Chief Compliance Officer

0001606609-16-000009.txt : 20160510 0001606609-16-000009.hdr.sgml : 20160510 20160510153814 ACCESSION NUMBER: 0001606609-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160510 DATE AS OF CHANGE: 20160510 EFFECTIVENESS DATE: 20160510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Archford Capital Strategies, LLC CENTRAL INDEX KEY: 0001606609 IRS NUMBER: 462394834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16185 FILM NUMBER: 161635509 BUSINESS ADDRESS: STREET 1: 4941 BENCHMARK CENTRE DRIVE STREET 2: SUITE 200 CITY: SWANSEA STATE: IL ZIP: 62226 BUSINESS PHONE: 618-416-7085 MAIL ADDRESS: STREET 1: 4941 BENCHMARK CENTRE DRIVE STREET 2: SUITE 200 CITY: SWANSEA STATE: IL ZIP: 62226 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001606609 XXXXXXXX 03-31-2016 03-31-2016 true 1 RESTATEMENT Archford Capital Strategies, LLC

4941 BENCHMARK CENTRE DRIVE SUITE 200 SWANSEA IL 62226

13F HOLDINGS REPORT 028-16185 N Tracy L Winters Chief Compliance Officer 618-416-7086 Tracy L Winters Swansea IL 05-10-2016 0 197 208871 false INFORMATION TABLE 2 2016_Q1_4.xml ARCHFORD 2016 Q1 13F AMENDMENT 3M CO COM Equity 88579Y101 1051768 6312 SH SOLE 0 0 0 ABBOTT LABS COM Equity 002824100 245542 5870 SH SOLE 0 0 0 ABBVIE INC COM Equity 00287Y109 1627348 28490 SH SOLE 0 0 0 AIR PRODS & CHEMS INC COM Equity 009158106 664070 4610 SH SOLE 0 0 0 ALLIANCEBERNSTEIN GBL INC ALLIANCE WRLD DLR GOVT FUND II Equity 01879R106 256520 22000 SH SOLE 0 0 0 ALLIANZ SE ADR Equity 018805101 292699 17957 SH SOLE 0 0 0 ALTRIA GROUP INC COM Equity 02209S103 2847013 45435 SH SOLE 0 0 0 AMERICAN ELECTRIC POWER CO Equity 025537101 600189 9039 SH SOLE 0 0 0 AMERICAN TOWER REIT COM Equity 03027X100 912116 8910 SH SOLE 0 0 0 AMERICAN WTR WKS CO INC NEW COM Equity 030420103 1477100 21429 SH SOLE 0 0 0 ANHEUSER BUSCH INBEV ADR Equity 03524A108 1244979 9987 SH SOLE 0 0 0 ANHEUSER BUSCH INBEV SA NV SPONSORED ADR ISIN#US03524A1088 Equity 03524A108 229374 1840 SH SOLE 0 0 0 APPLE INC COM Equity 037833100 2202440 20207 SH SOLE 0 0 0 ASTRAZENECA PLC SPONS ADR Equity 046353108 1332756 47328 SH SOLE 0 0 0 ASTRAZENECA PLC SPONSORED ADR Equity 046353108 449067 15947 SH SOLE 0 0 0 AT&T INC COM Equity 00206R102 2278675 58174 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING INC COM Equity 053015103 2367631 26392 SH SOLE 0 0 0 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 04/29/16 Equity 06050R296 380416 26290 SH SOLE 0 0 0 BANK MONTREAL QUE COM COM Equity 063671101 716412 11804 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A Equity 084670108 213450 1 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Equity 084670702 200902 1416 SH SOLE 0 0 0 BGC PARTNERS COM Equity 05541T101 983092 108629 SH SOLE 0 0 0 BGC PARTNERS INC COM Equity 05541T101 114898 12696 SH SOLE 0 0 0 BIODELIVERY SCIENCES INTL INC COM Equity 09060J106 129200 40000 SH SOLE 0 0 0 BLACKROCK INC COM Equity 09247X101 1237631 3634 SH SOLE 0 0 0 BLACKROCK LTD DURATION INC CLOSED END FUND Equity 09249W101 191327 12945 SH SOLE 0 0 0 BOEING CO COM Equity 097023105 1150584 9064 SH SOLE 0 0 0 BP PLC SPONS ADR Equity 055622104 218020 7224 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CM Equity 110122108 802205 12558 SH SOLE 0 0 0 CARDINAL HEALTH INC COM Equity 14149Y108 854000 10421 SH SOLE 0 0 0 CENTURYLINK INC COM Equity 156700106 1249987 39111 SH SOLE 0 0 0 CHEVRON CORP COM Equity 166764100 840118 8806 SH SOLE 0 0 0 CHEVRON CORP NEW COM Equity 166764100 437218 4583 SH SOLE 0 0 0 CHINA MODERN AGRIC INFORMATION INC COM Equity 16951R105 6860 20000 SH SOLE 0 0 0 CHUBB LTD COM ISIN#CH0044328745 Equity H1467J104 838339 7036 SH SOLE 0 0 0 CISCO SYSTEMS INC Equity 17275R102 967592 33986 SH SOLE 0 0 0 CITIGROUP INC COM NEW ISIN#US1729674242 Equity 172967424 784774 18797 SH SOLE 0 0 0 CITIZENS FINL GROUP INC COM Equity 174610105 538394 25699 SH SOLE 0 0 0 CLOROX COMPANY COM Equity 189054109 864519 6858 SH SOLE 0 0 0 COCA COLA CO COM Equity 191216100 1057274 22791 SH SOLE 0 0 0 COCA COLA COMPANY Equity 191216100 727302 15678 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM Equity 194162103 621437 8796 SH SOLE 0 0 0 COMCAST CORP CL A Equity 20030N101 889385 14561 SH SOLE 0 0 0 COMPASS DIVERSIFIED HOLDS SHRS COM Equity 20451Q104 563133 35983 SH SOLE 0 0 0 CONSOLIDATED EDISON CO N Y INC COM Equity 209115104 778963 10166 SH SOLE 0 0 0 COSTCO WHOLESALE CORP NEW COM Equity 22160K105 1194141 7578 SH SOLE 0 0 0 CSX CORP COM Equity 126408103 714588 27751 SH SOLE 0 0 0 CUMMINS INC Equity 231021106 486154 4422 SH SOLE 0 0 0 CUMMINS INC COM Equity 231021106 1134800 10322 SH SOLE 0 0 0 CVS HEALTH CORP COM Equity 126650100 1276293 12304 SH SOLE 0 0 0 DANAHER CORP COM Equity 235851102 953817 10055 SH SOLE 0 0 0 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 7437747 291219 SH SOLE 0 0 0 DIGITAL RLTY TR INC COM Equity 253868103 456608 5160 SH SOLE 0 0 0 DISNEY WALT CO DISNEY COM Equity 254687106 1157503 11655 SH SOLE 0 0 0 DOMINION RES INC VA COM Equity 25746U109 446363 5942 SH SOLE 0 0 0 DOMINION RESOURCES INC COM Equity 25746U109 570836 7599 SH SOLE 0 0 0 DOVER CORP COM Equity 260003108 766363 11913 SH SOLE 0 0 0 DUKE ENERGY CORP NEW COM NEW Equity 26441C204 243895 3023 SH SOLE 0 0 0 DUKE ENERGY HOLDINGS CORP COM Equity 26441C204 672790 8339 SH SOLE 0 0 0 ECOLAB INC Equity 278865100 586260 5257 SH SOLE 0 0 0 ELI LILLY & CO COM Equity 532457108 460864 6400 SH SOLE 0 0 0 EXXON MOBIL CORP COM Equity 30231G102 1677149 20064 SH SOLE 0 0 0 EXXON MOBIL CORPORATION COM Equity 30231G102 1277923 15288 SH SOLE 0 0 0 FACEBOOK INC CL A Equity 30303M102 202527 1775 SH SOLE 0 0 0 FASTENAL CO COM Equity 311900104 836087 17063 SH SOLE 0 0 0 FEDEX CORP COM Equity 31428X106 979086 6017 SH SOLE 0 0 0 FIFTH STREET FINANCIAL CORP COM Equity 31678A103 273841 54550 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 728449 10667 SH SOLE 0 0 0 FIRST TR EXCHANGE-TRADED FD II ISE CLOUD COMPUTING INDEX FD ETF 33734X192 781475 26428 SH SOLE 0 0 0 FORD MOTOR CO DEL COM PAR Equity 345370860 136930 10143 SH SOLE 0 0 0 GALLAGHER ARTHUR J & CO Equity 363576109 260474 5856 SH SOLE 0 0 0 GALLAGHER ARTHUR J & CO COM Equity 363576109 521483 11724 SH SOLE 0 0 0 GENERAL ELECTRIC CO COM Equity 369604103 910624 28645 SH SOLE 0 0 0 GENERAL MILLS INC COM Equity 370334104 1000993 15801 SH SOLE 0 0 0 GENUINE PARTS CO COM Equity 372460105 920222 9261 SH SOLE 0 0 0 GLADSTONE INVESTMENT CORP COM Equity 376546107 257486 36679 SH SOLE 0 0 0 HOME DEPOT INC COM Equity 437076102 1427834 10701 SH SOLE 0 0 0 HONEYWELL INTL INC COM Equity 438516106 1192996 10647 SH SOLE 0 0 0 INTEL CORP COM Equity 458140100 584985 18083 SH SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS CORP COM Equity 459200101 210666 1391 SH SOLE 0 0 0 INTERNATIONAL PAPER CO COM Equity 460146103 735067 17911 SH SOLE 0 0 0 INTL BUSINESS MACHINES COM Equity 459200101 799201 5277 SH SOLE 0 0 0 INVESCO LTD COM Equity G491BT108 767865 24955 SH SOLE 0 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 1050514 9409 SH SOLE 0 0 0 ISHARES TR 3-7 YR TREAS BD ETF ETF 464288661 213107 1692 SH SOLE 0 0 0 ISHARES TR CORE AGGRESSIVE ALLOCATION ETF ETF 464289859 1347962 29749 SH SOLE 0 0 0 ISHARES TR CORE GROWTH ALLOCATION ETF ETF 464289867 773697 19612 SH SOLE 0 0 0 ISHARES TR CORE MODERATE ALLOCATION ETF ETF 464289875 277808 7983 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE ETF ETF 46432F842 670414 12616 SH SOLE 0 0 0 ISHARES TR NASDAQ BIOTECHNOLOGY ETF ETF 464287556 1029938 3949 SH SOLE 0 0 0 ISHARES TR RUSSELL 1000 GROWTH ETF ETF 464287614 816300 8181 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 763347 6900 SH SOLE 0 0 0 ISHARES TR SHORT-TERM NATL MUN BD ETF FD ETF 464288158 232977 2195 SH SOLE 0 0 0 ISHARES TR U S ENERGY ETF ETF 464287796 1383583 39781 SH SOLE 0 0 0 JOHNSON & JOHNSON COM Equity 478160104 2630401 24310 SH SOLE 0 0 0 JP MORGAN CHASE & CO COM Equity 46625H100 386232 6522 SH SOLE 0 0 0 JP MORGAN CHASE & CO COM ISIN#US46625H1005 Equity 46625H100 382383 6457 SH SOLE 0 0 0 KIMBERLY CLARK CORP COM Equity 494368103 1331704 9900 SH SOLE 0 0 0 KRAFT HEINZ CO COM STK Equity 500754106 346213 4407 SH SOLE 0 0 0 LEGGETT & PLATT INC COM Equity 524660107 1004929 20763 SH SOLE 0 0 0 LOCKHEED MARTIN COM Equity 539830109 2130345 9617 SH SOLE 0 0 0 LOCKHEED MARTIN CORP COM Equity 539830109 1525470 6887 SH SOLE 0 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT Equity 559080106 374409 5442 SH SOLE 0 0 0 MAIN STREET CAPITAL HOLDINGS COM Equity 56035L104 1010250 32224 SH SOLE 0 0 0 MCDONALDS CORP Equity 580135101 912059 7257 SH SOLE 0 0 0 MCDONALDS CORP COM Equity 580135101 1334810 10620 SH SOLE 0 0 0 MEDTRONIC PLC SHS ISIN#IE00BTN1Y115 Equity G5960L103 1105725 14743 SH SOLE 0 0 0 MERCK & CO INC NEW COM Equity 58933Y105 203809 3852 SH SOLE 0 0 0 MICROSOFT CORP COM Equity 594918104 3001571 54346 SH SOLE 0 0 0 MONDELEZ INTL INC CL A Equity 609207105 1088856 27140 SH SOLE 0 0 0 MONSANTO CO NEW COM Equity 61166W101 2099004 23923 SH SOLE 0 0 0 NEW YORK COMMUNITY BANCORP COM Equity 649445103 911435 57323 SH SOLE 0 0 0 NEXTERA ENERGY INC COM Equity 65339F101 949323 8022 SH SOLE 0 0 0 NIKE INC CL B Equity 654106103 842200 13701 SH SOLE 0 0 0 NUVEEN ENERGY MLP TOTAL RETURN FUND Equity 67074U103 328261 32341 SH SOLE 0 0 0 OCCIDENTAL PETE CORP COM Equity 674599105 337359 4930 SH SOLE 0 0 0 ORACLE CORP COM Equity 68389X105 266470 6513 SH SOLE 0 0 0 PACCAR INC Equity 693718108 399674 7308 SH SOLE 0 0 0 PARKER HANNIFIN CORP COM Equity 701094104 754344 6791 SH SOLE 0 0 0 PAYLOCITY HLDG CORP COM Equity 70438V106 650871 19880 SH SOLE 0 0 0 PEPSICO INC COM Equity 713448108 1115392 10884 SH SOLE 0 0 0 PFIZER INC COM Equity 717081103 1318742 44492 SH SOLE 0 0 0 PHILIP MORRIS INTL COM Equity 718172109 1776495 18107 SH SOLE 0 0 0 PHILIP MORRIS INTL INC COM Equity 718172109 763590 7783 SH SOLE 0 0 0 POWERSHARES EXCHANGE-TRADED FD TR II S&P 500 LOW VOLATILITY PORT ETF 73937B779 415721 10308 SH SOLE 0 0 0 POWERSHARES GLOBAL EXCHANGE TRADED FD TR PFD PORTFOLIO ETF 73936T565 169983 11393 SH SOLE 0 0 0 POWERSHARES NATL AMT FREE MUNI BD PORT ETF 73936T474 549420 21345 SH SOLE 0 0 0 PPL CORP COM Equity 69351T106 321996 8458 SH SOLE 0 0 0 PRINCIPAL FINANCIAL GROUP COM Equity 74251V102 653844 16574 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM Equity 742718109 1275558 15497 SH SOLE 0 0 0 PROCTER GAMBLE CO COM Equity 742718109 941523 11438 SH SOLE 0 0 0 PROSPECT CAPITAL CORPORATION COM Equity 74348T102 485163 66735 SH SOLE 0 0 0 QUALCOMM INC Equity 747525103 675866 13216 SH SOLE 0 0 0 RAYTHEON CO COM NEW Equity 755111507 354400 2890 SH SOLE 0 0 0 REALTY INCOME CORP COM Equity 756109104 495016 7919 SH SOLE 0 0 0 REALTY INCOME CORPORATION COM Equity 756109104 840047 13438 SH SOLE 0 0 0 REYNOLDS AMERICAN INC COM Equity 761713106 2012450 40001 SH SOLE 0 0 0 REYNOLDS AMERN INC COM Equity 761713106 301507 5993 SH SOLE 0 0 0 ROSS STORES INC COM Equity 778296103 361527 6244 SH SOLE 0 0 0 SCHLUMBERGER LTD COM ISIN#AN8068571086 Equity 806857108 825778 11197 SH SOLE 0 0 0 SEAGATE TECHNOLOGY ORD Equity G7945M107 771197 22386 SH SOLE 0 0 0 SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY TRANSN TO 06/24/02 ETF 81369Y407 5542220 70066 SH SOLE 0 0 0 SELECT SECTOR SPDR TR CONSUMER STAPLES ETF 81369Y308 2927532 55174 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY ETF 81369Y506 1543227 24935 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL ETF 81369Y605 1682302 74769 SH SOLE 0 0 0 SELECT SECTOR SPDR TR HEALTH CARE ETF 81369Y209 4930520 72743 SH SOLE 0 0 0 SELECT SECTOR SPDR TR INDL ETF 81369Y704 3028994 54606 SH SOLE 0 0 0 SELECT SECTOR SPDR TR MATLS ETF 81369Y100 336881 7518 SH SOLE 0 0 0 SELECT SECTOR SPDR TR UTILS ETF 81369Y886 1505222 30335 SH SOLE 0 0 0 SIEMENS A.G. ADR Equity 826197501 372945 3525 SH SOLE 0 0 0 SOUTHERN CO COM Equity 842587107 896067 17322 SH SOLE 0 0 0 SPDR BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 329485 9620 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 1671741 8134 SH SOLE 0 0 0 SPDR SER TR NUVEEN BARCLAYS SHORT TERM MUN BD ETF ETF 78468R739 205399 4209 SH SOLE 0 0 0 SPECTRA ENERGY CORP COM Equity 847560109 441007 14412 SH SOLE 0 0 0 SYNTHESIS ENERGY SYSTEMS INC COM Equity 871628103 28560 25500 SH SOLE 0 0 0 TARGET CORP COM Equity 87612E106 2282761 27743 SH SOLE 0 0 0 TEXAS INSTRUMENTS INC COM Equity 882508104 747263 13014 SH SOLE 0 0 0 THE BLACKSTONE GROUP LP COM Equity 09253U108 357609 12749 SH SOLE 0 0 0 THERMO FISHER SCIENTIFIC INC COM Equity 883556102 1240469 8761 SH SOLE 0 0 0 TIFFANY & COMPANY Equity 886547108 787660 10734 SH SOLE 0 0 0 TORONTO DOMINION BK ONT COM NEW ISIN#CA8911605092 Equity 891160509 315107 7306 SH SOLE 0 0 0 TOTAL S A SPONSORED ADR Equity 89151E109 787128 17330 SH SOLE 0 0 0 UNILEVER PLC ADR Equity 904767704 654567 14488 SH SOLE 0 0 0 UNION PAC CORP COM Equity 907818108 739815 9300 SH SOLE 0 0 0 UNITED PARCEL SVC INC CL B Equity 911312106 8506366 80652 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM Equity 913017109 474974 4745 SH SOLE 0 0 0 US BANCORP DEL COM Equity 902973304 920743 22684 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC SHORT TERM BD ETF ETF 921937827 694224 8610 SH SOLE 0 0 0 VANGUARD INDEX FDS VANGUARD GROWTH ETF ETF 922908736 2015417 18933 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD ETF 92206C409 681375 8514 SH SOLE 0 0 0 VANGUARD SHORT TERM CORP BOND ETF ETF 92206C409 2543753 31785 SH SOLE 0 0 0 VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF ETF 921908844 534300 6576 SH SOLE 0 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 2139101 25833 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF ETF 92204A207 1367679 10107 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD FINLS ETF ETF 92204A405 3571133 77030 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD INDLS ETF ETF 92204A603 3761993 35757 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 7181772 65569 SH SOLE 0 0 0 VANGUARD WORLD FDS VANGUARD MATLS ETF ETF 92204A801 614312 6257 SH SOLE 0 0 0 VANGUARD WORLDS FDS VANGUARD TELECOMMUNCATION SVCS ETF ETF 92204A884 982182 10593 SH SOLE 0 0 0 VECTOR GROUP LTD COM Equity 92240M108 1828159 80042 SH SOLE 0 0 0 VECTREN CORPORATION COM Equity 92240G101 578760 11447 SH SOLE 0 0 0 VENTAS INC COM Equity 92276F100 618582 9825 SH SOLE 0 0 0 VERIZON COMMUNICATIONS COM Equity 92343V104 926028 17123 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM Equity 92343V104 1960075 36244 SH SOLE 0 0 0 VISA INC CLASS A Equity 92826C839 371310 4855 SH SOLE 0 0 0 VISA INC COM CL A Equity 92826C839 1731813 22644 SH SOLE 0 0 0 WAL MART STORES INC COM Equity 931142103 1429112 20866 SH SOLE 0 0 0 WAL-MART STORES COM Equity 931142103 869095 12689 SH SOLE 0 0 0 WASTE MANAGEMENT INC COM Equity 94106L109 718325 12175 SH SOLE 0 0 0 WASTE MGMT INC DEL COM Equity 94106L109 232283 3937 SH SOLE 0 0 0 WAYSIDE TECHNOLOGY GROUP INC COM Equity 946760105 640531 37458 SH SOLE 0 0 0 WEC ENERGY GROUP INC COM Equity 92939U106 367808 6123 SH SOLE 0 0 0 WELLS FARGO & CO COM Equity 949746101 866136 17910 SH SOLE 0 0 0 WELLS FARGO & CO NEW COM Equity 949746101 1045494 21619 SH SOLE 0 0 0 WELLTOWER INC COM Equity 95040Q104 571846 8247 SH SOLE 0 0 0