Compliance Manager

0001600403-16-000012.txt : 20161104 0001600403-16-000012.hdr.sgml : 20161104 20161103193408 ACCESSION NUMBER: 0001600403-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161103 EFFECTIVENESS DATE: 20161104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CKW FINANCIAL GROUP CENTRAL INDEX KEY: 0001600403 IRS NUMBER: 271156797 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16089 FILM NUMBER: 161973339 BUSINESS ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8086297600 MAIL ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001600403 XXXXXXXX 09-30-2016 09-30-2016 CKW FINANCIAL GROUP

1003 BISHOP STREET SUITE 1950 HONOLULU HI 96813

13F HOLDINGS REPORT 028-16089 N Victoria Baron Compliance Manager 8086297600 Victoria Baron Honolulu HI 11-03-2016 0 168 291780 false INFORMATION TABLE 2 CKW13FSecurities093016.xml WEATHERFORD INTL PLC ORD SHS ORD SHS G48833100 11 2000 SH SOLE 0 0 2000 LIVANOVA PLC ORD GBP1.00 (DI) SHS G5509L101 67 1120 SH SOLE 0 0 1120 MEDTRONIC PLC USD0.0001 SHS G5960L103 26 300 SH SOLE 0 0 300 TE CONNECTIVITY LTD REG SHS REG SHS H84989104 56 875 SH SOLE 0 0 875 CELLCOM ISRAEL LTD ILS0.01 SHS M2196U109 8 1000 SH SOLE 0 0 1000 AFLAC INC COM 001055102 43 605 SH SOLE 0 0 605 AT&T INC COM USD1 COM 00206R102 84 2056 SH SOLE 0 0 2056 ABERCROMBIE & FITCH CO CL A CL A 002896207 2 100 SH SOLE 0 0 100 ADOBE SYS INC COM 00724F101 22 200 SH SOLE 0 0 200 AEROPOSTALE COM COM 007865108 0 225 SH SOLE 0 0 225 AEGON N V NY REGISTRY SH NY REGISTRY SH 007924103 19 4800 SH SOLE 0 0 4800 AKAMAI TECHNOLOGIES INC COM COM 00971T101 0 1 SH SOLE 0 0 1 ALEXANDER & BALDWIN INC COM USD0.01 COM 014491104 1710 44503 SH SOLE 0 0 44503 ALLSTATE CORP COM 020002101 31 450 SH SOLE 0 0 450 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 14 200 SH SOLE 0 0 200 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 125 161 SH SOLE 0 0 161 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 49 61 SH SOLE 0 0 61 AMAZON.COM INC COM 023135106 1 1 SH SOLE 0 0 1 AMERICAN AXLE & MFG HOLDINGS COM 024061103 17 1000 SH SOLE 0 0 1000 AMERICAN EXPRESS CO COM 025816109 96 1500 SH SOLE 0 0 1500 AMGEN INC COM 031162100 17 100 SH SOLE 0 0 100 ANADARKO PETE CORP COM 032511107 63 1000 SH SOLE 0 0 1000 APPLE INC COM 037833100 44 385 SH SOLE 0 0 385 ASTRAZENECA ADR EACH REP 1 ORD USD0.25 MGT SPONSORED ADR 046353108 82 2500 SH SOLE 0 0 2500 BB & T CORP COM 054937107 53 1400 SH SOLE 0 0 1400 BP PLC SPONSORED ADR SPONSORED ADR 055622104 11 319 SH SOLE 0 0 319 BAKER HUGHES INC COM 057224107 86 1700 SH SOLE 0 0 1700 BANK OF AMERICA CORP COM 060505104 434 27702 SH SOLE 0 0 27702 BANK HAWAII CORP COM 062540109 582 8011 SH SOLE 0 0 8011 BANK NEW YORK MELLON CORP COM 064058100 112 2800 SH SOLE 0 0 2800 BEST BUY INC COM 086516101 2 60 SH SOLE 0 0 60 BLACKROCK DEBT STRATEGIES FD INC COM COM 09255R103 138 37909 SH SOLE 0 0 37909 BOEING CO COM 097023105 26 200 SH SOLE 0 0 200 CIGNA CORPORATION COM COM 125509109 91 700 SH SOLE 0 0 700 CAPITAL ONE FINANCIAL CORP COM 14040H105 172 2400 SH SOLE 0 0 2400 CARMAX INC COM 143130102 1 12 SH SOLE 0 0 12 CELANESE CORP DEL COM SER A COM SER A 150870103 47 700 SH SOLE 0 0 700 CENTRAL PAC FINL CORP COM NEW COM NEW 154760409 93 3676 SH SOLE 0 0 3676 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 149 552 SH SOLE 0 0 552 CHEVRON CORP NEW COM COM 166764100 16 157 SH SOLE 0 0 157 CHINA MOBILE LTD SPON ADR REP 5 ORD HKD0.10 SPONSORED ADR 16941M109 128 2080 SH SOLE 0 0 2080 CISCO SYS INC COM COM 17275R102 111 3500 SH SOLE 0 0 3500 CITIGROUP INC COM NEW COM NEW 172967424 71 1500 SH SOLE 0 0 1500 COACH INC COM 189754104 29 800 SH SOLE 0 0 800 COCA COLA CO COM 191216100 8 200 SH SOLE 0 0 200 COGNEX CORP COM COM 192422103 26 490 SH SOLE 0 0 490 COMCAST CORP NEW CL A CL A 20030N101 139 2089 SH SOLE 0 0 2089 CONCHO RES INC COM 20605P101 41 300 SH SOLE 0 0 300 CORNING INC COM 219350105 50 2100 SH SOLE 0 0 2100 COSTCO WHOLESALE CORP COM 22160K105 92 604 SH SOLE 0 0 604 CREE INC COM 225447101 26 1010 SH SOLE 0 0 1010 CULLEN FROST BANKERS INC COM 229899109 19 260 SH SOLE 0 0 260 DEUTSCHE X-TRACKERS MSCI EMERGING MARKET HEDGED EQUITY ETF XTRAK MSCI EMKT 233051101 8568 425620 SH SOLE 0 0 425620 DBX ETF TR X-TRACKERS MSCI EAFE HDG EQUITY FUND XTRAK MSCI EAFE 233051200 24131 914739 SH SOLE 0 0 914739 DANAHER CORP COM USD0.01 COM 235851102 31 400 SH SOLE 0 0 400 DISNEY WALT CO COM DISNEY 254687106 90 965 SH SOLE 0 0 965 DISH NETWORK CORP CL A CL A 25470M109 38 700 SH SOLE 0 0 700 DOMINOS PIZZA INC COM COM 25754A201 18 120 SH SOLE 0 0 120 DOW CHEMICAL CO COM 260543103 6 117 SH SOLE 0 0 117 EXPRESS SCRIPTS HLDG CO COM COM 30219G108 78 1100 SH SOLE 0 0 1100 EXXON MOBIL CORP COM 30231G102 35 400 SH SOLE 0 0 400 FEDEX CORP COM COM 31428X106 105 600 SH SOLE 0 0 600 FORD MTR CO DEL COM COM PAR $0.01 345370860 116 9600 SH SOLE 0 0 9600 FRONTIER COMMUNICATIONS CORP COM 35906A108 8 2005 SH SOLE 0 0 2005 FUEL TECH INC COM STK USD0.01 COM 359523107 0 200 SH SOLE 0 0 200 GENERAL ELECTRIC CO COM 369604103 166 5600 SH SOLE 0 0 5600 GENTEX CORP COM COM 371901109 48 2750 SH SOLE 0 0 2750 GOLDMAN SACHS GROUP INC COM 38141G104 129 800 SH SOLE 0 0 800 HP INC COM COM 40434L105 100 6450 SH SOLE 0 0 6450 HALYARD HEALTH INC COM COM 40650V100 0 12 SH SOLE 0 0 12 HARLEY DAVIDSON INC COM COM 412822108 21 400 SH SOLE 0 0 400 HAWAIIAN ELEC INDS COM 419870100 129 4335 SH SOLE 0 0 4335 HESS CORP COM COM 42809H107 118 2200 SH SOLE 0 0 2200 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 172 7550 SH SOLE 0 0 7550 INTEL CORP COM 458140100 78 2074 SH SOLE 0 0 2074 INTL BUSINESS MACH COM 459200101 129 815 SH SOLE 0 0 815 ISHARES EDGE MSCI MIN VOL GLOBAL ETF MIN VOL GBL ETF 464286525 10629 139504 SH SOLE 0 0 139504 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF MIN VOL EMRG MKT 464286533 282 5219 SH SOLE 0 0 5219 ISHARES MSCI JAPAN ETF MSCI JAPAN ETF 464286848 7177 572360 SH SOLE 0 0 572360 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 140856 647436 SH SOLE 0 0 647436 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 177 1574 SH SOLE 0 0 1574 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 3 27 SH SOLE 0 0 27 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 9 159 SH SOLE 0 0 159 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 23669 152989 SH SOLE 0 0 152989 ISHARES US TECHNOLOGY ETF U.S. TECH ETF 464287721 12 100 SH SOLE 0 0 100 ISHARES EUROPE ETF EUROPE ETF 464287861 6799 172646 SH SOLE 0 0 172646 ISHARES TR MSCI ACWI ETF MSCI ACWI ETF 464288257 750 12683 SH SOLE 0 0 12683 ISHARES TR JP MOR EM MK ETF JP MOR EM MK ETF 464288281 501 4274 SH SOLE 0 0 4274 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 178 2037 SH SOLE 0 0 2037 ISHARES CORE AGGRESSIVE ALLOCATION ETF AGGRES ALLOC ETF 464289859 13 276 SH SOLE 0 0 276 ISHARES CORE GROWTH ALLOCATION ETF GRWT ALLOCAT ETF 464289867 98 2370 SH SOLE 0 0 2370 ISHARES EDGE MSCI MIN VOL EAFE ETF EAFE MIN VOL ETF 46429B689 768 11353 SH SOLE 0 0 11353 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 28390 514877 SH SOLE 0 0 514877 ISHARES CORE 1-5 YEAR USD BOND ETF CORE ST USDB ETF 46432F859 12 228 SH SOLE 0 0 228 ISHARES INC CORE MSCI EMERGING MKTS ETF CORE MSCI EMKT 46434G103 10530 230860 SH SOLE 0 0 230860 ISHARES TRUST ISHARES CURRENCY HDG MSCI EAFE 46434V803 1703 68642 SH SOLE 0 0 68642 ISHARES TR ULTR SH TRM BD ULTR SH TRM BD 46434V878 125 2490 SH SOLE 0 0 2490 JPMORGAN CHASE & CO COM 46625H100 1709 25657 SH SOLE 0 0 25657 JOHNSON & JOHNSON COM 478160104 76 647 SH SOLE 0 0 647 JUNIPER NETWORKS INC COM COM 48203R104 29 1200 SH SOLE 0 0 1200 KAYNE ANDERSON MLP INVT CO COM 486606106 7 330 SH SOLE 0 0 330 KIMBERLY CLARK CORP COM 494368103 13 100 SH SOLE 0 0 100 KONINKLIJKE PHILIPS N V NY REG SH NEW NY REG SH NEW 500472303 11 384 SH SOLE 0 0 384 LENNOX INTL INC COM 526107107 25 160 SH SOLE 0 0 160 LIBERTY INTERACTIVE CORP QVC GROUP SER A QVC GP COM SER A 53071M104 24 1175 SH SOLE 0 0 1175 MAGNA INTL INC COM ISIN #CA5592224011 SEDOL #2554475 COM 559222401 60 1400 SH SOLE 0 0 1400 MARSH & MCLENNAN COS COM 571748102 128 1900 SH SOLE 0 0 1900 MATSON INC COM NPV COM 57686G105 575 14422 SH SOLE 0 0 14422 MAXIM INTEGRATED PRODS INC COM 57772K101 48 1200 SH SOLE 0 0 1200 MCDONALDS CORP COM 580135101 11628 100797 SH SOLE 0 0 100797 MENTOR GRAPHICS CORP COM COM 587200106 81 3073 SH SOLE 0 0 3073 MERCK & CO INC NEW COM COM 58933Y105 75 1200 SH SOLE 0 0 1200 METLIFE INC COM COM 59156R108 98 2200 SH SOLE 0 0 2200 MICROSOFT CORP COM 594918104 134 2320 SH SOLE 0 0 2320 MODINE MANUFACTURING CO COM 607828100 9 750 SH SOLE 0 0 750 MONOLITHIC PWR SYS INC COM COM 609839105 531 6600 SH SOLE 0 0 6600 MONSANTO CO NEW COM 61166W101 7 68 SH SOLE 0 0 68 MONSTER BEVERAGE CORP NEW COM COM 61174X109 88 600 SH SOLE 0 0 600 NATIONAL OILWELL VARCO INC COM 637071101 55 1500 SH SOLE 0 0 1500 NETAPP INC COM COM 64110D104 57 1600 SH SOLE 0 0 1600 NETFLIX COM INC COM COM 64110L106 20 200 SH SOLE 0 0 200 NEWS CORP NEW COM USD0.01 CL A CL A 65249B109 8 562 SH SOLE 0 0 562 NIKE INC CLASS B CL B 654106103 126 2400 SH SOLE 0 0 2400 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 126 1600 SH SOLE 0 0 1600 NOW INC COM COM 67011P100 18 830 SH SOLE 0 0 830 OGE ENERGY CORP HOLDING CO COM 670837103 67 2120 SH SOLE 0 0 2120 PG & E CORP COM 69331C108 6 100 SH SOLE 0 0 100 PARTNER COMMUNICATIONS COMPANY LTD ADS EACH REPR 1 ORD ADR 70211M109 9 2000 SH SOLE 0 0 2000 PETROLEO BRASILEIRO SA PETROBRAS ADS EACH REP 2 COM SH SPONSORED ADR 71654V408 1 100 SH SOLE 0 0 100 PFIZER INC COM 717081103 13 380 SH SOLE 0 0 380 PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD IDX ETF O-5 HIGH YIELD 72201R783 551 5535 SH SOLE 0 0 5535 PIMCO INCOME OPPORTUNITY FND COM 72202B100 113 4877 SH SOLE 0 0 4877 PROCTER AND GAMBLE CO COM COM 742718109 54 600 SH SOLE 0 0 600 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P TR UNIT 78462F103 130 601 SH SOLE 0 0 601 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP UTSER1 S&PDCRP 78467Y107 9 33 SH SOLE 0 0 33 SANOFI SPONSORED ADR SPONSORED ADR 80105N105 108 2816 SH SOLE 0 0 2816 SCHLUMBERGER LIMITED COM USD0.01 COM 806857108 118 1500 SH SOLE 0 0 1500 SCHWAB CHARLES CORP NEW COM 808513105 167 5300 SH SOLE 0 0 5300 SONY CORP ADR NEW ADR NEW 835699307 3 100 SH SOLE 0 0 100 SOTHEBYS HLDGS INC DELAWARE COM 835898107 26 690 SH SOLE 0 0 690 SOUTHERN CO COM 842587107 10 200 SH SOLE 0 0 200 SPRINT CORPORATION COM USD0.01 COM SER 1 85207U105 50 7493 SH SOLE 0 0 7493 STARBUCKS CORP COM USD0.001 COM 855244109 113 2080 SH SOLE 0 0 2080 SUNCOR ENERGY COM NPV NEW ISIN #CA8672241079 SEDOL #B3NB1P2 COM 867224107 97 3500 SH SOLE 0 0 3500 SUNPOWER CORP COM COM 867652406 1 100 SH SOLE 0 0 100 SYMANTEC CORP COM 871503108 58 2300 SH SOLE 0 0 2300 SYNOPSYS INC COM COM 871607107 47 800 SH SOLE 0 0 800 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPONSORED ADR 874039100 25 830 SH SOLE 0 0 830 TARGET CORP COM COM 87612E106 41 600 SH SOLE 0 0 600 TERRAVIA HLDGS INC COM COM 88105A106 3 1200 SH SOLE 0 0 1200 TESLA MOTORS INC COM USD0.001 COM 88160R101 7 33 SH SOLE 0 0 33 TEVA PHARMACEUTICAL INDUSTRIES ADR-EACH CNV INTO 1 ORD ILS0.10 ADR 881624209 168 3650 SH SOLE 0 0 3650 TIME WARNER INC NEW COM NEW COM NEW 887317303 144 1803 SH SOLE 0 0 1803 TOYOTA MOTOR CORP SP ADR REP2COM SP ADR REP2COM 892331307 492 4237 SH SOLE 0 0 4237 TRAVELCENTERS AMER LLC COM COM 894174101 1 100 SH SOLE 0 0 100 TREEHOUSE FOODS INC COM 89469A104 19 2225 SH SOLE 0 0 2225 TWENTY-FIRST CENTY FOX INC CL A CL A 90130A101 84 3450 SH SOLE 0 0 3450 TWENTY-FIRST CENTY FOX INC CL B CL B 90130A200 15 600 SH SOLE 0 0 600 UNION PACIFIC CORP COM 907818108 78 800 SH SOLE 0 0 800 UNITED TECHNOLOGIES CORP COM USD1 COM 913017109 10 100 SH SOLE 0 0 100 UNITEDHEALTH GROUP COM 91324P102 98 700 SH SOLE 0 0 700 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL-WORLD EX-US INDEX FD ETF SHS ALLWRLD EX US 922042775 1 15 SH SOLE 0 0 15 VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2 43 SH SOLE 0 0 43 VERIZON COMMUNICATIONS COM 92343V104 461 8864 SH SOLE 0 0 8864 VMWARE INC CL A COM CL A COM 928563402 44 600 SH SOLE 0 0 600 WAL-MART STORES INC COM COM 931142103 87 1200 SH SOLE 0 0 1200 WELLS FARGO & CO NEW COM 949746101 148 3344 SH SOLE 0 0 3344 YAHOO INC COM 984332106 0 4 SH SOLE 0 0 4