Chief Compliance Officer

0001601742-15-000003.txt : 20150424 0001601742-15-000003.hdr.sgml : 20150424 20150424133818 ACCESSION NUMBER: 0001601742-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150424 DATE AS OF CHANGE: 20150424 EFFECTIVENESS DATE: 20150424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 15791102 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 03-31-2015 03-31-2015 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 04-24-2015 0 171 136242 false INFORMATION TABLE 2 privocean13f1q2015.xml Accenture Ltd PLC COM G1150G111 39 415 SH SOLE 0 0 415 AGL Resources Inc COM 001204106 23 462 SH SOLE 0 0 462 Alcoa Inc COM 013817101 1 100 SH SOLE 0 0 100 Alkermes Inc COM G01767105 12 200 SH SOLE 0 0 200 ALPS Alerian MLP COM 00162Q866 343 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 45 900 SH SOLE 0 0 900 American Airlines Group Inc COM 02376R102 13 250 SH SOLE 0 0 250 American Tower Corp A COM 03027X100 9 100 SH SOLE 0 0 100 Ameriprise Financial Inc COM 03076C106 13 100 SH SOLE 0 0 100 Ametek Inc COM 031100100 62 1180 SH SOLE 0 0 1180 Apple Computer Inc COM 037833100 1608 12919 SH SOLE 0 0 12919 Ariad Pharmaceuticals COM 04033A100 8 1000 SH SOLE 0 0 1000 Astrazeneca Plc Ord COM G0593M107 17 242 SH SOLE 0 0 242 AT&T Corp COM 00206R102 15 474 SH SOLE 0 0 474 Baidu.Com Inc ADR COM 056752108 8 37 SH SOLE 0 0 37 Bank Marin Corte Madera Ca COM 063425102 183 3585 SH SOLE 0 0 3585 Berkshire Hathaway Cl B COM 084670702 215 1488 SH SOLE 0 0 1488 Blackstone Group Lp COM 09253U108 19 500 SH SOLE 0 0 500 Boeing Co COM 097023105 146 970 SH SOLE 0 0 970 BorgWarner Inc COM 099724106 9 150 SH SOLE 0 0 150 Boston Properties Inc COM 101121101 84 600 SH SOLE 0 0 600 BP PLC ADR ADR 055622104 18 463 SH SOLE 0 0 463 Celgene Corp COM 151020104 35 300 SH SOLE 0 0 300 Charles Schwab Corp COM 808513105 862 28321 SH SOLE 0 0 28321 Chevron Texaco Corp COM 166764100 22 210 SH SOLE 0 0 210 Chubb Corp COM 171232101 25 250 SH SOLE 0 0 250 Coca Cola Co COM 191216100 16 404 SH SOLE 0 0 404 Conagra Foods Inc COM 205887102 110 3000 SH SOLE 0 0 3000 ConocoPhillips COM 20825C104 21 330 SH SOLE 0 0 330 Consolidated Edison Inc COM 209115104 14 225 SH SOLE 0 0 225 Discover Financial Services LLC COM 254709108 8 150 SH SOLE 0 0 150 Dominion Resources Inc COM 25746U109 28 400 SH SOLE 0 0 400 Dow Chemical Co COM 260543103 10 200 SH SOLE 0 0 200 eBay Inc COM 278642103 4 75 SH SOLE 0 0 75 Ecolab Inc COM 278865100 6 50 SH SOLE 0 0 50 Edwards Lifesciences Cp COM 28176E108 82 575 SH SOLE 0 0 575 Embraer Empresa Br Adr COM 29082A107 6 190 SH SOLE 0 0 190 Emerson Electric Co COM 291011104 272 4800 SH SOLE 0 0 4800 Enterprise Products Partners COM 293792107 13 400 SH SOLE 0 0 400 Exelon Corp COM 30161N101 6 177 SH SOLE 0 0 177 Express Scripts Inc COM 30219G108 113 1300 SH SOLE 0 0 1300 Exxon Mobil Corp COM 30231G102 557 6548 SH SOLE 0 0 6548 FireEye Inc COM 31816Q101 4 100 SH SOLE 0 0 100 FlexShares Morningstar Developed Markets ex-US Fac ETF 33939L837 201 3337 SH SOLE 0 0 3337 FlexShares Morningstar U.S. Market Factor Tilt ETF 33939L100 235 2656 SH SOLE 0 0 2656 Ford Motor Co COM 345370860 0 22 SH SOLE 0 0 22 Frontier Communications Corp COM 35906A108 1 73 SH SOLE 0 0 73 General Electric Co COM 369604103 12 500 SH SOLE 0 0 500 Gilead Sciences Inc COM 375558103 86 881 SH SOLE 0 0 881 Google Inc Class C COM 38259P706 11 20 SH SOLE 0 0 20 Greene King PLC ORD COM G40880133 1105 89104 SH SOLE 0 0 89104 Guggenheim S&P Global Dividend Opportunities Index ETF 18383M860 1937 171000 SH SOLE 0 0 171000 Halliburton Co COM 406216101 6 147 SH SOLE 0 0 147 Hershey Foods Corp COM 427866108 0 4 SH SOLE 0 0 4 International Business Machines COM 459200101 318 1979 SH SOLE 0 0 1979 Inuvo Inc COM 46123D205 4 2000 SH SOLE 0 0 2000 iShares Barclays Aggregate Bond ETF 464287226 687 6163 SH SOLE 0 0 6163 iShares Dow Jones US Real Estate ETF 45032K102 190 2391 SH SOLE 0 0 2391 iShares FTSE/Xinhua China Index ETF 464287184 35 779 SH SOLE 0 0 779 iShares Gold Trust ETF 464285105 23 2000 SH SOLE 0 0 2000 iShares Mortgage Real Estate Capped ETF ETF 464288539 527 45054 SH SOLE 0 0 45054 iShares MSCI AC World-ex U.S. Index ETF 464288240 140 12115 SH SOLE 0 0 12115 iShares MSCI EAFE Index ETF 464287465 2664 41522 SH SOLE 0 0 41522 iShares MSCI Emerging Markets ETF 464287234 102 2534 SH SOLE 0 0 2534 iShares Russell 1000 Growth ETF 464287614 7 75 SH SOLE 0 0 75 iShares Russell 1000 Index ETF 464287622 1989 17172 SH SOLE 0 0 17172 iShares Russell 2000 ETF 464287648 281 1853 SH SOLE 0 0 1853 iShares Russell 2000 Index ETF 464287655 768 6173 SH SOLE 0 0 6173 iShares Russell 3000 Index ETF 464287689 103 832 SH SOLE 0 0 832 iShares Russell Midcap Blend ETF 464287499 399 2305 SH SOLE 0 0 2305 iShares Russell Midcap Growth ETF 464287481 86 880 SH SOLE 0 0 880 iShares Russell Midcap VI ETF 464287473 127 1686 SH SOLE 0 0 1686 iShares S&P 100 Index ETF 464287101 228 2523 SH SOLE 0 0 2523 iShares S&P 500 Index ETF 464287200 199 955 SH SOLE 0 0 955 iShares S&P 600 Growth ETF 464287887 98 752 SH SOLE 0 0 752 iShares S&P Midcap 400 Index ETF 464287507 61 402 SH SOLE 0 0 402 iShares S&P Midcap 400/BARRA Value ETF 464287705 903 6895 SH SOLE 0 0 6895 iShares S&P National AMT-Free Muni ETF 464288414 11 103 SH SOLE 0 0 103 iShares S&P Small Cap 600 Index ETF 464287804 279 2367 SH SOLE 0 0 2367 iShares S&P Smallcap 600/BARRA Value Index ETF 464287879 313 2633 SH SOLE 0 0 2633 JP Morgan Chase & Co COM 46625H100 12 200 SH SOLE 0 0 200 Kinder Morgan Inc COM 49456B101 13 311 SH SOLE 0 0 311 Kraft Foods Group COM 50076Q106 12 133 SH SOLE 0 0 133 L Brands Inc COM 502470107 21 225 SH SOLE 0 0 225 Lockheed Martin Corp COM 539830109 79 387 SH SOLE 0 0 387 Market Vectors High Yield Muni ETF ETF 57060U878 30103 960518 SH SOLE 0 0 960518 McDonalds Corp COM 580135101 872 8950 SH SOLE 0 0 8950 McKesson Corp COM 58155Q103 45 200 SH SOLE 0 0 200 Medtronic Inc COM 585055106 281 3600 SH SOLE 0 0 3600 Merck Inc COM 58933Y105 2 30 SH SOLE 0 0 30 Micron Technology Inc COM 595112103 35 1300 SH SOLE 0 0 1300 Microsoft Corp COM 594918104 4 101 SH SOLE 0 0 101 Mondelez International Inc COM 609207105 14 400 SH SOLE 0 0 400 Nasdaq 100 Shares ETF 33733E401 82 777 SH SOLE 0 0 777 Netflix Inc COM 64110L106 8 20 SH SOLE 0 0 20 NextEra Energy Inc COM 65339F101 70 672 SH SOLE 0 0 672 Nike Inc COM 654106103 103 1030 SH SOLE 0 0 1030 Norfolk Southern Corp COM 655844108 206 2005 SH SOLE 0 0 2005 Novartis AG ADR ADR 66987V109 118 1200 SH SOLE 0 0 1200 Palo Alto Networks Inc COM 697435105 15 100 SH SOLE 0 0 100 PepsiCo Inc COM 713448108 27 284 SH SOLE 0 0 284 Pfizer Inc COM 717081103 7 200 SH SOLE 0 0 200 Philip Morris International COM 718172109 26 350 SH SOLE 0 0 350 Phillips Inc COM 718546104 17 215 SH SOLE 0 0 215 Pioneer High Income Fund ETF 72369H106 7 557 SH SOLE 0 0 557 Powershares DB G10 Currency Harvest ETF 73935Y102 11 450 SH SOLE 0 0 450 Powershares Emerging Markets Debt ETF 73936T573 10027 352819 SH SOLE 0 0 352819 Powershares FTSE RAFI 1500 ETF 73935X567 974 9366 SH SOLE 0 0 9366 Powershares FTSE RAFI Dev Markets ex-US ETF 73936T789 3969 96907 SH SOLE 0 0 96907 Powershares FTSE RAFI US 1000 ETF 73935X583 5089 55736 SH SOLE 0 0 55736 PowerShares High Yield Corporate Bond ETF 73936T557 558 29396 SH SOLE 0 0 29396 PowerShares KBW High Dividend Yield Financial Port ETF 73936Q793 795 31250 SH SOLE 0 0 31250 PowerShares Preferred Portfolio ETF 73936T565 306 20532 SH SOLE 0 0 20532 PowerShares S&P Low Volatility ETF 73937B779 32 835 SH SOLE 0 0 835 Powershares WilderHill Clean Energy Idx ETF 73935X500 53 9462 SH SOLE 0 0 9462 Praxair Inc COM 74005P104 28 230 SH SOLE 0 0 230 Procter & Gamble Co COM 742718109 783 9551 SH SOLE 0 0 9551 Prudential Financial Inc COM 744320102 10 125 SH SOLE 0 0 125 QEP Resources Inc COM 74733V100 4 206 SH SOLE 0 0 206 Qualcomm Inc COM 747525103 10 150 SH SOLE 0 0 150 Questar Corp COM 748356102 6 242 SH SOLE 0 0 242 Realty Income Corp COM 756109104 97 1887 SH SOLE 0 0 1887 Reynolds American Inc COM 761713106 21 300 SH SOLE 0 0 300 Roper Industries Inc COM 776696106 13 75 SH SOLE 0 0 75 Royal Dutch Shell A ADR ADR 780259206 84 1400 SH SOLE 0 0 1400 Salesforce.com COM 79466L302 21 313 SH SOLE 0 0 313 Schlumberger NV COM 806857108 7 88 SH SOLE 0 0 88 Schw Intl Scap Etf ETF 808524888 1 22 SH SOLE 0 0 22 Schwab Emerging Market Equities ETF ETF 808524706 59 2417 SH SOLE 0 0 2417 Schwab Fundamental Int'l Lg Co ETF ETF 808524755 4 140 SH SOLE 0 0 140 Schwab Fundamental US Large Company ETF ETF 808524771 5 158 SH SOLE 0 0 158 Schwab International Equity ETF ETF 808524805 2 74 SH SOLE 0 0 74 Schwab U.S. TIPS ETF 808524870 9 167 SH SOLE 0 0 167 Schwab US Aggregate Bond Etf ETF 808524839 29 557 SH SOLE 0 0 557 Schwab US Broad Market ETF ETF 808524102 18 364 SH SOLE 0 0 364 Schwab US Reit ETF ETF 808524847 40 981 SH SOLE 0 0 981 Schwab US Small Cap ETF ETF 808524607 13 224 SH SOLE 0 0 224 Sony Corp ADR ADR 835699307 1 25 SH SOLE 0 0 25 SPDR Barclays Capital HY Bond ETF 78464A417 19705 502425 SH SOLE 0 0 502425 SPDR DJ Wilshire International RE ETF 78463X863 6 144 SH SOLE 0 0 144 SPDR Dow Jones REIT ETF 78464A607 418 4421 SH SOLE 0 0 4421 SPDR Nuveen Barclays ST Muni Bond ETF ETF 78464A425 7 297 SH SOLE 0 0 297 Spdr Nuveen S&P High Yield Municipal Bond ETF 78464A284 3339 57997 SH SOLE 0 0 57997 SPDR S&P 500 ETF Trust ETF 78462F103 208 1009 SH SOLE 0 0 1009 Starbucks Corp COM 855244109 0 5 SH SOLE 0 0 5 Syngenta Ag Tech Ord COM H84140112 2 6 SH SOLE 0 0 6 Telefonica SA COM 87936R106 164 11400 SH SOLE 0 0 11400 Transdigm Group COM 893641100 8 35 SH SOLE 0 0 35 Twitter Inc. COM 90184L102 3 50 SH SOLE 0 0 50 United Technologies Corp COM 913017109 258 2205 SH SOLE 0 0 2205 Vanguard Bond Index ETF ETF 921937835 15 175 SH SOLE 0 0 175 Vanguard Dividend Apprciation ETF 921908844 53 663 SH SOLE 0 0 663 Vanguard Emerging Markets ETF 922042858 79 1924 SH SOLE 0 0 1924 Vanguard Global ex US RE ETF 922042676 26 455 SH SOLE 0 0 455 Vanguard International Equity Index ETF 922042775 601 12342 SH SOLE 0 0 12342 Vanguard Large Cap ETF ETF 922908637 544 5717 SH SOLE 0 0 5717 Vanguard REIT Index ETF ETF 922908553 2732 32407 SH SOLE 0 0 32407 Vanguard Small Cap ETF ETF 922908751 210 1717 SH SOLE 0 0 1717 Vanguard Small Cap Value ETF ETF 922908611 38 351 SH SOLE 0 0 351 Vanguard ST Corp Bond Index ETF 921937827 28621 356827 SH SOLE 0 0 356827 Vanguard Total Intl Stock Idx ETF ETF 922042742 12 229 SH SOLE 0 0 229 Vanguard Total Stock Market ETF ETF 922908769 2849 26566 SH SOLE 0 0 26566 Vanguard Total World ETF 922042742 4 72 SH SOLE 0 0 72 Vanguard Value ETF ETF 922908744 1417 16927 SH SOLE 0 0 16927 Verizon Communications COM 92343V104 33 689 SH SOLE 0 0 689 W P Carey Inc COM 92936U109 258 3795 SH SOLE 0 0 3795 Wal-Mart Stores Inc COM 931142103 19 225 SH SOLE 0 0 225 Walt Disney COM 254687106 23 218 SH SOLE 0 0 218 Wells Fargo & Co COM 949746101 67 1236 SH SOLE 0 0 1236 WisdomTree Managed Futures Strategy ETF 97717W125 1 20 SH SOLE 0 0 20 Zimmer Holdings Inc COM 98956P102 24 200 SH SOLE 0 0 200