Chief Compliance Officer

0001601742-15-000002.txt : 20150128 0001601742-15-000002.hdr.sgml : 20150128 20150128123135 ACCESSION NUMBER: 0001601742-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 EFFECTIVENESS DATE: 20150128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Ocean, LLC CENTRAL INDEX KEY: 0001601742 IRS NUMBER: 205742052 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16108 FILM NUMBER: 15553955 BUSINESS ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 415-526-2900 MAIL ADDRESS: STREET 1: 100 SMITH RANCH ROAD STREET 2: SUITE 300 CITY: SAN RAFAEL STATE: CA ZIP: 94903 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601742 XXXXXXXX 12-31-2014 12-31-2014 Private Ocean, LLC

100 SMITH RANCH ROAD SUITE 300 SAN RAFAEL CA 94903

13F HOLDINGS REPORT 028-16108 N Justin Hult Chief Compliance Officer (415) 526-2900 Justin Hult San Rafael CA 01-28-2015 0 203 133938 false INFORMATION TABLE 2 privocean13f4q2014.xml 3M Co COM 88579Y101 19 114 SH SOLE 0 0 19 Accenture Ltd PLC COM G1150G111 37 415 SH SOLE 0 0 415 AGL Resources Inc COM 001204106 33 610 SH SOLE 0 0 755 Alcoa Inc COM 013817101 2 100 SH SOLE 0 0 700 Allergan Inc COM 018490102 6 26 SH SOLE 0 0 6 ALPS Alerian MLP COM 00162Q866 362 20680 SH SOLE 0 0 20680 Altria Group Inc COM 02209S103 55 1110 SH SOLE 0 0 900 American Airlines Group Inc COM 02376R102 5 100 SH SOLE 0 0 137 American Tower Corp A COM 03027X100 10 100 SH SOLE 0 0 100 Ameriprise Financial Inc COM 03076C106 13 100 SH SOLE 0 0 100 Ametek Inc COM 031100100 62 1180 SH SOLE 0 0 1180 Apple Computer Inc COM 037833100 1428 12935 SH SOLE 0 0 12528 Ariad Pharmaceuticals COM 04033A100 7 1000 SH SOLE 0 0 1000 Astrazeneca Plc Ord COM G0593M107 17 242 SH SOLE 0 0 242 AT&T Corp COM 00206R102 16 475 SH SOLE 0 0 825 Autodesk Inc COM 052769106 8 250 SH SOLE 0 0 340 Baidu.Com Inc ADR COM 056752108 8 37 SH SOLE 0 0 8 Bank Marin Corte Madera Ca COM 063425102 188 3578 SH SOLE 0 0 3563 BankAmerica Corp COM 060505104 6 326 SH SOLE 0 0 62 Berkshire Hathaway Cl B COM 084670702 223 1488 SH SOLE 0 0 1488 Blackhawk Network Hldgs COM 09238E104 1 18 SH SOLE 0 0 18 Blackstone Group Lp COM 09253U108 17 500 SH SOLE 0 0 500 Boeing Co COM 097023105 145 1116 SH SOLE 0 0 1085 BorgWarner Inc COM 099724106 8 150 SH SOLE 0 0 150 Boston Properties Inc COM 101121101 77 600 SH SOLE 0 0 600 BP PLC ADR ADR 055622104 23 612 SH SOLE 0 0 754 Celgene Corp COM 151020104 41 366 SH SOLE 0 0 300 Charles Schwab Corp COM 808513105 957 31701 SH SOLE 0 0 24214 Chevron Texaco Corp COM 166764100 35 310 SH SOLE 0 0 549 Chubb Corp COM 171232101 26 250 SH SOLE 0 0 250 Cisco Systems Inc COM 17275R102 9 319 SH SOLE 0 0 9 Coca Cola Co COM 191216100 1701 40299 SH SOLE 0 0 404 Colgate-Palmolive Co COM 194162103 9 134 SH SOLE 0 0 9 Comcast Corp A COM 20030N101 9 162 SH SOLE 0 0 9 Conagra Foods Inc COM 205887102 109 3000 SH SOLE 0 0 3000 ConocoPhillips COM 20825C104 23 330 SH SOLE 0 0 330 Consolidated Edison Inc COM 209115104 15 225 SH SOLE 0 0 225 CVS Caremark Corp COM 126650100 56 577 SH SOLE 0 0 56 Discover Financial Services LLC COM 254709108 33 500 SH SOLE 0 0 500 Dominion Resources Inc COM 25746U109 31 400 SH SOLE 0 0 400 Dow Chemical Co COM 260543103 9 200 SH SOLE 0 0 200 eBay Inc COM 278642103 4 75 SH SOLE 0 0 75 Ecolab Inc COM 278865100 5 50 SH SOLE 0 0 50 Edwards Lifesciences Cp COM 28176E108 73 575 SH SOLE 0 0 575 Embraer Empresa Br Adr COM 29082A107 7 190 SH SOLE 0 0 190 Emerson Electric Co COM 291011104 296 4800 SH SOLE 0 0 4800 Enterprise Products Partners COM 293792107 14 400 SH SOLE 0 0 1396 Exelon Corp COM 30161N101 7 177 SH SOLE 0 0 177 Express Scripts Inc COM 30219G108 110 1300 SH SOLE 0 0 1500 Exxon Mobil Corp COM 30231G102 635 6873 SH SOLE 0 0 8964 Fedex Corp COM 31428X106 9 50 SH SOLE 0 0 50 FlexShares 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COM 90184L102 2 50 SH SOLE 0 0 25 Umpqua Holdings Corp COM 904214103 1 31 SH SOLE 0 0 57 Union Pacific Corp COM 907818108 6 48 SH SOLE 0 0 6 United Technologies Corp COM 913017109 272 2365 SH SOLE 0 0 3577 UnitedHealth Group Inc COM 91324P102 24 234 SH SOLE 0 0 24 Vanguard Bond Index ETF ETF 921937835 14 174 SH SOLE 0 0 171 Vanguard Dividend Apprciation ETF 921908844 54 660 SH SOLE 0 0 656 Vanguard Emerging Markets ETF 922042858 70 1749 SH SOLE 0 0 1875 Vanguard Global ex US RE ETF 922042676 24 455 SH SOLE 0 0 1599 Vanguard International Equity Index ETF 922042775 583 12434 SH SOLE 0 0 12346 Vanguard Large Cap ETF ETF 922908637 540 5717 SH SOLE 0 0 5030 Vanguard REIT Index ETF ETF 922908553 2659 32829 SH SOLE 0 0 35689 Vanguard Short Term Corp Bond Index ETF 92206C409 26950 338444 SH SOLE 0 0 325034 Vanguard Small Cap ETF ETF 922908751 200 1717 SH SOLE 0 0 1715 Vanguard Small Cap Value ETF ETF 922908611 37 351 SH SOLE 0 0 33 Vanguard Total Intl Stock Idx ETF ETF 922042742 11 229 SH SOLE 0 0 229 Vanguard Total Stock Market ETF ETF 922908769 2837 26766 SH SOLE 0 0 35063 Vanguard Total World ETF 922042742 4 60 SH SOLE 0 0 59 Vanguard Value ETF ETF 922908744 1452 17184 SH SOLE 0 0 12598 Verizon Communications COM 92343V104 36 762 SH SOLE 0 0 1034 W P Carey Inc COM 92936U109 264 3773 SH SOLE 0 0 17667 Wal-Mart Stores Inc COM 931142103 260 3025 SH SOLE 0 0 225 Walt Disney COM 254687106 20 216 SH SOLE 0 0 216 Wells Fargo & Co COM 949746101 68 1236 SH SOLE 0 0 1287 WisdomTree Managed Futures Strategy ETF 97717W125 1 20 SH SOLE 0 0 3912 Zimmer Holdings Inc COM 98956P102 23 200 SH SOLE 0 0 200