Managing Director

0001606588-20-000009.txt : 20201023 0001606588-20-000009.hdr.sgml : 20201023 20201022181855 ACCESSION NUMBER: 0001606588-20-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201022 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: One Capital Management, LLC CENTRAL INDEX KEY: 0001606588 IRS NUMBER: 954873328 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16178 FILM NUMBER: 201255659 BUSINESS ADDRESS: STREET 1: 3075 TOWNSGATE ROAD STREET 2: SUITE 350 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805-409-8150 MAIL ADDRESS: STREET 1: 3075 TOWNSGATE ROAD STREET 2: SUITE 350 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001606588 XXXXXXXX 09-30-2020 09-30-2020 One Capital Management, LLC

3075 TOWNSGATE ROAD SUITE 350 WESTLAKE VILLAGE CA 91361

13F COMBINATION REPORT 028-16178 0001508822 028-14059 ACR Alpine Capital Research, LLC 0001034524 028-03687 POLEN CAPITAL MANAGEMENT LLC 0001419999 028-13243 MAR VISTA INVESTMENT PARTNERS LLC 0001477872 028-13757 Saratoga Research & Investment Management 0001050463 028-06620 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC N Dan Stridsberg Managing Director 805-409-8150 Dan Stridsberg Westlake Village CA 10-22-2020 0 157 733686 false INFORMATION TABLE 2 3Q202013focm.xml ADOBE SYSTEMS INCORPORATED COM 00724F101 252 514 SH SOLE 514 0 0 AFLAC INC COM 001055102 3231 88873 SH SOLE 88873 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4274 14539 SH SOLE 14539 0 0 ALPHABET INC CAP STK CL C 02079K107 6162 4193 SH SOLE 4193 0 0 ALPHABET INC CAP STK CL A 02079K305 655 447 SH SOLE 447 0 0 AMAZON COM INC COM 023135106 3372 1071 SH SOLE 1071 0 0 AMERICAN EXPRESS CO COM 025816109 3514 35051 SH SOLE 35051 0 0 AMGEN INC COM 031162100 5601 22039 SH SOLE 22039 0 0 APPLE INC COM 037833100 14239 122952 SH SOLE 122952 0 0 AT&T INC COM 00206R102 3189 111862 SH SOLE 111862 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 443 2081 SH SOLE 2081 0 0 BK OF AMERICA CORP COM 060505104 3663 152074 SH SOLE 152074 0 0 BLACKLINE INC COM 09239B109 305 3405 SH SOLE 3405 0 0 BOEING CO COM 097023105 3276 19824 SH SOLE 19824 0 0 BP PLC SPONSORED ADR 055622104 1745 99918 SH SOLE 99918 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 742 12312 SH SOLE 12312 0 0 CANADA GOOSE HLDGS INC SHS SUB VTG 135086106 732 22765 SH SOLE 22765 0 0 CATERPILLAR INC DEL COM 149123101 244 1634 SH SOLE 1634 0 0 CHEVRON CORP NEW COM 166764100 3145 43680 SH SOLE 43680 0 0 CIGNA CORP NEW COM 125523100 4287 25307 SH SOLE 25307 0 0 CISCO SYS INC COM 17275R102 3685 93555 SH SOLE 93555 0 0 CITIGROUP INC COM NEW 172967424 2874 66664 SH SOLE 66664 0 0 COSTCO WHSL CORP NEW COM 22160K105 292 822 SH SOLE 822 0 0 D R HORTON INC COM 23331A109 4413 58351 SH SOLE 58351 0 0 DUPONT DE NEMOURS INC COM 26614N102 3475 62636 SH SOLE 62636 0 0 EXXON MOBIL CORP COM 30231G102 1293 37651 SH SOLE 37651 0 0 FACEBOOK INC CL A 30303M102 6665 25447 SH SOLE 25447 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 25446 539338 SH SOLE 539338 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 445 10482 SH SOLE 10482 0 0 GENERAL DYNAMICS CORP COM 369550108 3072 22194 SH SOLE 22194 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 31731 315951 SH SOLE 315951 0 0 HOME DEPOT INC COM 437076102 4447 16013 SH SOLE 16013 0 0 INTEL CORP COM 458140100 3562 68790 SH SOLE 68790 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 279 2293 SH SOLE 2293 0 0 INTUIT COM 461202103 489 1500 SH SOLE 1500 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8369 30121 SH SOLE 30121 0 0 ISHARES GOLD TRUST ISHARES 464285105 2139 118909 SH SOLE 118909 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5380 101902 SH SOLE 101902 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2319 38479 SH SOLE 38479 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 1428 32491 SH SOLE 32491 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 406 6388 SH SOLE 6388 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 53643 976918 SH SOLE 976918 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 45839 424047 SH SOLE 424047 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 20129 331014 SH SOLE 331014 0 0 ISHARES TR RUS MD CP GR ETF 464287481 19877 114982 SH SOLE 114982 0 0 ISHARES TR NATIONAL MUN ETF 464288414 18458 159219 SH SOLE 159219 0 0 ISHARES TR EAFE SML CP ETF 464288273 17647 299152 SH SOLE 299152 0 0 ISHARES TR MICRO-CAP ETF 464288869 16952 187381 SH SOLE 187381 0 0 ISHARES TR S&P SML 600 GWT 464287887 15779 89428 SH SOLE 89428 0 0 ISHARES TR SP SMCP600VL ETF 464287879 15616 127562 SH SOLE 127562 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 14967 185141 SH SOLE 185141 0 0 ISHARES TR COHEN STEER REIT 464287564 9024 88457 SH SOLE 88457 0 0 ISHARES TR CORE S&P SCP ETF 464287804 8629 122862 SH SOLE 122862 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 5943 26830 SH SOLE 26830 0 0 ISHARES TR CORE S&P500 ETF 464287200 5414 16110 SH SOLE 16110 0 0 ISHARES TR CORE US AGGBD ET 464287226 5338 45212 SH SOLE 45212 0 0 ISHARES TR SHORT TREAS BD 464288679 5105 46112 SH SOLE 46112 0 0 ISHARES TR EAFE GRWTH ETF 464288885 4475 49788 SH SOLE 49788 0 0 ISHARES TR MSCI EAFE ETF 464287465 3956 62145 SH SOLE 62145 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3953 18225 SH SOLE 18225 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 3255 32772 SH SOLE 32772 0 0 ISHARES TR S&P MC 400VL ETF 464287705 2834 21011 SH SOLE 21011 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2315 19601 SH SOLE 19601 0 0 ISHARES TR RUS MID CAP ETF 464287499 2009 35008 SH SOLE 35008 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1710 27415 SH SOLE 27415 0 0 ISHARES TR S&P MC 400GR ETF 464287606 1089 4553 SH SOLE 4553 0 0 ISHARES TR EAFE VALUE ETF 464288877 580 14373 SH SOLE 14373 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 357 2383 SH SOLE 2383 0 0 ISHARES TR CORE S&P MCP ETF 464287507 342 1848 SH SOLE 1848 0 0 ISHARES TR IBOXX HI YD ETF 464288513 339 4046 SH SOLE 4046 0 0 ISHARES TR MSCI USA ESG SLC 464288802 329 2239 SH SOLE 2239 0 0 ISHARES TR TIPS BD ETF 464287176 272 2151 SH SOLE 2151 0 0 ISHARES TR U.S. REAL ES ETF 464287739 201 2514 SH SOLE 2514 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 306 6112 SH SOLE 6112 0 0 JOHNSON & JOHNSON COM 478160104 4430 29755 SH SOLE 29755 0 0 JPMORGAN CHASE & CO COM 46625H100 4033 41890 SH SOLE 41890 0 0 KIMBERLY CLARK CORP COM 494368103 3798 25722 SH SOLE 25722 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 3409 72311 SH SOLE 72311 0 0 MASTERCARD INCORPORATED CL A 57636Q104 308 911 SH SOLE 911 0 0 MCDONALDS CORP COM 580135101 362 1649 SH SOLE 1649 0 0 MERCK & CO. INC COM 58933Y105 4142 49935 SH SOLE 49935 0 0 METLIFE INC COM 59156R108 2959 79602 SH SOLE 79602 0 0 MGE ENERGY INC COM 55277P104 251 4000 SH SOLE 4000 0 0 MICROSOFT CORP COM 594918104 7860 37371 SH SOLE 37371 0 0 NETFLIX INC COM 64110L106 1060 2120 SH SOLE 2120 0 0 NIKE INC CL B 654106103 451 3593 SH SOLE 3593 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 10 10000 SH SOLE 10000 0 0 NVIDIA CORPORATION COM 67066G104 6676 12335 SH SOLE 12335 0 0 ORACLE CORP COM 68389X105 201 3363 SH SOLE 3363 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 3961 105037 SH SOLE 105037 0 0 PAYPAL HLDGS INC COM 70450Y103 786 3990 SH SOLE 3990 0 0 PEPSICO INC COM 713448108 624 4500 SH SOLE 4500 0 0 PFIZER INC COM 717081103 3936 107237 SH SOLE 107237 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 612 5441 SH SOLE 5441 0 0 PROCTER AND GAMBLE CO COM 742718109 4564 32840 SH SOLE 32840 0 0 REGENERON PHARMACEUTICALS COM 75886F107 4964 8868 SH SOLE 8868 0 0 RPM INTL INC COM 749685103 4135 49915 SH SOLE 49915 0 0 SALESFORCE COM INC COM 79466L302 437 1739 SH SOLE 1739 0 0 SAP SE SPON ADR 803054204 3216 20644 SH SOLE 20644 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 6592 57234 SH SOLE 57234 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5930 113614 SH SOLE 113614 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 4455 136947 SH SOLE 136947 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1145 36454 SH SOLE 36454 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 742 13382 SH SOLE 13382 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 701 12491 SH SOLE 12491 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 669 9786 SH SOLE 9786 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 444 16591 SH SOLE 16591 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 426 5347 SH SOLE 5347 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 354 4396 SH SOLE 4396 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 206 3340 SH SOLE 3340 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 4860 163578 SH SOLE 163578 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 906 29853 SH SOLE 29853 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 899 24579 SH SOLE 24579 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1528 4562 SH SOLE 4562 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 303 895 SH SOLE 895 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468R721 3094 59585 SH SOLE 59585 0 0 SPDR SER TR DJ REIT ETF 78464A607 2013 25821 SH SOLE 25821 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 986 16705 SH SOLE 16705 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 670 13437 SH SOLE 13437 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 375 7490 SH SOLE 7490 0 0 STARBUCKS CORP COM 855244109 2806 32663 SH SOLE 32663 0 0 TARGET CORP COM 87612E106 5064 32166 SH SOLE 32166 0 0 TECK RESOURCES LTD CL B 878742204 2884 207165 SH SOLE 207165 0 0 TESLA INC COM 88160R101 204 475 SH SOLE 475 0 0 TEXAS INSTRS INC COM 882508104 259 1815 SH SOLE 1815 0 0 UNILEVER N V N Y SHS NEW 904784709 3082 51022 SH SOLE 51022 0 0 UNITEDHEALTH GROUP INC COM 91324P102 220 707 SH SOLE 707 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2080 53103 SH SOLE 53103 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2425 27491 SH SOLE 27491 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 249 2994 SH SOLE 2994 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 4436 25165 SH SOLE 25165 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3360 14760 SH SOLE 14760 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2658 17279 SH SOLE 17279 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2459 14437 SH SOLE 14437 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1637 7615 SH SOLE 7615 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1005 12729 SH SOLE 12729 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 799 5108 SH SOLE 5108 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 507 1648 SH SOLE 1648 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 314 1745 SH SOLE 1745 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 236 2258 SH SOLE 2258 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2824 55974 SH SOLE 55974 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1591 36784 SH SOLE 36784 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 434 8933 SH SOLE 8933 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 687 16800 SH SOLE 16800 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 446 7501 SH SOLE 7501 0 0 VISA INC COM CL A 92826C839 3325 16625 SH SOLE 16625 0 0 WALMART INC COM 931142103 4212 30108 SH SOLE 30108 0 0 WISDOMTREE TR INTL QULTY DIV 97717X131 40177 1232151 SH SOLE 1232151 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 38065 767904 SH SOLE 767904 0 0 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 10413 430295 SH SOLE 430295 0 0 WISDOMTREE TR INTL ESG FUND 97717Y709 1236 48655 SH SOLE 48655 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 1199 20014 SH SOLE 20014 0 0 WISDOMTREE TR GLB EX US RL EST 97717W331 1130 46485 SH SOLE 46485 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 689 12315 SH SOLE 12315 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 524 5400 SH SOLE 5400 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 286 8105 SH SOLE 8105 0 0 XILINX INC COM 983919101 3319 31836 SH SOLE 31836 0 0