0001104659-22-121330.txt : 20221122 0001104659-22-121330.hdr.sgml : 20221122 20221122173059 ACCESSION NUMBER: 0001104659-22-121330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221118 FILED AS OF DATE: 20221122 DATE AS OF CHANGE: 20221122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palm Global Small Cap Master Fund LP CENTRAL INDEX KEY: 0001726444 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 221411671 BUSINESS ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 302-7000 MAIL ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Joshua CENTRAL INDEX KEY: 0001612424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 221411673 MAIL ADDRESS: STREET 1: 72-38 113TH STREET STREET 2: APARTMENT 3L CITY: FOREST HILLS STATE: NY ZIP: 11375 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palmer Bradley C CENTRAL INDEX KEY: 0001726523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 221411670 MAIL ADDRESS: STREET 1: C/O PALM MANAGEMENT (US) LLC STREET 2: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palm Management (US) LLC CENTRAL INDEX KEY: 0001726497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 221411672 BUSINESS ADDRESS: STREET 1: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 302-7000 MAIL ADDRESS: STREET 1: 19 WEST ELM STREET CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 tm2231218-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-11-18 0 0001606163 Limbach Holdings, Inc. LMB 0001612424 Horowitz Joshua C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726497 Palm Management (US) LLC C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726444 Palm Global Small Cap Master Fund LP C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 0001726523 Palmer Bradley C C/O PALM MANAGEMENT (US) LLC 19 WEST ELM STREET GREENWICH CT 06830 1 0 0 0 Common Stock 2022-11-18 4 P 0 4000 9.2374 A 253835 I By Palm Global Small Cap Master Fund LP Common Stock 2022-11-21 4 P 0 710 9.5192 A 254545 I By Palm Global Small Cap Master Fund LP Common Stock 2022-11-22 4 P 0 2127 10.4783 A 256672 I By Palm Global Small Cap Master Fund LP Common Stock 21932 D Restricted Stock Units Common Stock 1067 1067 D Restricted Stock Units Common Stock 2134 2134 D Restricted Stock Units Common Stock 8876 8876 D The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of common stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on April 3, 2020. The award is subject to service-based vesting conditions and vests 27.241732% on January 1, 2021 and 36.379134% on each of January 1, 2022 and January 1, 2023, subject to continued service through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on January 1, 2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued service through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock. This award of RSUs was granted on January 1, 2022. The RSUs are scheduled to cliff vest on January 1, 2023. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.17 to $9.25 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.55 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.41 to $10.50 per share. The Reporting Persons undertake to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. /s/ Joshua S. Horowitz 2022-11-22 PALM MANAGEMENT (US) LLC, /s/ Joshua S. Horowitz, Portfolio Manager 2022-11-22 PALM GLOBAL SMALL CAP MASTER FUND LP, by Palm Global Small Cap Fund GP, Ltd., its general partner, /s/ Joshua S. Horowitz, Director 2022-11-22 /s/ Bradley C. Palmer 2022-11-22