0001140361-14-040638.txt : 20141107 0001140361-14-040638.hdr.sgml : 20141107 20141107113416 ACCESSION NUMBER: 0001140361-14-040638 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141107 DATE AS OF CHANGE: 20141107 EFFECTIVENESS DATE: 20141107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARING ASSET MANAGEMENT Ltd CENTRAL INDEX KEY: 0001606779 IRS NUMBER: 980241935 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16289 FILM NUMBER: 141203336 BUSINESS ADDRESS: STREET 1: 155 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3XY BUSINESS PHONE: 44 (0) 207 214 1404 MAIL ADDRESS: STREET 1: 155 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3XY 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001606779 XXXXXXXX 09-30-2014 09-30-2014 BARING ASSET MANAGEMENT Ltd

155 BISHOPSGATE LONDON X0 EC2M 3XY

13F HOLDINGS REPORT 028-16289 Y Baring is an indirect, wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company ("MassMutual"). Baring has indicated that they exercise investment discretion with respect to the securities positions reported in its Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Baring and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. Christopher Gerald Biggins 4402072141404 /s/ Christopher Gerald Biggins LONDON X0 11-06-2014 2 155 1692475 false 1 0001568131 028-15112 Baring International Investment Ltd 2 0001624302 BARING ASSET MANAGEMENT ASIA Ltd INFORMATION TABLE 2 form13fInfoTable.xml 21ST CENTURY FOX COM 90130A101 10326 301130 SH DFND 1,2 301130 0 0 ABBVIE INC COM 00287Y109 5822 100802 SH DFND 1 100802 0 0 AGRIUM INC COM 008916108 51718 580859 SH DFND 1 329169 0 251690 ALCOA INC COM 013817101 327 20353 SH DFND 20353 0 0 ALIBABA GROUP HOL ADR 01609W102 4647 52303 SH DFND 2 52303 0 0 ALLIANCE DATA SYS COM 018581108 501 2016 SH DFND 2016 0 0 ALLIANCE HOLDINGS COM 01861G100 204 2986 SH DFND 2986 0 0 AMAZON.COM INC COM 023135106 12261 38026 SH DFND 1,2 38026 0 0 AMERICA MOVIL SAB ADR 02364W105 15626 620076 SH DFND 620076 0 0 AMGEN INC COM 031162100 15027 106986 SH DFND 1,2 106986 0 0 AMPHENOL CORP COM 032095101 13192 132109 SH DFND 1,2 132109 0 0 ANADARKO PETROLM COM 032511107 10816 106628 SH DFND 1,2 106628 0 0 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