SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Huang Gina

(Last) (First) (Middle)
PORTCULLIS TRUSTNET CHAMBERS
ROAD TOWN, TORTOLA

(Street)
BRITISH VIRGIN ISLANDS 3444

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/27/2012
3. Issuer Name and Ticker or Trading Symbol
ENERGY FOCUS, INC/DE [ EFOI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,000,000 I Held by Jag International Co Ltd.(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants to purchase Common Stock 02/27/2012 02/27/2015 Common Stock 2,000,000 $0.43(3) I Held by Jag International Ltd.(1)
Convertible Subordinated Note 04/30/2013 12/31/2015 Common Stock 4,347,826 $0.23 I Held by Brilliant Start Enterprise, Inc.(2)
1. Name and Address of Reporting Person*
Huang Gina

(Last) (First) (Middle)
PORTCULLIS TRUSTNET CHAMBERS
ROAD TOWN, TORTOLA

(Street)
BRITISH VIRGIN ISLANDS 3444

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Brilliant Start Enterprise, Inc.

(Last) (First) (Middle)
PORTCULLIS TRUSTNET CHAMBERS
ROAD TOWN, TORTOLA

(Street)
BRITISH VIRGIN ISLANDS 3444

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Ms. Huang is the sole owner of Jag International Ltd.
2. Ms. Huang is the Chairman of Brilliant Start Enterprise, Inc.
3. Warrant was originally issued at $0.54/share; however, was re-priced per the terms of the warrant to $0.43/share.
/s/ Frank Lamana as Attorney-in-Fact 05/30/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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