Finance Officer

0000870156-20-000028.txt : 20200728 0000870156-20-000028.hdr.sgml : 20200728 20200728121148 ACCESSION NUMBER: 0000870156-20-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200728 DATE AS OF CHANGE: 20200728 EFFECTIVENESS DATE: 20200728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wakefield Asset Management LLLP CENTRAL INDEX KEY: 0001600435 IRS NUMBER: 208251802 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18951 FILM NUMBER: 201052618 BUSINESS ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 303-771-0630 MAIL ADDRESS: STREET 1: 7887 E BELLEVIEW AVE STREET 2: SUITE 800 CITY: ENGLEWOOD STATE: CO ZIP: 80111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600435 XXXXXXXX 06-30-2020 06-30-2020 Wakefield Asset Management LLLP

7887 E BELLEVIEW AVE SUITE 800 ENGLEWOOD CO 80111

13F HOLDINGS REPORT 028-18951 N Jenny Yaeger Finance Officer 303-771-0630 Jenny Yaeger Englewood CO 07-28-2020 3 157 209764 false 1 028-19415 Wakefield Asset Management Corp. 2 028-19414 Wakefield Wealth Management, LLLP 3 028-19416 Geoffrey Todd Gervasini INFORMATION TABLE 2 aci_13f.xml ALPS ETF TR ALERIAN MLP 00162Q452 1300 52681 SH DFND 1,2,3 52681 0 0 ABBVIE INC COM 00287Y109 2591 26387 SH DFND 1,2,3 26387 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2474 32596 SH DFND 1,2,3 32596 0 0 ADTALEM GLOBAL ED INC COM 00737L103 526 16893 SH DFND 1,2,3 16893 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1348 12590 SH DFND 1,2,3 12590 0 0 ALASKA AIR GROUP INC COM 011659109 821 22651 SH DFND 1,2,3 22651 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 508 41699 SH DFND 1,2,3 41699 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 1730 129595 SH DFND 1,2,3 129595 0 0 ALLSTATE CORP COM 020002101 2241 23102 SH DFND 1,2,3 23102 0 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 478 19337 SH DFND 1,2,3 19337 0 0 AMERICAS CAR MART INC COM 03062T105 589 6702 SH DFND 1,2,3 6702 0 0 AMERIPRISE FINL INC COM 03076C106 226 1507 SH DFND 1,2,3 1507 0 0 AMPHASTAR PHARMACEUTICALS IN COM 03209R103 623 27733 SH DFND 1,2,3 27733 0 0 APPLE INC COM 037833100 274 752 SH DFND 1,2,3 752 0 0 AUTOZONE INC COM 053332102 2195 1946 SH DFND 1,2,3 1946 0 0 BRP GROUP INC COM CL A 05589G102 622 36002 SH DFND 1,2,3 36002 0 0 BK OF AMERICA CORP COM 060505104 678 28539 SH DFND 1,2,3 28539 0 0 BIG LOTS INC COM 089302103 642 15296 SH DFND 1,2,3 15296 0 0 BLACK KNIGHT INC COM 09215C105 2174 29967 SH DFND 1,2,3 29967 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 826 59844 SH DFND 1,2,3 59844 0 0 BLACKROCK MUNIHOLDINGS QUALI COM 09254A101 1659 136683 SH DFND 1,2,3 136683 0 0 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 897 63803 SH DFND 1,2,3 63803 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 849 65687 SH DFND 1,2,3 65687 0 0 BLACKROCK MUNIYIELD INVT FD COM 09254R104 838 62325 SH DFND 1,2,3 62325 0 0 BLOCK H & R INC COM 093671105 1876 131369 SH DFND 1,2,3 131369 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1140 14656 SH DFND 1,2,3 14656 0 0 BOX INC CL A 10316T104 597 28738 SH DFND 1,2,3 28738 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2339 39777 SH DFND 1,2,3 39777 0 0 BROADCOM INC COM 11135F101 226 715 SH DFND 1,2,3 715 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 1974 21166 SH DFND 1,2,3 21166 0 0 CNX RESOURCES CORPORATION COM 12653C108 442 51136 SH DFND 1,2,3 51136 0 0 CVS HEALTH CORP COM 126650100 226 3478 SH DFND 1,2,3 3478 0 0 CAMPBELL SOUP CO COM 134429109 205 4124 SH DFND 1,2,3 4124 0 0 CEVA INC COM 157210105 726 19401 SH DFND 1,2,3 19401 0 0 CHEVRON CORP NEW COM 166764100 1416 15874 SH DFND 1,2,3 15874 0 0 CISCO SYS INC COM 17275R102 233 5000 SH DFND 1,2,3 5000 0 0 CITIGROUP INC COM NEW 172967424 594 11624 SH DFND 1,2,3 11624 0 0 CLOROX CO DEL COM 189054109 2772 12635 SH DFND 1,2,3 12635 0 0 COHERUS BIOSCIENCES INC COM 19249H103 504 28216 SH DFND 1,2,3 28216 0 0 CONAGRA BRANDS INC COM 205887102 225 6410 SH DFND 1,2,3 6410 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 2691 16078 SH DFND 1,2,3 16078 0 0 D R HORTON INC COM 23331A109 2294 41366 SH DFND 1,2,3 41366 0 0 DWS MUN INCOME TR COM 233368109 1621 150106 SH DFND 1,2,3 150106 0 0 DWS STRATEGIC MUN INCOME TR COM 23342Q101 427 40674 SH DFND 1,2,3 40674 0 0 DAVITA INC COM 23918K108 2212 27946 SH DFND 1,2,3 27946 0 0 DELAWARE INVTS COLO MUN INCO COM 246101109 2157 158153 SH DFND 1,2,3 158153 0 0 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 1560 127416 SH DFND 1,2,3 127416 0 0 DELAWARE INVTS MINN MUN INCO COM 24610V103 822 64968 SH DFND 1,2,3 64968 0 0 DEVON ENERGY CORP NEW COM 25179M103 1636 144263 SH DFND 1,2,3 144263 0 0 DOLLAR GEN CORP NEW COM 256677105 2205 11574 SH DFND 1,2,3 11574 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1191 14903 SH DFND 1,2,3 14903 0 0 DYNATRACE INC COM 268150109 2471 60871 SH DFND 1,2,3 60871 0 0 EATON VANCE MUN BD FD COM 27827X101 1067 83859 SH DFND 1,2,3 83859 0 0 EBAY INC. 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