0001600403-17-000005.txt : 20170126 0001600403-17-000005.hdr.sgml : 20170126 20170125173355 ACCESSION NUMBER: 0001600403-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170125 EFFECTIVENESS DATE: 20170126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CKW FINANCIAL GROUP CENTRAL INDEX KEY: 0001600403 IRS NUMBER: 271156797 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16089 FILM NUMBER: 17547400 BUSINESS ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8086297600 MAIL ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001600403 XXXXXXXX 12-31-2016 12-31-2016 CKW FINANCIAL GROUP
1003 BISHOP STREET SUITE 1950 HONOLULU HI 96813
13F HOLDINGS REPORT 028-16089 N
Victoria Baron Compliance Manager 8086297600 Victoria Baron Honolulu HI 01-25-2017 0 169 275619 false
INFORMATION TABLE 2 CKW13FSecurities123116.xml ADIENT PLC COM USD ORD SHS G0084W101 5 93 SH SOLE 0 0 93 WEATHERFORD INTL PLC ORD SHS ORD SHS G48833100 10 2000 SH SOLE 0 0 2000 JOHNSON CONTROLS INTERNATIONAL PLC COM USD1.00 SHS G51502105 38 931 SH SOLE 0 0 931 XL GROUP LTD COM USD0.01 COM G98294104 74 1996 SH SOLE 0 0 1996 TE CONNECTIVITY LTD REG SHS REG SHS H84989104 61 875 SH SOLE 0 0 875 CELLCOM ISRAEL LTD ILS SHS M2196U109 8 1000 SH SOLE 0 0 1000 AFLAC INC COM 001055102 42 605 SH SOLE 0 0 605 AT&T INC COM USD1 COM 00206R102 87 2056 SH SOLE 0 0 2056 ABERCROMBIE & FITCH CO CL A CL A 002896207 1 100 SH SOLE 0 0 100 ADOBE SYS INC COM 00724F101 21 200 SH SOLE 0 0 200 AEROPOSTALE COM COM 007865108 0 225 SH SOLE 0 0 225 AEGON N V NY REGISTRY SH NY REGISTRY SH 007924103 27 4800 SH SOLE 0 0 4800 AKAMAI TECHNOLOGIES INC COM COM 00971T101 0 1 SH SOLE 0 0 1 ALEXANDER & BALDWIN INC COM USD0.01 COM 014491104 1425 31753 SH SOLE 0 0 31753 ALLSTATE CORP COM 020002101 33 450 SH SOLE 0 0 450 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 19 500 SH SOLE 0 0 500 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 124 161 SH SOLE 0 0 161 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 48 61 SH SOLE 0 0 61 AMAZON.COM INC COM 023135106 1 1 SH SOLE 0 0 1 AMERICAN AXLE & MFG HOLDINGS COM 024061103 19 1000 SH SOLE 0 0 1000 AMERICAN EXPRESS CO COM 025816109 111 1500 SH SOLE 0 0 1500 AMGEN INC COM 031162100 15 100 SH SOLE 0 0 100 ANADARKO PETE CORP COM 032511107 70 1000 SH SOLE 0 0 1000 APACHE CORP COM 037411105 89 1400 SH SOLE 0 0 1400 APPLE INC COM 037833100 45 385 SH SOLE 0 0 385 ASTRAZENECA ADR EACH REP 1 ORD USD0.25 MGT SPONSORED ADR 046353108 68 2500 SH SOLE 0 0 2500 BB & T CORP COM 054937107 66 1400 SH SOLE 0 0 1400 BP PLC SPONSORED ADR SPONSORED ADR 055622104 12 319 SH SOLE 0 0 319 BAKER HUGHES INC COM 057224107 110 1700 SH SOLE 0 0 1700 BANK OF AMERICA CORP COM 060505104 583 26402 SH SOLE 0 0 26402 BANK HAWAII CORP COM 062540109 710 8011 SH SOLE 0 0 8011 BANK NEW YORK MELLON CORP COM 064058100 133 2800 SH SOLE 0 0 2800 BEST BUY INC COM 086516101 3 60 SH SOLE 0 0 60 BLACKROCK DEBT STRAT FD INC COM NEW COM NEW 09255R202 143 12636 SH SOLE 0 0 12636 BOEING CO COM 097023105 31 200 SH SOLE 0 0 200 BRISTOL MYERS SQUIBB COM 110122108 29 500 SH SOLE 0 0 500 CIGNA CORPORATION COM COM 125509109 93 700 SH SOLE 0 0 700 CAPITAL ONE FINANCIAL CORP COM 14040H105 209 2400 SH SOLE 0 0 2400 CARMAX INC COM 143130102 1 12 SH SOLE 0 0 12 CELANESE CORP DEL COM SER A COM SER A 150870103 55 700 SH SOLE 0 0 700 CENTRAL PAC FINL CORP COM NEW COM NEW 154760409 115 3676 SH SOLE 0 0 3676 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 159 552 SH SOLE 0 0 552 CHEVRON CORP NEW COM COM 166764100 19 158 SH SOLE 0 0 158 CISCO SYS INC COM COM 17275R102 106 3500 SH SOLE 0 0 3500 CITIGROUP INC COM NEW COM NEW 172967424 89 1500 SH SOLE 0 0 1500 COACH INC COM 189754104 28 800 SH SOLE 0 0 800 COCA COLA CO COM 191216100 8 200 SH SOLE 0 0 200 COMCAST CORP NEW CL A CL A 20030N101 144 2089 SH SOLE 0 0 2089 CONCHO RES INC COM 20605P101 40 300 SH SOLE 0 0 300 CORNING INC COM 219350105 51 2100 SH SOLE 0 0 2100 COSTCO WHOLESALE CORP COM 22160K105 97 604 SH SOLE 0 0 604 DBX ETF TRUST X-TRACKERS MSCI EMRG HDG EQT FUND XTRAK MSCI EMKT 233051101 8221 427123 SH SOLE 0 0 427123 DBX ETF TRUST X-TRACKERS MSCI EAFE HDG EQUITY FUND XTRAK MSCI EAFE 233051200 26474 943490 SH SOLE 0 0 943490 DANAHER CORP COM USD COM 235851102 31 400 SH SOLE 0 0 400 DELL TECHNOLOGIES INC COM CL V COM CL V 24703L103 42 756 SH SOLE 0 0 756 DISNEY WALT CO COM DISNEY 254687106 101 965 SH SOLE 0 0 965 DISH NETWORK CORP CL A CL A 25470M109 41 700 SH SOLE 0 0 700 DOW CHEMICAL CO COM 260543103 7 118 SH SOLE 0 0 118 EQT CORP COM COM 26884L109 32 496 SH SOLE 0 0 496 ENTERPRISE PRODUCTS PPTNS LP COM 293792107 195 7230 SH SOLE 0 0 7230 EXPRESS SCRIPTS HLDG CO COM COM 30219G108 76 1100 SH SOLE 0 0 1100 EXXON MOBIL CORP COM 30231G102 36 400 SH SOLE 0 0 400 FEDEX CORP COM COM 31428X106 112 600 SH SOLE 0 0 600 FIRST INDL RLTY TR INC COM 32054K103 3 100 SH SOLE 0 0 100 FIRST TR EXCHANGE-TRADED FD IV SENIOR LN FD SENIOR LN FD 33738D309 11 220 SH SOLE 0 0 220 FORD MTR CO DEL COM COM PAR $0.01 345370860 116 9600 SH SOLE 0 0 9600 FRONTIER COMMUNICATIONS CORP COM 35906A108 7 2005 SH SOLE 0 0 2005 FUEL TECH INC COM STK USD COM 359523107 0 200 SH SOLE 0 0 200 GENERAL ELECTRIC CO COM 369604103 177 5600 SH SOLE 0 0 5600 GENTEX CORP COM COM 371901109 54 2750 SH SOLE 0 0 2750 GOLDMAN SACHS GROUP INC COM 38141G104 168 700 SH SOLE 0 0 700 HP INC COM COM 40434L105 93 6250 SH SOLE 0 0 6250 HALYARD HEALTH INC COM COM 40650V100 0 12 SH SOLE 0 0 12 HARLEY DAVIDSON INC COM COM 412822108 23 400 SH SOLE 0 0 400 HAWAIIAN ELEC INDS COM 419870100 143 4335 SH SOLE 0 0 4335 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 175 7550 SH SOLE 0 0 7550 INTEL CORP COM 458140100 75 2074 SH SOLE 0 0 2074 INTL BUSINESS MACH COM 459200101 136 817 SH SOLE 0 0 817 ISHARES INC GLOBAL HIGH YIELD CORP BD FD GLB HGH YLD ETF 464286178 10 202 SH SOLE 0 0 202 ISHARES EDGE MSCI MIN VOL GLOBAL ETF MIN VOL GBL ETF 464286525 10439 143773 SH SOLE 0 0 143773 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF MIN VOL EMRG MKT 464286533 256 5227 SH SOLE 0 0 5227 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 148691 660879 SH SOLE 0 0 660879 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 170 1574 SH SOLE 0 0 1574 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 3 27 SH SOLE 0 0 27 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 9 160 SH SOLE 0 0 160 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 25679 155310 SH SOLE 0 0 155310 ISHARES US TECHNOLOGY ETF U.S. TECH ETF 464287721 12 100 SH SOLE 0 0 100 ISHARES EUROPE ETF EUROPE ETF 464287861 6964 179439 SH SOLE 0 0 179439 ISHARES TR MSCI ACWI ETF MSCI ACWI ETF 464288257 770 13008 SH SOLE 0 0 13008 ISHARES TR JP MOR EM MK ETF JP MOR EM MK ETF 464288281 481 4336 SH SOLE 0 0 4336 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 176 2037 SH SOLE 0 0 2037 ISHARES CORE AGGRESSIVE ALLOCATION ETF AGGRES ALLOC ETF 464289859 7 154 SH SOLE 0 0 154 ISHARES CORE GROWTH ALLOCATION ETF GRWT ALLOCAT ETF 464289867 99 2428 SH SOLE 0 0 2428 ISHARES TRUST FLOATING RATE BD ETF FLTG RATE BD ETF 46429B655 11 226 SH SOLE 0 0 226 ISHARES EDGE MSCI MIN VOL EAFE ETF EAFE MIN VOL ETF 46429B689 704 11492 SH SOLE 0 0 11492 ISHARES U S ETF TR INT RATE HEDGED CORPORATE BD ETF INT RT HDG C B 46431W705 12 124 SH SOLE 0 0 124 ISHARES U S ETF TR FXD INC BAL RISK FXD INC BAL RISK 46431W846 6 60 SH SOLE 0 0 60 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 28 530952 SH SOLE 0 0 530952 ISHARES CORE 1-5 YEAR USD BOND ETF CORE ST USDB ETF 46432F859 11 228 SH SOLE 0 0 228 ISHARES INC CORE MSCI EMERGING MKTS ETF CORE MSCI EMKT 46434G103 9883 232823 SH SOLE 0 0 232823 ISHARES INC MSCI JPN ETF NEW MSCI JPN ETF NEW 46434G822 7125 145815 SH SOLE 0 0 145815 ISHARES TRUST 0-5YR HIGH YIELD CORP BD ISIN #US46434V4077 SEDOL #BFS2LL0 0-5YR HI YL CP 46434V407 11 227 SH SOLE 0 0 227 ISHARES TRUST ISHARES CURRENCY HDG MSCI EAFE 46434V803 1916 73337 SH SOLE 0 0 73337 ISHARES TR ULTR SH TRM BD ULTR SH TRM BD 46434V878 118 2360 SH SOLE 0 0 2360 JPMORGAN CHASE & CO COM 46625H100 2151 24925 SH SOLE 0 0 24925 JOHNSON & JOHNSON COM 478160104 75 652 SH SOLE 0 0 652 JUNIPER NETWORKS INC COM COM 48203R104 34 1200 SH SOLE 0 0 1200 KAYNE ANDERSON MLP INVT CO COM 486606106 6 330 SH SOLE 0 0 330 KIMBERLY CLARK CORP COM 494368103 11 100 SH SOLE 0 0 100 LIBERTY INTERACTIVE CORP QVC GROUP SER A QVC GP COM SER A 53071M104 23 1175 SH SOLE 0 0 1175 MAGNA INTL INC COM ISIN #CA5592224011 SEDOL #2554475 COM 559222401 61 1400 SH SOLE 0 0 1400 MARSH & MCLENNAN COS COM 571748102 128 1900 SH SOLE 0 0 1900 MATSON INC COM NPV COM 57686G105 510 14422 SH SOLE 0 0 14422 MAXIM INTEGRATED PRODS INC COM 57772K101 46 1200 SH SOLE 0 0 1200 MCDONALDS CORP COM 580135101 12269 100797 SH SOLE 0 0 100797 MENTOR GRAPHICS CORP COM COM 587200106 113 3073 SH SOLE 0 0 3073 MERCK & CO INC NEW COM COM 58933Y105 47 800 SH SOLE 0 0 800 METLIFE INC COM COM 59156R108 119 2200 SH SOLE 0 0 2200 MICROSOFT CORP COM 594918104 144 2320 SH SOLE 0 0 2320 MODINE MANUFACTURING CO COM 607828100 11 750 SH SOLE 0 0 750 MONSANTO CO NEW COM 61166W101 7 68 SH SOLE 0 0 68 MONSTER BEVERAGE CORP NEW COM COM 61174X109 80 1800 SH SOLE 0 0 1800 NATIONAL OILWELL VARCO INC COM 637071101 56 1500 SH SOLE 0 0 1500 NETAPP INC COM COM 64110D104 42 1200 SH SOLE 0 0 1200 NETFLIX COM INC COM COM 64110L106 25 200 SH SOLE 0 0 200 NEWS CORP NEW COM USD0.01 CL A CL A 65249B109 6 562 SH SOLE 0 0 562 NIKE INC CLASS B CL B 654106103 122 2400 SH SOLE 0 0 2400 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 117 1600 SH SOLE 0 0 1600 PG & E CORP COM 69331C108 6 100 SH SOLE 0 0 100 PARTNER COMMUNICATIONS COMPANY LTD ADS EACH REPR 1 ORD ADR 70211M109 9 2000 SH SOLE 0 0 2000 PETROLEO BRASILEIRO SA PETROBRAS ADS EACH REP 2 COM SH SPONSORED ADR 71654V408 1 100 SH SOLE 0 0 100 PFIZER INC COM 717081103 12 380 SH SOLE 0 0 380 PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD IDX ETF O-5 HIGH YIELD 72201R783 555 5556 SH SOLE 0 0 5556 PIMCO INCOME OPPORTUNITY FND COM 72202B100 113 4877 SH SOLE 0 0 4877 PLAINS ALL AMERICAN PIPELINE LP UNIT LTD PARTN 726503105 74 2300 SH SOLE 0 0 2300 PROCTER AND GAMBLE CO COM COM 742718109 50 600 SH SOLE 0 0 600 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P TR UNIT 78462F103 135 603 SH SOLE 0 0 603 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP UTSER1 S&PDCRP 78467Y107 10 33 SH SOLE 0 0 33 SANOFI SPONSORED ADR SPONSORED ADR 80105N105 154 3816 SH SOLE 0 0 3816 SCHLUMBERGER LIMITED COM USD0.01 COM 806857108 126 1500 SH SOLE 0 0 1500 SCHWAB CHARLES CORP NEW COM 808513105 201 5100 SH SOLE 0 0 5100 SONY CORP SPON ADR EACH REPR 1 ORD ADR NEW 835699307 3 100 SH SOLE 0 0 100 SOUTHERN CO COM 842587107 10 200 SH SOLE 0 0 200 SPRINT CORPORATION COM USD0.01 COM SER 1 85207U105 63 7493 SH SOLE 0 0 7493 STARBUCKS CORP COM USD0.001 COM 855244109 115 2080 SH SOLE 0 0 2080 SYMANTEC CORP COM 871503108 31 1300 SH SOLE 0 0 1300 SYNOPSYS INC COM COM 871607107 47 800 SH SOLE 0 0 800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADR 874039100 24 830 SH SOLE 0 0 830 TARGET CORP COM COM 87612E106 43 600 SH SOLE 0 0 600 TERRAVIA HLDGS INC COM COM 88105A106 1 1200 SH SOLE 0 0 1200 TESLA MOTORS INC COM USD0.001 COM 88160R101 7 33 SH SOLE 0 0 33 THERMO FISHER SCIENTIFIC INC COM 883556102 18 125 SH SOLE 0 0 125 TIME WARNER INC COM USD0.01 COM NEW 887317303 164 1703 SH SOLE 0 0 1703 TOYOTA MOTOR CORP SP ADR REP2COM SP ADR REP2COM 892331307 497 4237 SH SOLE 0 0 4237 TRAVELCENTERS AMER LLC COM COM 894174101 1 100 SH SOLE 0 0 100 TWENTY-FIRST CENTY FOX INC CL A CL A 90130A101 97 3450 SH SOLE 0 0 3450 TWENTY-FIRST CENTY FOX INC CL B CL B 90130A200 16 600 SH SOLE 0 0 600 UNION PACIFIC CORP COM 907818108 83 800 SH SOLE 0 0 800 UNITED TECHNOLOGIES CORP COM USD1 COM 913017109 11 100 SH SOLE 0 0 100 UNITEDHEALTH GROUP COM 91324P102 80 500 SH SOLE 0 0 500 VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS VG TL INTL STK F 921909768 206 4500 SH SOLE 0 0 4500 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL-WORLD EX-US INDEX FD ETF SHS ALLWRLD EX US 922042775 1 15 SH SOLE 0 0 15 VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2 43 SH SOLE 0 0 43 VERIZON COMMUNICATIONS COM 92343V104 473 8864 SH SOLE 0 0 8864 VMWARE INC CL A COM CL A COM 928563402 47 600 SH SOLE 0 0 600 WAL-MART STORES INC COM COM 931142103 83 1200 SH SOLE 0 0 1200 WELLS FARGO &COMPANY COM USD1.666 COM 949746101 206 3744 SH SOLE 0 0 3744 YAHOO INC COM 984332106 0 4 SH SOLE 0 0 4 ZAYO GROUP HLDGS INC COM COM 98919V105 26 800 SH SOLE 0 0 800