Chief Compliance Officer

0001602020-20-000002.txt : 20200507 0001602020-20-000002.hdr.sgml : 20200507 20200506174135 ACCESSION NUMBER: 0001602020-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200506 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Anfield Capital Management, LLC CENTRAL INDEX KEY: 0001602020 IRS NUMBER: 274782738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18040 FILM NUMBER: 20853825 BUSINESS ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-891-0600 MAIL ADDRESS: STREET 1: 4041 MACARTHUR BOULEVARD, SUITE 155 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001602020 XXXXXXXX 03-31-2020 03-31-2020 Anfield Capital Management, LLC

4041 MACARTHUR BOULEVARD, SUITE 155 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-18040 N Jon Wieman Chief Compliance Officer 949-891-0600 Jon Wieman Redondo Beach CA 05-06-2020 0 109 172346 false INFORMATION TABLE 2 Anfield_13F_033120.xml ANFIELD CAPITAL MANAGEMENT, LLC 13F FOR 3/31/20 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 1687 7594 SH DFND 0 0 7594 ALLIANZGI EQUITY & CONV INCO COM 018829101 874 46970 SH DFND 0 0 46970 AMAZON COM INC COM 023135106 238 122 SH DFND 0 0 122 AMGEN INC COM 031162100 484 2385 SH DFND 0 0 2385 AMPLIFY ETF TR HIGH INCOME 032108847 727 56944 SH DFND 0 0 56944 APPLE INC COM 037833100 547 2151 SH DFND 0 0 2151 CHEVRON CORP NEW COM 166764100 308 4256 SH DFND 0 0 4256 COCA COLA CO COM 191216100 424 9573 SH DFND 0 0 9573 COLGATE PALMOLIVE CO COM 194162103 401 6037 SH DFND 0 0 6037 HOME DEPOT INC COM 437076102 486 2601 SH DFND 0 0 2601 HONEYWELL INTL INC COM 438516106 287 2144 SH DFND 0 0 2144 INTEL CORP COM 458140100 617 11394 SH DFND 0 0 11394 ISHARES TR RUS MD CP GR ETF 464287481 10259 84375 SH DFND 0 0 84375 ISHARES TR RUS 1000 VAL ETF 464287598 1514 15268 SH DFND 0 0 15268 ISHARES TR RUS 1000 GRW ETF 464287614 3932 26101 SH DFND 0 0 26101 ISHARES TR CORE S&P SCP ETF 464287804 4970 88581 SH DFND 0 0 88581 ISHARES TR EUROPE ETF 464287861 235 6652 SH DFND 0 0 6652 ISHARES TR JPMORGAN USD EMG 464288281 217 2244 SH DFND 0 0 2244 ISHARES TR INTRM GOV CR ETF 464288612 889 7753 SH DFND 0 0 7753 JOHNSON & JOHNSON COM 478160104 1114 8492 SH DFND 0 0 8492 LOCKHEED MARTIN CORP COM 539830109 471 1391 SH DFND 0 0 1391 MCDONALDS CORP COM 580135101 425 2569 SH DFND 0 0 2569 MICROSOFT CORP COM 594918104 928 5886 SH DFND 0 0 5886 MONDELEZ INTL INC CL A 609207105 451 8996 SH DFND 0 0 8996 PEPSICO INC COM 713448108 516 4295 SH DFND 0 0 4295 PROCTER & GAMBLE CO COM 742718109 644 5851 SH DFND 0 0 5851 QUALCOMM INC COM 747525103 555 8207 SH DFND 0 0 8207 SOUTHERN CO COM 842587107 482 8899 SH DFND 0 0 8899 TEXAS INSTRS INC COM 882508104 407 4072 SH DFND 0 0 4072 UNITED PARCEL SERVICE INC CL B 911312106 384 4109 SH DFND 0 0 4109 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 679 9599 SH DFND 0 0 9599 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 744 22174 SH DFND 0 0 22174 VANGUARD INDEX FDS SM CP VAL ETF 922908611 298 3351 SH DFND 0 0 3351 VANGUARD INDEX FDS MID CAP ETF 922908629 356 2704 SH DFND 0 0 2704 VANGUARD INDEX FDS SMALL CP ETF 922908751 267 2312 SH DFND 0 0 2312 INVESCO QQQ TR UNIT SER 1 46090E103 223 1171 SH DFND 0 0 1171 TARGET CORP COM 87612E106 447 4803 SH DFND 0 0 4803 AT&T INC COM 00206R102 334 11468 SH DFND 0 0 11468 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 317 11000 SH DFND 0 0 11000 ARES CAPITAL CORP COM 04010L103 113 10487 SH DFND 0 0 10487 ARES CAPITAL CORP COM 04010L103 1298 120437 SH DFND 0 0 120437 ARROW ETF TR ARROW DJ GLB YLD 04273H104 577 60641 SH DFND 0 0 60641 BLACKROCK FLOATING RATE INCO COM 09255X100 153 15330 SH DFND 0 0 15330 BLACKSTONE GROUP INC COM CL A 09260D107 3414 74922 SH DFND 0 0 74922 CISCO SYS INC COM 17275R102 468 11917 SH DFND 0 0 11917 COMCAST CORP NEW CL A 20030N101 395 11475 SH DFND 0 0 11475 CREDIT SUISSE AG NASSAU BRH INVRS VIX MDTERM 22542D829 313 9476 SH DFND 0 0 9476 CRONOS GROUP INC COM 22717L101 62 11000 SH DFND 0 0 11000 DUKE ENERGY CORP NEW COM NEW 26441C204 484 5987 SH DFND 0 0 5987 EATON VANCE TX MNG BY WRT OP COM 27828Y108 3278 271840 SH DFND 0 0 271840 EXELON CORP COM 30161N101 386 10483 SH DFND 0 0 10483 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 941 17263 SH DFND 0 0 17263 FIRST TR ENERGY INFRASTRCTR COM 33738C103 579 64422 SH DFND 0 0 64422 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 1066 28448 SH DFND 0 0 28448 GENERAL MTRS CO COM 37045V100 260 12499 SH DFND 0 0 12499 GOLUB CAP BDC INC COM 38173M102 1381 109945 SH DFND 0 0 109945 HANCOCK JOHN PFD INCOME FD I COM 41021P103 2734 200180 SH DFND 0 0 200180 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 934 32793 SH DFND 0 0 32793 INDEXIQ ETF TR US RL EST SMCP 45409B628 598 37617 SH DFND 0 0 37617 INNOVATIVE INDL PPTYS INC COM 45781V101 245 3233 SH DFND 0 0 3233 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 781 46711 SH DFND 0 0 46711 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 931 20031 SH DFND 0 0 20031 INVESCO EXCHANGE-TRADED FD T S&P500 LOW VOL 46138E354 347 7389 SH DFND 0 0 7389 INVESCO EXCHANGE-TRADED FD T FNDMNTL HY CRP 46138E719 4714 284320 SH DFND 0 0 284320 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 346 16900 SH DFND 0 0 16900 ISHARES TR USA SIZE FACTOR 46432F370 754 10570 SH DFND 0 0 10570 ISHARES TR ESG 1 5 YR USD 46435G243 877 35186 SH DFND 0 0 35186 ISHARES TR MORTGE REL ETF 46435G342 611 32659 SH DFND 0 0 32659 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 7477 150525 SH DFND 0 0 150525 KINDER MORGAN INC DEL COM 49456B101 367 26381 SH DFND 0 0 26381 MAIN STR CAP CORP COM 56035L104 1065 51902 SH DFND 0 0 51902 MERCK & CO. INC COM 58933Y105 557 7243 SH DFND 0 0 7243 NEUBERGER BERMAN REAL ESTATE COM 64190A103 78 25109 SH DFND 0 0 25109 NEUBERGER BERMAN REAL ESTATE COM 64190A103 1309 436402 SH DFND 0 0 436402 NEXTERA ENERGY INC COM 65339F101 593 2464 SH DFND 0 0 2464 ONE STOP SYS INC COM 68247W109 779 541249 SH DFND 0 0 541249 PIMCO CORPORATE & INCOME STR COM 72200U100 727 54505 SH DFND 0 0 54505 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 237 2389 SH DFND 0 0 2389 PIMCO ETF TR ACTIVE BD ETF 72201R775 673 6342 SH DFND 0 0 6342 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 8084 81670 SH DFND 0 0 81670 PIMCO INCOME OPPORTUNITY FD COM 72202B100 752 37205 SH DFND 0 0 37205 PROSHARES TR LONG ONLINE SHRT 74347B375 557 9929 SH DFND 0 0 9929 SPDR S&P 500 ETF TR TR UNIT 78462F103 12652 49086 SH DFND 0 0 49086 SPDR S&P 500 ETF TR TR UNIT 78462F103 4034 15651 SH DFND 0 0 15651 SPDR GOLD TRUST GOLD SHS 78463V107 424 2866 SH DFND 0 0 2866 SPDR SER TR BLMBRG BRC CNVRT 78464A359 911 19033 SH DFND 0 0 19033 SPDR SER TR S&P DIVID ETF 78464A763 853 10680 SH DFND 0 0 10680 SPDR SER TR SPDR BLOOMBERG 78468R663 706 7700 SH DFND 0 0 7700 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3414 38537 SH DFND 0 0 38537 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1515 17104 SH DFND 0 0 17104 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3379 62027 SH DFND 0 0 62027 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1327 24369 SH DFND 0 0 24369 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 538 5485 SH DFND 0 0 5485 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 913 9312 SH DFND 0 0 9312 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1423 68368 SH DFND 0 0 68368 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4238 52730 SH DFND 0 0 52730 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1972 24534 SH DFND 0 0 24534 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1415 31990 SH DFND 0 0 31990 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 955 21595 SH DFND 0 0 21595 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 497 16048 SH DFND 0 0 16048 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 501 9047 SH DFND 0 0 9047 SHOPIFY INC CL A 82509L107 208 500 SH DFND 0 0 500 TWO RDS SHARED TR ANFIELD CAP DI 90213U115 23523 3249081 SH DFND 0 0 3249081 TWO RDS SHARED TR AFFINITY WORLD 90214Q105 1060 62189 SH DFND 0 0 62189 TWO RDS SHARED TR ANFIELD US EQU 90214Q733 5644 678314 SH DFND 0 0 678314 TWO RDS SHARED TR ANFIELD UNVL ETF 90214Q766 5836 602222 SH DFND 0 0 602222 VERIZON COMMUNICATIONS INC COM 92343V104 523 9734 SH DFND 0 0 9734 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2034 48259 SH DFND 0 0 48259 MEDTRONIC PLC SHS G5960L103 418 4631 SH DFND 0 0 4631