0000009015-17-000026.txt : 20171026 0000009015-17-000026.hdr.sgml : 20171026 20171026112742 ACCESSION NUMBER: 0000009015-17-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 EFFECTIVENESS DATE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARING ASSET MANAGEMENT Ltd CENTRAL INDEX KEY: 0001606779 IRS NUMBER: 980241935 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16289 FILM NUMBER: 171155381 BUSINESS ADDRESS: STREET 1: 155 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3XY BUSINESS PHONE: 44 (0) 207 214 1404 MAIL ADDRESS: STREET 1: 155 BISHOPSGATE CITY: LONDON STATE: X0 ZIP: EC2M 3XY 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001606779 XXXXXXXX 09-30-2017 09-30-2017 BARING ASSET MANAGEMENT Ltd

155 BISHOPSGATE LONDON X0 EC2M 3XY

13F HOLDINGS REPORT 028-16289 Y Barings is an indirect, wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company ("MassMutual"). Barings has indicated that they exercise investment discretion with respect to the securities positions reported in its Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Baring and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. Rob Knight 442072141983 /s/ Rob Knight London X0 10-26-2017 2 184 1711512 false 1 0001568131 028-15112 Baring International Investment Ltd 2 0001624302 028-16290 BARING ASSET MANAGEMENT ASIA Ltd INFORMATION TABLE 2 informationtable.xml INFORMATION TABLE GDS HOLDINGS LTD ADR 36165L108 9201 817103 SH DFND 2 817103 0 0 MOMO INC. ADR 60879B107 11996 382770 SH DFND 2 382770 0 0 BAIDU INC. ADR 056752108 20311 82000 SH DFND 2 82000 0 0 NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP INC ADR 647581107 36531 413905 SH DFND 2 413905 0 0 NETEASE INC ADR 64110W102 36953 140074 SH DFND 2 140074 0 0 JD.COM INC ADR 47215P106 75441 1974906 SH DFND 2 1974906 0 0 RANDGOLD RESOURCES LTD ADR 752344309 5661 57970 SH DFND 57970 0 0 PAMPA ENERGIA SA ADR 697660207 1318 20242 SH DFND 20242 0 0 BRF S.A. ADR 10552T107 2235 155134 SH DFND 155134 0 0 BANCO MACRO SA ADR 05961W105 2242 19101 SH DFND 19101 0 0 EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE S.A. ADR 29244A102 3708 93280 SH DFND 93280 0 0 FOMENTO ECONOMICO MEXICANO, S. A. B. DE C. V. ADR 344419106 4328 45304 SH DFND 45304 0 0 CEMEX S.A.B. DE C.V. ADR 151290889 4871 536400 SH DFND 536400 0 0 YPF SOCIEDAD ANONIMA ADR 984245100 6044 271258 SH DFND 271258 0 0 AMERICA MOVIL S.A.B. DE C.V. ADR 02364W105 6437 362641 SH DFND 362641 0 0 PETR0LEO BRASILEIRO SA PETRO ADR 71654V408 7266 723733 SH DFND 723733 0 0 COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV ADR 02319V103 9719 1474800 SH DFND 1474800 0 0 MOBILE TELESYSTEMS PJSC ADR 607409109 23447 2245903 SH DFND 2245903 0 0 TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY, LTD. ADR 874039100 42416 1129578 SH DFND 1 1129578 0 0 GERDAU S.A. ADR 373737105 1399 407900 SH DFND 407900 0 0 AZUL S.A. ADR 05501U106 3945 142558 SH DFND 142558 0 0 TELEFONICA BRASIL S.A. ADR 87936R106 4647 293400 SH DFND 293400 0 0 BANCOLOMBIA S.A ADR 05968L102 5898 128800 SH DFND 128800 0 0 BANCO BRADESCO S.A. ADR 059460303 13638 1231955 SH DFND 1231955 0 0 PETR0LEO BRASILEIRO SA PETRO ADR 71654V101 17006 1760506 SH DFND 1760506 0 0 ITAU UNIBANCO HOLDING S.A. ADR 465562106 33992 2481182 SH DFND 2481182 0 0 ALIBABA GROUP HOLDING LIMITED ADR 01609W102 283855 1643530 SH DFND 1, 2 1643530 0 0 WEIBO CORPORATION ADR 948596101 11934 120623 SH DFND 2 120623 0 0 TAL EDUCATION GROUP ADR 874080104 53181 1577595 SH DFND 2 1577595 0 0 SINA CORPORATION COM G81477104 5906 51527 SH DFND 2 51527 0 0 SYSCO CORP. COM 871829107 1399 25942 SH DFND 2 25942 0 0 REGAL ENTERTAINMENT GROUP COM 758766109 413 25810 SH DFND 25810 0 0 NEWMONT MINING CORPORATION COM 651639106 471 12544 SH DFND 12544 0 0 CISCO SYSTEMS INC. COM 17275R102 648 19271 SH DFND 19271 0 0 MICROSOFT CORP. COM 594918104 715 9599 SH DFND 9599 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION COM 192446102 774 10665 SH DFND 10665 0 0 CF INDUSTRIES HOLDINGS, INC. COM 125269100 1251 35569 SH DFND 35569 0 0 BUNGE LTD. COM G16962105 1926 27728 SH DFND 27728 0 0 ARCHER-DANIELS-MIDLAND COMPANY COM 039483102 3618 85104 SH DFND 85104 0 0 MONSANTO CO. COM 61166W101 4124 34415 SH DFND 34415 0 0 NATIONAL OILWELL VARCO INC. COM 637071101 8447 236410 SH DFND 236410 0 0 CHEVRON CORPORATION COM 166764100 11524 98077 SH DFND 98077 0 0 DEERE & COMPANY COM 244199105 11888 94658 SH DFND 94658 0 0 CABOT OIL & GAS CORPORATION COM 127097103 17587 657449 SH DFND 657449 0 0 GOLDCORP INC. COM 380956409 211 16276 SH DFND 16276 0 0 GLOBANT SA COM L44385109 496 12377 SH DFND 12377 0 0 MOSAIC CO., THE COM 61945C103 1369 63419 SH DFND 63419 0 0 ADECOAGRO SA COM L00849106 2907 269206 SH DFND 269206 0 0 CREDICORP LTD COM G2519Y108 3189 15555 SH DFND 15555 0 0 PAN AMERICAN SILVER CORP COM 697900108 3462 203047 SH DFND 203047 0 0 FORUM ENERGY TECHNOLOGIES, INC. COM 34984V100 11196 704126 SH DFND 704126 0 0 POTASH CORP. OF SASKATCHEWAN INC. COM 73755L107 19817 1029972 SH DFND 1029972 0 0 AGRIUM INC. COM 008916108 14208 132525 SH DFND 1 55332 0 77193 SUNCOR ENERGY INC. COM 867224107 38755 1106335 SH DFND 1 528993 0 577342 BIOMARIN PHARMACEUTICAL INC. COM 09061G101 486 5222 SH DFND 1 5222 0 0 MOBILEYE NV COM N51488117 24038 386470 SH DFND 1 91945 0 294525 YANDEX N.V. COM N97284108 40883 1240745 SH DFND 1 892850 0 347895 BANK OF THE OZARKS, INC. COM 063904106 1459 30366 SH DFND 1, 2 30366 0 0 DUKE ENERGY CORP. COM 26441C204 217 2585 SH DFND 2 2585 0 0 PILGRIM'S PRIDE CORPORATION COM 72147K108 276 9715 SH DFND 2 9715 0 0 MEDTRONIC PLC COM G5960L103 332 4276 SH DFND 2 4276 0 0 GRAPHIC PACKAGING HOLDING CO. COM 388689101 425 30473 SH DFND 2 30473 0 0 RPM INTERNATIONAL INC. COM 749685103 432 8425 SH DFND 2 8425 0 0 KIMBERLY-CLARK CORP. COM 494368103 462 3919 SH DFND 2 3919 0 0 EXXONMOBIL CORP. COM 30231G102 488 5951 SH DFND 2 5951 0 0 TITAN MACHINERY INC. COM 88830R101 503 32364 SH DFND 32364 0 0 PFIZER INC. COM 717081103 572 16030 SH DFND 2 16030 0 0 ECOLAB INC. COM 278865100 584 4541 SH DFND 2 4541 0 0 SANDERSON FARMS INC COM 800013104 707 4378 SH DFND 2 4378 0 0 HCA HEALTHCARE INC. COM 40412C101 736 9245 SH DFND 2 9245 0 0 AMGEN INC. COM 031162100 825 4428 SH DFND 2 4428 0 0 CLOROX CO. COM 189054109 960 7283 SH DFND 2 7283 0 0 AMPHENOL CORP. COM 032095101 1120 13235 SH DFND 2 13235 0 0 PRICELINE GROUP INC. (THE) COM 741503403 1256 686 SH DFND 2 686 0 0 QUEST DIAGNOSTICS INC. COM 74834L100 1260 13456 SH DFND 2 13456 0 0 WALT DISNEY COMPANY (THE) COM 254687106 1278 12966 SH DFND 2 12966 0 0 PG&E CORP. COM 69331C108 1394 20478 SH DFND 2 20478 0 0 PARKER-HANNIFIN CORP. COM 701094104 1399 7993 SH DFND 1, 2 7993 0 0 CINEMARK HOLDINGS INC. COM 17243V102 1436 39652 SH DFND 1, 2 39652 0 0 LABORATORY CORPORATION OF AMERICA HOLDINGS COM 50540R409 1441 9549 SH DFND 2 9549 0 0 CHURCH & DWIGHT COMPANY, INC. COM 171340102 1492 30798 SH DFND 2 30798 0 0 STARBUCKS CORP. COM 855244109 1496 27848 SH DFND 1, 2 27848 0 0 ILLINOIS TOOL WORKS INC. COM 452308109 1513 10227 SH DFND 2 10227 0 0 WASTE MANAGEMENT, INC. COM 94106L109 1528 19519 SH DFND 2 19519 0 0 ESTEE LAUDER COMPANIES INC. (THE) COM 518439104 1550 14369 SH DFND 2 14369 0 0 JOHNSON & JOHNSON COM 478160104 1560 12001 SH DFND 2 12001 0 0 WEST PHARMACEUTICAL SERVICES, INC. COM 955306105 1561 16214 SH DFND 2 16214 0 0 BROADCOM LTD. COM Y09827109 1576 6500 SH DFND 1, 2 6500 0 0 ALPHABET INC. COM 02079K305 1587 1630 SH DFND 2 1630 0 0 ARAMARK HOLDINGS CORPORATION COM 03852U106 1589 39135 SH DFND 2 39135 0 0 AIR PRODUCTS AND CHEMICALS INC. COM 009158106 1594 10539 SH DFND 2 10539 0 0 ELECTRONIC ARTS INC. COM 285512109 1617 13694 SH DFND 1, 2 13694 0 0 HERSHEY COMPANY (THE) COM 427866108 1619 14836 SH DFND 2 14836 0 0 INTUIT INC. COM 461202103 1623 11418 SH DFND 2 11418 0 0 REPUBLIC SERVICES INC. COM 760759100 1627 24625 SH DFND 2 24625 0 0 PNC FINANCIAL SERVICES GROUP, INC. COM 693475105 1632 12114 SH DFND 1, 2 12114 0 0 MCCORMICK & COMPANY, INCORPORATED COM 579780206 1641 15983 SH DFND 2 15983 0 0 COSTCO WHOLESALE CORP. COM 22160K105 1642 9994 SH DFND 2 9994 0 0 NORTHERN TRUST CORP. COM 665859104 1683 18300 SH DFND 1, 2 18300 0 0 SHERWIN-WILLIAMS COMPANY (THE) COM 824348106 1699 4745 SH DFND 2 4745 0 0 PROCTER & GAMBLE CO. COM 742718109 1729 19012 SH DFND 2 19012 0 0 GENUINE PARTS COMPANY COM 372460105 1731 18101 SH DFND 2 18101 0 0 LOCKHEED MARTIN CORP. COM 539830109 1865 6010 SH DFND 1, 2 6010 0 0 GILEAD SCIENCES, INC. COM 375558103 1890 23323 SH DFND 1, 2 23323 0 0 MICRON TECHNOLOGY INC. COM 595112103 2002 50911 SH DFND 1, 2 50911 0 0 SERVICE CORPORATION INTERNATIONAL COM 817565104 2120 61426 SH DFND 1, 2 61426 0 0 INTERNATIONAL FLAVORS & FRAGRANCES, INC. COM 459506101 2126 14877 SH DFND 2 14877 0 0 CINTAS CORP. COM 172908105 2170 15034 SH DFND 2 15034 0 0 STRYKER CORP. COM 863667101 2206 15534 SH DFND 2 15534 0 0 PEPSICO INC. COM 713448108 2214 19870 SH DFND 2 19870 0 0 HOME DEPOT INC. COM 437076102 2233 13651 SH DFND 2 13651 0 0 ACTIVISION BLIZZARD, INC. COM 00507V109 2306 35747 SH DFND 1, 2 35747 0 0 FIRST REPUBLIC BANK COM 33616C100 2343 22426 SH DFND 1, 2 22426 0 0 INGREDION INCORPORATED COM 457187102 2345 19438 SH DFND 2 19438 0 0 3M CO. COM 88579Y101 2367 11275 SH DFND 2 11275 0 0 AMAZON.COM, INC. COM 023135106 2591 2696 SH DFND 1, 2 2696 0 0 COLGATE-PALMOLIVE CO. COM 194162103 2696 37002 SH DFND 2 37002 0 0 CVS HEALTH CORPORATION COM 126650100 2838 34904 SH DFND 1, 2 34904 0 0 RAYTHEON CO. COM 755111507 2941 15763 SH DFND 1, 2 15763 0 0 ZOETIS INC. COM 98978V103 2960 46416 SH DFND 1, 2 46416 0 0 APPLE INC. COM 037833100 2968 19258 SH DFND 1, 2 19258 0 0 NEWELL BRANDS INC. COM 651229106 3090 72389 SH DFND 1, 2 72389 0 0 HONEYWELL INTERNATIONAL INC. COM 438516106 3153 22239 SH DFND 1, 2 22239 0 0 NIKE INC. COM 654106103 3243 62536 SH DFND 1, 2 62536 0 0 FACEBOOK INC COM 30303M102 3313 19392 SH DFND 1, 2 19392 0 0 ALPHABET INC. COM 02079K107 3343 3486 SH DFND 1, 2 3486 0 0 FORTUNE BRANDS HOME & SECURITY, INC. COM 34964C106 3385 50339 SH DFND 1, 2 50339 0 0 A. O. SMITH CORPORATION COM 831865209 3456 58159 SH DFND 1, 2 58159 0 0 COOPER COMPANIES, INC. (THE) COM 216648402 3716 15670 SH DFND 1, 2 15670 0 0 ELI LILLY & CO. COM 532457108 3721 43492 SH DFND 1, 2 43492 0 0 VISA INC. COM 92826C839 3861 36692 SH DFND 1, 2 36692 0 0 ADOBE SYSTEMS INC. COM 00724F101 3976 26654 SH DFND 1, 2 26654 0 0 TRINSEO S.A. COM L9340P101 4227 63000 SH DFND 2 63000 0 0 MASTERCARD INCORPORATED COM 57636Q104 4482 31742 SH DFND 1, 2 31742 0 0 UNION PACIFIC CORP. COM 907818108 4710 40612 SH DFND 1, 2 40612 0 0 TJX COMPANIES INC. COM 872540109 4880 66191 SH DFND 1, 2 66191 0 0 BECTON DICKINSON & CO. COM 075887109 5459 27857 SH DFND 1, 2 27857 0 0 JPMORGAN CHASE & CO. COM 46625H100 6164 64548 SH DFND 1, 2 64548 0 0 RELIANCE STEEL & ALUMINUM CO. COM 759509102 6577 86344 SH DFND 1, 2 86344 0 0 PRAXAIR INC. COM 74005P104 10738 76840 SH DFND 2 76840 0 0 EAGLE MATERIALS INC. COM 26969P108 11037 103441 SH DFND 2 103441 0 0 SCHLUMBERGER LTD. COM 806857108 11898 170557 SH DFND 1, 2 170557 0 0 AVERY DENNISON CORP. COM 053611109 12805 130212 SH DFND 1, 2 130212 0 0 AGCO CORPORATION COM 001084102 13683 185473 SH DFND 2 185473 0 0 ALBEMARLE CORP. COM 012653101 16184 118732 SH DFND 1, 2 118732 0 0 TYSON FOODS INC. COM 902494103 16311 231531 SH DFND 231531 0 0 HALLIBURTON CO. COM 406216101 18363 398926 SH DFND 1, 2 398926 0 0 EOG RESOURCES INC. COM 26875P101 20631 213270 SH DFND 1, 2 213270 0 0 YUM CHINA HOLDING, INC. COM 98850P109 21911 548182 SH DFND 2 548182 0 0 INPHI CORPORATION COM 45772F107 218 5502 SH DFND 2 5502 0 0 PLAINS GP HOLDINGS LP COM 72651A207 224 10239 SH DFND 2 10239 0 0 PURE STORAGE, INC. COM 74624M102 252 15764 SH DFND 2 15764 0 0 CYBERARK SOFTWARE LTD COM M2682V108 381 9300 SH DFND 2 9300 0 0 Q2 HOLDINGS INC COM 74736L109 518 12448 SH DFND 2 12448 0 0 TRACTOR SUPPLY COMPANY COM 892356106 1335 21095 SH DFND 2 21095 0 0 CARNIVAL CORP. COM 143658300 1849 28637 SH DFND 1, 2 28637 0 0 ACADIA HEALTHCARE COMPANY INC. COM 00404A109 2234 46777 SH DFND 1, 2 46777 0 0 EPAM SYSTEMS INC COM 29414B104 35728 406329 SH DFND 1, 2 336218 0 70111 ISHARES MSCI EMERGING MARKETS ASIA ETF ETF 464286426 330 4745 SH DFND 1 4745 0 0 ISHARES GLOBAL TELECOM ETF ETF 464287291 335 2350 SH DFND 2 0 0 2350 ISHARES MSCI INDIA ETF ETF 46429B598 347 10555 SH DFND 10555 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 450 1790 SH DFND 2 0 0 1790 ISHARES TRUST ETF 464287333 455 6820 SH DFND 2 0 0 6820 ISHARES US REGIONAL BANKS ETF ETF 464288778 542 11491 SH DFND 1 11491 0 0 ISHARES EUROPE DEVELOPED REAL ESTATE ETF ETF 464288471 545 14040 SH DFND 1 14040 0 0 ISHARES MSCI GERMANY ETF ETF 464286806 615 18962 SH DFND 1 18962 0 0 ISHARES TRUST - ISHARES EUROPE ETF ETF 464287861 753 16070 SH DFND 2 0 0 16070 ISHARES TRUST ETF 46434V886 753 24425 SH DFND 2 0 0 24425 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 944 21676 SH DFND 1 21676 0 0 ISHARES MSCI SWEDEN ETF ETF 464286756 1063 29626 SH DFND 1 29626 0 0 ISHARES TRUST ETF 464288729 1222 13742 SH DFND 1 13742 0 0 ISHARES TRUST ETF 464288281 1320 11336 SH DFND 1 11336 0 0 ISHARES INC ETF 464286608 1724 39789 SH DFND 1 39789 0 0 ISHARES INC ETF 46434G822 2119 38038 SH DFND 1 38038 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 85869 340751 SH DFND 340751 0 0 ISHARES MSCI ACWI ETF ETF 464288257 2758 40292 SH DFND 40292 0 0 POWERSHARES H/Y EQ DVD ACHIE ETF ETF 73935X302 477 27768 SH DFND 27768 0 0 SPDR S P DIVIDEND ETF ETF 78464A763 1436 15725 SH DFND 15725 0 0 WISDOM TREE US DIVIDEND EX-FINA DIV EX-FINL FD 97717W406 1431 16959 SH DFND 16959 0 0 iShares MSCI EAFE Index Fund ETF 464287465 920 13512 SH DFND 13512 0 0 iShares Russell 1000 Growth ET ETF 464287614 86884 697807 SH DFND 697807 0 0 iShares Russell 2000 Growth ET ETF 464287648 88651 497176 SH DFND 497176 0 0 iShares S&P 100 ETF ETF 464287101 85727 772382 SH DFND 772382 0 0 iShares Select Dividend ETF ETF 464287168 1426 15203 SH DFND 15203 0 0