Compliance Manager

0001600403-16-000009.txt : 20160211 0001600403-16-000009.hdr.sgml : 20160211 20160210192018 ACCESSION NUMBER: 0001600403-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CKW FINANCIAL GROUP CENTRAL INDEX KEY: 0001600403 IRS NUMBER: 271156797 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16089 FILM NUMBER: 161407313 BUSINESS ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8086297600 MAIL ADDRESS: STREET 1: 1003 BISHOP STREET STREET 2: SUITE 1950 CITY: HONOLULU STATE: HI ZIP: 96813 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001600403 XXXXXXXX 12-31-2015 12-31-2015 CKW FINANCIAL GROUP

1003 BISHOP STREET SUITE 1950 HONOLULU HI 96813

13F HOLDINGS REPORT 028-16089 N Victoria Baron Compliance Manager 808-629-7600 Victoria Baron Honolulu HI 02-10-2016 0 164 275748 false INFORMATION TABLE 2 CKW13FSecurities123115.xml WEATHERFORD INTL PLCORD SHS ORD SHS G48833100 17 2000 SH SOLE 0 0 2000 MEDTRONIC PLC USD0.0001 SHS G5960L103 23 300 SH SOLE 0 0 300 TYCO INTERNATIONAL PLC EUR1.00 SHS G91442106 31 975 SH SOLE 0 0 975 TE CONNECTIVITY LTD REG SHS REG SHS H84989104 70 1075 SH SOLE 0 0 1075 CELLCOM ISRAEL LTD ILS0.01 SHS M2196U109 6 1000 SH SOLE 0 0 1000 THE ADT CORPORATION COM COM 00101J106 31 937 SH SOLE 0 0 937 AFLAC INC COM 001055102 36 605 SH SOLE 0 0 605 AT&T INC COM ISIN #US00206R1023 COM 00206R102 71 2056 SH SOLE 0 0 2056 ABERCROMBIE & FITCH CO CL A CL A 002896207 3 100 SH SOLE 0 0 100 ADOBE SYS INC COM 00724F101 19 200 SH SOLE 0 0 200 AEROPOSTALE COM ISIN #US0078651082 COM 007865108 0 225 SH SOLE 0 0 225 AEGON N V NY REGISTRY SH NY REGISTRY SH 007924103 27 4800 SH SOLE 0 0 4800 AKAMAI TECHNOLOGIES INC COM COM 00971T101 0 1 SH SOLE 0 0 1 ALCATEL-LUCENT SPONSORED ADR SPONSORED ADR 013904305 0 39 SH SOLE 0 0 39 ALEXANDER & BALDWIN INC COM USD0.01 COM 014491104 371 10503 SH SOLE 0 0 10503 ALLSTATE CORP COM 020002101 28 450 SH SOLE 0 0 450 ALPHABET INC CAP STKCL C CAP STK CL C 02079K107 131 172 SH SOLE 0 0 172 ALPHABET INC CAP STKCL A CAP STK CL A 02079K305 48 61 SH SOLE 0 0 61 AMAZON.COM INC COM 023135106 1 1 SH SOLE 0 0 1 AMERICAN AXLE & MFG HOLDINGS COM 024061103 19 1000 SH SOLE 0 0 1000 AMERICAN EXPRESS CO COM 025816109 70 1000 SH SOLE 0 0 1000 AMGEN INC COM 031162100 16 100 SH SOLE 0 0 100 APACHE CORP COM 037411105 58 1300 SH SOLE 0 0 1300 APPLE INC COM 037833100 41 385 SH SOLE 0 0 385 BB & T CORP COM 054937107 53 1400 SH SOLE 0 0 1400 BP PLC ADR (CNV INTO6 ORD USD0.25 SHS) SPONSORED ADR 055622104 10 319 SH SOLE 0 0 319 BAKER HUGHES INC COM 057224107 78 1700 SH SOLE 0 0 1700 BANK OF AMERICA CORP COM 060505104 428 25402 SH SOLE 0 0 25402 BANK HAWAII CORP COM 062540109 504 8011 SH SOLE 0 0 8011 BANK NEW YORK MELLON CORP COM 064058100 115 2800 SH SOLE 0 0 2800 BEST BUY INC COM 086516101 2 60 SH SOLE 0 0 60 BLACKROCK DEBT STRATEGIES FD INC COM 09255R103 16 4828 SH SOLE 0 0 4828 BOEING CO COM 097023105 29 200 SH SOLE 0 0 200 CIGNA CORPORATION COM COM 125509109 88 600 SH SOLE 0 0 600 CADENCE DESIGN SYSTEMS INC COM 127387108 17 800 SH SOLE 0 0 800 CAPITAL ONE FINANCIAL CORP COM 14040H105 173 2400 SH SOLE 0 0 2400 CARMAX INC COM 143130102 1 12 SH SOLE 0 0 12 CELANESE CORP DEL COM SER A COM SER A 150870103 47 700 SH SOLE 0 0 700 CENTRAL PAC FINL CORP COM NEW COM NEW 154760409 81 3676 SH SOLE 0 0 3676 CHEVRON CORP NEW COM 166764100 14 155 SH SOLE 0 0 155 CISCO SYS INC COM ISIN #US17275R1023 COM 17275R102 95 3500 SH SOLE 0 0 3500 CITIGROUP INC COM NEW COM NEW 172967424 78 1500 SH SOLE 0 0 1500 COACH INC COM 189754104 26 800 SH SOLE 0 0 800 COCA COLA CO COM 191216100 9 200 SH SOLE 0 0 200 COMCAST CORP NEW CL A CL A 20030N101 118 2089 SH SOLE 0 0 2089 CONCHO RES INC COM 20605P101 28 300 SH SOLE 0 0 300 CORNING INC COM 219350105 51 2800 SH SOLE 0 0 2800 COSTCO WHOLESALE CORP COM 22160K105 98 604 SH SOLE 0 0 604 DEUTSCHE X-TRACKERS MSCI EMERGING MARKET XTRAK MSCI EMKT 233051101 6068 331934 SH SOLE 0 0 331934 DBX ETF TR X-TRACKERS MSCI EAFE XTRAK MSCI EAFE 233051200 26244 1074784 SH SOLE 0 0 1074784 DANAHER CORP COM 235851102 37 400 SH SOLE 0 0 400 DISNEY WALT CO COM DISNEY 254687106 101 965 SH SOLE 0 0 965 DISH NETWORK CORP CL A CL A 25470M109 29 500 SH SOLE 0 0 500 DOW CHEMICAL CO COM 260543103 6 114 SH SOLE 0 0 114 E M C CORP MASS COM 268648102 177 6900 SH SOLE 0 0 6900 EBAY INC COM 278642103 33 1200 SH SOLE 0 0 1200 ENTERPRISE PRODUCTS PPTNS LP COM 293792107 185 7230 SH SOLE 0 0 7230 EXPRESS SCRIPTS HLDGCO COM COM 30219G108 105 1200 SH SOLE 0 0 1200 EXXON MOBIL CORP COM 30231G102 31 400 SH SOLE 0 0 400 FS INVT CORP COM COM 302635107 49 5471 SH SOLE 0 0 5471 FEDEX CORP COM ISIN #US31428X1063 COM 31428X106 89 600 SH SOLE 0 0 600 FIRST INDL RLTY TR INC COM 32054K103 2 100 SH SOLE 0 0 100 FORD MTR CO DEL COM COM PAR $0.01 345370860 135 9600 SH SOLE 0 0 9600 FRONTIER COMMUNICATIONS CORP COM 35906A108 9 2005 SH SOLE 0 0 2005 FUEL TECH INC COM STK USD0.01 COM 359523107 0 200 SH SOLE 0 0 200 GENERAL ELECTRIC CO COM 369604103 174 5600 SH SOLE 0 0 5600 GENTEX CORP COM ISIN #US3719011096 COM 371901109 44 2750 SH SOLE 0 0 2750 GOLDMAN SACHS GROUP INC COM 38141G104 108 600 SH SOLE 0 0 600 HP INC COM COM 40434L105 76 6450 SH SOLE 0 0 6450 HALYARD HEALTH INC COM COM 40650V100 0 12 SH SOLE 0 0 12 HARLEY DAVIDSON INC COM COM 412822108 18 400 SH SOLE 0 0 400 HAWAIIAN ELEC INDS COM 419870100 126 4335 SH SOLE 0 0 4335 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 109 7150 SH SOLE 0 0 7150 INTEL CORP COM 458140100 71 2074 SH SOLE 0 0 2074 INTL BUSINESS MACH COM 459200101 111 807 SH SOLE 0 0 807 ISHARES INC MSCI ALLCTY WRLD MIN ETF CNTRY MIN VL ETF 464286525 1573 22707 SH SOLE 0 0 22707 ISHARES INC MSCI EMRG MKTS MIN EM MK MINVOL ETF 464286533 1631 33528 SH SOLE 0 0 33528 ISHARES MSCI JAPAN ETF MSCI JAPAN ETF 464286848 165 13590 SH SOLE 0 0 13590 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 126667 618278 SH SOLE 0 0 618278 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 15 131 SH SOLE 0 0 131 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 31 524 SH SOLE 0 0 524 ISHARES TR RUS MID-CAP ETF RUS MD CP GR ETF 464287499 457 2850 SH SOLE 0 0 2850 ISHARES CORE S&P MID-CAP ETF CORE S&P MCP ETF 464287507 44410 318760 SH SOLE 0 0 318760 ISHARES US TECHNOLOGY US TECH ETF 464287721 11 100 SH SOLE 0 0 100 ISHARES TR MSCI AC ASIA ETF MSCI AC ASIA ETF 464288182 307 5748 SH SOLE 0 0 5748 ISHARES TR MSCI ACWIETF MSCI ACWI ETF 464288257 943 16896 SH SOLE 0 0 16896 ISHARES TR JP MOR EMMK ETF JP MOR EM MK ETF 464288281 2773 26219 SH SOLE 0 0 26219 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 18 223 SH SOLE 0 0 223 ISHARES CORE AGGRESSIVE AGGRESS ALLOC ETF 464289859 12 276 SH SOLE 0 0 276 ISHARES CORE GROWTH ALLOCATION GRWT ALLOCAT ETF 464289867 76 1961 SH SOLE 0 0 1961 ISHARES TRUST MSCI EAFE MIN VOLATIL ETF EAFE MIN VOL ETF 46429B689 4472 68943 SH SOLE 0 0 68943 ISHARES TRUST MSCI USA MINVOLATILITY USA MIN VOL ETF 46429B697 1911 45701 SH SOLE 0 0 45701 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 18702 343906 SH SOLE 0 0 343906 ISHARES CORE 1-5 YEAR USD BOND ETF CORE ST USDB ETF 46432F859 11 114 SH SOLE 0 0 114 ISHARES INC CORE MSCI EMERGING MKTS CORE MSCI EMKT 46434G103 6542 166082 SH SOLE 0 0 166082 ISHARES TRUST ISHARES CURRENCY HDG MSCI EAFE 46434V803 1159 45633 SH SOLE 0 0 45633 ISHARES TRUST ISHARES CURRENCY HDG MSCI JAPAN 46434V886 162 5657 SH SOLE 0 0 5657 JPMORGAN CHASE & CO COM 46625H100 1721 26057 SH SOLE 0 0 26057 JOHNSON & JOHNSON COM 478160104 65 634 SH SOLE 0 0 634 JUNIPER NETWORKS INCCOM COM 48203R104 33 1200 SH SOLE 0 0 1200 KAYNE ANDERSON MLP INVT CO COM 486606106 6 330 SH SOLE 0 0 330 KIMBERLY CLARK CORP COM 494368103 13 100 SH SOLE 0 0 100 LIBERTY INTERACTIVE CORP QVC GROUP QVC GP COM SER A 53071M104 32 1175 SH SOLE 0 0 1175 MAGNA INTL INC COM ISIN #CA5592224011 COM 559222401 57 1400 SH SOLE 0 0 1400 MARSH & MCLENNAN COS COM 571748102 105 1900 SH SOLE 0 0 1900 MATSON INC COM NPV COM 57686G105 22 522 SH SOLE 0 0 522 MAXIM INTEGRATED PRODS INC COM 57772K101 46 1200 SH SOLE 0 0 1200 MCDONALDS CORP COM 580135101 19908 100797 SH SOLE 0 0 100797 MCKESSON CORP COM 58155Q103 0 0 SH SOLE 0 0 0 MENTOR GRAPHICS CORPCOM COM 587200106 56 3041 SH SOLE 0 0 3041 MERCK & CO INC NEW COM COM 58933Y105 63 1200 SH SOLE 0 0 1200 METLIFE INC COM COM 59156R108 67 1400 SH SOLE 0 0 1400 MICROSOFT CORP COM 594918104 184 3320 SH SOLE 0 0 3320 MODINE MANUFACTURINGCO COM 607828100 7 750 SH SOLE 0 0 750 MONSANTO CO NEW COM 61166W101 7 68 SH SOLE 0 0 68 MONSTER BEVERAGE CORP NEW COM COM 61174X109 89 600 SH SOLE 0 0 600 NATIONAL OILWELL VARCO INC COM 637071101 34 1000 SH SOLE 0 0 1000 NETAPP INC COM ISIN #US64110D1046 COM 64110D104 42 1600 SH SOLE 0 0 1600 NETFLIX COM INC COM COM 64110L106 23 200 SH SOLE 0 0 200 NEWS CORP NEW COM USD0.01 CL A CL A 65249B109 8 562 SH SOLE 0 0 562 NIKE INC CLASS B CL B 654106103 150 2400 SH SOLE 0 0 2400 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 138 1600 SH SOLE 0 0 1600 NOW INC COM COM 67011P100 2 150 SH SOLE 0 0 150 PG & E CORP COM 69331C108 5 100 SH SOLE 0 0 100 PARTNER COMMUNICATIONS ADR 70211M109 9 2000 SH SOLE 0 0 2000 PETROLEO BRASILEIRO SA PETROBRAS ADS SPONSORED ADR 71654V408 0 100 SH SOLE 0 0 100 PFIZER INC COM 717081103 12 380 SH SOLE 0 0 380 PIMCO ETF TRUST 0-5 YR HIGH YLD CORP BD O-5 HIGH YIELD 72201R783 657 7169 SH SOLE 0 0 7169 PIMCO INCOME OPPORTUNITY FD COM COM 72202B100 12 575 SH SOLE 0 0 575 PLAINS ALL AMERICAN PIPELINE LP UNIT LTD PARTN 726503105 53 2300 SH SOLE 0 0 2300 PROCTER & GAMBLE CO COM 742718109 48 600 SH SOLE 0 0 600 QUIKSILVER INC COM COM 74838C106 0 520 SH SOLE 0 0 520 SPDR S&P 500 ETF TRUST UNIT SER 1 S&P TR UNIT 78462F103 185 906 SH SOLE 0 0 906 SPDR S&P MIDCAP 400 ETF TR UTSER1 UTSER1 S&PDCRP 78467Y107 22 88 SH SOLE 0 0 88 SANOFI SPONSORED ADR SPONSORED ADR 80105N105 99 2316 SH SOLE 0 0 2316 SCHLUMBERGER LIMITEDCOM USD0.01 COM 806857108 112 1600 SH SOLE 0 0 1600 SCHWAB CHARLES CORP NEW COM 808513105 165 5000 SH SOLE 0 0 5000 SOLAZYME INC COM USD0.001 COM 83415T101 3 1200 SH SOLE 0 0 1200 SONY CORP ADR NEW ADR NEW 835699307 2 100 SH SOLE 0 0 100 SOUTHERN CO COM 842587107 9 200 SH SOLE 0 0 200 SPRINT CORPORATION COM USD0.01 COM SER 1 85207U105 27 7493 SH SOLE 0 0 7493 STARBUCKS CORP COM 855244109 125 2080 SH SOLE 0 0 2080 SUNPOWER CORP COM ISIN #US8676524064 COM 867652406 3 100 SH SOLE 0 0 100 SYMANTEC CORP COM 871503108 86 4100 SH SOLE 0 0 4100 SYNOPSYS INC COM ISIN #US8716071076 COM 871607107 37 800 SH SOLE 0 0 800 TAIWAN SEMICONDUCTORMFG LTD SPONSORED SPONSORED ADR 874039100 19 830 SH SOLE 0 0 830 TARGET CORP COM ISIN #US87612E1064 COM 87612E106 44 600 SH SOLE 0 0 600 TEMPLETON GLOBAL INCOME FD INC COM 880198106 15 2284 SH SOLE 0 0 2284 TESLA MOTORS INC COMUSD0.001 COM 88160R101 8 33 SH SOLE 0 0 33 TIME WARNER INC NEW COM NEW COM NEW 887317303 117 1803 SH SOLE 0 0 1803 TIME WARNER CABLE INC COM COM 88732J207 172 926 SH SOLE 0 0 926 TOYOTA MOTOR CORP SPADR REP2COM SP ADR REP2COM 892331307 521 4237 SH SOLE 0 0 4237 TRAVELCENTERS AMER LLC COM COM 894174101 1 100 SH SOLE 0 0 100 TWENTY-FIRST CENTY FOX INC CL A CL A 90130A101 61 2250 SH SOLE 0 0 2250 TWENTY-FIRST CENTY FOX INC CL B CL B 90130A200 8 300 SH SOLE 0 0 300 UNITED TECHNOLOGIES CORP COM 913017109 10 100 SH SOLE 0 0 100 UNITEDHEALTH GROUP COM 91324P102 71 600 SH SOLE 0 0 600 VANGUARD INTL EQUITYINDEX FD INC FTSE ALLWRLD EX US 922042775 1 15 SH SOLE 0 0 15 VANGUARD INTL EQUITYINDEX FDS FTSE FTSE EMR MKT ETF 922042858 1 40 SH SOLE 0 0 40 WAL-MART STORES INC COM COM 931142103 92 1500 SH SOLE 0 0 1500 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 0 0 SH SOLE 0 0 0 VERIZON COMMUNICATIONS COM 92343V104 410 8864 SH SOLE 0 0 8864 WELLS FARGO & CO NEW COM 949746101 187 3444 SH SOLE 0 0 3444 YAHOO INC COM 984332106 0 4 SH SOLE 0 0 4