0001397911-15-000020.txt : 20150224 0001397911-15-000020.hdr.sgml : 20150224 20150224202617 ACCESSION NUMBER: 0001397911-15-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150222 FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 STATE STREET STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: 75 STATE STREET STREET 2: 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrissey William P. Jr. CENTRAL INDEX KEY: 0001606128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 15645634 MAIL ADDRESS: STREET 1: C/O LPL HOLDINGS INC. STREET 2: 75 STATE STREET, 24TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 4 1 wf-form4_142482756721066.xml FORM 4 X0306 4 2015-02-22 0 0001397911 LPL Financial Holdings Inc. LPLA 0001606128 Morrissey William P. Jr. C/O LPL FINANCIAL HOLDINGS INC. 75 STATE STREET, 24TH FLOOR BOSTON MA 02109 0 1 0 0 MD, Independent Advisor Svcs Common Stock 2015-02-22 4 F 0 261 45.69 D 5661 D (i) 667 shares of Common Stock; (ii) 1,190 restricted stock units that vest ratably on February 22, 2016 and February 22, 2017; (iii) 2,418 restricted stock units that vest in full on February 25, 2015; and (iv) 1,386 restricted stock units that vest ratably on February 24, 2015, February 24, 2016 and February 24, 2017. /s/ William P. Morrissey Jr. 2015-02-24