0001214659-14-003402.txt : 20140509
0001214659-14-003402.hdr.sgml : 20140509
20140509095624
ACCESSION NUMBER: 0001214659-14-003402
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140509
DATE AS OF CHANGE: 20140509
EFFECTIVENESS DATE: 20140509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARK SHEPTOFF FINANCIAL PLANNING, LLC
CENTRAL INDEX KEY: 0001607355
IRS NUMBER: 061493649
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16130
FILM NUMBER: 14827244
BUSINESS ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
BUSINESS PHONE: 860-734-1090
MAIL ADDRESS:
STREET 1: 703 HEBRON AVE.
STREET 2: 3RD FLOOR
CITY: GLASTONBURY
STATE: CT
ZIP: 06033
13F-HR
1
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0001607355
XXXXXXXX
03-31-2014
03-31-2014
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MARK SHEPTOFF FINANCIAL PLANNING, LLC
703 HEBRON AVE.
3RD FLOOR
GLASTONBURY
CT
06033
13F HOLDINGS REPORT
028-16130
N
KRISTI S. CHADWELL
OPERATIONS MANAGER
860-734-1090
/s/ KRISTI S. CHADWELL
GLASTONBURY
CT
05-08-2014
0
369
112958
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COM
001055102
151
2400
SH
SOLE
2400
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
12
700
SH
SOLE
700
0
0
AT&T INC
COM
00206R102
2382
67934
SH
SOLE
67934
0
0
ABBOTT LABS
COM
002824100
1383
35915
SH
SOLE
35915
0
0
ABBVIE INC
COM
00287Y109
1638
31874
SH
SOLE
31874
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
12
500
SH
SOLE
500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2
575
SH
SOLE
575
0
0
AETNA INC NEW
COM
00817Y108
150
2000
SH
SOLE
2000
0
0
AFFYMETRIX INC
COM
00826T108
219
30700
SH
SOLE
30700
0
0
AKORN INC
COM
009728106
84
3800
SH
SOLE
3800
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
11
2895
SH
SOLE
2895
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
27
175
SH
SOLE
175
0
0
ALLSTATE CORP
COM
020002101
102
1800
SH
SOLE
1800
0
0
AMAZON COM INC
COM
023135106
13
40
SH
SOLE
40
0
0
AMERICAN ELEC PWR INC
COM
025537101
46
903
SH
SOLE
903
0
0
AMERICAN EXPRESS CO
COM
025816109
9
100
SH
SOLE
100
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1
33
SH
SOLE
33
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1
20
SH
SOLE
20
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
14
166
SH
SOLE
166
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
597
13145
SH
SOLE
13145
0
0
AMGEN INC
COM
031162100
73
589
SH
SOLE
589
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
963
9150
SH
SOLE
9150
0
0
ANIKA THERAPEUTICS INC
COM
035255108
12
300
SH
SOLE
300
0
0
ANNALY CAP MGMT INC
COM
035710409
0
37
SH
SOLE
37
0
0
APPLE INC
COM
037833100
568
1059
SH
SOLE
1059
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
226
5200
SH
SOLE
5200
0
0
ASSURANT INC
COM
04621X108
18
283
SH
SOLE
283
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
52
800
SH
SOLE
800
0
0
ATWOOD OCEANICS INC
COM
050095108
15
300
SH
SOLE
300
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
15
200
SH
SOLE
200
0
0
AVISTA CORP
COM
05379B107
138
4500
SH
SOLE
4500
0
0
BB&T CORP
COM
054937107
141
3500
SH
SOLE
3500
0
0
BP PLC
SPONSORED ADR
055622104
60
1240
SH
SOLE
1240
0
0
BOFI HLDG INC
COM
05566U108
26
300
SH
SOLE
300
0
0
BAKER HUGHES INC
COM
057224107
135
2075
SH
SOLE
2075
0
0
BANCO SANTANDER SA
ADR
05964H105
0
4
SH
SOLE
4
0
0
BANK OF AMERICA CORPORATION
COM
060505104
573
33342
SH
SOLE
33342
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
3
100
SH
SOLE
100
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
62
2400
SH
SOLE
2400
0
0
BARCLAYS BK PLC
IPTH AGRIC ETN
06740P262
19
400
SH
SOLE
400
0
0
BAXTER INTL INC
COM
071813109
592
8050
SH
SOLE
8050
0
0
BEAM INC
COM
073730103
133
1600
SH
SOLE
1600
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1487
11900
SH
SOLE
11900
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
11
1411
SH
SOLE
1411
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
126
3800
SH
SOLE
3800
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
6
479
SH
SOLE
479
0
0
BOEING CO
COM
097023105
67
536
SH
SOLE
536
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
8
564
SH
SOLE
564
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
312
6000
SH
SOLE
6000
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
320
30200
SH
SOLE
30200
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
8
100
SH
SOLE
100
0
0
CMS ENERGY CORP
COM
125896100
12
400
SH
SOLE
400
0
0
CSX CORP
COM
126408103
1841
63532
SH
SOLE
63532
0
0
CST BRANDS INC
COM
12646R105
1
33
SH
SOLE
33
0
0
CTS CORP
COM
126501105
4
200
SH
SOLE
200
0
0
CVS CAREMARK CORPORATION
COM
126650100
2675
35731
SH
SOLE
35731
0
0
CA INC
COM
12673P105
6
200
SH
SOLE
200
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
11
700
SH
SOLE
700
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
20
1800
SH
SOLE
1800
0
0
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
8
300
SH
SOLE
300
0
0
CAMBREX CORP
COM
132011107
74
3900
SH
SOLE
3900
0
0
CDN IMPERIAL BK OF COMMERCE
COM
136069101
43
500
SH
SOLE
500
0
0
CANADIAN NATL RY CO
COM
136375102
11
200
SH
SOLE
200
0
0
CANADIAN NAT RES LTD
COM
136385101
65
1700
SH
SOLE
1700
0
0
CARDINAL HEALTH INC
COM
14149Y108
1231
17598
SH
SOLE
17598
0
0
CATAMARAN CORP
COM
148887102
13
300
SH
SOLE
300
0
0
CATERPILLAR INC DEL
COM
149123101
20
200
SH
SOLE
200
0
0
CENTURYLINK INC
COM
156700106
43
1300
SH
SOLE
1300
0
0
CERNER CORP
COM
156782104
675
12000
SH
SOLE
12000
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
340
13254
SH
SOLE
13254
0
0
CHEVRON CORP NEW
COM
166764100
763
6414
SH
SOLE
6414
0
0
CHINA AUTOMOTIVE SYS INC
COM
16936R105
8
1000
SH
SOLE
1000
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
5
100
SH
SOLE
100
0
0
CHUBB CORP
COM
171232101
71
800
SH
SOLE
800
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
4
120
SH
SOLE
120
0
0
CHURCH & DWIGHT INC
COM
171340102
124
1800
SH
SOLE
1800
0
0
CISCO SYS INC
COM
17275R102
67
3000
SH
SOLE
3000
0
0
CITIGROUP INC
COM NEW
172967424
73
1540
SH
SOLE
1540
0
0
CLOROX CO DEL
COM
189054109
515
5850
SH
SOLE
5850
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
25
2000
SH
SOLE
2000
0
0
COACH INC
COM
189754104
2
50
SH
SOLE
50
0
0
COCA COLA CO
COM
191216100
3341
86428
SH
SOLE
86428
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
106
2227
SH
SOLE
2227
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
30
600
SH
SOLE
600
0
0
COLGATE PALMOLIVE CO
COM
194162103
1399
21571
SH
SOLE
21571
0
0
COMCAST CORP NEW
CL A
20030N101
102
2034
SH
SOLE
2034
0
0
COMCAST CORP NEW
CL A SPL
20030N200
30
620
SH
SOLE
620
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
12
300
SH
SOLE
300
0
0
CONOCOPHILLIPS
COM
20825C104
477
6781
SH
SOLE
6781
0
0
CONSOLIDATED EDISON INC
COM
209115104
231
4300
SH
SOLE
4300
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
811
9550
SH
SOLE
9550
0
0
COOPER COS INC
COM NEW
216648402
343
2500
SH
SOLE
2500
0
0
CORNING INC
COM
219350105
4
200
SH
SOLE
200
0
0
COSTCO WHSL CORP NEW
COM
22160K105
168
1500
SH
SOLE
1500
0
0
COVANCE INC
COM
222816100
6
61
SH
SOLE
61
0
0
CREE INC
COM
225447101
11
200
SH
SOLE
200
0
0
CRYOLIFE INC
COM
228903100
46
4600
SH
SOLE
4600
0
0
CYBERONICS INC
COM
23251P102
20
300
SH
SOLE
300
0
0
D R HORTON INC
COM
23331A109
2
100
SH
SOLE
100
0
0
DST SYS INC DEL
COM
233326107
38
396
SH
SOLE
396
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
2430
35300
SH
SOLE
35300
0
0
DEERE & CO
COM
244199105
40
445
SH
SOLE
445
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1069
15979
SH
SOLE
15979
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
2764
22186
SH
SOLE
22186
0
0
DIEBOLD INC
COM
253651103
60
1500
SH
SOLE
1500
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
142
1500
SH
SOLE
1500
0
0
DISNEY WALT CO
COM DISNEY
254687106
364
4545
SH
SOLE
4545
0
0
DISH NETWORK CORP
CL A
25470M109
50
800
SH
SOLE
800
0
0
DOW CHEM CO
COM
260543103
346
7127
SH
SOLE
7127
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
267
3987
SH
SOLE
3987
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
41
3971
SH
SOLE
3971
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
135
1893
SH
SOLE
1893
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
838
16707
SH
SOLE
16707
0
0
E M C CORP MASS
COM
268648102
27
1000
SH
SOLE
1000
0
0
EOG RES INC
COM
26875P101
137
700
SH
SOLE
700
0
0
EASTMAN CHEM CO
COM
277432100
393
4558
SH
SOLE
4558
0
0
EBAY INC
COM
278642103
1929
34912
SH
SOLE
34912
0
0
ELECTRONIC ARTS INC
COM
285512109
1
20
SH
SOLE
20
0
0
EMERSON ELEC CO
COM
291011104
167
2500
SH
SOLE
2500
0
0
EMPIRE DIST ELEC CO
COM
291641108
97
4000
SH
SOLE
4000
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
166
6050
SH
SOLE
6050
0
0
ENERGIZER HLDGS INC
COM
29266R108
68
671
SH
SOLE
671
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
3
50
SH
SOLE
50
0
0
ENERSYS
COM
29275Y102
284
4105
SH
SOLE
4105
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
795
11460
SH
SOLE
11460
0
0
EXELON CORP
COM
30161N101
119
3550
SH
SOLE
3550
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
312
4150
SH
SOLE
4150
0
0
EXXON MOBIL CORP
COM
30231G102
1523
15593
SH
SOLE
15593
0
0
FACEBOOK INC
CL A
30303M102
78
1299
SH
SOLE
1299
0
0
FLOWERS FOODS INC
COM
343498101
26
1200
SH
SOLE
1200
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
822
52717
SH
SOLE
52717
0
0
FOREST LABS INC
COM
345838106
65
700
SH
SOLE
700
0
0
FOREST OIL CORP
COM PAR $0.01
346091705
42
22000
SH
SOLE
22000
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
34
800
SH
SOLE
800
0
0
FREIGHTCAR AMER INC
COM
357023100
132
5700
SH
SOLE
5700
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
0
9
SH
SOLE
9
0
0
FURIEX PHARMACEUTICALS INC
COM
36106P101
0
5
SH
SOLE
5
0
0
GW PHARMACEUTICALS PLC
ADS
36197T103
6
100
SH
SOLE
100
0
0
GABELLI DIVD & INCOME TR
COM
36242H104
31
1400
SH
SOLE
1400
0
0
GENERAL DYNAMICS CORP
COM
369550108
731
6709
SH
SOLE
6709
0
0
GENERAL ELECTRIC CO
COM
369604103
1718
66373
SH
SOLE
66373
0
0
GENERAL MLS INC
COM
370334104
1878
36247
SH
SOLE
36247
0
0
GENERAL MTRS CO
COM
37045V100
2
63
SH
SOLE
63
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
7
278
SH
SOLE
278
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
5
278
SH
SOLE
278
0
0
GENUINE PARTS CO
COM
372460105
122
1400
SH
SOLE
1400
0
0
GENWORTH FINL INC
COM CL A
37247D106
2216
125006
SH
SOLE
125006
0
0
GILEAD SCIENCES INC
COM
375558103
227
3208
SH
SOLE
3208
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
91
1700
SH
SOLE
1700
0
0
GLOBAL PARTNERS LP
COM UNITS
37946R109
7
200
SH
SOLE
200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
10
60
SH
SOLE
60
0
0
GOOGLE INC
CL A
38259P508
41
37
SH
SOLE
37
0
0
GRAMERCY PPTY TR INC
COM
38489R100
1
237
SH
SOLE
237
0
0
GREAT PLAINS ENERGY INC
COM
391164100
27
1000
SH
SOLE
1000
0
0
GREENBRIER COS INC
COM
393657101
308
6750
SH
SOLE
6750
0
0
H & Q LIFE SCIENCES INVS
SH BEN INT
404053100
10
465
SH
SOLE
465
0
0
HCP INC
COM
40414L109
66
1700
SH
SOLE
1700
0
0
HMS HLDGS CORP
COM
40425J101
10
500
SH
SOLE
500
0
0
HALCON RES CORP
COM NEW
40537Q209
6
1350
SH
SOLE
1350
0
0
HALLIBURTON CO
COM
406216101
147
2500
SH
SOLE
2500
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
772
21879
SH
SOLE
21879
0
0
HEALTH CARE REIT INC
COM
42217K106
6
100
SH
SOLE
100
0
0
HESS CORP
COM
42809H107
236
2850
SH
SOLE
2850
0
0
HEWLETT PACKARD CO
COM
428236103
20
632
SH
SOLE
632
0
0
HILLSHIRE BRANDS CO
COM
432589109
51
1380
SH
SOLE
1380
0
0
HOLLYFRONTIER CORP
COM
436106108
12
243
SH
SOLE
243
0
0
HOME DEPOT INC
COM
437076102
289
3650
SH
SOLE
3650
0
0
HONEYWELL INTL INC
COM
438516106
721
7775
SH
SOLE
7775
0
0
HORMEL FOODS CORP
COM
440452100
3008
61048
SH
SOLE
61048
0
0
HOSPIRA INC
COM
441060100
4
100
SH
SOLE
100
0
0
HOVNANIAN ENTERPRISES INC
CL A
442487203
24
5000
SH
SOLE
5000
0
0
INTEL CORP
COM
458140100
122
4732
SH
SOLE
4732
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
42
700
SH
SOLE
700
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
593
3079
SH
SOLE
3079
0
0
INTL PAPER CO
COM
460146103
362
7900
SH
SOLE
7900
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
14
400
SH
SOLE
400
0
0
INVENSENSE INC
COM
46123D205
24
1000
SH
SOLE
1000
0
0
ISHARES
TIPS BD ETF
464287176
53
477
SH
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477
0
0
ISHARES
GL TIMB FORE ETF
464288174
23
450
SH
SOLE
450
0
0
ISHARES
US HOME CONS ETF
464288752
12
500
SH
SOLE
500
0
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
0
30
SH
SOLE
30
0
0
JPMORGAN CHASE & CO
COM
46625H100
61
1000
SH
SOLE
1000
0
0
JOHNSON & JOHNSON
COM
478160104
4974
50631
SH
SOLE
50631
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
166
1625
SH
SOLE
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0
0
KEY TECHNOLOGY INC
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493143101
1
40
SH
SOLE
40
0
0
KEYCORP NEW
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493267108
425
29858
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0
0
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357
3240
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3240
0
0
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192
2598
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49456B101
91
2808
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499064103
7
300
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0
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KOPIN CORP
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500600101
4
1100
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1100
0
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KRAFT FOODS GROUP INC
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50076Q106
1259
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LSI CORPORATION
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502161102
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505597104
118
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517834107
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LAUDER ESTEE COS INC
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518439104
159
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LIBERTY PPTY TR
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531172104
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LILLY ELI & CO
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532457108
53
900
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LINN ENERGY LLC
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LOWES COS INC
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101
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MAGNA INTL INC
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200
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MARSH & MCLENNAN COS INC
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MASTEC INC
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48
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580135101
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MEDTRONIC INC
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585055106
479
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MERCK & CO INC NEW
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58933Y105
477
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59151K108
66
1039
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1039
0
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METLIFE INC
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59156R108
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15550
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15550
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MICROSOFT CORP
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594918104
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135
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1483
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342
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5625
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0
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MYLAN INC
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147
3001
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NATIONAL OILWELL VARCO INC
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292
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NEXTERA ENERGY INC
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65339F101
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NORFOLK SOUTHERN CORP
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655844108
155
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0
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NORTH AMERN PALLADIUM LTD
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656912102
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0
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NORTH EUROPEAN OIL RTY TR
SH BEN INT
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400
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COM
664397106
1
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0
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NORTHWEST PIPE CO
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0
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COM NEW
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1
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0
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45
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0
NUCOR CORP
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15
300
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300
0
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NUSTAR ENERGY LP
UNIT COM
67058H102
11
200
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200
0
0
OGE ENERGY CORP
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670837103
140
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O REILLY AUTOMOTIVE INC NEW
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67103H107
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200
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ON SEMICONDUCTOR CORP
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9
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ONE GAS INC
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68235P108
8
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221
0
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ONEOK INC NEW
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52
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0
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OPEN TEXT CORP
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683715106
19
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400
0
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ORACLE CORP
COM
68389X105
1171
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0
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ORGANOVO HLDGS INC
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68620A104
4
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SOLE
500
0
0
PG&E CORP
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69331C108
108
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SH
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2500
0
0
PHH CORP
COM NEW
693320202
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0
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PNC FINL SVCS GROUP INC
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693475105
38
439
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439
0
0
PPL CORP
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69351T106
33
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0
0
PARKER DRILLING CO
COM
701081101
234
33000
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0
0
PATRIOT NATL BANCORP INC
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70336F104
6
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SOLE
5000
0
0
PATTERSON UTI ENERGY INC
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703481101
40
1255
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0
0
PAYCHEX INC
COM
704326107
9
200
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200
0
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PEP BOYS MANNY MOE & JACK
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713278109
13
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0
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PEPCO HOLDINGS INC
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713291102
31
1500
SH
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1500
0
0
PEPSICO INC
COM
713448108
4480
53649
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0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
17
1284
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0
0
PETMED EXPRESS INC
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716382106
13
1000
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0
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PFIZER INC
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717081103
660
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0
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PHILIP MORRIS INTL INC
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718172109
3
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40
0
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PHILLIPS 66
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718546104
115
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PIMCO CORPORATE & INCOME OPP
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72201B101
7
370
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370
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
122
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0
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PIMCO ETF TR
TOTL RETN ETF
72201R775
21
200
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200
0
0
PITNEY BOWES INC
COM
724479100
6
227
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227
0
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PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
922
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PLUG POWER INC
COM NEW
72919P202
0
30
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30
0
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POLYONE CORP
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73179P106
132
3601
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0
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PORTLAND GEN ELEC CO
COM NEW
736508847
50
1550
SH
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1550
0
0
POWERSHARES ETF TRUST
WATER RESOURCE
73935X575
2
92
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92
0
0
PROCTER & GAMBLE CO
COM
742718109
822
10198
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10198
0
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PROGENICS PHARMACEUTICALS IN
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0
10
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10
0
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PROVIDENCE & WORCESTER RR CO
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743737108
251
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PRUDENTIAL FINL INC
COM
744320102
233
2757
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0
0
QUAKER CHEM CORP
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747316107
175
2214
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2214
0
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QUALCOMM INC
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747525103
24
300
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300
0
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QUALITY DISTR INC FLA
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74756M102
10
800
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800
0
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QUICKSILVER RESOURCES INC
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74837R104
53
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0
0
RAMBUS INC DEL
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750917106
11
1000
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0
0
RAYMOND JAMES FINANCIAL INC
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754730109
35
618
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618
0
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REALTY INCOME CORP
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756109104
13
330
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330
0
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REGIONS FINL CORP NEW
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7591EP100
116
10452
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10452
0
0
RENT A CTR INC NEW
COM
76009N100
20
748
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748
0
0
RITE AID CORP
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767754104
503
80205
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0
0
ROCKWELL AUTOMATION INC
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773903109
174
1400
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SOLE
1400
0
0
ROCKWELL COLLINS INC
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774341101
112
1400
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SOLE
1400
0
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ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS R
780097747
18
800
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800
0
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ROYAL DUTCH SHELL PLC
SPONS ADR A
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464
6347
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RYLAND GROUP INC
COM
783764103
21
516
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516
0
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SPDR S&P 500 ETF TR
TR UNIT
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49
260
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SPDR SERIES TRUST
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ST JUDE MED INC
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790849103
13
200
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SALLY BEAUTY HLDGS INC
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79546E104
49
1800
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1800
0
0
SANDISK CORP
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80004C101
7
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86
0
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SANOFI
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80105N105
63
1200
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1200
0
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SCANA CORP NEW
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80589M102
41
800
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800
0
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SCHLUMBERGER LTD
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806857108
1302
13352
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SEATTLE GENETICS INC
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812578102
21
450
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450
0
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SELECT SECTOR SPDR TR
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33
800
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SIRIUS XM HLDGS INC
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82968B103
45
14100
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14100
0
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SMUCKER J M CO
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832696405
4667
47990
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0
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SOLARCITY CORP
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83416T100
38
600
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600
0
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842587107
427
9728
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SOUTHWEST AIRLS CO
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24
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16
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SPECTRA ENERGY CORP
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847560109
59
1600
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STAR SCIENTIFIC INC
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0
500
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STILLWATER MNG CO
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0
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0
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867914103
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0
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SWISHER HYGIENE INC
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870808102
1
2000
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2000
0
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SYSCO CORP
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871829107
14
400
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TECO ENERGY INC
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257
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TAIWAN SEMICONDUCTOR MFG LTD
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10
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18
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0
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TESLA MTRS INC
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88160R101
567
2720
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COM NEW
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44
750
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3M CO
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677
4992
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TIME WARNER INC
COM NEW
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0
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TIMKEN CO
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1451
24688
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TORO CO
COM
891092108
281
4442
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4442
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TORONTO DOMINION BK ONT
COM NEW
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35
744
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TORTOISE PWR & ENERGY INFRAS
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89147X104
20
800
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TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
17
150
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150
0
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TRANSCANADA CORP
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89353D107
23
500
SH
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500
0
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TRAVELERS COMPANIES INC
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89417E109
330
3880
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0
0
TRINITY INDS INC
COM
896522109
734
10180
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10180
0
0
USA TECHNOLOGIES INC
COM NO PAR
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0
20
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20
0
0
ULTRA PETROLEUM CORP
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903914109
8
300
SH
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300
0
0
UNILEVER PLC
SPON ADR NEW
904767704
141
3300
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3300
0
0
UNILEVER N V
N Y SHS NEW
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2
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0
0
UNION PAC CORP
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907818108
539
2870
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2870
0
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UNIT CORP
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909218109
33
510
SH
SOLE
510
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
72
735
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0
0
UNITED TECHNOLOGIES CORP
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913017109
1433
12266
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12266
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2313
28207
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0
0
UNIVERSAL ELECTRS INC
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913483103
8
200
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200
0
0
UROPLASTY INC
COM NEW
917277204
1
200
SH
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200
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
132
1000
SH
SOLE
1000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
122
2300
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2300
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
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7
89
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0
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VANGUARD WHITEHALL FDS INC
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13
200
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200
0
0
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13
300
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300
0
0
VERIZON COMMUNICATIONS INC
COM
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1770
37206
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0
0
VIACOM INC NEW
CL B
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36
429
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429
0
0
VISA INC
COM CL A
92826C839
194
900
SH
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900
0
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20
4500
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4500
0
0
VIVUS INC
COM
928551100
3
500
SH
SOLE
500
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
36
972
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WGL HLDGS INC
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92924F106
16
400
SH
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400
0
0
W P CAREY INC
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92936U109
437
7270
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0
0
WALGREEN CO
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403
6100
SH
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0
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WASTE MGMT INC DEL
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94106L109
72
1710
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0
0
WEBMD HEALTH CORP
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8
194
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194
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WEBSTER FINL CORP CONN
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37
1177
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WELLPOINT INC
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15
150
SH
SOLE
150
0
0
WELLS FARGO & CO NEW
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949746101
405
8141
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8141
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WILLIAMS PARTNERS L P
COM UNIT L P
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9
173
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173
0
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XEROX CORP
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1
100
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100
0
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YUM BRANDS INC
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38
500
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SOLE
500
0
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ZOETIS INC
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98978V103
2
71
SH
SOLE
71
0
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ALLEGION PUB LTD CO
ORD SHS
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1
11
SH
SOLE
11
0
0
COVIDIEN PLC
SHS
G2554F113
63
859
SH
SOLE
859
0
0
ENSCO PLC
SHS CLASS A
G3157S106
309
5850
SH
SOLE
5850
0
0
INGERSOLL-RAND PLC
SHS
G47791101
2
34
SH
SOLE
34
0
0
MALLINCKRODT PUB LTD CO
SHS
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6
90
SH
SOLE
90
0
0
NOBLE CORP PLC
SHS USD
G65431101
281
8577
SH
SOLE
8577
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
124
2200
SH
SOLE
2200
0
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
418
24100
SH
SOLE
24100
0
0
TYCO INTERNATIONAL LTD
SHS
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8
200
SH
SOLE
200
0
0
CAESARSTONE SDOT-YAM LTD
ORD SHS
M20598104
16
300
SH
SOLE
300
0
0
STRATASYS LTD
SHS
M85548101
11
100
SH
SOLE
100
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
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89
1000
SH
SOLE
1000
0
0
TEEKAY CORPORATION
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Y8564W103
58
1039
SH
SOLE
1039
0
0