0001807707-22-000144.txt : 20221122 0001807707-22-000144.hdr.sgml : 20221122 20221122170809 ACCESSION NUMBER: 0001807707-22-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221121 FILED AS OF DATE: 20221122 DATE AS OF CHANGE: 20221122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee David J. CENTRAL INDEX KEY: 0001605182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39288 FILM NUMBER: 221411390 MAIL ADDRESS: STREET 1: C/O ZYNGA INC. STREET 2: 699 8TH STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AppHarvest, Inc. CENTRAL INDEX KEY: 0001807707 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 845042965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 BUSINESS PHONE: (606) 653-6100 MAIL ADDRESS: STREET 1: 500 APPALACHIAN WAY CITY: MOREHEAD STATE: KY ZIP: 40351 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp DATE OF NAME CHANGE: 20200325 4 1 wf-form4_166915486979223.xml FORM 4 X0306 4 2022-11-21 0 0001807707 AppHarvest, Inc. APPH 0001605182 Lee David J. C/O APPHARVEST, INC. 500 APPALACHIAN WAY MOREHEAD KY 40351 1 0 0 0 Common Stock 2022-11-21 4 S 0 177400 1.22 D 561140 D The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units ("RSUs"). The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $1.19 to $1.275 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Reflects the forfeiture of 453,569 RSUs which were forfeited in connection with cessation of employment with the Issuer. /s/ Loren Eggleton, Attorney-in-Fact 2022-11-22