0001601742-19-000003.txt : 20190730 0001601742-19-000003.hdr.sgml : 20190730 20190729173804 ACCESSION NUMBER: 0001601742-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190729 EFFECTIVENESS DATE: 20190730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 19982565 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 06-30-2019 06-30-2019 Private Ocean, LLC
100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903
13F HOLDINGS REPORT 028-16108 N
Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 07-29-2019 0 510 374429 false
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Southern Corp COM 655844108 202 1014 SH SOLE 0 0 1014 Northrop Grumman Corp COM 666807102 114 354 SH SOLE 0 0 354 Northwest Natural Gas Co COM 66765N105 5 75 SH SOLE 0 0 75 Novartis AG ADR COM 66987V109 130 1425 SH SOLE 0 0 1425 Novo Nordisk A/S ADR COM 670100205 21 420 SH SOLE 0 0 420 Nucor Corp COM 670346105 90 1648 SH SOLE 0 0 1648 Nvidia Corp COM 67066G104 132 809 SH SOLE 0 0 809 Office Depot Inc COM 676220106 1 556 SH SOLE 0 0 556 Okta Inc Cl A COM 679295105 7 61 SH SOLE 0 0 61 Old Republic International Corp COM 680223104 26 1187 SH SOLE 0 0 1187 One Gas Inc COM 68235P108 1 19 SH SOLE 0 0 19 Oracle Corp COM 68389X105 434 7620 SH SOLE 0 0 7620 Oshkosh Truck Corp COM 688239201 5 64 SH SOLE 0 0 64 Paccar Inc COM 693718108 84 1182 SH SOLE 0 0 1182 Packaging Corp Of America COM 695156109 4 47 SH SOLE 0 0 47 Palo Alto Networks Inc COM 697435105 2 10 SH SOLE 0 0 10 Paragon Offshore Plc COM G6S01W108 0 56 SH SOLE 0 0 56 Paychex Inc. COM 704326107 3 37 SH SOLE 0 0 37 Paypal Hldgs Inc Com COM 70450Y103 36 316 SH SOLE 0 0 316 PepsiCo Inc COM 713448108 169 1294 SH SOLE 0 0 1294 Pfizer Inc COM 717081103 12 281 SH SOLE 0 0 281 Philip Morris International COM 718172109 23 300 SH SOLE 0 0 300 Phillips Inc COM 718546104 105 1123 SH SOLE 0 0 1123 Phillips-Van Heusen Corp COM 693656100 2 31 SH SOLE 0 0 31 Pioneer Natural Resources Co COM 723787107 5 33 SH SOLE 0 0 33 PNC Financial Services Group Inc COM 693475105 27 197 SH SOLE 0 0 197 Polaris Industries Inc COM 731068102 2 22 SH SOLE 0 0 22 Potlatch Corp COM 737630103 62 1616 SH SOLE 0 0 1616 Powershares Emerging Markets Debt ETF 46138E784 34537 1189313 SH SOLE 0 0 1189313 Powershares FTSE RAFI 1500 ETF 46137V597 3535 27689 SH SOLE 0 0 27689 Powershares FTSE RAFI Dev Markets ex-US ETF 46138E743 7961 195963 SH SOLE 0 0 195963 Powershares FTSE RAFI US 1000 ETF 46137V613 8207 70366 SH SOLE 0 0 70366 Powershares Info Tech ETF ETF 46138E115 12 150 SH SOLE 0 0 150 Powershares Nasdaq Internet ETF 46137V530 210 1536 SH SOLE 0 0 1536 PowerShares S&P Low Volatility ETF 46138E354 88 1600 SH SOLE 0 0 1600 PPL Corp COM 69351T106 1 55 SH SOLE 0 0 55 Principal Financial Group COM 74251V102 9 159 SH SOLE 0 0 159 Procter & Gamble Co COM 742718109 1003 9149 SH SOLE 0 0 9149 Prosperity Bancshares COM 715347100 3 151 SH SOLE 0 0 151 Public Service Enterprise Group COM 744573106 10 176 SH SOLE 0 0 176 Public Storage Dep Rpst Pfd B 5.40000 COM 74460W776 20 800 SH SOLE 0 0 800 PulteGroup Inc COM 745867101 5 175 SH SOLE 0 0 175 Purchasepro Com Inc Com New COM 746144302 0 117 SH SOLE 0 0 117 Pure Storage Inc COM 74624M102 10 690 SH SOLE 0 0 690 Qualcomm Inc COM 747525103 15 208 SH SOLE 0 0 208 Rayonier Inc COM 754907103 105 3481 SH SOLE 0 0 3481 Raytheon Co COM 755111507 157 908 SH SOLE 0 0 908 Realty Income Corp COM 756109104 2131 30906 SH SOLE 0 0 30906 Regions Financial Corp COM 7591EP100 52 3505 SH SOLE 0 0 3505 Resideo Technologies Inc Com COM 76118Y104 0 37 SH SOLE 0 0 37 Resources Mtg Cap Corp COM 74967R106 0 8 SH SOLE 0 0 8 Ross Stores Inc COM 778296103 12 125 SH SOLE 0 0 125 Royal Gold Inc COM 780287108 1 19 SH SOLE 0 0 19 Salesforce.com COM 79466L302 11 76 SH SOLE 0 0 76 SAP Aktiengesell ADR COM 803054204 6 50 SH SOLE 0 0 50 Schlumberger NV COM 806857108 39 991 SH SOLE 0 0 991 Schw Intl Scap Etf ETF 808524888 59 1835 SH SOLE 0 0 1835 Schwab 1000 Index Etf ETF 808524722 0 14 SH SOLE 0 0 14 Schwab Emerging Market Equities ETF ETF 808524706 143 5487 SH SOLE 0 0 5487 Schwab Fund US Small ETF ETF 808524763 57 1530 SH SOLE 0 0 1530 Schwab Funda Emg Mkts ETF 808524730 11 411 SH SOLE 0 0 411 Schwab Fundamental Intl ETF 808524748 89 2866 SH SOLE 0 0 2866 Schwab Fundamental Intl Lg Co ETF ETF 808524755 11 425 SH SOLE 0 0 425 Schwab Fundamental US Large Company ETF ETF 808524771 58 1483 SH SOLE 0 0 1483 Schwab International Equity ETF ETF 808524805 606 18906 SH SOLE 0 0 18906 Schwab U.S. TIPS ETF 808524870 195 3470 SH SOLE 0 0 3470 Schwab US Aggregate Bond ETF ETF 808524839 68 1297 SH SOLE 0 0 1297 Schwab US Broad Market ETF ETF 808524102 33 475 SH SOLE 0 0 475 Schwab US Large Cap ETF 808524300 0 4 SH SOLE 0 0 4 Schwab US Large Cap Value ETF 808524409 0 7 SH SOLE 0 0 7 Schwab US Large-Cap ETF ETF 808524201 275 3922 SH SOLE 0 0 3922 Schwab US Mid Cap Etf ETF 808524508 0 7 SH SOLE 0 0 7 Schwab US REIT ETF ETF 808524847 42 958 SH SOLE 0 0 958 Schwab US Small Cap ETF ETF 808524607 75 1057 SH SOLE 0 0 1057 Sempra Energy COM 816851109 181 1323 SH SOLE 0 0 1323 Senior Housing Property Trust COM 81721M109 5 640 SH SOLE 0 0 640 Sensient Technologies Corp COM 81725T100 0 13 SH SOLE 0 0 13 Sequential Brands Gp COM 81734P107 0 30 SH SOLE 0 0 30 Si-Bone Inc COM 825704109 131 6456 SH SOLE 0 0 6456 SLM Corp COM 78442P106 2 300 SH SOLE 0 0 300 SM Energy Co COM 78454L100 1 113 SH SOLE 0 0 113 Snap On Inc COM 833034101 2 17 SH SOLE 0 0 17 Solar Alliance Inc COM 83418C105 0 200 SH SOLE 0 0 200 Southern Co COM 842587107 8 158 SH SOLE 0 0 158 Southwest Airlines Co. COM 844741108 104 2053 SH SOLE 0 0 2053 SPDR Barclays Capital HY Bond ETF 78468R622 54041 496067 SH SOLE 0 0 496067 SPDR DJ Wilshire International RE ETF 78463X863 116 3008 SH SOLE 0 0 3008 SPDR Dow Jones Global RE ETF 78463X749 755 15141 SH SOLE 0 0 15141 SPDR Dow Jones REIT ETF 78464A607 454 4599 SH SOLE 0 0 4599 SPDR Nuveen Barclays ST Muni Bond ETF ETF 78468R739 43 893 SH SOLE 0 0 893 SPDR Nuveen S&P High Yield Municipal Bond ETF 78464A284 6693 114521 SH SOLE 0 0 114521 SPDR S&P 500 ETF Trust ETF 78462F103 2735 9337 SH SOLE 0 0 9337 Spdr S&P 500 Growth Etf ETF 78464A409 16 417 SH SOLE 0 0 417 Spdr S&P 600 Small Cap ETF 78464A201 32 536 SH SOLE 0 0 536 Spdr S&P China Etf ETF 78463X400 30 316 SH SOLE 0 0 316 SPDR S&P Dividend ETF 78464A763 25 251 SH SOLE 0 0 251 SPDR S&P Intl Small Cap ETF ETF 78463X871 1780 59444 SH SOLE 0 0 59444 Spdr S&P Regional ETF 78464A698 48 899 SH SOLE 0 0 899 Spdr Ser Tr S&P Biotech Etf ETF 78464A870 154 1761 SH SOLE 0 0 1761 Spdr Ssga US Small Cap Low Volatility In ETF 78468R887 1 20 SH SOLE 0 0 20 Square Inc COM 852234103 27 380 SH SOLE 0 0 380 Ss&C Technologs Hldg ETF 78467J100 18 327 SH SOLE 0 0 327 Starbucks Corp COM 855244109 774 9237 SH SOLE 0 0 9237 State Street Corp COM 857477103 0 3 SH SOLE 0 0 3 Stryker Corp COM 863667101 10 50 SH SOLE 0 0 50 Sunstone Hotel Investors COM 867892101 5 393 SH SOLE 0 0 393 SunTrust Banks Inc COM 867914103 62 1000 SH SOLE 0 0 1000 Synchrony Financial COM 87165B103 17 498 SH SOLE 0 0 498 Synopsys Inc COM 871607107 18 143 SH SOLE 0 0 143 T Rowe Price Group Inc COM 74144T108 42 388 SH SOLE 0 0 388 Targa Resources Corp COM 87612G101 4 124 SH SOLE 0 0 124 Target Corp COM 87612E106 56 650 SH SOLE 0 0 650 Tejon Ranch Co COM 879080109 0 55 SH SOLE 0 0 55 Telefonica SA COM 879382208 14 1741 SH SOLE 0 0 1741 Terex Corp COM 880779103 2 67 SH SOLE 0 0 67 Tesla Motors Inc COM 88160R101 49 221 SH SOLE 0 0 221 Texas Instruments Inc COM 882508104 25 226 SH SOLE 0 0 226 The Trade Desk Inc COM 88339J105 56 250 SH SOLE 0 0 250 Thermo Electron Corp COM 883556102 12 42 SH SOLE 0 0 42 Thor Industries Inc COM 885160101 4 76 SH SOLE 0 0 76 TJX Companies Inc COM 872540109 42 800 SH SOLE 0 0 800 Trinity Industries Inc COM 896522109 1 58 SH SOLE 0 0 58 Uber Technologies Inc COM 90353T100 23 500 SH SOLE 0 0 500 Ulta Salon Cosmetics COM 90384S303 52 150 SH SOLE 0 0 150 Under Armour Inc COM 904311206 2 100 SH SOLE 0 0 100 Under Armour Inc Cl A COM 904311107 2 100 SH SOLE 0 0 100 Union Pacific Corp COM 907818108 51 306 SH SOLE 0 0 306 United Dominion Realty Inc COM 902653104 12 275 SH SOLE 0 0 275 United Parcel Service B COM 911312106 48 466 SH SOLE 0 0 466 United Technologies Corp COM 913017109 31 239 SH SOLE 0 0 239 United Therapeutics Corp COM 91307C102 34 437 SH SOLE 0 0 437 UnitedHealth Group Inc COM 91324P102 34 141 SH SOLE 0 0 141 Unitil Corp COM 913259107 2 47 SH SOLE 0 0 47 US Bancorp COM 902973304 192 3683 SH SOLE 0 0 3683 Vail Resorts Inc COM 91879Q109 44 200 SH SOLE 0 0 200 Valero Energy Corp COM 91913Y100 3 44 SH SOLE 0 0 44 Vanguard Bond Index ETF ETF 921937835 266 3212 SH SOLE 0 0 3212 Vanguard Dividend Apprciation ETF 921908844 136 1182 SH SOLE 0 0 1182 Vanguard Emerging Markets ETF 922042858 1009 23743 SH SOLE 0 0 23743 Vanguard Global ex US RE ETF 922042676 173 2942 SH SOLE 0 0 2942 Vanguard High Dividend ETF ETF 921946406 58 664 SH SOLE 0 0 664 Vanguard Intermediate-Term Bond ETF ETF 921937819 72 839 SH SOLE 0 0 839 Vanguard International Equity Index ETF 922042775 866 16992 SH SOLE 0 0 16992 Vanguard Large Cap ETF ETF 922908637 707 5250 SH SOLE 0 0 5250 Vanguard Large Growth ETF ETF 922908736 346 2122 SH SOLE 0 0 2122 Vanguard Midcap ETF ETF 922908629 414 2479 SH SOLE 0 0 2479 Vanguard MSCI EAFE ETF ETF 921943858 4148 99450 SH SOLE 0 0 99450 Vanguard REIT Index ETF ETF 922908553 3300 37758 SH SOLE 0 0 37758 Vanguard S&P 500 ETF ETF 922908363 182 679 SH SOLE 0 0 679 Vanguard Scottsdale Fds Vanguard Russ200 ETF 92206C649 4 38 SH SOLE 0 0 38 Vanguard Scottsdale Fds Vanguard Russell ETF 92206C680 99 614 SH SOLE 0 0 614 Vanguard Sector Index Fds Vanguard Healt ETF 92204A504 28 166 SH SOLE 0 0 166 Vanguard Short Term Bond Index ETF 921937827 30 384 SH SOLE 0 0 384 Vanguard Shrt Inf Prot ETF 922020805 385 7810 SH SOLE 0 0 7810 Vanguard Small Cap ETF ETF 922908751 694 4431 SH SOLE 0 0 4431 Vanguard Small Cap Growth ETF 922908595 96 520 SH SOLE 0 0 520 Vanguard Small Cap Value ETF ETF 922908611 215 1652 SH SOLE 0 0 1652 Vanguard ST Corp Bond Index ETF 92206C409 73482 910792 SH SOLE 0 0 910792 Vanguard Total Internatl ETF 92203J407 164 2878 SH SOLE 0 0 2878 Vanguard Total Intl Stock Idx ETF ETF 921909768 12 229 SH SOLE 0 0 229 Vanguard Total Stock Market ETF ETF 922908769 3705 24688 SH SOLE 0 0 24688 Vanguard Value ETF ETF 922908744 2531 22825 SH SOLE 0 0 22825 Ventas Inc COM 92276F100 0 10 SH SOLE 0 0 10 Veritiv Corporation COM 923454102 0 1 SH SOLE 0 0 1 Verizon Communications COM 92343V104 402 7045 SH SOLE 0 0 7045 VF Corp COM 918204108 8 95 SH SOLE 0 0 95 Visa Inc COM 92826C839 46 270 SH SOLE 0 0 270 Visteon Corp COM 92839U206 13 228 SH SOLE 0 0 228 W P Carey Inc COM 92936U109 7 92 SH SOLE 0 0 92 Wabash National COM 929566107 3 225 SH SOLE 0 0 225 Wabco Holdings Inc COM 92927K102 3 25 SH SOLE 0 0 25 Wabtec COM 929740108 5 74 SH SOLE 0 0 74 Wal-Mart Stores Inc COM 931142103 162 1469 SH SOLE 0 0 1469 Walt Disney COM 254687106 450 3229 SH SOLE 0 0 3229 Washington Fed Inc Com COM 938824109 6 200 SH SOLE 0 0 200 Washington Mutual Inc Escrow From Cusip COM 939ESC968 0 214 SH SOLE 0 0 214 Waste Management Inc COM 94106L109 11 100 SH SOLE 0 0 100 Wells Fargo & Co COM 949746101 240 5073 SH SOLE 0 0 5073 Western Digital Corp COM 958102105 25 541 SH SOLE 0 0 541 Western Union Co COM 959802109 30 1557 SH SOLE 0 0 1557 Weyerhaeuser Co COM 962166104 440 16713 SH SOLE 0 0 16713 Whirlpool Corp COM 963320106 15 108 SH SOLE 0 0 108 Willamette Industries Inc COM 966387409 1 78 SH SOLE 0 0 78 Willis Towers Watson Plc Shs Lkd To Ishs Msci Em M ETF G96629103 38 200 SH SOLE 0 0 200 Wisconsin Energy Corp COM 92939U106 35 420 SH SOLE 0 0 420 Wisdomtree Emerging Markets Local Debt ETF 97717X867 77 2189 SH SOLE 0 0 2189 Wisdomtree Emrg Mrkt Hg ETF 97717W315 106 2386 SH SOLE 0 0 2386 Wisdomtree Large Cap Div ETF 97717W307 300 3099 SH SOLE 0 0 3099 WisdomTree Managed Futures Strategy ETF 97717W125 0 20 SH SOLE 0 0 20 Wisdomtree Tr Intl Divid Ex Financials ETF 97717W786 79 1925 SH SOLE 0 0 1925 Wisdomtree Tr US Smallcap Divd ETF 97717W604 122 4526 SH SOLE 0 0 4526 Wolverine World Wide Inc COM 978097103 1 54 SH SOLE 0 0 54 Workday Inc Cl A COM 98138H101 22 110 SH SOLE 0 0 110 Worthington Industries Inc COM 981811102 4 100 SH SOLE 0 0 100 Wyndham Hotels & Resorts Inc Com COM 98311A105 2 39 SH SOLE 0 0 39 Wyndham Worldwide Corp COM 98310W108 1 39 SH SOLE 0 0 39 Xerox Corp COM 984121608 1 35 SH SOLE 0 0 35 Xperi Corporation COM 98421B100 28 1404 SH SOLE 0 0 1404 Xylem Inc COM 98419M100 33 401 SH SOLE 0 0 401 Zimmer Holdings Inc COM 98956P102 36 310 SH SOLE 0 0 310 Zions Bancorp COM 989701107 7 164 SH SOLE 0 0 164 Zoetis Inc COM 98978V103 29 264 SH SOLE 0 0 264