5000
SH
SOLE
5000
0
0
PEP BOYS MANNY MOE & JACK
COM
713278109
17
1500
SH
SOLE
1500
0
0
PEPCO HOLDINGS INC
COM
713291102
41
1500
SH
SOLE
1500
0
0
PEPSICO INC
COM
713448108
4669
52262
SH
SOLE
52262
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
19
1314
SH
SOLE
1314
0
0
PETMED EXPRESS INC
COM
716382106
13
1000
SH
SOLE
1000
0
0
PFIZER INC
COM
717081103
620
20893
SH
SOLE
20893
0
0
PHILIP MORRIS INTL INC
COM
718172109
3
40
SH
SOLE
40
0
0
PHILLIPS 66
COM
718546104
100
1237
SH
SOLE
1237
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
7
370
SH
SOLE
370
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
83
7471
SH
SOLE
7471
0
0
PIMCO ETF TR
TOTL RETN ETF
72201R775
22
200
SH
SOLE
200
0
0
PITNEY BOWES INC
COM
724479100
6
227
SH
SOLE
227
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1002
16686
SH
SOLE
16686
0
0
PLUG POWER INC
COM NEW
72919P202
0
30
SH
SOLE
30
0
0
POLYONE CORP
COM
73179P106
25
600
SH
SOLE
600
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
54
1550
SH
SOLE
1550
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
92
SH
SOLE
92
0
0
POWERSHARES GLOBAL ETF TRUST
EMER MRKT PORT
73936T763
48
2251
SH
SOLE
2251
0
0
PROCTER & GAMBLE CO
COM
742718109
778
9898
SH
SOLE
9898
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
10
SH
SOLE
10
0
0
PROVIDENCE & WORCESTER RR CO
COM
743737108
82
4503
SH
SOLE
4503
0
0
PRUDENTIAL FINL INC
COM
744320102
245
2758
SH
SOLE
2758
0
0
QUAKER CHEM CORP
COM
747316107
170
2214
SH
SOLE
2214
0
0
QUALCOMM INC
COM
747525103
24
300
SH
SOLE
300
0
0
QUALITY DISTR INC FLA
COM
74756M102
12
800
SH
SOLE
800
0
0
QUICKSILVER RESOURCES INC
COM
74837R104
12
4500
SH
SOLE
4500
0
0
RAMBUS INC DEL
COM
750917106
14
1000
SH
SOLE
1000
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
31
618
SH
SOLE
618
0
0
REALTY INCOME CORP
COM
756109104
15
330
SH
SOLE
330
0
0
REGIONS FINL CORP NEW
COM
7591EP100
383
36053
SH
SOLE
36053
0
0
RITE AID CORP
COM
767754104
858
119605
SH
SOLE
119605
0
0
ROCK CREEK PHARMACEUTICALS I
COM
772081105
0
500
SH
SOLE
500
0
0
ROCKWELL AUTOMATION INC
COM
773903109
175
1400
SH
SOLE
1400
0
0
ROCKWELL COLLINS INC
COM
774341101
109
1400
SH
SOLE
1400
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS R
780097747
19
800
SH
SOLE
800
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
432
5251
SH
SOLE
5251
0
0
RUBY TUESDAY INC
COM
781182100
4
500
SH
SOLE
500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
56
285
SH
SOLE
285
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
5
62
SH
SOLE
62
0
0
ST JUDE MED INC
COM
790849103
14
200
SH
SOLE
200
0
0
SALLY BEAUTY HLDGS INC
COM
79546E104
45
1800
SH
SOLE
1800
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
526
13980
SH
SOLE
13980
0
0
SANDISK CORP
COM
80004C101
9
86
SH
SOLE
86
0
0
SANOFI
SPONSORED ADR
80105N105
122
2300
SH
SOLE
2300
0
0
SCANA CORP NEW
COM
80589M102
43
800
SH
SOLE
800
0
0
SCHLUMBERGER LTD
COM
806857108
1734
14703
SH
SOLE
14703
0
0
SEATTLE GENETICS INC
COM
812578102
17
450
SH
SOLE
450
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
27
600
SH
SOLE
600
0
0
SMUCKER J M CO
COM NEW
832696405
4987
46795
SH
SOLE
46795
0
0
SOLARCITY CORP
COM
83416T100
42
600
SH
SOLE
600
0
0
SOUTHERN CO
COM
842587107
460
10129
SH
SOLE
10129
0
0
SOUTHWEST AIRLS CO
COM
844741108
27
1000
SH
SOLE
1000
0
0
SOUTHWEST GAS CORP
COM
844895102
16
300
SH
SOLE
300
0
0
SPECTRA ENERGY CORP
COM
847560109
68
1600
SH
SOLE
1600
0
0
STILLWATER MNG CO
COM
86074Q102
0
25
SH
SOLE
25
0
0
SUNTRUST BKS INC
COM
867914103
777
19408
SH
SOLE
19408
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
13
500
SH
SOLE
500
0
0
SWISHER HYGIENE INC
COM NEW
870808300
1
200
SH
SOLE
200
0
0
SYSCO CORP
COM
871829107
15
400
SH
SOLE
400
0
0
TECO ENERGY INC
COM
872375100
277
14990
SH
SOLE
14990
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
11
504
SH
SOLE
504
0
0
TASER INTL INC
COM
87651B104
13
1000
SH
SOLE
1000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
1
27
SH
SOLE
27
0
0
TESLA MTRS INC
COM
88160R101
653
2720
SH
SOLE
2720
0
0
3-D SYS CORP DEL
COM NEW
88554D205
45
750
SH
SOLE
750
0
0
3M CO
COM
88579Y101
686
4792
SH
SOLE
4792
0
0
TIDEWATER INC
COM
886423102
11
200
SH
SOLE
200
0
0
TIME WARNER INC
COM NEW
887317303
1
8
SH
SOLE
8
0
0
TIME WARNER CABLE INC
COM
88732J207
0
2
SH
SOLE
2
0
0
TIMKEN CO
COM
887389104
1471
21688
SH
SOLE
21688
0
0
TORO CO
COM
891092108
283
4456
SH
SOLE
4456
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
38
744
SH
SOLE
744
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
23
800
SH
SOLE
800
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
18
150
SH
SOLE
150
0
0
TRANSCANADA CORP
COM
89353D107
14
300
SH
SOLE
300
0
0
TRAVELERS COMPANIES INC
COM
89417E109
365
3881
SH
SOLE
3881
0
0
TRINITY INDS INC
COM
896522109
1000
22864
SH
SOLE
22864
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
0
20
SH
SOLE
20
0
0
ULTRA PETROLEUM CORP
COM
903914109
9
300
SH
SOLE
300
0
0
UNILEVER PLC
SPON ADR NEW
904767704
150
3300
SH
SOLE
3300
0
0
UNILEVER N V
N Y SHS NEW
904784709
2
48
SH
SOLE
48
0
0
UNION PAC CORP
COM
907818108
682
6842
SH
SOLE
6842
0
0
UNIT CORP
COM
909218109
35
510
SH
SOLE
510
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
75
735
SH
SOLE
735
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1347
11671
SH
SOLE
11671
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2257
27610
SH
SOLE
27610
0
0
UNIVERSAL ELECTRS INC
COM
913483103
10
200
SH
SOLE
200
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
126
1000
SH
SOLE
1000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
115
2300
SH
SOLE
2300
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
7
89
SH
SOLE
89
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
13
200
SH
SOLE
200
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2244
45868
SH
SOLE
45868
0
0
VIACOM INC NEW
CL B
92553P201
37
429
SH
SOLE
429
0
0
VISA INC
COM CL A
92826C839
190
900
SH
SOLE
900
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
22
4500
SH
SOLE
4500
0
0
VIVUS INC
COM
928551100
3
500
SH
SOLE
500
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
25
754
SH
SOLE
754
0
0
WGL HLDGS INC
COM
92924F106
17
400
SH
SOLE
400
0
0
W P CAREY INC
COM
92936U109
372
5770
SH
SOLE
5770
0
0
WALGREEN CO
COM
931422109
452
6100
SH
SOLE
6100
0
0
WASTE MGMT INC DEL
COM
94106L109
76
1710
SH
SOLE
1710
0
0
WEBMD HEALTH CORP
COM
94770V102
9
194
SH
SOLE
194
0
0
WEBSTER FINL CORP CONN
COM
947890109
37
1183
SH
SOLE
1183
0
0
WELLPOINT INC
COM
94973V107
16
151
SH
SOLE
151
0
0
WELLS FARGO & CO NEW
COM
949746101
422
8038
SH
SOLE
8038
0
0
WET SEAL INC
CL A
961840105
1
1000
SH
SOLE
1000
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
10
176
SH
SOLE
176
0
0
YUM BRANDS INC
COM
988498101
41
500
SH
SOLE
500
0
0
ZOETIS INC
CL A
98978V103
2
71
SH
SOLE
71
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
1
11
SH
SOLE
11
0
0
COVIDIEN PLC
SHS
G2554F113
77
859
SH
SOLE
859
0
0
ENSCO PLC
SHS CLASS A
G3157S106
368
6625
SH
SOLE
6625
0
0
GASLOG LTD
SHS
G37585109
13
400
SH
SOLE
400
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2
34
SH
SOLE
34
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
7
90
SH
SOLE
90
0
0
NOBLE CORP PLC
SHS USD
G65431101
211
6300
SH
SOLE
6300
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
125
2200
SH
SOLE
2200
0
0
TYCO INTERNATIONAL LTD
SHS
H89128104
9
200
SH
SOLE
200
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
15
300
SH
SOLE
300
0
0
STRATASYS LTD
SHS
M85548101
11
100
SH
SOLE
100
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
98
1000
SH
SOLE
1000
0
0