0001214659-15-003933.txt : 20150514 0001214659-15-003933.hdr.sgml : 20150514 20150514090237 ACCESSION NUMBER: 0001214659-15-003933 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BECK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001601904 IRS NUMBER: 271940430 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16099 FILM NUMBER: 15860506 BUSINESS ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-345-6789 MAIL ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601904 XXXXXXXX 03-31-2015 03-31-2015 false BECK CAPITAL MANAGEMENT, LLC

2009 S. Capital Of Texas Hwy. Ste 200 Austin TX 78746

13F HOLDINGS REPORT 028-16099 N James Franklin Beck 512-345-6789 James Franklin Beck Austin TX 04-23-2015 0 143 174882 INFORMATION TABLE 2 infotable.xml AMERICAN RLTY CAP PPTYS INC COM ISIN #US02917T1043 SEDOL #B4KS9Q0 Equity 02917T104 6633 673373 SH SOLE 0 0 673373 APPLE INC Equity 037833100 6207 49884 SH SOLE 0 0 49884 DISNEY WALT CO Equity 037833100 6050 57682 SH SOLE 0 0 57682 PALO ALTO NETWORKS INC COM USD0.0001 Equity 697435105 4981 34099 SH SOLE 0 0 34099 ASTROTECH CORP COM ISIN #US0464841016 SEDOL #2807793 Equity 046484101 4785 1561088 SH SOLE 0 0 1561088 FACEBOOK INC COM USD0.000006 CL A Equity 477143101 4559 55454 SH SOLE 0 0 55454 HAIN CELESTIAL GROUP INC Equity 405217100 4420 68994 SH SOLE 0 0 68994 WHITEWAVE FOODS CO COM ISIN #US9662441057 SEDOL #B834PQ5 Equity 966244105 3985 89871 SH SOLE 0 0 89871 YAHOO INC Equity 984332106 3942 88707 SH SOLE 0 0 88707 WAL-MART STORES INC COM ISIN #US9311421039 SEDOL #2936921 Equity 931142103 3658 44475 SH SOLE 0 0 44475 AMERICAN AIRLINES GROUP INC COM USD1 Equity 02376R102 3568 67606 SH SOLE 0 0 67606 BOEING CO Equity 097023105 3538 23574 SH SOLE 0 0 23574 JETBLUE AWYS CORP Equity 477143101 3521 182954 SH SOLE 0 0 182954 WISDOMTREE TR EUROPE HEDGED EQ Equity 97717X701 3508 53041 SH SOLE 0 0 53041 AMERICAN INTL GROUP INC COM NEW Equity 026874784 3077 56164 SH SOLE 0 0 56164 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECHNOLOGY INDEX FD Equity 33733E203 3043 25744 SH SOLE 0 0 25744 ISHARES CORE S&P 500 ETF Equity 464287200 2733 13153 SH SOLE 0 0 13153 NEXTERA ENERGY INC COM Equity 65339F101 2705 26000 SH SOLE 0 0 26000 CITIGROUP INC COM NEW Equity 172967424 2702 52446 SH SOLE 0 0 52446 DELTA AIR LINES INC DEL COM NEW Equity 247361702 2594 57695 SH SOLE 0 0 57695 ISHARES NASDAQ BIOTECHNOLOGY ETF Equity 464287556 2574 7494 SH SOLE 0 0 7494 FIREEYE INC COM USD0.0001 Equity 30303M102 2551 64999 SH SOLE 0 0 64999 GUGGENHEIM S&P 500 EQUAL WEIGHT TECHNOLOGY ETF Equity 78355W817 2536 27598 SH SOLE 0 0 27598 FORTINET INC COM USD0.001 Equity 34959E109 2527 72306 SH SOLE 0 0 72306 ISHARES RUSSELL 3000 ETF Equity 464287689 2445 19743 SH SOLE 0 0 19743 FACTORSHARES TR ISE CYBER SEC ISIN #US30304R4074 SEDOL #BSM5SV5 Equity 30304R407 2431 86901 SH SOLE 0 0 86901 SOUTHWEST AIRLNS CO Equity 844741108 2425 54749 SH SOLE 0 0 54749 FORD MTR CO DEL COM Equity 345370860 2101 130226 SH SOLE 0 0 130226 HANESBRANDS INC COM Equity 410345102 2007 59894 SH SOLE 0 0 59894 CHECK POINT SOFTWARE TECHNOLOGIES ORD ILS0.01 Equity M22465104 1966 23990 SH SOLE 0 0 23990 POWERSHARES ETF TRADED FD TR ISIN #US73935X5757 SEDOL #B0QRNK5 Equity 73935X575 1854 74466 SH SOLE 0 0 74466 INDIA FD INC COM ISIN #US4540891037 SEDOL #2445115 Equity 454089103 1791 63325 SH SOLE 0 0 63325 POWERSHARES EXCH TRADED FD TST II S&P 500 LOW VOLATILITY PORT Equity 73937B779 1785 47070 SH SOLE 0 0 47070 ELLINGTON FINL LLC COM Equity 288522303 1767 88758 SH SOLE 0 0 88758 FIRST TR EXCHANGE TRADED FD II HEALTH CARE ALPHADEX FD ANNUAL Equity 33734X143 1756 26205 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0 13364 GOOGLE INC CL C Equity 38259P706 1165 2126 SH SOLE 0 0 2126 UNITEDHEALTH GROUP Equity 91324P102 1153 9748 SH SOLE 0 0 9748 HOME DEPOT INC COM ISIN #US4370761029 SEDOL #2434209 Equity 40416M105 1147 10096 SH SOLE 0 0 10096 FIRST TR EXCHANGE TRADED FD II INDLS PROD DURABL ALPHADEX FD ANNUAL Equity 33734X150 1010 32431 SH SOLE 0 0 32431 WALGREENS BOOTS ALLIANCE INC COM ISIN #US9314271084 SEDOL #BTN1Y44 Equity 931427108 1010 11929 SH SOLE 0 0 11929 RCS CAP CORP COM CL A ISIN #US74937W1027 SEDOL #BB2CZJ4 Equity 74937W102 1009 94855 SH SOLE 0 0 94855 SPDR SER TR S&P REGL BKG ETF Equity 78464A698 979 23978 SH SOLE 0 0 23978 D R HORTON INC COM ISIN #US23331A1097 SEDOL #2250687 Equity 23331A109 964 33866 SH SOLE 0 0 33866 VEOLIA ENVIRONNEMENT SPONSORED ADR ISIN #US92334N1037 SEDOL #2803597 Equity 92334N103 873 46152 SH SOLE 0 0 46152 AMAZON.COM INC Equity 023135106 805 2166 SH SOLE 0 0 2166 TJX COS INC NEW COM ISIN #US8725401090 SEDOL #2989301 Equity 872540109 766 10940 SH SOLE 0 0 10940 VISA INC COM CL A Equity 92826C839 742 11355 SH SOLE 0 0 11355 CORENERGY INFRASTRUCTURE TR INC COM Equity 21870U205 733 105808 SH SOLE 0 0 105808 FIDELITY MSCI CONSUMER STAPLES INDEX ETF ISIN #US3160923039 SEDOL #BFG1ZT5 Equity 316092303 714 24171 SH SOLE 0 0 24171 WESTERN DIGITAL CORP DEL Equity 958102105 711 7816 SH SOLE 0 0 7816 WISDOMTREE TRUST JAPAN HEDGE EQT ISIN #US97717W8516 SEDOL #B17FKC6 Equity 97717W851 711 12900 SH SOLE 0 0 12900 DOLLAR GEN CORP NEW COM ISIN #US2566771059 SEDOL #B5B1S13 Equity 256677105 704 9338 SH SOLE 0 0 9338 PHILLIPS 66 COM Equity 718546104 697 8870 SH SOLE 0 0 8870 FIRST TR ISE WTR INDEX FD Equity 33733B100 694 21969 SH SOLE 0 0 21969 FIRST TR MORNINGSTAR DIVID LEADERS INDEX FD SHS Equity 336917109 694 29835 SH SOLE 0 0 29835 EXACT SCIENCES CORP Equity 30063P105 691 31388 SH SOLE 0 0 31388 GILEAD SCIENCES INC Equity 375558103 676 6885 SH SOLE 0 0 6885 ENTERPRISE PRODUCTS PPTNS LP Equity 293792107 673 20452 SH SOLE 0 0 20452 ISHARES U S FINANCIALS ETF Equity 464287788 608 6829 SH SOLE 0 0 6829 JPMORGAN CHASE & CO Equity 46625H100 591 9757 SH SOLE 0 0 9757 ISHARES US REGIONAL BANKS ETF Equity 464288778 583 16722 SH SOLE 0 0 16722 XEROX CORP Equity 984121103 576 44834 SH SOLE 0 0 44834 3M COMPANY Equity 88579Y101 572 3469 SH SOLE 0 0 3469 FEDEX CORP COM ISIN #US31428X1063 SEDOL #2142784 Equity 31428X106 571 3450 SH SOLE 0 0 3450 SYSCO CORP Equity 871829107 540 14320 SH SOLE 0 0 14320 TARGET CORP COM ISIN #US87612E1064 SEDOL #2259101 Equity 876568502 535 6517 SH SOLE 0 0 6517 WISDOMTREE TR LARGECAP DIVID FD ISIN #US97717W3079 SEDOL #B17FFW1 Equity 97717W307 535 7300 SH SOLE 0 0 7300 ISHARES NORTH AMERICAN TECH ETF Equity 464287549 530 5143 SH SOLE 0 0 5143 LOWES COS INC COM ISIN #US5486611073 SEDOL #2536763 Equity 548661107 502 6750 SH SOLE 0 0 6750 BLACKSTONE GROUP L P COM UNIT REPSTG Equity 09253U108 495 12716 SH SOLE 0 0 12716 MACYS INC COM ISIN #US55616P1049 SEDOL #2345022 Equity 55616P104 490 7550 SH SOLE 0 0 7550 AMERICAN TOWER CORPORATION ISIN #US03027X1000 SEDOL #B7FBFL2 Equity 03027X100 487 5175 SH SOLE 0 0 5175 VANGUARD SPECIALIZED PORTFOLIOS DIV APPRECIATION INDEX FD VIPER SHS Equity 921908844 487 6050 SH SOLE 0 0 6050 GENERAL ELECTRIC CO Equity 369604103 483 19475 SH SOLE 0 0 19475 ADVISORSHARES TRUST TRIMTABS FLOAT SHRINK ETF ISIN #US00768Y8185 SEDOL #B72VD55 Equity 00768Y818 473 8228 SH SOLE 0 0 8228 MICROSOFT CORP Equity 594918104 473 11644 SH SOLE 0 0 11644 ARES CAPITAL CORP COM STK USD0.001 Equity 04010L103 472 27483 SH SOLE 0 0 27483 COMCAST CORP NEW CL A Equity 20030N101 458 8107 SH SOLE 0 0 8107 MARKET VECTORS ETF TRUST RETAIL ETF Equity 57060U225 453 5853 SH SOLE 0 0 5853 KIMBERLY CLARK CORP Equity 494368103 441 4116 SH SOLE 0 0 4116 ABBVIE INC COM USD0.01 Equity 00287Y109 425 7268 SH SOLE 0 0 7268 KKR & CO L P DEL COM UNITS Equity 48248M102 414 18172 SH SOLE 0 0 18172 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC PHARMACEUTICALS PORTFOLIO Equity 73935X799 408 5345 SH SOLE 0 0 5345 ROSS STORES INC COM ISIN #US7782961038 SEDOL #2746711 Equity 778296103 393 3730 SH SOLE 0 0 3730 VANGUARD SECTOR INDEX FDS VANGUARD CONSUMER DISCRETIONARY VIPERS Equity 92204A108 385 3142 SH SOLE 0 0 3142 PEPSICO INC Equity 713448108 377 3941 SH SOLE 0 0 3941 MAGELLAN MIDSTREAM PARTNERS LP Equity 559080106 373 4862 SH SOLE 0 0 4862 DELPHI AUTOMOTIVE PLC COM USD0.01 Equity G27823106 366 4590 SH SOLE 0 0 4590 BLOCK H & R INC Equity 093671105 358 11165 SH SOLE 0 0 11165 KINDER MORGAN INC DELAWARE COM USD0.01 Equity 49456B101 355 8442 SH SOLE 0 0 8442 TATA MOTORS LIMITED ADR EA REP 5 ORD INR2 Equity 876568502 339 7525 SH SOLE 0 0 7525 PROSPECT CAP CORP Equity 74348T102 337 39875 SH SOLE 0 0 39875 JOHNSON & JOHNSON Equity 478160104 333 3311 SH SOLE 0 0 3311 CAMBRIA ETF TRUST SHAREHOLDER YIELD ETF Equity 132061201 319 10045 SH SOLE 0 0 10045 BAIDU INC SPON ADR REP A ISIN #US0567521085 SEDOL #B0FXT17 Equity 056752108 318 1525 SH SOLE 0 0 1525 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ISIN #US3160928087 SEDOL #BFWLBM4 Equity 316092808 307 9572 SH SOLE 0 0 9572 STARBUCKS CORP Equity 855244109 304 3206 SH SOLE 0 0 3206 GUGGENHEIM SPINOFF ETF Equity 18383M605 301 6340 SH SOLE 0 0 6340 TARGA RES PARTNERS LP COM UNIT LTD Equity 87611X105 301 7275 SH SOLE 0 0 7275 FMC CORP NEW Equity 302491303 296 5170 SH SOLE 0 0 5170 INTL BUSINESS MACH Equity 459200101 290 1805 SH SOLE 0 0 1805 CHENIERE ENERGY INC COM NEW ISIN #US16411R2085 SEDOL #2654364 Equity 16411R208 289 3740 SH SOLE 0 0 3740 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ISIN #US03524A1088 SEDOL #B3P93Y7 Equity 03524A108 281 2305 SH SOLE 0 0 2305 AMERICAN RLTY CAP PPTYS INC 6.7% 12/31/2049 PFD ISIN #US02917T4013 SEDOL #BHWRBQ0 Equity 02917T401 278 11800 SH SOLE 0 0 11800 DIRECTV COM USD0.01 Equity 25490A309 276 3250 SH SOLE 0 0 3250 ISHARES U S HEALTHCARE ETF Equity 464287762 274 1775 SH SOLE 0 0 1775 ABBOTT LABORATORIES Equity 002824100 267 5761 SH SOLE 0 0 5761 ALASKA AIR GROUP INC Equity 011659109 253 3830 SH SOLE 0 0 3830 BERKSHIRE HATHAWAY INC DEL CL B NEW Equity 084670702 248 1720 SH SOLE 0 0 1720 DEUTSCHE X-TRACKERS HARVEST CSI 300 CHINA A-SHARES ETF Equity 233051879 245 5890 SH SOLE 0 0 5890 REMY INTL INC NEW COM ISIN #US75971M1080 SEDOL #BTHCQR0 Equity 75971M108 244 10986 SH SOLE 0 0 10986 GUGGENHEIM S&P 500 PURE VALUE ETF Equity 78355W304 242 4475 SH SOLE 0 0 4475 ALCOA INC ISIN #US0138171014 Equity 013817101 241 18690 SH SOLE 0 0 18690 WABTEC CORP COM ISIN #US9297401088 SEDOL #2955733 Equity 929740108 239 2515 SH SOLE 0 0 2515 MARKET VECTORS ETF TRUST MKT VECTORS WIDE MOAT ETF Equity 57060U134 234 7710 SH SOLE 0 0 7710 CORNING INC Equity 219350105 232 10239 SH SOLE 0 0 10239 NESTLE S A SPONSORED ADR ISIN #US6410694060 SEDOL #B014JG9 Equity 641069406 232 3071 SH SOLE 0 0 3071 MICHAEL KORS HOLDINGS LTD COM NPV Equity G60754101 228 3465 SH SOLE 0 0 3465 WASTE MANAGEMENT INC Equity 94106L109 225 4150 SH SOLE 0 0 4150 CHIPOTLE MEXICAN GRILL INC COM ISIN #US1696561059 SEDOL #B0X7DZ3 Equity 169656105 224 344 SH SOLE 0 0 344 WELLS FARGO & CO NEW Equity 949746101 218 4016 SH SOLE 0 0 4016 ALLSTATE CORP Equity 013817101 208 2928 SH SOLE 0 0 2928 ENERGY TRANSFER PARTNERS LP UT LTD Equity 29273R109 207 3719 SH SOLE 0 0 3719 CELGENE CORP Equity 151020104 203 1760 SH SOLE 0 0 1760 ALPS ETF TR ALERIAN MLP ETF Equity 00162Q866 202 12195 SH SOLE 0 0 12195 AMERICAN ELEC PWR CO Equity 025537101 202 3584 SH SOLE 0 0 3584 BLACKROCK ENHANCED EQUITY DIVID TR COM Equity 09251A104 146 17737 SH SOLE 0 0 17737 CODESMART HLDGS INC COM Equity 19189U106 0 18000 SH SOLE 0 0 18000 LTWC CORP NO STOCKHOLDERS EQUITY 04/12/04 Equity 502386105 0 12250 SH SOLE 0 0 12250 TECHLITE INC COM Equity 87833R100 0 37500 SH SOLE 0 0 37500