Chief Compliance Officer

0001601742-15-000005.txt : 20151028 0001601742-15-000005.hdr.sgml : 20151028 20151028162810 ACCESSION NUMBER: 0001601742-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151028 DATE AS OF CHANGE: 20151028 EFFECTIVENESS DATE: 20151028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 151180587 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 09-30-2015 09-30-2015 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 10-28-2015 0 176 135524 false INFORMATION TABLE 2 privateocean13f3q2015.xml Abbott Laboratories COM 002824100 56 1400 SH SOLE 0 0 1400 Abbvie Inc COM 00287Y109 76 1400 SH SOLE 0 0 1400 Accenture Ltd PLC COM G1151C101 41 415 SH SOLE 0 0 415 Agilent Technologies Inc COM 00846U101 0 20 SH SOLE 0 0 20 AGL Resources Inc COM 001204106 10 311 SH SOLE 0 0 311 ALPS Alerian MLP COM 00162Q866 258 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 49 900 SH SOLE 0 0 900 American Tower Corp A COM 03027X100 9 100 SH SOLE 0 0 100 Ameriprise Financial Inc COM 03076C106 11 100 SH SOLE 0 0 100 Ametek Inc COM 031100100 62 1180 SH SOLE 0 0 1180 Amgen Inc COM 31162100 138 1000 SH SOLE 0 0 1000 Apple Computer Inc COM 037833100 223 11519 SH SOLE 0 0 11519 Astrazeneca Plc Ord COM G0593M107 15 242 SH SOLE 0 0 242 AT&T Corp COM 00206R102 101 474 SH SOLE 0 0 474 Bank Marin Corte Madera Ca COM 063425102 173 4585 SH SOLE 0 0 4585 Berkshire Hathaway Cl B COM 084670702 194 1488 SH SOLE 0 0 1488 Blackstone Group Lp COM 09253U108 16 500 SH SOLE 0 0 500 Boeing Co COM 097023105 114 970 SH SOLE 0 0 970 BorgWarner Inc COM 099724106 6 150 SH SOLE 0 0 150 Boston Properties Inc COM 101121101 71 600 SH SOLE 0 0 600 BP PLC ADR ADR 055622104 29 314 SH SOLE 0 0 314 Celgene Corp COM 151020104 32 300 SH SOLE 0 0 300 Charles Schwab Corp COM 808513105 681 26537 SH SOLE 0 0 26537 Chevron Texaco Corp COM 166764100 55 75 SH SOLE 0 0 75 Chubb Corp COM 171232101 31 250 SH SOLE 0 0 250 Cisco Systems Inc COM 17275R102 118 4508 SH SOLE 0 0 4508 Coca Cola Co COM 191216100 16 404 SH SOLE 0 0 404 Conagra Foods Inc COM 205887102 122 3000 SH SOLE 0 0 3000 ConocoPhillips COM 20825C104 35 330 SH SOLE 0 0 330 Consolidated Edison Inc COM 209115104 15 225 SH SOLE 0 0 225 Discover Financial Services LLC COM 254709108 8 150 SH SOLE 0 0 150 Dominion Resources Inc COM 25746U109 28 400 SH SOLE 0 0 400 Dow Chemical Co COM 260543103 8 200 SH SOLE 0 0 200 eBay Inc COM 278642103 2 75 SH SOLE 0 0 75 Ecolab Inc COM 278865100 5 50 SH SOLE 0 0 50 Edwards Lifesciences Cp COM 28176E108 82 575 SH SOLE 0 0 575 Eli Lilly & Co COM 532457108 84 1000 SH SOLE 0 0 1000 Emerson Electric Co COM 291011104 212 4800 SH SOLE 0 0 4800 Enterprise Products Partners COM 293792107 43 1726 SH SOLE 0 0 1726 Exelon Corp COM 30161N101 5 177 SH SOLE 0 0 177 Express Scripts Inc COM 30219G108 131 1300 SH SOLE 0 0 1300 Exxon Mobil Corp COM 30231G102 396 5424 SH SOLE 0 0 5424 Facebook Inc COM 30303M102 18 200 SH SOLE 0 0 200 FlexShares Morningstar Developed Markets ex-US ETF 33939L811 232 3626 SH SOLE 0 0 3626 FlexShares Morningstar U.S. Market Factor Tilt ETF 33939L100 294 2975 SH SOLE 0 0 2975 Ford Motor Co COM 345370860 0 22 SH SOLE 0 0 22 Franklin Electric COM 353514102 81 2964 SH SOLE 0 0 2964 Frontier Communications Corp COM 35906A108 0 56 SH SOLE 0 0 56 General Electric Co COM 369604103 13 500 SH SOLE 0 0 500 Gilead Sciences Inc COM 375558103 88 881 SH SOLE 0 0 881 Google Inc Class C COM 38259P706 12 20 SH SOLE 0 0 20 Greene King PLC ORD COM G40880133 1073 89104 SH SOLE 0 0 89104 Guggenheim S&P Global Dividend Opportunities Index ETF 18383M860 1493 171000 SH SOLE 0 0 171000 Hershey Foods Corp COM 427866108 0 4 SH SOLE 0 0 4 Hewlett-Packard Co COM 428236103 49 1916 SH SOLE 0 0 1916 International Business Machines COM 459200101 301 1979 SH SOLE 0 0 1979 iShares Barclays Aggregate Bond ETF 464287226 809 6517 SH SOLE 0 0 6517 iShares Dow Jones US Real Estate ETF 45032K102 171 2399 SH SOLE 0 0 2399 iShares Gold Trust ETF 464285105 22 2000 SH SOLE 0 0 2000 iShares Mortgage Real Estate Capped ETF ETF 464288539 448 45054 SH SOLE 0 0 45054 iShares MSCI AC World-ex U.S. Index ETF 464288240 101 12115 SH SOLE 0 0 12115 iShares MSCI EAFE Index ETF 464287465 2403 41553 SH SOLE 0 0 41553 iShares MSCI Emerging Markets ETF 464287234 83 2534 SH SOLE 0 0 2534 iShares Russell 1000 Growth ETF 464287614 7 75 SH SOLE 0 0 75 iShares 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0 2639 JP Morgan Chase & Co COM 46625H100 45 201 SH SOLE 0 0 201 Kinder Morgan Inc COM 49456B101 9 311 SH SOLE 0 0 311 L Brands Inc COM 502470107 20 225 SH SOLE 0 0 225 Lendingclub Corp COM 52603A109 1 50 SH SOLE 0 0 50 Lincoln National Corp COM 534187109 92 1930 SH SOLE 0 0 1930 Lockheed Martin Corp COM 539830109 80 387 SH SOLE 0 0 387 Marathon Petroleum Corp COM 56585A102 3 75 SH SOLE 0 0 75 Market Vectors High Yield Muni ETF ETF 57060U878 30545 1005189 SH SOLE 0 0 1005189 Market Vectors Intermediate Muni ETF ETF 57060U845 7 308 SH SOLE 0 0 308 McDonalds Corp COM 580135101 1000 8950 SH SOLE 0 0 8950 McKesson Corp COM 58155Q103 37 200 SH SOLE 0 0 200 Medtronic Inc COM 585055106 295 3600 SH SOLE 0 0 3600 Merck Inc COM 58933Y105 80 31 SH SOLE 0 0 31 Micron Technology Inc COM 595112103 19 1300 SH SOLE 0 0 1300 Microsoft Corp COM 594918104 330 102 SH SOLE 0 0 102 Mondelez International Inc COM 609207105 17 400 SH SOLE 0 0 400 Nasdaq 100 Shares ETF 33733E401 89 768 SH SOLE 0 0 768 NextEra 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66 1400 SH SOLE 0 0 1400 Salesforce.com COM 79466L302 18 257 SH SOLE 0 0 257 Schlumberger NV COM 806857108 55 189 SH SOLE 0 0 189 Schw Intl Scap Etf ETF 808524888 1 34 SH SOLE 0 0 34 Schwab Emerging Market Equities ETF ETF 808524706 94 2833 SH SOLE 0 0 2833 Schwab Fundamental Int'l Lg Co ETF ETF 808524755 5 197 SH SOLE 0 0 197 Schwab Fundamental US Large Company ETF ETF 808524771 1 126 SH SOLE 0 0 126 Schwab International Equity ETF ETF 808524805 2 57 SH SOLE 0 0 57 Schwab U.S. TIPS ETF 808524870 9 167 SH SOLE 0 0 167 Schwab US Aggregate Bond Etf ETF 808524839 29 557 SH SOLE 0 0 557 Schwab US Broad Market ETF ETF 808524102 21 382 SH SOLE 0 0 382 Schwab US Large Cap ETF 808524201 242 4841 SH SOLE 0 0 4841 Schwab US Large Cap Value ETF 808524109 74 1852 SH SOLE 0 0 1852 Schwab US Mid Cap Etf ETF 808524508 237 6102 SH SOLE 0 0 6102 Schwab US Reit ETF ETF 808524847 47 1255 SH SOLE 0 0 1255 Schwab US Small Cap ETF ETF 808524607 257 215 SH SOLE 0 0 215 SPDR Barclays Capital HY Bond ETF 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