SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Long Focus Capital, LLC

(Last) (First) (Middle)
1357 ASHFORD AVENUE
PMB 426

(Street)
SAN JUAN PR 00907

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LUCAS ENERGY, INC. [ LEI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value 0.001 per share 05/01/2014 J 1,300,000 D $0(1) 0 D(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Long Focus Capital, LLC

(Last) (First) (Middle)
1357 ASHFORD AVENUE
PMB 426

(Street)
SAN JUAN PR 00907

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Long Focus Capital Management, LLC

(Last) (First) (Middle)
PMB 426
1357 ASHFORD AVENUE

(Street)
SAN JUAN PR 00907

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Long Focus Capital ("LFC"), 100% of the ownership interests of which are owned by A. Glenn Helmers ("AGH"), transferred 1,300,000 shares effective May 1, 2014 to Condagua, LLC ("Condagua"), 100% of the ownership interests of which are also owned by AGH, without consideration. Condagua and LFC are affiliates under the common control of AGH. LFC now beneficially owns 0 shares of common stock of the Issuer and is therefore no longer subject to Section 16. Because Long Focus Capital Management, LLC ("LFCM"), 100% of the ownership interests of which are owned by John Helmers (AGH's spouse), beneficially owned shares only because of its investment adviser relationship with LFC, LFCM now also beneficially owns 0 shares of common stock.
/s/ Adele Glenn Helmers, as managing member of Long Focus Capital, LLC 05/01/2014
John B. Helmers, as managing member of Long Focus Capital Management, LLC 05/01/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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