0001818874-23-000134.txt : 20230616
0001818874-23-000134.hdr.sgml : 20230616
20230616181333
ACCESSION NUMBER: 0001818874-23-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230614
FILED AS OF DATE: 20230616
DATE AS OF CHANGE: 20230616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Borton Chad M
CENTRAL INDEX KEY: 0001605786
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39606
FILM NUMBER: 231022660
MAIL ADDRESS:
STREET 1: 38 FOUNTAIN SQUARE PLAZA
STREET 2: MD 10AT76
CITY: CINCINNATI
STATE: OH
ZIP: 45263
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SoFi Technologies, Inc.
CENTRAL INDEX KEY: 0001818874
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 981547291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (855) 456-7634
MAIL ADDRESS:
STREET 1: 234 1ST STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: Social Capital Hedosophia Holdings Corp. V
DATE OF NAME CHANGE: 20200722
4
1
wf-form4_168695360293729.xml
FORM 4
X0407
4
2023-06-14
0
0001818874
SoFi Technologies, Inc.
SOFI
0001605786
Borton Chad M
C/O SOFI TECHNOLOGIES, INC.
234 1ST STREET
SAN FRANCISCO
CA
94105
0
1
0
0
President - SoFi Bank
0
Common Stock
2023-06-14
4
M
0
80749
A
353162
D
Common Stock
2023-06-15
4
F
0
33255
9.116
D
319907
D
Common Stock
2023-06-16
4
S
0
90458
8.6779
D
229449
D
Restricted Stock Unit
2023-06-14
4
M
0
80749
0
D
Common Stock
80749.0
1474636
D
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
The reported transactions were executed in multiple trades. The sale price of $8.6779 reported in Column 4 is the weighted average sale price for the 90,458 shares disposed of by the Reporting Person within a range of $8.66 to $8.70 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.
Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on February 7, 2021 and September 21, 2022.
/s/ Deanna Smith, Attorney-in-Fact
2023-06-16