0001818874-23-000169.txt : 20231106 0001818874-23-000169.hdr.sgml : 20231106 20231106192319 ACCESSION NUMBER: 0001818874-23-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231102 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borton Chad M CENTRAL INDEX KEY: 0001605786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39606 FILM NUMBER: 231381198 MAIL ADDRESS: STREET 1: 38 FOUNTAIN SQUARE PLAZA STREET 2: MD 10AT76 CITY: CINCINNATI STATE: OH ZIP: 45263 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SoFi Technologies, Inc. CENTRAL INDEX KEY: 0001818874 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981547291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (855) 456-7634 MAIL ADDRESS: STREET 1: 234 1ST STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V DATE OF NAME CHANGE: 20200722 4 1 wk-form4_1699316590.xml FORM 4 X0508 4 2023-11-02 0 0001818874 SoFi Technologies, Inc. SOFI 0001605786 Borton Chad M C/O SOFI TECHNOLOGIES, INC. 234 1ST STREET SAN FRANCISCO CA 94105 0 1 0 0 President - SoFi Bank 0 Common Stock 2023-11-02 4 S 0 152041 7.9925 D 157857 D The reported transactions were executed in multiple trades. The sale price of $7.9925 reported in Column 4 is the weighted average sale price for the 152,041 shares disposed of by the Reporting Person within a range of $8.00 to $7.99 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above. /s/ Deanna M. Smith, Attorney-in-Fact 2023-11-06