0001604831-18-000002.txt : 20180213
0001604831-18-000002.hdr.sgml : 20180213
20180213134234
ACCESSION NUMBER: 0001604831-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
EFFECTIVENESS DATE: 20180213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Millrace Asset Group, Inc.
CENTRAL INDEX KEY: 0001604831
IRS NUMBER: 233096836
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16781
FILM NUMBER: 18601844
BUSINESS ADDRESS:
STREET 1: 1205 WESTLAKES DRIVE, SUITE 375
CITY: BERWYN
STATE: PA
ZIP: 19312
BUSINESS PHONE: 6102512821
MAIL ADDRESS:
STREET 1: 1205 WESTLAKES DRIVE, SUITE 375
CITY: BERWYN
STATE: PA
ZIP: 19312
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001604831
XXXXXXXX
12-31-2017
12-31-2017
Millrace Asset Group, Inc.
1205 WESTLAKES DRIVE, SUITE 375
BERWYN
PA
19312
13F HOLDINGS REPORT
028-16781
N
Daniel J. Hammond
CFO
6102512821
Daniel J. Hammond
Berwyn
PA
02-13-2018
1
122
104124
false
1
028-17474
Balter Liquid Alternatives, LLC
INFORMATION TABLE
2
13F_12_31_2017.xml
APPTIO INC - CLASS A
Common Stocks
03835C108
1513
64345
SH
SOLE
0
64345
0
0
AXOGEN INC
Common Stocks
05463X106
1401
49495
SH
SOLE
0
49495
0
0
BIOTELEMETRY INC
Common Stocks
090672106
1705
57036
SH
SOLE
0
57036
0
0
BLUE BIRD CORP
Common Stocks
095306106
1440
72367
SH
SOLE
0
72367
0
0
DMC GLOBAL INC
Common Stocks
23291C103
1398
55828
SH
SOLE
0
55828
0
0
BOVIE MEDICAL CORP
Common Stocks
10211F100
1065
409684
SH
SOLE
0
409684
0
0
BAOZUN INC-SPN ADR
Common Stocks
06684L103
721
22841
SH
SOLE
0
22841
0
0
CAI INTERNATIONAL INC
Common Stocks
12477X106
745
26298
SH
SOLE
0
26298
0
0
CALLIDUS SOFTWARE INC
Common Stocks
13123E500
1679
58609
SH
SOLE
0
58609
0
0
CALAMP CORP
Common Stocks
128126109
495
23121
SH
SOLE
0
23121
0
0
CARBONITE INC
Common Stocks
141337105
2675
106585
SH
SOLE
0
106585
0
0
CERUS CORP
Common Stocks
157085101
944
279436
SH
SOLE
0
279436
0
0
COLUMBIA BANKING SYSTEM INC
Common Stocks
197236102
1301
29952
SH
SOLE
0
29952
0
0
CALAVO GROWERS INC
Common Stocks
128246105
887
10504
SH
SOLE
0
10504
0
0
CYPRESS SEMICONDUCTOR CORP
Common Stocks
232806109
932
61137
SH
SOLE
0
61137
0
0
DIGI INTERNATIONAL INC
Common Stocks
253798102
1351
141417
SH
SOLE
0
141417
0
0
EBIX INC
Common Stocks
278715206
1602
20217
SH
SOLE
0
20217
0
0
ENDOLOGIX INC
Common Stocks
29266S106
473
88384
SH
SOLE
0
88384
0
0
EMCORE CORP
Common Stocks
290846203
569
88275
SH
SOLE
0
88275
0
0
ENZO BIOCHEM INC
Common Stocks
294100102
981
120308
SH
SOLE
0
120308
0
0
EXTREME NETWORKS INC
Common Stocks
30226D106
2309
184431
SH
SOLE
0
184431
0
0
FIVE9 INC
Common Stocks
338307101
1569
63069
SH
SOLE
0
63069
0
0
GLOBUS MEDICAL INC - A
Common Stocks
379577208
1264
30760
SH
SOLE
0
30760
0
0
HUDSON TECHNOLOGIES INC
Common Stocks
444144109
235
38673
SH
SOLE
0
38673
0
0
HARSCO CORP
Common Stocks
415864107
1780
95456
SH
SOLE
0
95456
0
0
INTEGRATED DEVICE TECH INC
Common Stocks
458118106
2654
89265
SH
SOLE
0
89265
0
0
II-VI INC
Common Stocks
902104108
1892
40305
SH
SOLE
0
40305
0
0
LUMENTUM HOLDINGS INC
Sponsored ADR
55024U109
307
6269
SH
SOLE
0
6269
0
0
LKQ CORP
Common Stocks
501889208
937
23032
SH
SOLE
0
23032
0
0
LIVEPERSON INC
Common Stocks
538146101
1310
113956
SH
SOLE
0
113956
0
0
ALLSCRIPTS HEALTHCARE SOLUTI
Common Stocks
01988P108
1200
82504
SH
SOLE
0
82504
0
0
MIMEDX GROUP INC
Common Stocks
602496101
1293
102533
SH
SOLE
0
102533
0
0
MGP INGREDIENTS INC
Common Stocks
55303J106
1021
13277
SH
SOLE
0
13277
0
0
MONOLITHIC POWER SYSTEMS INC
Common Stocks
609839105
971
8644
SH
SOLE
0
8644
0
0
MICROSEMI CORP
Common Stocks
595137100
1269
24570
SH
SOLE
0
24570
0
0
MATADOR RESOURCES CO
Common Stocks
576485205
1118
35924
SH
SOLE
0
35924
0
0
MYRIAD GENETICS INC
Common Stocks
62855J104
773
22513
SH
SOLE
0
22513
0
0
NEOGENOMICS INC
Common Stocks
64049M209
298
33634
SH
SOLE
0
33634
0
0
NN INC
Common Stocks
629337106
2049
74244
SH
SOLE
0
74244
0
0
QUANEX BUILDING PRODUCTS
Common Stocks
747619104
1398
59747
SH
SOLE
0
59747
0
0
OCLARO INC
Common Stocks
67555N206
416
61718
SH
SOLE
0
61718
0
0
UNIVERSAL DISPLAY CORP
Common Stocks
91347P105
798
4622
SH
SOLE
0
4622
0
0
ORBCOMM INC
Common Stocks
68555P100
1476
144947
SH
SOLE
0
144947
0
0
PROOFPOINT INC
Common Stocks
743424103
674
7586
SH
SOLE
0
7586
0
0
PLEXUS CORP
Common Stocks
729132100
1022
16834
SH
SOLE
0
16834
0
0
PERFICIENT INC
Common Stocks
71375U101
1853
97173
SH
SOLE
0
97173
0
0
QUANTA SERVICES INC
Common Stocks
74762E102
1867
47726
SH
SOLE
0
47726
0
0
QUANTUM CORP
Common Stocks
747906501
520
92410
SH
SOLE
0
92410
0
0
RIBBON COMMUNICATIONS INC
Common Stocks
762544104
1582
204594
SH
SOLE
0
204594
0
0
STAAR SURGICAL CO
Common Stocks
852312305
1135
73237
SH
SOLE
0
73237
0
0
SUMMIT MATERIALS INC -CL A
Common Stocks
86614U100
1578
50194
SH
SOLE
0
50194
0
0
DEL TACO RESTAURANTS INC
Common Stocks
245496104
1089
89892
SH
SOLE
0
89892
0
0
TUESDAY MORNING CORP
Common Stocks
899035505
1311
476900
SH
SOLE
0
476900
0
0
UPLAND SOFTWARE INC
Common Stocks
91544A109
1395
64409
SH
SOLE
0
64409
0
0
URBAN OUTFITTERS INC
Common Stocks
917047102
650
18527
SH
SOLE
0
18527
0
0
USA TECHNOLOGIES INC
Common Stocks
90328S500
1400
143635
SH
SOLE
0
143635
0
0
VONAGE HOLDINGS CORP
Common Stocks
92886T201
1591
156409
SH
SOLE
0
156409
0
0
WASTE CONNECTIONS INC
Common Stocks
94106B101
502
7071
SH
SOLE
0
7071
0
0
BOINGO WIRELESS INC
Common Stocks
09739C102
830
36895
SH
SOLE
0
36895
0
0
XPO LOGISTICS INC
Common Stocks
983793100
1554
16970
SH
SOLE
0
16970
0
0
ZEBRA TECHNOLOGIES CORP-CL A
Common Stocks
989207105
863
8316
SH
SOLE
0
8316
0
0
APPTIO INC - CLASS A
Common Stocks
03835C108
627
26655
SH
OTR
1
0
0
26655
AXOGEN INC
Common Stocks
05463X106
580
20505
SH
OTR
1
0
0
20505
BIOTELEMETRY INC
Common Stocks
090672106
706
23628
SH
OTR
1
0
0
23628
BLUE BIRD CORP
Common Stocks
095306106
597
29981
SH
OTR
1
0
0
29981
DMC GLOBAL INC
Common Stocks
23291C103
579
23127
SH
OTR
1
0
0
23127
BOVIE MEDICAL CORP
Common Stocks
10211F100
441
169716
SH
OTR
1
0
0
169716
BAOZUN INC-SPN ADR
Common Stocks
06684L103
299
9459
SH
OTR
1
0
0
9459
CAI INTERNATIONAL INC
Common Stocks
12477X106
308
10893
SH
OTR
1
0
0
10893
CALLIDUS SOFTWARE INC
Common Stocks
13123E500
696
24283
SH
OTR
1
0
0
24283
CALAMP CORP
Common Stocks
128126109
205
9577
SH
OTR
1
0
0
9577
CARBONITE INC
Common Stocks
141337105
1108
44151
SH
OTR
1
0
0
44151
CERUS CORP
Common Stocks
157085101
391
115766
SH
OTR
1
0
0
115766
COLUMBIA BANKING SYSTEM INC
Common Stocks
197236102
539
12403
SH
OTR
1
0
0
12403
CALAVO GROWERS INC
Common Stocks
128246105
367
4351
SH
OTR
1
0
0
4351
CYPRESS SEMICONDUCTOR CORP
Common Stocks
232806109
386
25327
SH
OTR
1
0
0
25327
DIGI INTERNATIONAL INC
Common Stocks
253798102
559
58583
SH
OTR
1
0
0
58583
EBIX INC
Common Stocks
278715206
664
8374
SH
OTR
1
0
0
8374
ENDOLOGIX INC
Common Stocks
29266S106
196
36616
SH
OTR
1
0
0
36616
EMCORE CORP
Common Stocks
290846203
236
36574
SH
OTR
1
0
0
36574
ENZO BIOCHEM INC
Common Stocks
294100102
406
49836
SH
OTR
1
0
0
49836
EXTREME NETWORKS INC
Common Stocks
30226D106
957
76409
SH
OTR
1
0
0
76409
FIVE9 INC
Common Stocks
338307101
650
26126
SH
OTR
1
0
0
26126
GLOBUS MEDICAL INC - A
Common Stocks
379577208
524
12740
SH
OTR
1
0
0
12740
HUDSON TECHNOLOGIES INC
Common Stocks
444144109
97
16017
SH
OTR
1
0
0
16017
HARSCO CORP
Common Stocks
415864107
737
39544
SH
OTR
1
0
0
39544
INTEGRATED DEVICE TECH INC
Common Stocks
458118106
1099
36981
SH
OTR
1
0
0
36981
II-VI INC
Common Stocks
902104108
784
16695
SH
OTR
1
0
0
16695
LUMENTUM HOLDINGS INC
Sponsored ADR
55024U109
127
2596
SH
OTR
1
0
0
2596
LKQ CORP
Common Stocks
501889208
388
9538
SH
OTR
1
0
0
9538
LIVEPERSON INC
Common Stocks
538146101
543
47204
SH
OTR
1
0
0
47204
ALLSCRIPTS HEALTHCARE SOLUTI
Common Stocks
01988P108
497
34171
SH
OTR
1
0
0
34171
MIMEDX GROUP INC
Common Stocks
602496101
536
42467
SH
OTR
1
0
0
42467
MGP INGREDIENTS INC
Common Stocks
55303J106
423
5501
SH
OTR
1
0
0
5501
MONOLITHIC POWER SYSTEMS INC
Common Stocks
609839105
402
3579
SH
OTR
1
0
0
3579
MICROSEMI CORP
Common Stocks
595137100
526
10177
SH
OTR
1
0
0
10177
MATADOR RESOURCES CO
Common Stocks
576485205
463
14882
SH
OTR
1
0
0
14882
MYRIAD GENETICS INC
Common Stocks
62855J104
320
9325
SH
OTR
1
0
0
9325
NEOGENOMICS INC
Common Stocks
64049M209
123
13934
SH
OTR
1
0
0
13934
NN INC
Common Stocks
629337106
849
30756
SH
OTR
1
0
0
30756
QUANEX BUILDING PRODUCTS
Common Stocks
747619104
579
24753
SH
OTR
1
0
0
24753
OCLARO INC
Common Stocks
67555N206
172
25569
SH
OTR
1
0
0
25569
UNIVERSAL DISPLAY CORP
Common Stocks
91347P105
331
1916
SH
OTR
1
0
0
1916
ORBCOMM INC
Common Stocks
68555P100
611
60053
SH
OTR
1
0
0
60053
PROOFPOINT INC
Common Stocks
743424103
279
3143
SH
OTR
1
0
0
3143
PLEXUS CORP
Common Stocks
729132100
423
6966
SH
OTR
1
0
0
6966
PERFICIENT INC
Common Stocks
71375U101
768
40253
SH
OTR
1
0
0
40253
QUANTA SERVICES INC
Common Stocks
74762E102
773
19774
SH
OTR
1
0
0
19774
QUANTUM CORP
Common Stocks
747906501
216
38285
SH
OTR
1
0
0
38285
RIBBON COMMUNICATIONS INC
Common Stocks
762544104
655
84750
SH
OTR
1
0
0
84750
STAAR SURGICAL CO
Common Stocks
852312305
470
30334
SH
OTR
1
0
0
30334
SUMMIT MATERIALS INC -CL A
Common Stocks
86614U100
653
20785
SH
OTR
1
0
0
20785
DEL TACO RESTAURANTS INC
Common Stocks
245496104
451
37242
SH
OTR
1
0
0
37242
TUESDAY MORNING CORP
Common Stocks
899035505
543
197581
SH
OTR
1
0
0
197581
UPLAND SOFTWARE INC
Common Stocks
91544A109
578
26684
SH
OTR
1
0
0
26684
URBAN OUTFITTERS INC
Common Stocks
917047102
269
7673
SH
OTR
1
0
0
7673
USA TECHNOLOGIES INC
Common Stocks
90328S500
580
59509
SH
OTR
1
0
0
59509
VONAGE HOLDINGS CORP
Common Stocks
92886T201
654
64349
SH
OTR
1
0
0
64349
WASTE CONNECTIONS INC
Common Stocks
94106B101
208
2929
SH
OTR
1
0
0
2929
BOINGO WIRELESS INC
Common Stocks
09739C102
344
15280
SH
OTR
1
0
0
15280
XPO LOGISTICS INC
Common Stocks
983793100
644
7030
SH
OTR
1
0
0
7030
ZEBRA TECHNOLOGIES CORP-CL A
Common Stocks
989207105
358
3446
SH
OTR
1
0
0
3446