0001601742-16-000008.txt : 20160429
0001601742-16-000008.hdr.sgml : 20160429
20160429164629
ACCESSION NUMBER: 0001601742-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160429
DATE AS OF CHANGE: 20160429
EFFECTIVENESS DATE: 20160429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Private Ocean, LLC
CENTRAL INDEX KEY: 0001601742
IRS NUMBER: 205742052
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16108
FILM NUMBER: 161607526
BUSINESS ADDRESS:
STREET 1: 100 SMITH RANCH ROAD
STREET 2: SUITE 300
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
BUSINESS PHONE: 415-526-2900
MAIL ADDRESS:
STREET 1: 100 SMITH RANCH ROAD
STREET 2: SUITE 300
CITY: SAN RAFAEL
STATE: CA
ZIP: 94903
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001601742
XXXXXXXX
03-31-2016
03-31-2016
Private Ocean, LLC
100 SMITH RANCH ROAD
SUITE 300
SAN RAFAEL
CA
94903
13F HOLDINGS REPORT
028-16108
N
Justin Hult
Chief Compliance Officer
(415) 526-2900
Justin Hult
San Rafael
CA
04-29-2016
0
172
135395
false
INFORMATION TABLE
2
privateocean13f1q2016.xml
Abbott Laboratories
COM
002824100
59
1400
SH
SOLE
0
0
1400
Abbvie Inc
COM
00287Y109
80
1400
SH
SOLE
0
0
1400
Accenture Ltd PLC
COM
G1151C101
48
415
SH
SOLE
0
0
415
ALPS Alerian MLP
COM
00162Q866
226
20680
SH
SOLE
0
0
20680
Altria Group Inc
COM
02209S103
56
900
SH
SOLE
0
0
900
American Tower Corp A
COM
03027X100
10
100
SH
SOLE
0
0
100
Ameriprise Financial Inc
COM
03076C106
9
100
SH
SOLE
0
0
100
Ametek Inc
COM
031100100
22
431
SH
SOLE
0
0
431
Amgen Inc
COM
31162100
150
1000
SH
SOLE
0
0
1000
Apple Computer Inc
COM
037833100
253
2322
SH
SOLE
0
0
2322
Astrazeneca Plc Ord
COM
G0593M107
14
242
SH
SOLE
0
0
242
AT&T Corp
COM
00206R102
19
474
SH
SOLE
0
0
474
Bank Marin Corte Madera Ca
COM
063425102
178
3616
SH
SOLE
0
0
3616
Berkshire Hathaway Cl B
COM
084670702
211
1486
SH
SOLE
0
0
1486
Blackstone Group Lp
COM
09253U108
14
500
SH
SOLE
0
0
500
Boeing Co
COM
097023105
109
855
SH
SOLE
0
0
855
Boston Properties Inc
COM
101121101
76
600
SH
SOLE
0
0
600
BP PLC ADR
ADR
055622104
24
794
SH
SOLE
0
0
794
Celgene Corp
COM
151020104
30
300
SH
SOLE
0
0
300
Charles Schwab Corp
COM
808513105
773
27582
SH
SOLE
0
0
27582
Chevron Texaco Corp
COM
166764100
65
686
SH
SOLE
0
0
686
Cisco Systems Inc
COM
17275R102
128
4508
SH
SOLE
0
0
4508
Coca Cola Co
COM
191216100
19
404
SH
SOLE
0
0
404
Conagra Foods Inc
COM
205887102
134
3000
SH
SOLE
0
0
3000
ConocoPhillips
COM
20825C104
29
730
SH
SOLE
0
0
730
Consolidated Edison Inc
COM
209115104
17
225
SH
SOLE
0
0
225
Discover Financial Services LLC
COM
254709108
8
150
SH
SOLE
0
0
150
Dominion Resources Inc
COM
25746U109
30
400
SH
SOLE
0
0
400
Dow Chemical Co
COM
260543103
10
200
SH
SOLE
0
0
200
eBay Inc
COM
278642103
2
75
SH
SOLE
0
0
75
Ecolab Inc
COM
278865100
6
50
SH
SOLE
0
0
50
Edwards Lifesciences Cp
COM
28176E108
101
1150
SH
SOLE
0
0
1150
Eli Lilly & Co
COM
532457108
72
1000
SH
SOLE
0
0
1000
Emerson Electric Co
COM
291011104
261
4800
SH
SOLE
0
0
4800
Enterprise Products Partners
COM
293792107
42
1726
SH
SOLE
0
0
1726
Exelon Corp
COM
30161N101
6
177
SH
SOLE
0
0
177
Express Scripts Inc
COM
30219G108
56
814
SH
SOLE
0
0
814
Exxon Mobil Corp
COM
30231G102
214
2556
SH
SOLE
0
0
2556
Facebook Inc
COM
30303M102
23
200
SH
SOLE
0
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200
FlexShares Morningstar Developed Markets ex-US
ETF
33939L811
258
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SH
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FlexShares Morningstar U.S. Market Factor Tilt
ETF
33939L100
335
3958
SH
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Ford Motor Co
COM
345370860
0
23
SH
SOLE
0
0
23
Franklin Electric
COM
353514102
95
2964
SH
SOLE
0
0
2964
General Electric Co
COM
369604103
16
500
SH
SOLE
0
0
500
Gilead Sciences Inc
COM
375558103
83
900
SH
SOLE
0
0
900
Greene King PLC ORD
COM
G40880133
1036
82804
SH
SOLE
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82804
Guggenheim S&P Global Dividend Opportunities Index
ETF
18383M860
1575
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SH
SOLE
0
0
171000
Hewlett Packard Ente
COM
428236903
34
1916
SH
SOLE
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0
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Hewlett-Packard Co
COM
428236103
24
1916
SH
SOLE
0
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1916
International Business Machines
COM
459200101
285
1879
SH
SOLE
0
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1879
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ETF
464287226
783
7062
SH
SOLE
0
0
7062
iShares Dow Jones US Real Estate
ETF
45032K102
190
2444
SH
SOLE
0
0
2444
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ETF
464285105
24
2000
SH
SOLE
0
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2000
iShares Mortgage Real Estate Capped ETF
ETF
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436
45054
SH
SOLE
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45054
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ETF
464287465
2458
42995
SH
SOLE
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42995
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ETF
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81
2366
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SOLE
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ETF
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ETF
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ETF
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ETF
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245
1850
SH
SOLE
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iShares Russell 2000 Index
ETF
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684
6183
SH
SOLE
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iShares Russell 2000 Value Index
ETF
464287630
26
279
SH
SOLE
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ETF
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77
633
SH
SOLE
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633
iShares Russell Midcap Blend
ETF
464287499
294
1807
SH
SOLE
0
0
1807
iShares Russell Midcap Growth
ETF
464287481
81
880
SH
SOLE
0
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880
iShares Russell Midcap VI
ETF
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120
1686
SH
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ETF
464287101
170
1862
SH
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1862
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ETF
464287200
175
849
SH
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ETF
464287887
93
752
SH
SOLE
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752
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ETF
464287507
146
1014
SH
SOLE
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1014
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ETF
464287705
861
6944
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SOLE
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6944
iShares S&P National AMT-Free Muni
ETF
464288414
44
398
SH
SOLE
0
0
398
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ETF
464287804
269
2392
SH
SOLE
0
0
2392
iShares S&P Smallcap 600/BARRA Value Index
ETF
464287879
302
2661
SH
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2661
Ishares TRUST Core Msci Eafe Etf
ETF
46432F842
30
566
SH
SOLE
0
0
566
JM Smuckers Co
COM
832696405
2
16
SH
SOLE
0
0
16
JP Morgan Chase & Co
COM
46625H100
44
740
SH
SOLE
0
0
740
Kinder Morgan Inc
COM
49456B101
6
311
SH
SOLE
0
0
311
Kraft Heinz Co Com Stk
COM
50076Q106
10
133
SH
SOLE
0
0
133
L Brands Inc
COM
502470107
20
225
SH
SOLE
0
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225
Lendingclub Corp
COM
52603A109
2
210
SH
SOLE
0
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210
Lincoln National Corp
COM
534187109
76
1930
SH
SOLE
0
0
1930
Lockheed Martin Corp
COM
539830109
86
387
SH
SOLE
0
0
387
Marathon Petroleum Corp
COM
56585A102
3
75
SH
SOLE
0
0
75
Market Vectors High Yield Muni ETF
ETF
57060U878
29896
953920
SH
SOLE
0
0
953920
Market Vectors Intermediate Muni ETF
ETF
57060U845
7
308
SH
SOLE
0
0
308
McDonalds Corp
COM
580135101
1276
10150
SH
SOLE
0
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10150
McKesson Corp
COM
58155Q103
12
75
SH
SOLE
0
0
75
Merck Inc
COM
58933Y105
86
1620
SH
SOLE
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0
1620
Micron Technology Inc
COM
595112103
14
1300
SH
SOLE
0
0
1300
Microsoft Corp
COM
594918104
406
7360
SH
SOLE
0
0
7360
Mondelez International Inc
COM
609207105
16
400
SH
SOLE
0
0
400
Nasdaq 100 Shares
ETF
33733E401
96
883
SH
SOLE
0
0
883
NextEra Energy Inc
COM
65339F101
80
672
SH
SOLE
0
0
672
Nike Inc
COM
654106103
127
2060
SH
SOLE
0
0
2060
Novartis AG ADR
ADR
66987V109
87
1200
SH
SOLE
0
0
1200
Nucor Corp
COM
670346105
142
3000
SH
SOLE
0
0
3000
Oracle Corp
COM
68389X105
147
3600
SH
SOLE
0
0
3600
Paccar Inc
COM
693718108
64
1162
SH
SOLE
0
0
1162
PepsiCo Inc
COM
713448108
29
284
SH
SOLE
0
0
284
Pfizer Inc
COM
717081103
6
200
SH
SOLE
0
0
200
Philip Morris International
COM
718172109
34
350
SH
SOLE
0
0
350
Phillips Inc
COM
718546104
36
415
SH
SOLE
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415
PNC Financial Services Group Inc
COM
693475105
17
197
SH
SOLE
0
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197
Powershares Emerging Markets Debt
ETF
73936T573
10735
379319
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SOLE
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379319
Powershares FTSE RAFI 1500
ETF
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Powershares FTSE RAFI Dev Markets ex-US
ETF
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Powershares FTSE RAFI US 1000
ETF
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SOLE
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PowerShares High Yield Corporate Bond
ETF
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523
29396
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SOLE
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29396
PowerShares KBW High Dividend Yield Financial Port
ETF
73936Q793
648
31250
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SOLE
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31250
PowerShares Preferred Portfolio
ETF
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ETF
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99
2672
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2672
Powershares WilderHill Clean Energy Idx
ETF
73935X500
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9462
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COM
74005P104
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230
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SOLE
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Procter & Gamble Co
COM
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Progressive Corp
COM
743315103
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Prudential Financial Inc
COM
744320102
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QEP Resources Inc
COM
74733V100
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Questar Corp
COM
748356102
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242
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Realty Income Corp
COM
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Reynolds American Inc
COM
761713106
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600
SH
SOLE
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600
Roper Industries Inc
COM
776696106
14
75
SH
SOLE
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75
Royal Dutch Shell A ADR
ADR
780259206
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1400
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SOLE
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1400
Salesforce.com
COM
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Schlumberger NV
COM
806857108
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ETF
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ETF
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Schwab Fundamental Int'l Lg Co ETF
ETF
808524755
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SOLE
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Schwab International Equity ETF
ETF
808524805
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SOLE
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ETF
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ETF
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ETF
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Schwab US Large Cap Value
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Schwab US Mid Cap Etf
ETF
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248
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Schwab US Reit ETF
ETF
808524847
54
1306
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SOLE
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Schwab US Small Cap ETF
ETF
808524607
264
5070
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ETF
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ETF
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SPDR Dow Jones REIT
ETF
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425
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4462
SPDR Nuveen Barclays ST Muni Bond ETF
ETF
78464A425
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SOLE
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148
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ETF
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SPDR S&P 500 ETF Trust
ETF
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COM
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COM
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Targa Resources Corp
COM
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124
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Telefonica SA
COM
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131
11735
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Time Warner Cable Cl A
COM
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Transdigm Group
COM
893641100
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35
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SOLE
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35
United Technologies Corp
COM
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100
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Vanguard Bond Index ETF
ETF
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Vanguard Consumer
COM
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138
1019
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Vanguard Dividend Apprciation
ETF
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ETF
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Vanguard Global ex US RE
ETF
922042676
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Vanguard International Equity Index
ETF
922042775
536
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Vanguard Large Cap ETF
ETF
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Vanguard REIT Index ETF
ETF
922908553
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ETF
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ETF
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Vanguard ST Corp Bond Index
ETF
921937827
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ETF
922042742
10
229
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ETF
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Vanguard Value ETF
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922908744
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COM
92343V104
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Walgreen Boots Alliance Inc Com
COM
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Wal-Mart Stores Inc
COM
931142103
15
225
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COM
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COM
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COM
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960
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WisdomTree Managed Futures Strategy
ETF
97717W125
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Zimmer Holdings Inc
COM
98956P102
21
200
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