0001606268-18-000134.txt : 20181220 0001606268-18-000134.hdr.sgml : 20181220 20181220183238 ACCESSION NUMBER: 0001606268-18-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181220 FILED AS OF DATE: 20181220 DATE AS OF CHANGE: 20181220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kroeker Nathan CENTRAL INDEX KEY: 0001613718 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 181247257 MAIL ADDRESS: STREET 1: 12160 WICKCHESTER LN STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_154534874253608.xml FORM 4 X0306 4 2018-12-20 0 0001606268 Spark Energy, Inc. SPKE 0001613718 Kroeker Nathan 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 1 0 0 President & CEO Series A Preferred Stock 2018-12-20 4 P 0 1000 17.982 A 5775 D The full name of the Series A Preferred Stock is "8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock." The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.71 to $18.00, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/ Nathan Kroeker 2018-12-20