Chief Compliance Officer

0001601742-19-000004.txt : 20191031 0001601742-19-000004.hdr.sgml : 20191031 20191030182315 ACCESSION NUMBER: 0001601742-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191030 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 191181448 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 09-30-2019 09-30-2019 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 10-30-2019 0 533 381965 false INFORMATION TABLE 2 private3q19.xml 3M Co COM 88579Y101 309 1875 SH SOLE 0 0 1875 Abbott Laboratories COM 002824100 349 4168 SH SOLE 0 0 4168 Abbvie Inc COM 00287Y109 288 3796 SH SOLE 0 0 3796 Aberdeen Asia Pac Incm ETF 003009107 40 9326 SH SOLE 0 0 9326 ACA Capital Holdings Inc COM 039653100 1 19 SH SOLE 0 0 19 Accenture Ltd PLC COM G1151C101 66 340 SH SOLE 0 0 340 Adobe Systems Inc COM 00724F101 232 839 SH SOLE 0 0 839 Agilent Technologies Inc COM 00846U101 8 96 SH SOLE 0 0 96 Air Products & Chemicals Inc COM 009158106 33 145 SH SOLE 0 0 145 Albany International COM 012348108 1 264 SH SOLE 0 0 264 Alcon Inc COM H01301128 14 240 SH SOLE 0 0 240 Allstate Corp COM 020002101 82 746 SH SOLE 0 0 746 Altria Group Inc COM 02209S103 27 660 SH SOLE 0 0 660 Amazon Com Inc COM 023135106 1530 881 SH SOLE 0 0 881 American Airlines Group Inc COM 02376R102 47 1732 SH SOLE 0 0 1732 American Axle & Manufacturing Holdings COM 024061103 1 98 SH SOLE 0 0 98 American Eagle Outfitters COM 02553E106 38 2364 SH SOLE 0 0 2364 American Electric Power Company Inc COM 025537101 23 236 SH SOLE 0 0 236 American Express Co COM 025816109 183 1542 SH SOLE 0 0 1542 American Financial Group COM 025932104 2 10 SH SOLE 0 0 10 American International Group Inc COM 026874784 1 6 SH SOLE 0 0 6 American Tower Corp A COM 03027X100 64 288 SH SOLE 0 0 288 American Water Works Co. COM 030420103 10 80 SH SOLE 0 0 80 Ameriprise Financial Inc COM 03076C106 4 25 SH SOLE 0 0 25 Amgen Inc COM 031162100 319 1644 SH SOLE 0 0 1644 Anthem Inc Com COM 036752103 25 103 SH SOLE 0 0 103 Apple Computer Inc COM 037833100 1149 5130 SH SOLE 0 0 5130 Applied Materials Inc COM 038222105 4 63 SH SOLE 0 0 63 Ares Capital Corporation COM 04010L103 35 1200 SH SOLE 0 0 1200 Arthur J Gallagher & Co COM 363576109 10 111 SH SOLE 0 0 111 Asbury Automotive Group Inc COM 043436104 7 66 SH SOLE 0 0 66 Ascena Retail Group Inc COM 04351G101 3 8036 SH SOLE 0 0 8036 Ascendis Pharma A/S Spon Adr Each Rep 1 COM 04351P101 93 961 SH SOLE 0 0 961 AT&T Corp COM 00206R102 541 14296 SH SOLE 0 0 14296 Aurora Cannabis Inc COM 05156X108 2 306 SH SOLE 0 0 306 Automatic Data Processing COM 053015103 23 142 SH SOLE 0 0 142 AvalonBay Communities Inc COM 053484101 16 70 SH SOLE 0 0 70 Avery Dennison Corp COM 053611109 25 215 SH SOLE 0 0 215 Avista Corp COM 05379B107 13 263 SH SOLE 0 0 263 B C E Inc COM 05534B760 36 732 SH SOLE 0 0 732 B W X Technologies I COM 05605H100 43 2589 SH SOLE 0 0 2589 Bank Marin Corte Madera Ca COM 063425102 101 2416 SH SOLE 0 0 2416 Bank of New York Mellon COM 064058100 4 78 SH SOLE 0 0 78 BankAmerica Corp COM 060505104 73 2473 SH SOLE 0 0 2473 Bar Harbor Bankshare COM 066849100 79 3150 SH SOLE 0 0 3150 Baxter International Inc COM 071813109 24 271 SH SOLE 0 0 271 Becton Dickinson & Co COM 075887109 76 300 SH SOLE 0 0 300 Berkshire Hathaway Cl B COM 084670702 774 3720 SH SOLE 0 0 3720 Best Buy Inc COM 086516101 7 96 SH SOLE 0 0 96 Biogen IDEC Inc COM 09062X103 19 80 SH SOLE 0 0 80 Black Hills Corp COM 092113109 5 56 SH SOLE 0 0 56 Blackrock Inc COM 09247X101 50 110 SH SOLE 0 0 110 Blackstone Group Lp COM 09260D107 134 2736 SH SOLE 0 0 2736 Boeing Co COM 097023105 925 2429 SH SOLE 0 0 2429 Borealis Expl Ltd Ord COM 099720104 2 750 SH SOLE 0 0 750 Boston Scientific Corp COM 101137107 126 3083 SH SOLE 0 0 3083 Bristol-Myers Squibb Co COM 110122108 35 675 SH SOLE 0 0 675 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125523100 31 198 SH SOLE 0 0 198 Circuit City Stores Inc COM 163851108 14 880 SH SOLE 0 0 880 Cisco Systems Inc COM 17275R102 286 5784 SH SOLE 0 0 5784 Citigroup Inc COM 172967424 11 150 SH SOLE 0 0 150 Clorox Co COM 189054109 172 1129 SH SOLE 0 0 1129 CME Group Inc COM 12572Q105 23 428 SH SOLE 0 0 428 Coca Cola Co COM 191216100 132 2411 SH SOLE 0 0 2411 Colgate-Palmolive Co COM 194162103 15 200 SH SOLE 0 0 200 Comcast Corp A COM 20030N101 278 6166 SH SOLE 0 0 6166 Commercial Metals Co COM 201723103 2 61 SH SOLE 0 0 61 Concord E F S Inc COM 150870103 71 107 SH SOLE 0 0 107 Connecticut Water Services Inc COM 207797101 2 574 SH SOLE 0 0 574 ConocoPhillips COM 20825C104 74 1293 SH SOLE 0 0 1293 Consolidated Edison Inc COM 209115104 205 2167 SH SOLE 0 0 2167 Constellation Brands A COM 21036P108 26 125 SH SOLE 0 0 125 Core Laboratories COM N22717107 20 420 SH SOLE 0 0 420 Coresite Rlty Corp Com COM 21870Q105 25 199 SH SOLE 0 0 199 Corteva Inc COM 22052L104 53 1863 SH SOLE 0 0 1863 Costco 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