0001807707-22-000144.txt : 20221122
0001807707-22-000144.hdr.sgml : 20221122
20221122170809
ACCESSION NUMBER: 0001807707-22-000144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221121
FILED AS OF DATE: 20221122
DATE AS OF CHANGE: 20221122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee David J.
CENTRAL INDEX KEY: 0001605182
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39288
FILM NUMBER: 221411390
MAIL ADDRESS:
STREET 1: C/O ZYNGA INC.
STREET 2: 699 8TH STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AppHarvest, Inc.
CENTRAL INDEX KEY: 0001807707
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 845042965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 APPALACHIAN WAY
CITY: MOREHEAD
STATE: KY
ZIP: 40351
BUSINESS PHONE: (606) 653-6100
MAIL ADDRESS:
STREET 1: 500 APPALACHIAN WAY
CITY: MOREHEAD
STATE: KY
ZIP: 40351
FORMER COMPANY:
FORMER CONFORMED NAME: Novus Capital Corp
DATE OF NAME CHANGE: 20200325
4
1
wf-form4_166915486979223.xml
FORM 4
X0306
4
2022-11-21
0
0001807707
AppHarvest, Inc.
APPH
0001605182
Lee David J.
C/O APPHARVEST, INC.
500 APPALACHIAN WAY
MOREHEAD
KY
40351
1
0
0
0
Common Stock
2022-11-21
4
S
0
177400
1.22
D
561140
D
The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units ("RSUs"). The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $1.19 to $1.275 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Reflects the forfeiture of 453,569 RSUs which were forfeited in connection with cessation of employment with the Issuer.
/s/ Loren Eggleton, Attorney-in-Fact
2022-11-22