0001604831-19-000003.txt : 20190514
0001604831-19-000003.hdr.sgml : 20190514
20190514160625
ACCESSION NUMBER: 0001604831-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190514
DATE AS OF CHANGE: 20190514
EFFECTIVENESS DATE: 20190514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Millrace Asset Group, Inc.
CENTRAL INDEX KEY: 0001604831
IRS NUMBER: 233096836
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16781
FILM NUMBER: 19822710
BUSINESS ADDRESS:
STREET 1: 1205 WESTLAKES DRIVE, SUITE 375
CITY: BERWYN
STATE: PA
ZIP: 19312
BUSINESS PHONE: 6102512821
MAIL ADDRESS:
STREET 1: 1205 WESTLAKES DRIVE, SUITE 375
CITY: BERWYN
STATE: PA
ZIP: 19312
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001604831
XXXXXXXX
03-31-2019
03-31-2019
Millrace Asset Group, Inc.
1205 WESTLAKES DRIVE, SUITE 375
BERWYN
PA
19312
13F HOLDINGS REPORT
028-16781
N
Daniel J. Hammond
CFO
610 251 2821
Daniel J. Hammond
Berwyn
PA
05-14-2019
1
122
118538
false
1
028-17474
Balter Liquid Alternatives, LLC
INFORMATION TABLE
2
Millrace_13F_3_31_2019.xml
ACI WORLDWIDE INC
Common Stocks
004498101
2090
63573
SH
SOLE
0
63573
0
0
ARGAN INC
Common Stocks
04010E109
709
14190
SH
SOLE
0
14190
0
0
AKOUSTIS TECHNOLOGIES INC
Common Stocks
00973N102
733
126209
SH
SOLE
0
126209
0
0
ABSOLUTE SOFTWARE CORPORATIO
Common Stocks
00386B109
1190
174676
SH
SOLE
0
174676
0
0
APYX MEDICAL CORP
Common Stocks
03837C106
2088
330908
SH
SOLE
0
330908
0
0
ASPEN GROUP INC
Common Stocks
04530L203
1540
288929
SH
SOLE
0
288929
0
0
AXOGEN INC
Common Stocks
05463X106
1607
76314
SH
SOLE
0
76314
0
0
BIOTELEMETRY INC
Common Stocks
090672106
1100
17565
SH
SOLE
0
17565
0
0
BIOSCRIP INC
Common Stocks
09069N108
224
112107
SH
SOLE
0
112107
0
0
BROOKS AUTOMATION INC
Common Stocks
114340102
1396
47607
SH
SOLE
0
47607
0
0
CARBONITE INC
Common Stocks
141337105
1674
67464
SH
SOLE
0
67464
0
0
CAREDX INC
Common Stocks
14167L103
864
27410
SH
SOLE
0
27410
0
0
CHEMBIO DIAGNOSTICS INC
Common Stocks
163572209
1137
204896
SH
SOLE
0
204896
0
0
CERUS CORP
Common Stocks
157085101
1530
245525
SH
SOLE
0
245525
0
0
CONFORMIS INC
Common Stocks
20717E101
942
327058
SH
SOLE
0
327058
0
0
CRYOLIFE INC
Common Stocks
228903100
1222
41904
SH
SOLE
0
41904
0
0
CPI AEROSTRUCTURES INC
Common Stocks
125919308
1008
155118
SH
SOLE
0
155118
0
0
CYPRESS SEMICONDUCTOR CORP
Common Stocks
232806109
1209
81063
SH
SOLE
0
81063
0
0
DIGI INTERNATIONAL INC
Common Stocks
253798102
1202
94901
SH
SOLE
0
94901
0
0
EBIX INC
Common Stocks
278715206
1620
32804
SH
SOLE
0
32804
0
0
ENERSYS
Common Stocks
29275Y102
1093
16781
SH
SOLE
0
16781
0
0
FIVE BELOW
Common Stocks
33829M101
1138
9162
SH
SOLE
0
9162
0
0
FIVE9 INC
Common Stocks
338307101
1349
25542
SH
SOLE
0
25542
0
0
FORESCOUT TECHNOLOGIES INC
Common Stocks
34553D101
1434
34228
SH
SOLE
0
34228
0
0
GENMARK DIAGNOSTICS INC
Common Stocks
372309104
1744
246013
SH
SOLE
0
246013
0
0
GOPRO INC-CLASS A
Common Stocks
38268T103
1683
258854
SH
SOLE
0
258854
0
0
HARSCO CORP
Common Stocks
415864107
2059
102113
SH
SOLE
0
102113
0
0
HYRECAR INC
Common Stocks
44916T107
869
172780
SH
SOLE
0
172780
0
0
INTERNATIONAL MONEY EXPRESS
Common Stocks
46005L101
1468
125902
SH
SOLE
0
125902
0
0
INSEEGO CORP
Common Stocks
45782B104
1917
406146
SH
SOLE
0
406146
0
0
LIGAND PHARMACEUTICALS
Common Stocks
53220K504
1647
13102
SH
SOLE
0
13102
0
0
LOVESAC CO/THE
Common Stocks
54738L109
1425
51231
SH
SOLE
0
51231
0
0
LIVEPERSON INC
Common Stocks
538146101
2025
69785
SH
SOLE
0
69785
0
0
LATTICE SEMICONDUCTOR CORP
Common Stocks
518415104
1054
88332
SH
SOLE
0
88332
0
0
MERIT MEDICAL SYSTEMS INC
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589889104
1148
18567
SH
SOLE
0
18567
0
0
MYRIAD GENETICS INC
Common Stocks
62855J104
1412
42525
SH
SOLE
0
42525
0
0
NORTHERN OIL AND GAS INC
Common Stocks
665531109
2410
879562
SH
SOLE
0
879562
0
0
OBALON THERAPEUTICS INC
Common Stocks
67424L100
226
156860
SH
SOLE
0
156860
0
0
OMNICELL INC
Common Stocks
68213N109
938
11607
SH
SOLE
0
11607
0
0
ORBCOMM INC
Common Stocks
68555P100
1081
159506
SH
SOLE
0
159506
0
0
PROOFPOINT INC
Common Stocks
743424103
386
3182
SH
SOLE
0
3182
0
0
PERFICIENT INC
Common Stocks
71375U101
1820
66433
SH
SOLE
0
66433
0
0
QUANTENNA COMMUNICATIONS INC
Common Stocks
74766D100
2088
85822
SH
SOLE
0
85822
0
0
RIBBON COMMUNICATIONS INC
Common Stocks
762544104
1466
284726
SH
SOLE
0
284726
0
0
RAPID7 INC
Common Stocks
753422104
2316
45759
SH
SOLE
0
45759
0
0
RTI SURGICAL HDS INC
Common Stocks
74975N105
1575
262113
SH
SOLE
0
262113
0
0
RUBICON PROJECT INC/THE
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78112V102
1345
221151
SH
SOLE
0
221151
0
0
STAAR SURGICAL CO
Common Stocks
852312305
1204
35204
SH
SOLE
0
35204
0
0
NEURONETICS INC
Common Stocks
64131A105
1385
90850
SH
SOLE
0
90850
0
0
TELADOC HEALTH INC
Common Stocks
87918A105
1139
20494
SH
SOLE
0
20494
0
0
PARETEUM CORP
Common Stocks
69946T207
1243
273294
SH
SOLE
0
273294
0
0
TRINET GROUP INC
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896288107
1303
21819
SH
SOLE
0
21819
0
0
TWILIO INC - A
Common Stocks
90138F102
1697
13140
SH
SOLE
0
13140
0
0
MONOTYPE IMAGING HOLDINGS IN
Common Stocks
61022P100
1693
85115
SH
SOLE
0
85115
0
0
UPLAND SOFTWARE INC
Common Stocks
91544A109
3272
77250
SH
SOLE
0
77250
0
0
US CONCRETE INC
Common Stocks
90333L201
605
14602
SH
SOLE
0
14602
0
0
VERICEL CORP
Common Stocks
92346J108
2045
116766
SH
SOLE
0
116766
0
0
VOCERA COMMUNICATIONS INC
Common Stocks
92857F107
1810
57236
SH
SOLE
0
57236
0
0
VERACYTE INC
Common Stocks
92337F107
2418
96657
SH
SOLE
0
96657
0
0
BOINGO WIRELESS INC
Common Stocks
09739C102
1258
54034
SH
SOLE
0
54034
0
0
ZEBRA TECHNOLOGIES CORP-CL A
Common Stocks
989207105
1112
5306
SH
SOLE
0
5306
0
0
ACI WORLDWIDE INC
Common Stocks
004498101
773
23515
SH
OTR
1
0
0
23515
ARGAN INC
Common Stocks
04010E109
262
5248
SH
OTR
1
0
0
5248
AKOUSTIS TECHNOLOGIES INC
Common Stocks
00973N102
271
46678
SH
OTR
1
0
0
46678
ABSOLUTE SOFTWARE CORPORATIO
Common Stocks
00386B109
445
65324
SH
OTR
1
0
0
65324
APYX MEDICAL CORP
Common Stocks
03837C106
785
124405
SH
OTR
1
0
0
124405
ASPEN GROUP INC
Common Stocks
04530L203
571
107203
SH
OTR
1
0
0
107203
AXOGEN INC
Common Stocks
05463X106
604
28686
SH
OTR
1
0
0
28686
BIOTELEMETRY INC
Common Stocks
090672106
410
6540
SH
OTR
1
0
0
6540
BIOSCRIP INC
Common Stocks
09069N108
83
41564
SH
OTR
1
0
0
41564
BROOKS AUTOMATION INC
Common Stocks
114340102
519
17700
SH
OTR
1
0
0
17700
CARBONITE INC
Common Stocks
141337105
624
25152
SH
OTR
1
0
0
25152
CAREDX INC
Common Stocks
14167L103
321
10190
SH
OTR
1
0
0
10190
CHEMBIO DIAGNOSTICS INC
Common Stocks
163572209
421
75829
SH
OTR
1
0
0
75829
CERUS CORP
Common Stocks
157085101
566
90833
SH
OTR
1
0
0
90833
CONFORMIS INC
Common Stocks
20717E101
354
122942
SH
OTR
1
0
0
122942
CRYOLIFE INC
Common Stocks
228903100
453
15540
SH
OTR
1
0
0
15540
CPI AEROSTRUCTURES INC
Common Stocks
125919308
373
57388
SH
OTR
1
0
0
57388
CYPRESS SEMICONDUCTOR CORP
Common Stocks
232806109
453
30337
SH
OTR
1
0
0
30337
DIGI INTERNATIONAL INC
Common Stocks
253798102
445
35099
SH
OTR
1
0
0
35099
EBIX INC
Common Stocks
278715206
606
12266
SH
OTR
1
0
0
12266
ENERSYS
Common Stocks
29275Y102
406
6236
SH
OTR
1
0
0
6236
FIVE BELOW
Common Stocks
33829M101
422
3395
SH
OTR
1
0
0
3395
FIVE9 INC
Common Stocks
338307101
500
9458
SH
OTR
1
0
0
9458
FORESCOUT TECHNOLOGIES INC
Common Stocks
34553D101
530
12658
SH
OTR
1
0
0
12658
GENMARK DIAGNOSTICS INC
Common Stocks
372309104
645
91009
SH
OTR
1
0
0
91009
GOPRO INC-CLASS A
Common Stocks
38268T103
622
95716
SH
OTR
1
0
0
95716
HARSCO CORP
Common Stocks
415864107
764
37887
SH
OTR
1
0
0
37887
HYRECAR INC
Common Stocks
44916T107
323
64274
SH
OTR
1
0
0
64274
INTERNATIONAL MONEY EXPRESS
Common Stocks
46005L101
543
46565
SH
OTR
1
0
0
46565
INSEEGO CORP
Common Stocks
45782B104
709
150212
SH
OTR
1
0
0
150212
LIGAND PHARMACEUTICALS
Common Stocks
53220K504
616
4898
SH
OTR
1
0
0
4898
LOVESAC CO/THE
Common Stocks
54738L109
532
19142
SH
OTR
1
0
0
19142
LIVEPERSON INC
Common Stocks
538146101
749
25823
SH
OTR
1
0
0
25823
LATTICE SEMICONDUCTOR CORP
Common Stocks
518415104
390
32668
SH
OTR
1
0
0
32668
MERIT MEDICAL SYSTEMS INC
Common Stocks
589889104
426
6882
SH
OTR
1
0
0
6882
MYRIAD GENETICS INC
Common Stocks
62855J104
524
15777
SH
OTR
1
0
0
15777
NORTHERN OIL AND GAS INC
Common Stocks
665531109
896
327075
SH
OTR
1
0
0
327075
OBALON THERAPEUTICS INC
Common Stocks
67424L100
85
58841
SH
OTR
1
0
0
58841
OMNICELL INC
Common Stocks
68213N109
347
4297
SH
OTR
1
0
0
4297
ORBCOMM INC
Common Stocks
68555P100
400
59044
SH
OTR
1
0
0
59044
PROOFPOINT INC
Common Stocks
743424103
143
1177
SH
OTR
1
0
0
1177
PERFICIENT INC
Common Stocks
71375U101
674
24609
SH
OTR
1
0
0
24609
QUANTENNA COMMUNICATIONS INC
Common Stocks
74766D100
773
31785
SH
OTR
1
0
0
31785
RIBBON COMMUNICATIONS INC
Common Stocks
762544104
543
105351
SH
OTR
1
0
0
105351
RAPID7 INC
Common Stocks
753422104
871
17207
SH
OTR
1
0
0
17207
RTI SURGICAL HDS INC
Common Stocks
74975N105
590
98194
SH
OTR
1
0
0
98194
RUBICON PROJECT INC/THE
Common Stocks
78112V102
500
82207
SH
OTR
1
0
0
82207
STAAR SURGICAL CO
Common Stocks
852312305
450
13153
SH
OTR
1
0
0
13153
NEURONETICS INC
Common Stocks
64131A105
521
34150
SH
OTR
1
0
0
34150
TELADOC HEALTH INC
Common Stocks
87918A105
424
7624
SH
OTR
1
0
0
7624
PARETEUM CORP
Common Stocks
69946T207
465
102206
SH
OTR
1
0
0
102206
TRINET GROUP INC
Common Stocks
896288107
489
8180
SH
OTR
1
0
0
8180
TWILIO INC - A
Common Stocks
90138F102
628
4860
SH
OTR
1
0
0
4860
MONOTYPE IMAGING HOLDINGS IN
Common Stocks
61022P100
633
31833
SH
OTR
1
0
0
31833
UPLAND SOFTWARE INC
Common Stocks
91544A109
1230
29047
SH
OTR
1
0
0
29047
US CONCRETE INC
Common Stocks
90333L201
224
5398
SH
OTR
1
0
0
5398
VERICEL CORP
Common Stocks
92346J108
757
43234
SH
OTR
1
0
0
43234
VOCERA COMMUNICATIONS INC
Common Stocks
92857F107
676
21366
SH
OTR
1
0
0
21366
VERACYTE INC
Common Stocks
92337F107
909
36343
SH
OTR
1
0
0
36343
BOINGO WIRELESS INC
Common Stocks
09739C102
473
20307
SH
OTR
1
0
0
20307
ZEBRA TECHNOLOGIES CORP-CL A
Common Stocks
989207105
412
1968
SH
OTR
1
0
0
1968