0001602476-16-000006.txt : 20160512 0001602476-16-000006.hdr.sgml : 20160512 20160512100218 ACCESSION NUMBER: 0001602476-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lumbard & Kellner, LLC CENTRAL INDEX KEY: 0001602476 IRS NUMBER: 020438289 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16104 FILM NUMBER: 161642023 BUSINESS ADDRESS: STREET 1: 5 HUTCHINGS DRIVE CITY: HOLLIS STATE: NH ZIP: 03049 BUSINESS PHONE: 603-465-7700 MAIL ADDRESS: STREET 1: PO BOX 749 CITY: HOLLIS STATE: NH ZIP: 03049 FORMER COMPANY: FORMER CONFORMED NAME: Lumbard Investment Counseling, LLC DATE OF NAME CHANGE: 20140312 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001602476 XXXXXXXX 03-31-2016 03-31-2016 Lumbard & Kellner, LLC

PO BOX 749 HOLLIS NH 03049

13F HOLDINGS REPORT 028-16104 N Drew Kellner 6034657700 Drew Kellner Hollis NH 05-12-2016 0 83 136382 false INFORMATION TABLE 2 13F_03_31_16.xml ALPHABET INC CL C COMMON STOCK 02079K107 3454 4637 SH SOLE 3454 0 0 ALTRIA GROUP INC 9.700% 11/10/18 CORPORATE BONDS AND NOTES 02209SAD5 60 50000 SH SOLE 60 0 0 APPLIED MATERIALS INC COMMON STOCK 038222105 477 22500 SH SOLE 477 0 0 AT&T INC COMMON STOCK 00206R102 3985 101731 SH SOLE 3985 0 0 BANK OF AMER MTN 2.47057% 6/29/20 CORPORATE BONDS AND NOTES 06048WCQ1 102 100000 SH SOLE 102 0 0 BANK OF AMERICA CORP COMMON STOCK 060505104 176 13050 SH SOLE 176 0 0 BANK OF AMERICA MT 1.0642% 12/01/26 CORPORATE BONDS AND NOTES 5901886X1 843 991000 SH SOLE 843 0 0 BOMBARDIER INC CL B FOREIGN COMMON STOCK 097751200 1232 1232475 SH SOLE 1232 0 0 BROADCOM LTD FOREIGN COMMON STOCK Y09827109 849 5495 SH SOLE 849 0 0 CITIGROUP INC 0.96416% 8/25/36 CORPORATE BONDS AND NOTES 172967DS7 388 600000 SH SOLE 388 0 0 CITIGROUP INC MTN 3.000% 12/15/20 CORPORATE BONDS AND NOTES 1730T0LD9 301 300000 SH SOLE 301 0 0 COLUMBIA PIPELINE GROUP W I COMMON STOCK 198280109 301 12000 SH SOLE 301 0 0 COMCAST CORP CLASS A COMMON STOCK 20030N101 441 7221 SH SOLE 441 0 0 CONSTELLATION BRANDS 7.250% 9/01/16 CORPORATE BONDS AND NOTES 21036PAD0 51 50000 SH SOLE 51 0 0 CORNING INC COMMON STOCK 219350105 4853 232331 SH SOLE 4853 0 0 CYNOSURE INC CL A COMMON STOCK 232577205 1333 30205 SH SOLE 1333 0 0 ELI LILLY CO COMMON STOCK 532457108 429 5955 SH SOLE 429 0 0 ENERGY TRANSFER 3.36889% 11/01/66 CORPORATE BONDS AND NOTES 29273RBA6 1135 1992000 SH SOLE 1135 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 740 8856 SH SOLE 740 0 0 F M C CORPORATION COMMON STOCK 302491303 3746 92780 SH SOLE 3746 0 0 FED EX CORP COMMON STOCK 31428X106 4680 28760 SH SOLE 4680 0 0 FIRST AMER GOVT OBLIG FUND CL Y SHORT TERM FDS-TAXABLE (ACM) 31846V203 6381 6380935 SH SOLE 6381 0 0 FIRST MD CAP I 0.07833% 1/15/27 CORPORATE BONDS AND NOTES 320808AD0 848 1042000 SH SOLE 848 0 0 FIRST RESOURCES LTD FOREIGN COMMON STOCK B2927P4 1472 981100 SH SOLE 1472 0 0 FORD MOTOR CO COMMON STOCK 345370860 1897 140544 SH SOLE 1897 0 0 FORD MOTOR MTN 4.200% 9/20/25 CORPORATE BONDS AND NOTES 34540TJX1 25 25000 SH SOLE 25 0 0 GENERAL ELECTRIC CO COMMON STOCK 369604103 531 16700 SH SOLE 531 0 0 GENERAL MOTORS CO COMMON STOCK 37045V100 1353 43036 SH SOLE 1353 0 0 GOLDMAN SACHS GR MTN 3.250% 8/15/18 CORPORATE BONDS AND NOTES 38141EE96 41 40000 SH SOLE 41 0 0 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 3057 19475 SH SOLE 3057 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 606 5408 SH SOLE 606 0 0 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 2221 232825 SH SOLE 2221 0 0 IMMUNOGEN INC COMMON STOCK 45253H101 1434 168315 SH SOLE 1434 0 0 INGRAM MICRO INC 4.950% 12/15/24 CORPORATE BONDS AND NOTES 457153AG9 88 90000 SH SOLE 88 0 0 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 3982 26294 SH SOLE 3982 0 0 ISHARES MSCI POLAND CAPPED INVST ETF CLOSED END MUTUAL FUND EQUITY 46429B606 4034 199450 SH SOLE 4034 0 0 KEYCORP COMMON STOCK 493267108 2012 182260 SH SOLE 2012 0 0 KEYCORP CAPITAL 1 1.3522% 7/01/28 CORPORATE BONDS AND NOTES 49326MAA3 603 751000 SH SOLE 603 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 269 2000 SH SOLE 269 0 0 KOHLS CORPORATION 4.250% 7/17/25 CORPORATE BONDS AND NOTES 500255AU8 49 50000 SH SOLE 49 0 0 KRATON PERFORMANCE POLYMERS COMMON STOCK 50077C106 2352 135975 SH SOLE 2352 0 0 MANUF & TRADERS 5.585% 12/28/20 CORPORATE BONDS AND NOTES 564759PS1 196 201000 SH SOLE 196 0 0 MASSACHUSETTS ST SER 3.000% 12/01/23 MUNI BDS-FIXED NON TAXABLE 57582PD31 53 50000 SH SOLE 53 0 0 MATTHEWS ASIA DIVIDEND INS MUTUAL FUNDS - EQUITY 577130750 7230 459905 SH SOLE 7230 0 0 MATTHEWS ASIA SCIENCE AND TECHNOLOGY MUTUAL FUNDS - EQUITY 577125859 3100 268370 SH SOLE 3100 0 0 MATTHEWS INDIA FUND INSTITUTIONAL MUTUAL FUNDS - EQUITY 577130768 3719 146132 SH SOLE 3719 0 0 MELLON CAP IV 6.244% 6/29/49 CORPORATE BONDS AND NOTES 58551TAA5 703 947000 SH SOLE 703 0 0 MERCK AND CO INC COMMON STOCK 58933Y105 311 5880 SH SOLE 311 0 0 METLIFE INC COMMON STOCK 59156R108 5574 126865 SH SOLE 5574 0 0 MEXICO EQUITY & INCOME FD CLOSED END MUTUAL FUND EQUITY 592834105 217 19386 SH SOLE 217 0 0 MICROSOFT CORP COMMON STOCK 594918104 3707 67115 SH SOLE 3707 0 0 MILTON MA REF 2.000% 1/15/19 MUNI BDS-FIXED NON TAXABLE 602006RL4 52 50000 SH SOLE 52 0 0 MITSUBISHI HVY IND FOREIGN COMMON STOCK 6597067 1291 347125 SH SOLE 1291 0 0 MORGAN STANLEY MTN 2.750% 4/16/19 CORPORATE BONDS AND NOTES 61760QAY0 1212 1195000 SH SOLE 1212 0 0 MORGAN STANLEY MTN 3.500% 9/30/17 CORPORATE BONDS AND NOTES 61745EM99 1417 1385000 SH SOLE 1417 0 0 NISOURCE INC COMMON STOCK 65473P105 283 12000 SH SOLE 283 0 0 NTC CAPITAL II 0.82174% 4/15/27 CORPORATE BONDS AND NOTES 629398AA6 610 758000 SH SOLE 610 0 0 PENNSYLVANIA ST 5.000% 7/01/18 MUNI BDS-FIXED NON TAXABLE 70914PLA8 27 25000 SH SOLE 27 0 0 PEPSICO INC COMMON STOCK 713448108 302 2950 SH SOLE 302 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 422 4300 SH SOLE 422 0 0 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 5351 74093 SH SOLE 5351 0 0 REGIONS FINL CORP COMMON STOCK 7591EP100 2366 301350 SH SOLE 2366 0 0 SINGAPORE TELECOMMUNICATNS A D R FOREIGN COMMON STOCK 82929R304 3564 125860 SH SOLE 3564 0 0 SLM CORP MTN 8.450% 6/15/18 CORPORATE BONDS AND NOTES 78442FEH7 107 100000 SH SOLE 107 0 0 SOUTHBOROUGH MA REF 4.000% 6/01/20 MUNI BDS-FIXED NON TAXABLE 841229LM7 56 50000 SH SOLE 56 0 0 SPRINT NEXTEL CORP 6.000% 12/01/16 CORPORATE BONDS AND NOTES 852061AD2 30 30000 SH SOLE 30 0 0 STATE STREET CAP 1.38875% 6/15/37 CORPORATE BONDS AND NOTES 85748DAA7 1367 1870000 SH SOLE 1367 0 0 SUNTRUST CAPITAL 1.14937% 3/15/28 CORPORATE BONDS AND NOTES 86788LAA8 168 219000 SH SOLE 168 0 0 TEXAS A M UNIV REVS 5.000% 5/15/18 MUNI BDS-FIXED NON TAXABLE 882135T71 27 25000 SH SOLE 27 0 0 TOYOTA MTR CORP A D R FOREIGN COMMON STOCK 892331307 1806 16985 SH SOLE 1806 0 0 TYSON FOODS INC 6.600% 4/01/16 CORPORATE BONDS AND NOTES 902494AN3 35 35000 SH SOLE 35 0 0 TYSON FOODS INC CL A COMMON STOCK 902494103 5893 88410 SH SOLE 5893 0 0 U S TREAS BDS 8.125% 8/15/19 US TREASURY BONDS & NOTES 912810ED6 12 10000 SH SOLE 12 0 0 UNIV OF MA 5.000% 5/01/16 MUNI BDS-FIXED NON TAXABLE 914440HN5 50 50000 SH SOLE 50 0 0 UNIV OF MICHIGAN MI 5.000% 4/01/16 MUNI BDS-FIXED NON TAXABLE 914455GV6 40 40000 SH SOLE 40 0 0 US BANK CAPITAL IX 3.57778% 4/15/49 CORPORATE BONDS AND NOTES 91731KAA8 1090 1473000 SH SOLE 1090 0 0 US STEEL CORP 7.000% 2/01/18 CORPORATE BONDS AND NOTES 912656AG0 45 50000 SH SOLE 45 0 0 VANGUARD FTSE EMERGING MARKETS ETF CLOSED END MUTUAL FUND EQUITY 922042858 3292 95190 SH SOLE 3292 0 0 VANGUARD TOTAL STOCK MKT ETF CLOSED END MUTUAL FUND EQUITY 922908769 12542 119655 SH SOLE 12542 0 0 WAL MART STORES INC COMMON STOCK 931142103 5176 75570 SH SOLE 5176 0 0 WELLS FARGO MTN 3.500% 3/08/22 CORPORATE BONDS AND NOTES 94974BFC9 53 50000 SH SOLE 53 0 0 WESTWOOD MA REF 4.000% 6/01/19 MUNI BDS-FIXED NON TAXABLE 961777XD6 55 50000 SH SOLE 55 0 0