SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DRINKHALL CRAIG M

(Last) (First) (Middle)
C/O LUMOS NETWORKS CORP.
ONE LUMOS PLAZA

(Street)
WAYNESBORO VA 22980

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/05/2014
3. Issuer Name and Ticker or Trading Symbol
Lumos Networks Corp. [ LMOS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Technology Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, Par Value $0.01 Per Share 32,961(1) D
Common Stock, Par Value $0.01 Per Share 629.61 I By 401(k) plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 01/08/2024 Common Stock 17,500 $20.58 D
Stock Option (Right to Buy) (3) 03/01/2023 Common Stock 36,942 $11.31 D
Stock Option (Right to Buy) (4) 02/06/2022 Common Stock 9,706 $16.21 D
Explanation of Responses:
1. Includes 28,801 shares of restricted stock that vest as follows: 3,121 shares on February 6, 2015, 6,060 shares on March 1, 2016, 7,500 shares on January 8, 2017, 6,060 shares on March 1, 2017 and 6,060 shares on March 1, 2018.
2. Options vest 25% on January 8th in each of the years 2015 through 2018.
3. 50% of the options are fully vested and currently exercisable and the remaining options vest as follows: 20% on March 1, 2015 and 10% on March 1st in each of the years 2016 through 2018.
4. Options vest 25% on February 6th in each of the years 2013 through 2016.
/s/ Craig M. Drinkhall 03/14/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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