0001387131-15-000582.txt : 20150218 0001387131-15-000582.hdr.sgml : 20150216 20150217152254 ACCESSION NUMBER: 0001387131-15-000582 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 EFFECTIVENESS DATE: 20150217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Point Partners Management, LLC CENTRAL INDEX KEY: 0001600175 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16746 FILM NUMBER: 15621659 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-554-4504 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600175 XXXXXXXX 12-31-2014 12-31-2014 false Opus Point Partners Management, LLC
3 Columbus Circle 15th Floor New York NY 10019
13F HOLDINGS REPORT 028-16746 N
Sean Power Chief Financial Officer and Chief Compliance Officer 212-554-4305 /s/ Sean Power New York NY 02-17-2015 0 60 101065
INFORMATION TABLE 2 infotable.xml ACELRX PHARMACEUTICALS, INC. CMN COM 00444T100 673 99959 SH SOLE 99959 0 0 ACHILLION PHARMACEUTICALS INC CMN COM 00448Q201 613 50000 SH SOLE 50000 0 0 AGIOS PHARMACEUTICALS, INC. CMN COM 00847X104 495 4416 SH SOLE 4416 0 0 ALEXION PHARMACEUTICALS INC CMN COM 015351109 3392 18332 SH SOLE 18332 0 0 CALL/ALXN @ 150 EXP 01/17/2015 CALL 015351909 355 100 SH Call SOLE 100 0 0 ALNYLAM PHARMACEUTICALS, INC. CMN COM 02043Q107 1734 17875 SH SOLE 17875 0 0 AMGEN INC. CMN COM 031162100 2715 17046 SH SOLE 17046 0 0 ARRAY BIOPHARMA INC CMN COM 04269X105 946 200000 SH SOLE 200000 0 0 ARROWHEAD RESEARCH CORP CMN COM 042797209 606 82133 SH SOLE 82133 0 0 BIOMARIN PHARMACEUTICAL INC CMN COM 09061G101 3953 43731 SH SOLE 43731 0 0 BIOGEN IDEC INC. CMN COM 09062X103 3221 9486 SH SOLE 9486 0 0 CALL/BIIB @ 295 EXP 01/17/2015 CALL 09062X903 231 50 SH Call SOLE 50 0 0 CALL/BIIB @ 355 EXP 01/17/2015 CALL 09062X903 38 70 SH Call SOLE 70 0 0 BIO TECHNE CORP CMN COM 09073M104 2578 27900 SH SOLE 27900 0 0 CELGENE CORPORATION CMN COM 151020104 3696 33040 SH SOLE 33040 0 0 CELLADON CORPORATION CMN COM 15117E107 828 42414 SH SOLE 42414 0 0 CEPHEID INC CMN COM 15670R107 3269 60386 SH SOLE 60386 0 0 CHIMERIX, INC. CMN COM 16934W106 771 19152 SH SOLE 19152 0 0 CLOVIS ONCOLOGY INC CMN COM 189464100 1512 27000 SH SOLE 27000 0 0 CUBIST PHARMACEUTICALS, INC. CMN COM 229678107 655 6502 SH SOLE 6502 0 0 EPIZYME INC CMN COM 29428V104 535 28339 SH SOLE 28339 0 0 PUT/EXAS @ 21 EXP 04/17/2015 COM 30063P105 6 50 SH Put SOLE 50 0 0 FLAMEL TECHNOLOGIES SPON ADR SPONSORED ADR CMN SPONSORED ADR 338488109 716 41788 SH SOLE 41788 0 0 GILEAD SCIENCES CMN COM 375558103 408 4328 SH SOLE 4328 0 0 HOLOGIC INCORPORATED CMN COM 436440101 1417 53000 SH SOLE 53000 0 0 CALL/ILMN @ 145 EXP 01/17/2015 CALL 452327909 400 100 SH Call SOLE 100 0 0 CALL/ILMN @ 180 EXP 01/17/2015 CALL 452327909 150 150 SH Call SOLE 150 0 0 ILLUMINA, INC. CMN COM 452327109 3395 18394 SH SOLE 18394 0 0 CALL/INCY @ 65 EXP 01/17/2015 CALL 45337C902 149 165 SH Call SOLE 165 0 0 CALL/INCY @ 70 EXP 01/17/2015 CALL 45337C902 332 721 SH Call SOLE 721 0 0 INCYTE CORPORATION CMN COM 45337C102 4450 60877 SH SOLE 60877 0 0 ISIS PHARMACEUTICALS INC CMN COM 464330109 2804 45418 SH SOLE 45418 0 0 KALOBIOS PHARMACEUTICALS INC CMN COM 48344T100 945 546467 SH SOLE 546467 0 0 MEDIVATION INC. CMN COM 58501N101 3125 31377 SH SOLE 31377 0 0 MERRIMACK PHARMACEUTICALS INC CMN COM 590328100 814 72009 SH SOLE 72009 0 0 METTLER-TOLEDO INTL CMN COM 592688105 3025 10000 SH SOLE 10000 0 0 MOMENTA PHARMACEUTICALS, INC. CMN COM 60877T100 843 70000 SH SOLE 70000 0 0 NPS PHARMACEUTICALS INC CMN COM 62936P103 553 15471 SH SOLE 15471 0 0 NEKTAR THERAPEUTICS CMN COM 640268108 3676 237109 SH SOLE 237109 0 0 OCERA THERAPEUTICS INC CMN CLASS COM 67552A108 781 122673 SH SOLE 122673 0 0 CALL/PCYC @ 130 EXP 01/17/2015 CALL 716933906 37 150 SH Call SOLE 150 0 0 PHARMACYCLICS INC CMN COM 716933106 3145 25723 SH SOLE 25723 0 0 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF ETF 74347R214 4792 38184 SH SOLE 38184 0 0 RECEPTOS, INC. CMN COM 756207106 2814 22971 SH SOLE 22971 0 0 REGENERON PHARMACEUTICAL INC CMN COM 75886F107 3549 8650 SH SOLE 8650 0 0 WTS/REPROS THERAPEUTICS INC. SERIES B 2.4500 EXP02/07/2016 WTS 76028H126 353 68600 SH Call SOLE 68600 0 0 SPDR S&P BIOTECH ETF ETF S&P BIOTECH 78464A870 3878 20800 SH SOLE 20800 0 0 SALIX PHARMACEUTICALS, LTD. CMN COM 795435106 2090 18187 SH SOLE 18187 0 0 SEATTLE GENETICS, INC. CMN COM 812578102 2642 82253 SH SOLE 82253 0 0 STEMLINE THERAPEUTICS INC CMN COM 85858C107 1201 70400 SH SOLE 70400 0 0 SYNAGEVA BIOPHARMA CORP CMN COM 87159A103 1856 20002 SH SOLE 20002 0 0 TENAX THERAPEUTICS INC CMN COM 88032L100 956 248854 SH SOLE 248854 0 0 UNITED THERAPEUTICS CORP CMN COM 91307C102 2468 19054 SH SOLE 19054 0 0 VERICEL CORP CMN COM 92346J108 861 283270 SH SOLE 283270 0 0 VERTEX PHARMACEUTICALS INC CMN COM 92532F100 3457 29096 SH SOLE 29096 0 0 XENCOR, INC. CMN COM 98401F105 717 44698 SH SOLE 44698 0 0 XENOPORT INC CMN COM 98411C100 1333 152000 SH SOLE 152000 0 0 XOMA CORP DEL CMN COM 98419J107 287 80000 SH SOLE 80000 0 0 ALKERMES PLC CMN COM G01767105 1150 19631 SH SOLE 19631 0 0 QIAGEN N.V. COMMON SHARES COM N72482107 2674 114000 SH SOLE 114000 0 0