Operations and Compliance

0001420506-20-000055.txt : 20200123 0001420506-20-000055.hdr.sgml : 20200123 20200123160511 ACCESSION NUMBER: 0001420506-20-000055 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200123 EFFECTIVENESS DATE: 20200123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNET FINANCIAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001600307 IRS NUMBER: 270854909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16787 FILM NUMBER: 20542111 BUSINESS ADDRESS: STREET 1: 5 COLD HILL ROAD SOUTH STREET 2: SUITE 15 CITY: MENDHAM STATE: NJ ZIP: 07945 BUSINESS PHONE: (973) 543-6660 MAIL ADDRESS: STREET 1: 5 COLD HILL ROAD SOUTH STREET 2: SUITE 15 CITY: MENDHAM STATE: NJ ZIP: 07945 FORMER COMPANY: FORMER CONFORMED NAME: Krasney Financial LLC DATE OF NAME CHANGE: 20140214 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001600307 XXXXXXXX 12-31-2019 12-31-2019 false SIGNET FINANCIAL MANAGEMENT, LLC

5 COLD HILL ROAD SOUTH SUITE 15 MENDHAM NJ 07945

13F HOLDINGS REPORT 028-16787 N Volodymyr Stasenko Operations and Compliance (973) 543-6660 Volodymyr Stasenko, Operations and Compliance MENDHAM NJ 01-23-2019 0 284 535787 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR SIGNET FINANCIAL MANAGEMENT, LLC SPDR S&P 500 ETF TR TR UNIT 78462F103 4 200 SH Call SOLE 0 0 200 STRYKER CORP COM 863667101 3762 17922 SH SOLE 0 0 17922 SPDR S&P 500 ETF TR TR UNIT 78462F103 1 100 SH Call SOLE 0 0 100 STONE HBR EMERG MRKTS INC FD COM 86164T107 299 21669 SH SOLE 0 0 21669 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 374 6086 SH SOLE 0 0 6086 LKQ CORP COM 501889208 3722 104271 SH SOLE 0 0 104271 GENERAL ELECTRIC CO COM 369604103 476 42679 SH SOLE 0 0 42679 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 150 15000 SH SOLE 0 0 15000 SPDR S&P 500 ETF TR TR UNIT 78462F103 3135 9739 SH SOLE 0 0 9739 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 586 10934 SH SOLE 0 0 10934 WISDOMTREE TR EMER MKT HIGH FD 97717W315 1046 22847 SH SOLE 0 0 22847 SCHLUMBERGER LTD COM 806857108 5 2500 SH Call SOLE 0 0 2500 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 367 15262 SH SOLE 0 0 15262 ISHARES TR SELECT DIVID ETF 464287168 1607 15208 SH SOLE 0 0 15208 SELECT SECTOR SPDR TR ENERGY 81369Y506 529 8818 SH SOLE 0 0 8818 PAYCHEX INC COM 704326107 3237 38059 SH SOLE 0 0 38059 TORONTO DOMINION BK ONT COM NEW 891160509 888 15812 SH SOLE 0 0 15812 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 11500 125780 SH SOLE 0 0 125780 APPLE INC COM 037833100 16654 56714 SH SOLE 0 0 56714 LOWES COS INC COM 548661107 402 3354 SH SOLE 0 0 3354 ISHARES TR RUSSELL 2000 ETF 464287655 1 200 SH Call SOLE 0 0 200 SPDR S&P 500 ETF TR TR UNIT 78462F103 19 500 SH Call SOLE 0 0 500 ISHARES TR INTL SEL DIV ETF 464288448 1149 34229 SH SOLE 0 0 34229 PRUDENTIAL FINL INC COM 744320102 1043 11131 SH SOLE 0 0 11131 SPDR S&P 500 ETF TR TR UNIT 78462F103 11 700 SH Call SOLE 0 0 700 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 2571 17219 SH SOLE 0 0 17219 VANGUARD INDEX FDS GROWTH ETF 922908736 13675 75068 SH SOLE 0 0 75068 ISHARES TR EAFE SML CP ETF 464288273 1915 30751 SH SOLE 0 0 30751 BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 53 17116 SH SOLE 0 0 17116 SPDR S&P 500 ETF TR TR UNIT 78462F103 14 500 SH Call SOLE 0 0 500 NIO INC SPON ADS 62914V106 0 5000 SH Call SOLE 0 0 5000 TRUIST FINL CORP COM 89832Q109 426 7558 SH SOLE 0 0 7558 PIMCO ETF TR 1-5 US TIP IDX 72201R205 1744 33297 SH SOLE 0 0 33297 SCHLUMBERGER LTD COM 806857108 624 15525 SH SOLE 0 0 15525 DUKE ENERGY CORP NEW COM NEW 26441C204 926 10151 SH SOLE 0 0 10151 INTEL CORP COM 458140100 6659 111266 SH SOLE 0 0 111266 WALMART INC COM 931142103 1617 13606 SH SOLE 0 0 13606 MACQUARIE INFRASTRUCTURE COR COM 55608B105 626 14622 SH SOLE 0 0 14622 GLOBAL X FDS GLBL X MLP ETF 37950E473 680 86253 SH SOLE 0 0 86253 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 400 SH Call SOLE 0 0 400 VALLEY NATL BANCORP COM 919794107 123 10712 SH SOLE 0 0 10712 INVESCO EXCHNG TRADED FD TR S&P SMLCP DISC 46138E180 221 3474 SH SOLE 0 0 3474 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 788 24720 SH SOLE 0 0 24720 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 7376 134647 SH SOLE 0 0 134647 JPMORGAN CHASE & CO COM 46625H100 652 4678 SH SOLE 0 0 4678 COMCAST CORP NEW CL A 20030N101 4921 109421 SH SOLE 0 0 109421 CAL MAINE FOODS INC COM NEW 128030202 641 15000 SH SOLE 0 0 15000 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 393 3050 SH SOLE 0 0 3050 EXXON MOBIL CORP COM 30231G102 1140 16332 SH SOLE 0 0 16332 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 10987 262152 SH SOLE 0 0 262152 QUANTA SVCS INC COM 74762E102 3486 85623 SH SOLE 0 0 85623 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4010 74611 SH SOLE 0 0 74611 APARTMENT INVT & MGMT CO CL A 03748R754 985 19064 SH SOLE 0 0 19064 EATON CORP PLC SHS G29183103 1317 13908 SH SOLE 0 0 13908 ISHARES TR PFD AND INCM SEC 464288687 329 8740 SH SOLE 0 0 8740 TRI POINTE GROUP INC COM 87265H109 2722 174684 SH SOLE 0 0 174684 CHEVRON CORP NEW COM 166764100 969 8045 SH SOLE 0 0 8045 ISHARES TR AGENCY BOND ETF 464288166 1099 9506 SH SOLE 0 0 9506 VANGUARD INDEX FDS VALUE ETF 922908744 6956 58043 SH SOLE 0 0 58043 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 291 38000 SH SOLE 0 0 38000 ISHARES TR S&P 100 ETF 464287101 432 2999 SH SOLE 0 0 2999 VANGUARD INDEX FDS MID CAP ETF 922908629 514 2884 SH SOLE 0 0 2884 KAR AUCTION SVCS INC COM 48238T109 705 32360 SH SOLE 0 0 32360 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 3585 54555 SH SOLE 0 0 54555 ISHARES TR IBOXX INV CP ETF 464287242 206 1612 SH SOLE 0 0 1612 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 641 16945 SH SOLE 0 0 16945 KIMBERLY CLARK CORP COM 494368103 215 1565 SH SOLE 0 0 1565 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 4793 74279 SH SOLE 0 0 74279 SPDR SERIES TRUST PORTFLI INTRMDIT 78464A672 5785 187046 SH SOLE 0 0 187046 WISDOMTREE TR US MULTIFACTOR 97717Y857 1010 31608 SH SOLE 0 0 31608 DNP SELECT INCOME FD COM 23325P104 675 52875 SH SOLE 0 0 52875 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1188 38587 SH SOLE 0 0 38587 EXELON CORP COM 30161N101 1685 36952 SH SOLE 0 0 36952 LAMB WESTON HLDGS INC COM 513272104 287 3333 SH SOLE 0 0 3333 ISHARES TR CORE S&P TTL STK 464287150 253 3481 SH SOLE 0 0 3481 THE CHARLES SCHWAB CORPORATI COM 808513105 3295 69290 SH SOLE 0 0 69290 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 245 652 SH SOLE 0 0 652 SPDR S&P 500 ETF TR TR UNIT 78462F103 15 500 SH Call SOLE 0 0 500 CRACKER BARREL OLD CTRY STOR COM 22410J106 2759 17943 SH SOLE 0 0 17943 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 283 9201 SH SOLE 0 0 9201 INTL PAPER CO COM 460146103 906 19681 SH SOLE 0 0 19681 BYLINE BANCORP INC COM 124411109 1468 75000 SH SOLE 0 0 75000 SPDR S&P 500 ETF TR TR UNIT 78462F103 3 100 SH Call SOLE 0 0 100 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 244 1788 SH SOLE 0 0 1788 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1 100 SH Put SOLE 0 0 100 CSX CORP COM 126408103 248 3434 SH SOLE 0 0 3434 TORTOISE PWR & ENERGY INFRAS COM 89147X104 263 15535 SH SOLE 0 0 15535 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 554 8572 SH SOLE 0 0 8572 VERIZON COMMUNICATIONS INC COM 92343V104 2984 48604 SH SOLE 0 0 48604 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 812 36432 SH SOLE 0 0 36432 COCA COLA CO COM 191216100 957 17281 SH SOLE 0 0 17281 WELLS FARGO CO NEW COM 949746101 1398 25990 SH SOLE 0 0 25990 VANGUARD WORLD FD MEGA GRWTH IND 921910816 397 2722 SH SOLE 0 0 2722 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3077 25820 SH SOLE 0 0 25820 AMGEN INC COM 031162100 1905 7901 SH SOLE 0 0 7901 B & G FOODS INC NEW COM 05508R106 1983 110584 SH SOLE 0 0 110584 NETFLIX INC COM 64110L106 226 700 SH SOLE 0 0 700 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 354 5483 SH SOLE 0 0 5483 MICROSOFT CORP COM 594918104 6851 43446 SH SOLE 0 0 43446 VERINT SYS INC COM 92343X100 2992 54045 SH SOLE 0 0 54045 VANGUARD GROUP DIV APP ETF 921908844 9940 79735 SH SOLE 0 0 79735 RIO TINTO PLC SPONSORED ADR 767204100 1204 20284 SH SOLE 0 0 20284 STARBUCKS CORP COM 855244109 311 3537 SH SOLE 0 0 3537 CDK GLOBAL INC COM 12508E101 2377 43464 SH SOLE 0 0 43464 NORTHROP GRUMMAN CORP COM 666807102 3714 10799 SH SOLE 0 0 10799 ISHARES TR EDGE MSCI USA VL 46432F388 332 3695 SH SOLE 0 0 3695 AMAZON COM INC COM 023135106 7 500 SH Call SOLE 0 0 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 11 500 SH Call SOLE 0 0 500 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6080 161757 SH SOLE 0 0 161757 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1055 10361 SH SOLE 0 0 10361 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2094 47534 SH SOLE 0 0 47534 PACWEST BANCORP DEL COM 695263103 523 13676 SH SOLE 0 0 13676 SPDR S&P 500 ETF TR TR UNIT 78462F103 8 300 SH Call SOLE 0 0 300 MCDONALDS CORP COM 580135101 279 1411 SH SOLE 0 0 1411 ALPHABET INC CAP STK CL A 02079K305 745 556 SH SOLE 0 0 556 WISDOMTREE TR INTL SMCAP DIV 97717W760 713 10025 SH SOLE 0 0 10025 ENBRIDGE INC COM 29250N105 607 15265 SH SOLE 0 0 15265 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 7672 248784 SH SOLE 0 0 248784 DUPONT DE NEMOURS INC COM 26614N102 587 9149 SH SOLE 0 0 9149 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 563 11144 SH SOLE 0 0 11144 WISDOMTREE TR US MIDCAP DIVID 97717W505 201 5279 SH SOLE 0 0 5279 CATERPILLAR INC DEL COM 149123101 4512 30550 SH SOLE 0 0 30550 SPDR S&P 500 ETF TR TR UNIT 78462F103 7 200 SH Call SOLE 0 0 200 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3552 79883 SH SOLE 0 0 79883 NIO INC SPON ADS 62914V106 0 5000 SH Call SOLE 0 0 5000 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 724 33613 SH SOLE 0 0 33613 SPDR S&P 500 ETF TR TR UNIT 78462F103 6 200 SH Call SOLE 0 0 200 BANK AMER CORP COM 060505104 7193 204224 SH SOLE 0 0 204224 BLACKROCK INC COM 09247X101 212 421 SH SOLE 0 0 421 ISHARES TR RUSSELL 2000 ETF 464287655 8 500 SH Call SOLE 0 0 500 MORGAN STANLEY COM NEW 617446448 4158 81340 SH SOLE 0 0 81340 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 711 5666 SH SOLE 0 0 5666 ISHARES TR 0-5YR HI YL CP 46434V407 1394 30027 SH SOLE 0 0 30027 UNITED STATES STL CORP NEW COM 912909108 46 4000 SH SOLE 0 0 4000 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 458 7616 SH SOLE 0 0 7616 JOHNSON & JOHNSON COM 478160104 3812 26131 SH SOLE 0 0 26131 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5322 38828 SH SOLE 0 0 38828 AIR PRODS & CHEMS INC COM 009158106 4388 18675 SH SOLE 0 0 18675 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 100 SH Call SOLE 0 0 100 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 6896 120798 SH SOLE 0 0 120798 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 619 5347 SH SOLE 0 0 5347 DISCOVER FINL SVCS COM 254709108 3816 44986 SH SOLE 0 0 44986 PFIZER INC COM 717081103 1388 35417 SH SOLE 0 0 35417 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 657 8156 SH SOLE 0 0 8156 MARATHON PETE CORP COM 56585A102 2726 45252 SH SOLE 0 0 45252 DISNEY WALT CO COM DISNEY 254687106 599 4140 SH SOLE 0 0 4140 PEPSICO INC COM 713448108 441 3223 SH SOLE 0 0 3223 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 200 SH Call SOLE 0 0 200 ABBOTT LABS COM 002824100 1082 12458 SH SOLE 0 0 12458 ROSS STORES INC COM 778296103 5626 48327 SH SOLE 0 0 48327 CVS HEALTH CORP COM 126650100 468 6301 SH SOLE 0 0 6301 ISHARES TR TIPS BD ETF 464287176 3157 27081 SH SOLE 0 0 27081 SOUTHERN COPPER CORP COM 84265V105 519 12228 SH SOLE 0 0 12228 NEXTERA ENERGY INC COM 65339F101 620 2561 SH SOLE 0 0 2561 NAVIENT CORPORATION COM 63938C108 872 63717 SH SOLE 0 0 63717 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 747 11868 SH SOLE 0 0 11868 AMAZON COM INC COM 023135106 846 458 SH SOLE 0 0 458 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 145 27200 SH SOLE 0 0 27200 REGENERON PHARMACEUTICALS COM 75886F107 2029 5403 SH SOLE 0 0 5403 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 697 3309 SH SOLE 0 0 3309 AT&T INC COM 00206R102 2131 54518 SH SOLE 0 0 54518 SPDR SERIES TRUST BLOMBERG 1 10 YR 78468R861 5842 297915 SH SOLE 0 0 297915 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 677 17165 SH SOLE 0 0 17165 WISDOMTREE TR FLOATNG RAT TREA 97717X628 1013 40404 SH SOLE 0 0 40404 ARCHER DANIELS MIDLAND CO COM 039483102 888 19150 SH SOLE 0 0 19150 ORTHOPEDIATRICS CORP COM 68752L100 535 11389 SH SOLE 0 0 11389 ORACLE CORP COM 68389X105 952 17964 SH SOLE 0 0 17964 CBRE GROUP INC CL A 12504L109 4671 76207 SH SOLE 0 0 76207 ISHARES TR USA MOMENTUM FCT 46432F396 404 3215 SH SOLE 0 0 3215 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 10236 341661 SH SOLE 0 0 341661 BOEING CO COM 097023105 469 1439 SH SOLE 0 0 1439 COLGATE PALMOLIVE CO COM 194162103 1454 21126 SH SOLE 0 0 21126 NUVEEN PFD & INCM SECURTIES COM 67072C105 208 20688 SH SOLE 0 0 20688 ISHARES TR RUS 2000 VAL ETF 464287630 271 2104 SH SOLE 0 0 2104 CONAGRA BRANDS INC COM 205887102 342 10000 SH SOLE 0 0 10000 SABRE CORP COM 78573M104 967 43083 SH SOLE 0 0 43083 INTERPUBLIC GROUP COS INC COM 460690100 921 39880 SH SOLE 0 0 39880 DOW INC COM 260557103 501 9152 SH SOLE 0 0 9152 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2 400 SH Put SOLE 0 0 400 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 658 8076 SH SOLE 0 0 8076 ISHARES TR CORE S&P SCP ETF 464287804 2090 24920 SH SOLE 0 0 24920 CISCO SYS INC COM 17275R102 2082 43412 SH SOLE 0 0 43412 BROADCOM INC COM 11135F101 1044 3304 SH SOLE 0 0 3304 MURPHY OIL CORP COM 626717102 621 23176 SH SOLE 0 0 23176 TEMPLETON GLOBAL INCOME FD COM 880198106 83 13541 SH SOLE 0 0 13541 SPDR S&P 500 ETF TR TR UNIT 78462F103 12 500 SH Call SOLE 0 0 500 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 5462 88950 SH SOLE 0 0 88950 PROCTER & GAMBLE CO COM 742718109 1840 14728 SH SOLE 0 0 14728 ABBVIE INC COM 00287Y109 6242 70496 SH SOLE 0 0 70496 CBRE CLARION GLOBAL REAL EST COM 12504G100 214 26676 SH SOLE 0 0 26676 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4116 19407 SH SOLE 0 0 19407 CARNIVAL CORP UNIT 99/99/9999 143658300 696 13686 SH SOLE 0 0 13686 ISHARES TR FLTG RATE NT ETF 46429B655 13396 263082 SH SOLE 0 0 263082 DESTINATION XL GROUP INC COM 25065K104 111 86380 SH SOLE 0 0 86380 SPDR SERIES TRUST OILGAS EQUIP 78464A748 88 10928 SH SOLE 0 0 10928 SPDR S&P 500 ETF TR TR UNIT 78462F103 1 100 SH Call SOLE 0 0 100 MONDELEZ INTL INC CL A 609207105 1043 18933 SH SOLE 0 0 18933 VISA INC COM CL A 92826C839 3214 17106 SH SOLE 0 0 17106 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2116 10649 SH SOLE 0 0 10649 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 11751 336597 SH SOLE 0 0 336597 UNITED RENTALS INC COM 911363109 5603 33598 SH SOLE 0 0 33598 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 297 3199 SH SOLE 0 0 3199 ISHARES TR RUS 1000 VAL ETF 464287598 6733 49333 SH SOLE 0 0 49333 PROSHARES TR RUSS 2000 DIVD 74347B698 210 3401 SH SOLE 0 0 3401 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1607 17532 SH SOLE 0 0 17532 CITRIX SYS INC COM 177376100 2901 26157 SH SOLE 0 0 26157 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1158 38283 SH SOLE 0 0 38283 PROGRESSIVE CORP OHIO COM 743315103 919 12698 SH SOLE 0 0 12698 SPDR S&P 500 ETF TR TR UNIT 78462F103 6 200 SH Call SOLE 0 0 200 LILLY ELI & CO COM 532457108 3771 28696 SH SOLE 0 0 28696 FACEBOOK INC CL A 30303M102 4691 22854 SH SOLE 0 0 22854 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 535 6131 SH SOLE 0 0 6131 HOME DEPOT INC COM 437076102 2458 11254 SH SOLE 0 0 11254 UNITED STATES STL CORP NEW COM 912909108 4 10000 SH Call SOLE 0 0 10000 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1231 26190 SH SOLE 0 0 26190 IMMUNOMEDICS INC COM 452907108 219 10350 SH SOLE 0 0 10350 ALTRIA GROUP INC COM 02209S103 1323 26499 SH SOLE 0 0 26499 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 11 10000 SH Call SOLE 0 0 10000 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7590 46391 SH SOLE 0 0 46391 SPDR S&P 500 ETF TR TR UNIT 78462F103 25 300 SH Call SOLE 0 0 300 CITIGROUP INC COM NEW 172967424 1025 12827 SH SOLE 0 0 12827 APOLLO COML REAL EST FIN INC COM 03762U105 939 51329 SH SOLE 0 0 51329 ISHARES TR CORE US AGGBD ET 464287226 456 4058 SH SOLE 0 0 4058 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4459 55030 SH SOLE 0 0 55030 CAPITAL ONE FINL CORP COM 14040H105 4092 39763 SH SOLE 0 0 39763 UNITEDHEALTH GROUP INC COM 91324P102 797 2710 SH SOLE 0 0 2710 SPDR S&P 500 ETF TR TR UNIT 78462F103 10 200 SH Call SOLE 0 0 200 INTERNATIONAL BUSINESS MACHS COM 459200101 358 2672 SH SOLE 0 0 2672 WISDOMTREE TR US S CAP QTY DIV 97717X651 921 24427 SH SOLE 0 0 24427 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 384 1299 SH SOLE 0 0 1299 GENERAL ELECTRIC CO COM 369604103 0 500 SH Put SOLE 0 0 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 200 SH Call SOLE 0 0 200 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 1703 29823 SH SOLE 0 0 29823 ISHARES TR RUSSELL 2000 ETF 464287655 633 3818 SH SOLE 0 0 3818 ISHARES TR RUSSELL 2000 ETF 464287655 2 200 SH Call SOLE 0 0 200 TYSON FOODS INC CL A 902494103 4284 47055 SH SOLE 0 0 47055 AMAZON COM INC COM 023135106 3 300 SH Call SOLE 0 0 300 SPDR S&P 500 ETF TR TR UNIT 78462F103 21 500 SH Call SOLE 0 0 500 MASCO CORP COM 574599106 7372 153621 SH SOLE 0 0 153621 ALLSTATE CORP COM 020002101 3934 34984 SH SOLE 0 0 34984 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 284 7848 SH SOLE 0 0 7848 SPDR S&P 500 ETF TR TR UNIT 78462F103 7 300 SH Call SOLE 0 0 300 MERCK & CO INC COM 58933Y105 2224 24454 SH SOLE 0 0 24454 ISHARES TR RUS 1000 GRW ETF 464287614 1700 9665 SH SOLE 0 0 9665 SPDR S&P 500 ETF TR TR UNIT 78462F103 6 300 SH Call SOLE 0 0 300 CITIZENS FINL GROUP INC COM 174610105 4695 115603 SH SOLE 0 0 115603 ISHARES TR MBS ETF 464288588 2099 19424 SH SOLE 0 0 19424 ISHARES TR RUSSELL 2000 ETF 464287655 2 100 SH Call SOLE 0 0 100 APPLIED MATLS INC COM 038222105 5878 96296 SH SOLE 0 0 96296 PEOPLES FINL SVCS CORP COM 711040105 272 5405 SH SOLE 0 0 5405 ISHARES TR RUS MD CP GR ETF 464287481 418 2736 SH SOLE 0 0 2736 DXC TECHNOLOGY CO COM 23355L106 1808 48102 SH SOLE 0 0 48102 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 838 12710 SH SOLE 0 0 12710 SIRIUS XM HLDGS INC COM 82968B103 75 10500 SH SOLE 0 0 10500 STEEL DYNAMICS INC COM 858119100 1700 49935 SH SOLE 0 0 49935 CLOROX CO DEL COM 189054109 208 1356 SH SOLE 0 0 1356 ALPHABET INC CAP STK CL C 02079K107 6441 4817 SH SOLE 0 0 4817 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1072 21836 SH SOLE 0 0 21836 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 365 19361 SH SOLE 0 0 19361 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 215 2151 SH SOLE 0 0 2151 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4005 127752 SH SOLE 0 0 127752 ISHARES TR EAFE VALUE ETF 464288877 317 6340 SH SOLE 0 0 6340 CORTEVA INC COM 22052L104 270 9149 SH SOLE 0 0 9149 BIOGEN INC COM 09062X103 1657 5585 SH SOLE 0 0 5585 ISHARES TR USA QUALITY FCTR 46432F339 304 3008 SH SOLE 0 0 3008 BP PLC SPONSORED ADR 055622104 1117 29606 SH SOLE 0 0 29606 ISHARES TR CORE S&P500 ETF 464287200 3854 11924 SH SOLE 0 0 11924 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 3444 36755 SH SOLE 0 0 36755 RYMAN HOSPITALITY PPTYS INC COM 78377T107 5983 69037 SH SOLE 0 0 69037 PERFORMANCE FOOD GROUP CO COM 71377A103 4112 79868 SH SOLE 0 0 79868 FORD MTR CO DEL COM 345370860 148 15861 SH SOLE 0 0 15861 STERIS PLC SHS USD G8473T100 2610 17121 SH SOLE 0 0 17121 SPDR S&P 500 ETF TR TR UNIT 78462F103 3 100 SH Call SOLE 0 0 100 FORTIS INC COM 349553107 2908 70043 SH SOLE 0 0 70043 LAMAR ADVERTISING CO NEW CL A 512816109 1156 12955 SH SOLE 0 0 12955 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 1102 48270 SH SOLE 0 0 48270 KINDER MORGAN INC DEL COM 49456B101 3963 187197 SH SOLE 0 0 187197 MANPOWERGROUP INC COM 56418H100 3057 31484 SH SOLE 0 0 31484 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 220 2405 SH SOLE 0 0 2405 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3203 20175 SH SOLE 0 0 20175 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 813 20392 SH SOLE 0 0 20392 DUNKIN BRANDS GROUP INC COM 265504100 1064 14090 SH SOLE 0 0 14090 THERMO FISHER SCIENTIFIC INC COM 883556102 304 937 SH SOLE 0 0 937 KRAFT HEINZ CO COM 500754106 222 6894 SH SOLE 0 0 6894