Chief Compliance Officer

0001601742-15-000004.txt : 20150724 0001601742-15-000004.hdr.sgml : 20150724 20150724171458 ACCESSION NUMBER: 0001601742-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150724 DATE AS OF CHANGE: 20150724 EFFECTIVENESS DATE: 20150724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 151005252 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 06-30-2015 06-30-2015 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 07-24-2015 0 173 136193 false INFORMATION TABLE 2 privateocean13f2q2015.xml Agilent Technologies Inc COM 00846U101 1 20 SH SOLE 0 0 20 AGL Resources Inc COM 001204106 14 311 SH SOLE 0 0 311 Alibaba Group Hldg Adr COM 01609W102 8 100 SH SOLE 0 0 100 Alkermes Inc COM G01767105 13 200 SH SOLE 0 0 200 ALPS Alerian MLP COM 00162Q866 322 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 44 900 SH SOLE 0 0 900 American Tower Corp A COM 03027X100 9 100 SH SOLE 0 0 100 Ameriprise Financial Inc COM 03076C106 12 100 SH SOLE 0 0 100 Ametek Inc COM 031100100 65 1180 SH SOLE 0 0 1180 Apple Computer Inc COM 037833100 1445 11519 SH SOLE 0 0 11519 Astrazeneca Plc Ord COM G0593M107 15 242 SH SOLE 0 0 242 AT&T Corp COM 00206R102 17 474 SH SOLE 0 0 474 Bank Marin Corte Madera Ca COM 063425102 233 4585 SH SOLE 0 0 4585 Berkshire Hathaway Cl B COM 084670702 203 1488 SH SOLE 0 0 1488 Blackstone Group Lp COM 09253U108 20 500 SH SOLE 0 0 500 Boeing Co COM 097023105 135 970 SH SOLE 0 0 970 BorgWarner Inc COM 099724106 9 150 SH SOLE 0 0 150 Boston Properties Inc COM 101121101 73 600 SH SOLE 0 0 600 BP PLC ADR ADR 055622104 13 314 SH SOLE 0 0 314 Celgene Corp COM 151020104 35 300 SH SOLE 0 0 300 CenturyLink Inc COM 156700106 0 6 SH SOLE 0 0 6 Charles Schwab Corp COM 808513105 866 26537 SH SOLE 0 0 26537 Chevron Texaco Corp COM 166764100 7 75 SH SOLE 0 0 75 Chubb Corp COM 171232101 24 250 SH SOLE 0 0 250 Coca Cola Co COM 191216100 16 404 SH SOLE 0 0 404 Conagra Foods Inc COM 205887102 131 3000 SH SOLE 0 0 3000 ConocoPhillips COM 20825C104 20 330 SH SOLE 0 0 330 Consolidated Edison Inc COM 209115104 13 225 SH SOLE 0 0 225 Cyberark Software Ltd COM M2682V108 8 135 SH SOLE 0 0 135 Discover Financial Services LLC COM 254709108 9 150 SH SOLE 0 0 150 Dominion Resources Inc COM 25746U109 27 400 SH SOLE 0 0 400 Dow Chemical Co COM 260543103 10 200 SH SOLE 0 0 200 eBay Inc COM 278642103 5 75 SH SOLE 0 0 75 Ecolab Inc COM 278865100 6 50 SH SOLE 0 0 50 Edwards Lifesciences Cp COM 28176E108 82 575 SH SOLE 0 0 575 Emerson Electric Co COM 291011104 266 4800 SH SOLE 0 0 4800 Enterprise Products Partners COM 293792107 52 1726 SH SOLE 0 0 1726 Etsy Inc COM 29786A106 0 20 SH SOLE 0 0 20 Exelon Corp COM 30161N101 6 177 SH SOLE 0 0 177 Express Scripts Inc COM 30219G108 116 1300 SH SOLE 0 0 1300 Exxon Mobil Corp COM 30231G102 451 5424 SH SOLE 0 0 5424 FlexShares Morningstar Developed Markets ex-US ETF 33939L811 221 3626 SH SOLE 0 0 3626 FlexShares Morningstar U.S. Market Factor Tilt ETF 33939L100 263 2975 SH SOLE 0 0 2975 Ford Motor Co COM 345370860 0 22 SH SOLE 0 0 22 Frontier Communications Corp COM 35906A108 0 56 SH SOLE 0 0 56 General Electric Co COM 369604103 13 500 SH SOLE 0 0 500 Gilead Sciences Inc COM 375558103 103 881 SH SOLE 0 0 881 Google Inc Class C COM 38259P706 10 20 SH SOLE 0 0 20 Greene King PLC ORD COM G40880133 1183 89104 SH SOLE 0 0 89104 Guggenheim S&P Global Dividend Opportunities Index ETF 18383M860 1886 171000 SH SOLE 0 0 171000 Hershey Foods Corp COM 427866108 0 4 SH SOLE 0 0 4 Home Depot Inc COM 437076102 3 30 SH SOLE 0 0 30 Intel Corp COM 458140100 0 5 SH SOLE 0 0 5 International Business Machines COM 459200101 322 1979 SH SOLE 0 0 1979 Invensense Inc COM 46123D205 3 200 SH SOLE 0 0 200 iShares Barclays Aggregate Bond ETF 464287226 709 6517 SH SOLE 0 0 6517 iShares Dow Jones US Real Estate ETF 45032K102 171 2399 SH SOLE 0 0 2399 iShares FTSE/Xinhua China Index ETF 464287184 47 1024 SH SOLE 0 0 1024 iShares Gold Trust ETF 464285105 23 2000 SH SOLE 0 0 2000 iShares Mortgage Real Estate Capped ETF ETF 464288539 477 45054 SH SOLE 0 0 45054 iShares MSCI AC World-ex U.S. Index ETF 464288240 141 12115 SH SOLE 0 0 12115 iShares MSCI EAFE Index ETF 464287465 2638 41553 SH SOLE 0 0 41553 iShares MSCI Emerging Markets ETF 464287234 100 2534 SH SOLE 0 0 2534 iShares Russell 1000 Growth ETF 464287614 7 75 SH SOLE 0 0 75 iShares Russell 1000 Index ETF 464287622 1993 17172 SH SOLE 0 0 17172 iShares Russell 2000 ETF 464287648 287 1855 SH SOLE 0 0 1855 iShares Russell 2000 Index ETF 464287655 772 6186 SH SOLE 0 0 6186 iShares Russell 3000 Index ETF 464287689 103 834 SH SOLE 0 0 834 iShares Russell Midcap Blend ETF 464287499 393 2310 SH SOLE 0 0 2310 iShares Russell Midcap Growth ETF 464287481 85 880 SH SOLE 0 0 880 iShares Russell Midcap VI ETF 464287473 124 1686 SH SOLE 0 0 1686 iShares S&P 100 Index ETF 464287101 205 2255 SH SOLE 0 0 2255 iShares S&P 500 Index ETF 464287200 199 960 SH SOLE 0 0 960 iShares S&P 600 Growth ETF 464287887 99 752 SH SOLE 0 0 752 iShares S&P Midcap 400 Index ETF 464287507 60 403 SH SOLE 0 0 403 iShares S&P Midcap 400/BARRA Value ETF 464287705 890 6902 SH SOLE 0 0 6902 iShares S&P National AMT-Free Muni ETF 464288414 27 252 SH SOLE 0 0 252 iShares S&P Small Cap 600 Index ETF 464287804 280 2372 SH SOLE 0 0 2372 iShares S&P Smallcap 600/BARRA Value Index ETF 464287879 311 2639 SH SOLE 0 0 2639 JP Morgan Chase & Co COM 46625H100 14 201 SH SOLE 0 0 201 Keysight Technologies Inc Com COM 49338L103 7 236 SH SOLE 0 0 236 Kinder Morgan Inc COM 49456B101 12 311 SH SOLE 0 0 311 Kraft Foods Group COM 50076Q106 11 133 SH SOLE 0 0 133 L Brands Inc COM 502470107 19 225 SH SOLE 0 0 225 Lendingclub Corp COM 52603A109 1 50 SH SOLE 0 0 50 Lockheed Martin Corp COM 539830109 72 387 SH SOLE 0 0 387 Marathon Petroleum Corp COM 56585A102 4 75 SH SOLE 0 0 75 Market Vectors High Yield Muni ETF ETF 57060U878 30055 1005189 SH SOLE 0 0 1005189 Market Vectors Intermediate Muni ETF ETF 57060U845 7 308 SH SOLE 0 0 308 McDonalds Corp COM 580135101 851 8950 SH SOLE 0 0 8950 McKesson Corp COM 58155Q103 45 200 SH SOLE 0 0 200 Medtronic Inc COM 585055106 267 3600 SH SOLE 0 0 3600 Merck Inc COM 58933Y105 2 31 SH SOLE 0 0 31 Micron Technology Inc COM 595112103 24 1300 SH SOLE 0 0 1300 Microsoft Corp COM 594918104 4 102 SH SOLE 0 0 102 Mondelez International Inc COM 609207105 16 400 SH SOLE 0 0 400 Nasdaq 100 Shares ETF 33733E401 82 768 SH SOLE 0 0 768 NextEra Energy Inc COM 65339F101 66 672 SH SOLE 0 0 672 Nike Inc COM 654106103 111 1030 SH SOLE 0 0 1030 Norfolk Southern Corp COM 655844108 121 1389 SH SOLE 0 0 1389 Novartis AG ADR ADR 66987V109 118 1200 SH SOLE 0 0 1200 Palo Alto Networks Inc COM 697435105 17 100 SH SOLE 0 0 100 PepsiCo Inc COM 713448108 27 284 SH SOLE 0 0 284 Pfizer Inc COM 717081103 7 200 SH SOLE 0 0 200 PG&E Corp COM 69331C108 32 646 SH SOLE 0 0 646 Philip Morris International COM 718172109 28 350 SH SOLE 0 0 350 Phillips Inc COM 718546104 17 215 SH SOLE 0 0 215 Powershares DB G10 Currency Harvest ETF 73935Y102 11 450 SH SOLE 0 0 450 Powershares Emerging Markets Debt ETF 73936T573 10243 369633 SH SOLE 0 0 369633 Powershares FTSE RAFI 1500 ETF 73935X567 973 9376 SH SOLE 0 0 9376 Powershares FTSE RAFI Dev Markets ex-US ETF 73936T789 3929 96479 SH SOLE 0 0 96479 Powershares FTSE RAFI US 1000 ETF 73935X583 4987 54997 SH SOLE 0 0 54997 PowerShares High Yield Corporate Bond ETF 73936T557 549 29396 SH SOLE 0 0 29396 PowerShares KBW High Dividend Yield Financial Port ETF 73936Q793 755 31250 SH SOLE 0 0 31250 PowerShares Preferred Portfolio ETF 73936T565 298 20532 SH SOLE 0 0 20532 PowerShares S&P Low Volatility ETF 73937B779 31 840 SH SOLE 0 0 840 Powershares WilderHill Clean Energy Idx ETF 73935X500 51 9462 SH SOLE 0 0 9462 Praxair Inc COM 74005P104 27 230 SH SOLE 0 0 230 Procter & Gamble Co COM 742718109 748 9564 SH SOLE 0 0 9564 Prudential Financial Inc COM 744320102 6 68 SH SOLE 0 0 68 QEP Resources Inc COM 74733V100 4 206 SH SOLE 0 0 206 Qualcomm Inc COM 747525103 9 150 SH SOLE 0 0 150 Questar Corp COM 748356102 5 242 SH SOLE 0 0 242 Realty Income Corp COM 756109104 85 1910 SH SOLE 0 0 1910 Reynolds American Inc COM 761713106 22 300 SH SOLE 0 0 300 Roper Industries Inc COM 776696106 13 75 SH SOLE 0 0 75 Royal Dutch Shell A ADR ADR 780259206 80 1400 SH SOLE 0 0 1400 Salesforce.com COM 79466L302 18 257 SH SOLE 0 0 257 Schlumberger NV COM 806857108 16 189 SH SOLE 0 0 189 Schw Intl Scap Etf ETF 808524888 1 34 SH SOLE 0 0 34 Schwab Emerging Market Equities ETF ETF 808524706 70 2833 SH SOLE 0 0 2833 Schwab Fundamental Int'l Lg Co ETF ETF 808524755 5 197 SH SOLE 0 0 197 Schwab Fundamental US Large Company ETF ETF 808524771 4 126 SH SOLE 0 0 126 Schwab International Equity ETF ETF 808524805 2 57 SH SOLE 0 0 57 Schwab U.S. TIPS ETF 808524870 9 167 SH SOLE 0 0 167 Schwab US Aggregate Bond Etf ETF 808524839 29 557 SH SOLE 0 0 557 Schwab US Broad Market ETF ETF 808524102 19 382 SH SOLE 0 0 382 Schwab US Reit ETF ETF 808524847 46 1255 SH SOLE 0 0 1255 Schwab US Small Cap ETF ETF 808524607 12 215 SH SOLE 0 0 215 Sony Corp ADR ADR 835699307 1 25 SH SOLE 0 0 25 SPDR Barclays Capital HY Bond ETF 78464A417 20336 529174 SH SOLE 0 0 529174 SPDR DJ Wilshire International RE ETF 78463X863 6 144 SH SOLE 0 0 144 SPDR Dow Jones REIT ETF 78464A607 374 4429 SH SOLE 0 0 4429 SPDR Nuveen Barclays ST Muni Bond ETF ETF 78464A425 7 297 SH SOLE 0 0 297 Spdr Nuveen S&P High Yield Municipal Bond ETF 78464A284 3183 57430 SH SOLE 0 0 57430 SPDR S&P 500 ETF Trust ETF 78462F103 227 1102 SH SOLE 0 0 1102 Starbucks Corp COM 855244109 1 10 SH SOLE 0 0 10 Summit State Bank COM 866264203 4 300 SH SOLE 0 0 300 Syngenta Ag Tech Ord COM H84140112 2 6 SH SOLE 0 0 6 Telefonica SA COM 87936R106 162 11400 SH SOLE 0 0 11400 Transdigm Group COM 893641100 8 35 SH SOLE 0 0 35 United Technologies Corp COM 913017109 168 1514 SH SOLE 0 0 1514 Vanguard Bond Index ETF ETF 921937835 22 266 SH SOLE 0 0 266 Vanguard Dividend Apprciation ETF 921908844 52 663 SH SOLE 0 0 663 Vanguard Emerging Markets ETF 922042858 79 1932 SH SOLE 0 0 1932 Vanguard Global ex US RE ETF 922042676 25 455 SH SOLE 0 0 455 Vanguard International Equity Index ETF 922042775 599 12329 SH SOLE 0 0 12329 Vanguard Large Cap ETF ETF 922908637 542 5718 SH SOLE 0 0 5718 Vanguard REIT Index ETF ETF 922908553 2425 32464 SH SOLE 0 0 32464 Vanguard Small Cap ETF ETF 922908751 209 1717 SH SOLE 0 0 1717 Vanguard Small Cap Value ETF ETF 922908611 38 351 SH SOLE 0 0 351 Vanguard ST Corp Bond Index ETF 921937827 29383 369223 SH SOLE 0 0 369223 Vanguard Total Intl Stock Idx ETF ETF 922042742 12 229 SH SOLE 0 0 229 Vanguard Total Stock Market ETF ETF 922908769 2690 25137 SH SOLE 0 0 25137 Vanguard Total World ETF 922042742 6 96 SH SOLE 0 0 96 Vanguard Value ETF ETF 922908744 1302 15620 SH SOLE 0 0 15620 Verizon Communications COM 92343V104 29 614 SH SOLE 0 0 614 W P Carey Inc COM 92936U109 124 2096 SH SOLE 0 0 2096 Wal-Mart Stores Inc COM 931142103 16 225 SH SOLE 0 0 225 Walt Disney COM 254687106 25 218 SH SOLE 0 0 218 Wells Fargo & Co COM 949746101 70 1236 SH SOLE 0 0 1236 WisdomTree Managed Futures Strategy ETF 97717W125 1 20 SH SOLE 0 0 20 Zimmer Holdings Inc COM 98956P102 22 200 SH SOLE 0 0 200