Compliance Officer

0001600151-21-000001.txt : 20210208 0001600151-21-000001.hdr.sgml : 20210208 20210208115059 ACCESSION NUMBER: 0001600151-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arete Wealth Advisors, LLC CENTRAL INDEX KEY: 0001600151 IRS NUMBER: 261314502 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15999 FILM NUMBER: 21600148 BUSINESS ADDRESS: STREET 1: 1115 W FULTON MARKET STREET 2: 3RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312-940-3684 MAIL ADDRESS: STREET 1: 1115 W FULTON MARKET STREET 2: 3RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60607 FORMER COMPANY: FORMER CONFORMED NAME: Arete Wealth Management, LLC DATE OF NAME CHANGE: 20200214 FORMER COMPANY: FORMER CONFORMED NAME: Arete Wealth Advisors, LLC DATE OF NAME CHANGE: 20140213 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001600151 XXXXXXXX 12-31-2020 12-31-2020 Arete Wealth Advisors, LLC

1115 W FULTON MARKET 3RD FLOOR CHICAGO IL 60607

13F HOLDINGS REPORT 028-15999 N Corrie Scoby Compliance Officer 9014934512 Corrie Scoby Oakland TN 02-08-2021 0 402 706128 false INFORMATION TABLE 2 1231202013F.xml IBIO INC COM NEW 451033203 11 10080 SH SOLE 0 0 0 10080 UNITED STATES ANTIMONY CORP COM 911549103 41 79500 SH SOLE 0 0 0 79500 MATINAS BIOPHARMA HLDGS INC COM 576810105 52 30000 SH SOLE 0 0 0 30000 AMC ENTMT HLDGS INC CL A COM 00165C104 53 25210 SH SOLE 0 0 0 25210 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 76 20000 SH SOLE 0 0 0 20000 GOLD RESOURCE CORP COM 38068T105 85 25588 SH SOLE 0 0 0 25588 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 93 15235 SH SOLE 0 0 0 15235 DEL TACO RESTAURANTS INC COM 245496104 101 11294 SH SOLE 0 0 0 11294 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 156 17185 SH SOLE 0 0 0 17185 NUVEEN MUN VALUE FD INC COM 670928100 158 14235 SH SOLE 0 0 0 14235 OWL ROCK CAPITAL CORPORATION COM 69121K104 163 13261 SH SOLE 0 0 0 13261 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 180 19250 SH SOLE 0 0 0 19250 BNY MELLON STRATEGIC MUNS IN COM 05588W108 189 22231 SH SOLE 0 0 0 22231 RETAIL PPTYS AMER INC CL A 76131V202 190 22248 SH SOLE 0 0 0 22248 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 196 13928 SH SOLE 0 0 0 13928 ENERGIZER HLDGS INC NEW COM 29272W109 200 4784 SH SOLE 0 0 0 4784 AMERICAN ELEC PWR INC COM 025537101 202 2424 SH SOLE 0 0 0 2424 BAIN CAP SPECIALTY FIN INC COM 05684B107 202 16800 SH SOLE 0 0 0 16800 CATERPILLAR INC DEL COM 149123101 203 1113 SH SOLE 0 0 0 1113 DELTA AIR LINES INC DEL COM NEW 247361702 203 4891 SH SOLE 0 0 0 4891 ISHARES TR MSCI USA VALUE 46432F388 203 2360 SH SOLE 0 0 0 2360 EATON CORP PLC SHS G29183103 204 1715 SH SOLE 0 0 0 1715 ISHARES TR CORE S&P TTL STK 464287150 204 2400 SH SOLE 0 0 0 2400 PIMCO INCOME OPPORTUNITY FUND COM 72202B100 204 8087 SH SOLE 0 0 0 8087 PIMCO ETF TR ACTIVE BD ETF 72201R775 205 1811 SH SOLE 0 0 0 1811 METLIFE INC COM 59156R108 206 4395 SH SOLE 0 0 0 4395 VANGUARD WHITEHALL FDS VANGUARD WHITEHALL FDS 921946885 207 2512 SH SOLE 0 0 0 2512 SPDR SER TR BLOMBERG BRC INV 78468R200 207 6762 SH SOLE 0 0 0 6762 AON PLC SHS CL A G0403H108 209 998 SH SOLE 0 0 0 998 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 210 2266 SH SOLE 0 0 0 2266 MORGAN STANLEY COM NEW 617446448 211 3541 SH SOLE 0 0 0 3541 SIMON PPTY GROUP INC NEW COM 828806109 212 2546 SH SOLE 0 0 0 2546 STRYKER CORP COM 863667101 214 893 SH SOLE 0 0 0 893 ISHARES TR RUS 1000 ETF 464287622 215 1030 SH SOLE 0 0 0 1030 IDEXX LABS INC COM 45168D104 216 433 SH SOLE 0 0 0 433 ISHARES TR HDG MSCI EAFE 46434V803 216 7075 SH SOLE 0 0 0 7075 EQUINIX INC COM 29444U700 216 304 SH SOLE 0 0 0 304 FORD MTR CO DEL COM PAR $0.01 345370860 216 24505 SH SOLE 0 0 0 24505 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 218 5924 SH SOLE 0 0 0 5924 CINTAS CORP COM 172908105 219 620 SH SOLE 0 0 0 620 CANOPY GROWTH CORP COM 138035100 219 8893 SH SOLE 0 0 0 8893 MONDELEZ INTL INC CL A 609207105 223 3824 SH SOLE 0 0 0 3824 ENTERPRISE PRODS PARTNERS L COM 293792107 225 11533 SH SOLE 0 0 0 11533 PIMCO ETF TR 25YR+ ZERO U S 72201R882 227 1386 SH SOLE 0 0 0 1386 ORACLE CORP COM 68389X105 229 3567 SH SOLE 0 0 0 3567 PROLOGIS INC. COM 74340W103 231 2337 SH SOLE 0 0 0 2337 ISHARES TR CALIF MUN BD ETF 464288356 232 3692 SH SOLE 0 0 0 3692 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 233 2371 SH SOLE 0 0 0 2371 VANGUARD WORLD FDS UTILITIES ETF 92204A876 234 1710 SH SOLE 0 0 0 1710 SPDR SER TR AEROSPACE DEF 78464A631 235 2134 SH SOLE 0 0 0 2134 AMERICAN INTL GROUP INC COM NEW 026874784 236 6253 SH SOLE 0 0 0 6253 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 236 1475 SH SOLE 0 0 0 1475 LILLY ELI & CO COM 532457108 238 1435 SH SOLE 0 0 0 1435 ISHARES S&P 500 GRWT ETF 464287309 242 3806 SH SOLE 0 0 0 3806 WISDOMTREE TR US MIDCP EARNING 97717W570 243 5606 SH SOLE 0 0 0 5606 ECOLAB INC COM 278865100 246 1137 SH SOLE 0 0 0 1137 FIRST TR INTER DUR PFD & IN COM 33718W103 246 10369 SH SOLE 0 0 0 10369 SANARA MEDTECH INC COM 79957L100 247 5400 SH SOLE 0 0 0 5400 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 247 6654 SH SOLE 0 0 0 6654 UNION PAC CORP COM 907818108 248 1197 SH SOLE 0 0 0 1197 KKR & CO INC COM 48251W104 248 6260 SH SOLE 0 0 0 6260 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 250 1598 SH SOLE 0 0 0 1598 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 251 4464 SH SOLE 0 0 0 4464 ISHARES TR MSCI KLD400 SOC 464288570 252 3545 SH SOLE 0 0 0 3545 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 253 2271 SH SOLE 0 0 0 2271 NEWMONT CORP COM 651639106 254 4185 SH SOLE 0 0 0 4185 GLOBAL X FDS GLOBAL X SILVER 37954Y848 256 5604 SH SOLE 0 0 0 5604 RIO TINTO PLC SPONSORED ADR 767204100 256 3336 SH SOLE 0 0 0 3336 DUPONT DE NEMOURS INC COM 26614N102 257 3616 SH SOLE 0 0 0 3616 SYSCO CORP COM 871829107 258 3485 SH SOLE 0 0 0 3485 TOMPKINS FINANCIAL CORPORATI COM 890110109 258 3697 SH SOLE 0 0 0 3697 NXP SEMICONDUCTORS N V COM N6596X109 260 1618 SH SOLE 0 0 0 1618 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 264 3368 SH SOLE 0 0 0 3368 FIDELITY TOTAL BD ETF 316188309 264 4876 SH SOLE 0 0 0 4876 NOVARTIS A G SPONSORED ADR 66987V109 264 2800 SH SOLE 0 0 0 2800 ALLIANT ENERGY CORP COM 018802108 265 5163 SH SOLE 0 0 0 5163 CARRIER GLOBAL CORPORATION COM 14448C104 265 7039 SH SOLE 0 0 0 7039 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 267 3931 SH SOLE 0 0 0 3931 ARES COML REAL ESTATE CORP COM 04013V108 268 22499 SH SOLE 0 0 0 22499 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 269 9170 SH SOLE 0 0 0 9170 CLOROX CO DEL COM 189054109 269 1338 SH SOLE 0 0 0 1338 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 273 2056 SH SOLE 0 0 0 2056 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 277 7647 SH SOLE 0 0 0 7647 GOLDMAN SACHS GROUP INC COM 38141G104 280 1061 SH SOLE 0 0 0 1061 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 284 5894 SH SOLE 0 0 0 5894 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 285 3949 SH SOLE 0 0 0 3949 ISHARES TR RUSSELL 2000 ETF 464287655 287 1488 SH SOLE 0 0 0 1488 BARCLAYS BANK PLC IPATH SHILR CAPE 06742A669 291 1635 SH SOLE 0 0 0 1635 WISDOMTREE TR INTL EQUITY FD 97717W703 292 5769 SH SOLE 0 0 0 5769 FASTENAL CO COM 311900104 298 6105 SH SOLE 0 0 0 6105 CIGNA CORP NEW COM 125523100 298 1458 SH SOLE 0 0 0 1458 ISHARES TIPS BD ETF 464287176 300 2351 SH SOLE 0 0 0 2351 MERCADOLIBRE INC COM 58733R102 304 184 SH SOLE 0 0 0 184 US BANCORP DEL COM NEW 902973304 304 6967 SH SOLE 0 0 0 6967 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 305 4243 SH SOLE 0 0 0 4243 ISHARES TR S&P MC 400GR ETF 464287606 307 4255 SH SOLE 0 0 0 4255 CENTURYLINK INC COM 156700106 308 31588 SH SOLE 0 0 0 31588 NORFOLK SOUTHERN CORP COM 655844108 310 1311 SH SOLE 0 0 0 1311 FISERV INC COM 337738108 311 2743 SH SOLE 0 0 0 2743 ISHARES INC ESG AWR MSCI EM 46434G863 312 7388 SH SOLE 0 0 0 7388 DOVER CORP COM 260003108 313 5445 SH SOLE 0 0 0 5445 FEDEX CORP COM 31428X106 314 1223 SH SOLE 0 0 0 1223 ARES CAP CORP COM 04010L103 316 18722 SH SOLE 0 0 0 18722 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 318 3346 SH SOLE 0 0 0 3346 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 319 5044 SH SOLE 0 0 0 5044 ISHARES TR CORE MSCI EAFE 46432F842 320 4604 SH SOLE 0 0 0 4604 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 330 8388 SH SOLE 0 0 0 8388 ISHARES TR EAFE SML CP ETF 464288273 330 4826 SH SOLE 0 0 0 4826 S&P GLOBAL INC COM 78409V104 332 1004 SH SOLE 0 0 0 1004 SCIENCE APPLICATNS INTL CP N COM 808625107 332 3503 SH SOLE 0 0 0 3503 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 333 7205 SH SOLE 0 0 0 7205 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 342 4885 SH SOLE 0 0 0 4885 TORTOISE ENERGY INFRA CORP COM 89147L886 343 17061 SH SOLE 0 0 0 17061 FS KKR CAP CORP II COM 35952V303 347 21207 SH SOLE 0 0 0 21207 CITIGROUP INC COM NEW 172967424 347 6469 SH SOLE 0 0 0 6469 WELLS FARGO & CO NEW COM 949746101 348 11871 SH SOLE 0 0 0 11871 HONEYWELL INTL INC COM 438516106 350 1666 SH SOLE 0 0 0 1666 PHILLIPS 66 COM 718546104 351 5034 SH SOLE 0 0 0 5034 W P CAREY INC COM 92936U109 354 5145 SH SOLE 0 0 0 5145 ISHARES TR EAFE GRWTH ETF 464288885 356 3504 SH SOLE 0 0 0 3504 WHEATON PRECIOUS METALS CORP COM 962879102 357 7917 SH SOLE 0 0 0 7917 ASML HOLDING N V N Y REGISTRY SHS N07059210 360 725 SH SOLE 0 0 0 725 BLACKROCK INC COM 09247X101 362 503 SH SOLE 0 0 0 503 INVESTORS BANCORP INC NEW COM 46146L101 362 34320 SH SOLE 0 0 0 34320 EATON VANCE TX MGD DIV EQ IN COM 27828N102 364 29718 SH SOLE 0 0 0 29718 INVESCO EXCHANGE TRADED FD T S&P MDCP VLU MNT 46137V456 364 10171 SH SOLE 0 0 0 10171 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 366 6454 SH SOLE 0 0 0 6454 ISHARES SILVER TRUST ISHARES 46428Q109 368 14717 SH SOLE 0 0 0 14717 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 372 6200 SH SOLE 0 0 0 6200 ISHARES TR FLTG RATE BD ETF 46429B655 373 7345 SH SOLE 0 0 0 7345 GENERAL MLS INC COM 370334104 377 6416 SH SOLE 0 0 0 6416 SHERWIN WILLIAMS CO COM 824348106 379 523 SH SOLE 0 0 0 523 COLGATE PALMOLIVE CO COM 194162103 385 5465 SH SOLE 0 0 0 5465 SELECT SECTOR SPDR TR ENERGY 81369Y506 389 10253 SH SOLE 0 0 0 10253 ISHARES TR 10-20 YR TRS ETF 464288653 391 2456 SH SOLE 0 0 0 2456 NIKE INC CL B 654106103 393 2784 SH SOLE 0 0 0 2784 ISHARES TR USA MOMENTUM FCT 46432F396 393 2441 SH SOLE 0 0 0 2441 THERMO FISHER SCIENTIFIC INC COM 883556102 394 845 SH SOLE 0 0 0 845 ROPER TECHNOLOGIES INC COM 776696106 402 933 SH SOLE 0 0 0 933 SPLUNK INC COM 848637104 412 2434 SH SOLE 0 0 0 2434 DEERE & CO COM 244199105 417 1553 SH SOLE 0 0 0 1553 WISDOMTREE TR US QTLR DIV GRT 97717X669 417 7852 SH SOLE 0 0 0 7852 ZOETIS INC CL A 98978V103 418 2535 SH SOLE 0 0 0 2535 MEDTRONIC PLC SHS G5960L103 419 3584 SH SOLE 0 0 0 3584 ALPS ETF TR ALERIAN MLP 00162Q452 426 16698 SH SOLE 0 0 0 16698 FIRST TR NASDAQ-100 TECH IND DJ INTERNT IDX 33733E302 426 2009 SH SOLE 0 0 0 2009 BECTON DICKINSON & CO COM 075887109 430 1720 SH SOLE 0 0 0 1720 ARK ETF TR FINTECH INNOVA 00214Q708 432 8748 SH SOLE 0 0 0 8748 FIRST TR MORNINGSTAR DIVID L SHS 336917109 435 14712 SH SOLE 0 0 0 14712 ISHARES TR MSCI MIN VOL ETF 46429B697 437 6454 SH SOLE 0 0 0 6454 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 438 2689 SH SOLE 0 0 0 2689 EDWARDS LIFESCIENCES CORP COM 28176E108 442 4861 SH SOLE 0 0 0 4861 ETF SER SOLUTIONS LONCAR CANCER 26922A826 442 13936 SH SOLE 0 0 0 13936 CONOCOPHILLIPS COM 20825C104 444 11212 SH SOLE 0 0 0 11212 DANAHER CORP DEL COM 235851102 448 2012 SH SOLE 0 0 0 2012 ISHARES TR US AER DEF ETF 464288760 453 4982 SH SOLE 0 0 0 4982 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 454 6738 SH SOLE 0 0 0 6738 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 457 12906 SH SOLE 0 0 0 12906 CORESITE RLTY CORP COM 21870Q105 459 3664 SH SOLE 0 0 0 3664 UNITED PARCEL SERVICE INC CL B 911312106 466 2820 SH SOLE 0 0 0 2820 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 471 30951 SH SOLE 0 0 0 30951 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92347M100 477 18000 SH SOLE 0 0 0 18000 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 481 5906 SH SOLE 0 0 0 5906 OSI ETF TR OSHS GBL INTER 67110P704 481 8871 SH SOLE 0 0 0 8871 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 482 4058 SH SOLE 0 0 0 4058 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 485 4293 SH SOLE 0 0 0 4293 ISHARES EAFE VALUE ETF 464288877 488 10334 SH SOLE 0 0 0 10334 ISHARES TR GL CLEAN ENE ETF 464288224 492 17414 SH SOLE 0 0 0 17414 PROSHARES TR PET CARE ETF 74348A145 495 6912 SH SOLE 0 0 0 6912 BLACKROCK SCIENCE & TECH TR SHS 09258G104 501 9394 SH SOLE 0 0 0 9394 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 503 8591 SH SOLE 0 0 0 8591 BLACKROCK HEALTH SCIENCES TR COM 09250W107 507 10658 SH SOLE 0 0 0 10658 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 508 3209 SH SOLE 0 0 0 3209 SPDR SER TR NUVEEN BLMBRG SR 78468R739 510 10253 SH SOLE 0 0 0 10253 ENBRIDGE INC COM 29250N105 511 15967 SH SOLE 0 0 0 15967 AUTOMATIC DATA PROCESSING IN COM 053015103 515 2930 SH SOLE 0 0 0 2930 NORTHROP GRUMMAN CORP COM 666807102 516 1726 SH SOLE 0 0 0 1726 INNOVATOR ETFS TR S&P 500 ULTRA 45782C300 526 17700 SH SOLE 0 0 0 17700 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 527 7918 SH SOLE 0 0 0 7918 INNOVATOR ETFS TR S&P 500 ULTRA 45782C672 533 19218 SH SOLE 0 0 0 19218 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 538 9200 SH SOLE 0 0 0 9200 ALTRIA GROUP INC COM 02209S103 541 13235 SH SOLE 0 0 0 13235 INNOVATOR ETFS TR S&P 500 ULTRA 45782C821 544 20325 SH SOLE 0 0 0 20325 KINDER MORGAN INC DEL COM 49456B101 550 40245 SH SOLE 0 0 0 40245 CARLYLE GROUP INC COM 14316J108 551 17549 SH SOLE 0 0 0 17549 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 557 7321 SH SOLE 0 0 0 7321 SHOPIFY INC CL A 82509L107 560 508 SH SOLE 0 0 0 508 INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 46137V498 564 11897 SH SOLE 0 0 0 11897 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 566 2588 SH SOLE 0 0 0 2588 LOCKHEED MARTIN CORP COM 539830109 570 1616 SH SOLE 0 0 0 1616 RAYTHEON TECHNOLOGIES CORP COM 75513E101 571 8002 SH SOLE 0 0 0 8002 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 574 18266 SH SOLE 0 0 0 18266 VANGUARD WORLD FDS INF TECH ETF 92204A702 576 1654 SH SOLE 0 0 0 1654 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 579 36646 SH SOLE 0 0 0 36646 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 587 33968 SH SOLE 0 0 0 33968 CISCO SYS INC COM 17275R102 590 13255 SH SOLE 0 0 0 13255 T MOBILE US INC COM 872590104 595 4430 SH SOLE 0 0 0 4430 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 609 19401 SH SOLE 0 0 0 19401 GLOBAL X FDS GLBL X MLP ETF 37954Y343 610 22499 SH SOLE 0 0 0 22499 TEXAS INSTRS INC COM 882508104 611 3724 SH SOLE 0 0 0 3724 COMCAST CORP NEW CL A 20030N101 614 11834 SH SOLE 0 0 0 11834 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 616 5874 SH SOLE 0 0 0 5874 STANLEY BLACK & DECKER INC COM 854502101 617 3509 SH SOLE 0 0 0 3509 EVERSOURCE ENERGY COM 30040W108 635 7400 SH SOLE 0 0 0 7400 CHEVRON CORP NEW COM 166764100 636 7528 SH SOLE 0 0 0 7528 WALGREENS BOOTS ALLIANCE INC COM 931427108 637 15966 SH SOLE 0 0 0 15966 PHILIP MORRIS INTL INC COM 718172109 640 7758 SH SOLE 0 0 0 7758 CLOUDFLARE INC CL A COM 18915M107 641 8527 SH SOLE 0 0 0 8527 NEXTERA ENERGY INC COM 65339F101 645 8376 SH SOLE 0 0 0 8376 ISHARES TR ESG MSCI USA ETF 46435G425 652 7677 SH SOLE 0 0 0 7677 PROSHARES TR PSHS ULTRUSS2000 74347R842 655 7465 SH SOLE 0 0 0 7465 VIATRIS INC COM 92556V106 655 34993 SH SOLE 0 0 0 34993 ROKU INC COM CL A 77543R102 656 2003 SH SOLE 0 0 0 2003 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 659 35245 SH SOLE 0 0 0 35245 INNOVATOR ETFS TR S&P 500 ULTRA 45782C532 682 24115 SH SOLE 0 0 0 24115 SQUARE INC CL A 852234103 687 3136 SH SOLE 0 0 0 3136 COSTCO WHSL CORP NEW COM 22160K105 690 1830 SH SOLE 0 0 0 1830 DUKE ENERGY CORP NEW COM NEW 26441C204 697 7642 SH SOLE 0 0 0 7642 SALESFORCE COM INC COM 79466L302 704 3168 SH SOLE 0 0 0 3168 AMGEN INC COM 031162100 724 3160 SH SOLE 0 0 0 3160 VANGUARD INDEX FDS SML CP GRW ETF 922908595 742 2817 SH SOLE 0 0 0 2817 ISHARES TR 0-5YR HI YL CP 46434V407 743 16364 SH SOLE 0 0 0 16364 UNITEDHEALTH GROUP INC COM 91324P102 744 2123 SH SOLE 0 0 0 2123 NETFLIX INC COM 64110L106 748 1410 SH SOLE 0 0 0 1410 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 752 3256 SH SOLE 0 0 0 3256 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 760 17496 SH SOLE 0 0 0 17496 ISHARES TR 3 7 YR TREAS BD 464288661 769 5783 SH SOLE 0 0 0 5783 ADOBE SYS INC COM 00724F101 771 1638 SH SOLE 0 0 0 1638 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 777 12527 SH SOLE 0 0 0 12527 AMERICAN EXPRESS CO COM 025816109 779 6457 SH SOLE 0 0 0 6457 BRISTOL MYERS SQUIBB CO COM 110122108 803 12966 SH SOLE 0 0 0 12966 LOWES COS INC COM 548661107 805 5019 SH SOLE 0 0 0 5019 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 821 29154 SH SOLE 0 0 0 29154 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 853 59176 SH SOLE 0 0 0 59176 BNY MELLON STRATEGIC MUN BD COM 09662E109 857 108852 SH SOLE 0 0 0 108852 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 859 16977 SH SOLE 0 0 0 16977 ISHARES U.S. PFD STK ETF 464288687 867 22571 SH SOLE 0 0 0 22571 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 879 10558 SH SOLE 0 0 0 10558 QUALCOMM INC COM 747525103 899 5956 SH SOLE 0 0 0 5956 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 905 4053 SH SOLE 0 0 0 4053 ISHARES TR RUS 1000 VAL ETF 464287598 915 6781 SH SOLE 0 0 0 6781 BLACKSTONE GROUP INC COM CL A 09260D107 922 14348 SH SOLE 0 0 0 14348 BOEING CO COM 097023105 925 4422 SH SOLE 0 0 0 4422 COCA COLA CO COM 191216100 929 17074 SH SOLE 0 0 0 17074 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 945 90913 SH SOLE 0 0 0 90913 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 951 3690 SH SOLE 0 0 0 3690 BLACKROCK MUNI INTER DR FD I COM 09253X102 953 64077 SH SOLE 0 0 0 64077 GENERAL ELECTRIC CO COM 369604103 966 90150 SH SOLE 0 0 0 90150 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 967 10883 SH SOLE 0 0 0 10883 NUVEEN ENHANCED MUN CREDIT O COM SH BEN INT 67070X101 967 60014 SH SOLE 0 0 0 60014 VEREIT INC COM 92339V308 973 27281 SH SOLE 0 0 0 27281 EXXON MOBIL CORP COM 30231G102 1001 24260 SH SOLE 0 0 0 24260 GARTNER INC COM 366651107 1006 6364 SH SOLE 0 0 0 6364 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1011 6302 SH SOLE 0 0 0 6302 INTERNATIONAL BUSINESS MACHS COM 459200101 1011 8051 SH SOLE 0 0 0 8051 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 1011 9744 SH SOLE 0 0 0 9744 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1016 67279 SH SOLE 0 0 0 67279 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1028 16691 SH SOLE 0 0 0 16691 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1048 24862 SH SOLE 0 0 0 24862 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1111 16561 SH SOLE 0 0 0 16561 ISHARES TR EXPANDED TECH 464287515 1117 3218 SH SOLE 0 0 0 3218 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 1122 17599 SH SOLE 0 0 0 17599 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 1129 21927 SH SOLE 0 0 0 21927 ISHARES TR GLOBAL REIT ETF 46434V647 1137 48852 SH SOLE 0 0 0 48852 ISHARES INC CORE MSCI EMKT 46434G103 1137 18119 SH SOLE 0 0 0 18119 ISHARES GOLD TRUST ISHARES 464285105 1140 61552 SH SOLE 0 0 0 61552 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 1147 109722 SH SOLE 0 0 0 109722 PEPSICO INC COM 713448108 1149 7802 SH SOLE 0 0 0 7802 SPDR SER TR S&P SEMICNDCTR 78464A862 1154 6785 SH SOLE 0 0 0 6785 SPDR SERIES TRUST S&P BIOTECH 78464A870 1156 8249 SH SOLE 0 0 0 8249 VANGUARD INDEX FDS REIT ETF 922908553 1158 14001 SH SOLE 0 0 0 14001 INNOVATOR ETFS TR S&P 500 ULTRA 45782C649 1163 43160 SH SOLE 0 0 0 43160 TORTOISE ENERGY INFRA CORP COM 89148B200 1165 56576 SH SOLE 0 0 0 56576 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 1170 34079 SH SOLE 0 0 0 34079 NVIDIA CORP COM 67066G104 1175 2247 SH SOLE 0 0 0 2247 TORTOISE ENERGY INDEPENDENC COM 92189F643 1178 19164 SH SOLE 0 0 0 19164 DOMINION ENERGY INC COM 25746U109 1185 15758 SH SOLE 0 0 0 15758 CROWN CASTLE INTL CORP NEW COM 22822V101 1188 7483 SH SOLE 0 0 0 7483 ISHARES TR RUS 1000 GRW ETF 464287614 1206 5070 SH SOLE 0 0 0 5070 MCDONALDS CORP COM 580135101 1207 5702 SH SOLE 0 0 0 5702 NEW YORK CMNTY BANCORP INC COM 649445103 1213 26462 SH SOLE 0 0 0 26462 ABBVIE INC COM 00287Y109 1218 11507 SH SOLE 0 0 0 11507 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1251 18013 SH SOLE 0 0 0 18013 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1252 7212 SH SOLE 0 0 0 7212 CVS HEALTH CORP COM 126650100 1278 18678 SH SOLE 0 0 0 18678 STRATEGY SHS DAY HAGAN NED 86280R803 1303 45281 SH SOLE 0 0 0 45281 INTEL CORP COM 458140100 1353 27188 SH SOLE 0 0 0 27188 PAYPAL HLDGS INC COM 70450Y103 1356 5801 SH SOLE 0 0 0 5801 PALANTIR TECHNOLOGIES INC CL A 69608A108 1363 58308 SH SOLE 0 0 0 58308 ISHARES TR SP SMCP600VL ETF 464287879 1381 16983 SH SOLE 0 0 0 16983 EATON VANCE LTD DUR INCOME F COM 27828H105 1397 111528 SH SOLE 0 0 0 111528 STARBUCKS CORP COM 855244109 1404 13247 SH SOLE 0 0 0 13247 CROWDSTRIKE HLDGS INC CL A 22788C105 1405 6717 SH SOLE 0 0 0 6717 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 1412 33282 SH SOLE 0 0 0 33282 PROCTOR & GAMBLE CO COM 742718109 1435 10353 SH SOLE 0 0 0 10353 AT&T INC COM 00206R102 1436 49696 SH SOLE 0 0 0 49696 ISHARES SP SMCP600GR ETF 464287887 1468 12872 SH SOLE 0 0 0 12872 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 1490 28968 SH SOLE 0 0 0 28968 AMERICAN TOWER CORP NEW COM 03027X100 1546 6889 SH SOLE 0 0 0 6889 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 1567 38791 SH SOLE 0 0 0 38791 BANK OF AMERICA CORPORATION COM 060505104 1571 52126 SH SOLE 0 0 0 52126 ARK ETF TR GENOMIC REV ETF 00214Q302 1575 16902 SH SOLE 0 0 0 16902 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 1581 28351 SH SOLE 0 0 0 28351 HOME DEPOT INC COM 437076102 1583 5972 SH SOLE 0 0 0 5972 AGNICO EAGLE MINES LTD COM 008474108 1592 22585 SH SOLE 0 0 0 22585 BARRICK GOLD CORP COM 067901108 1599 70176 SH SOLE 0 0 0 70176 MOODYS CORP COM 615369105 1618 5542 SH SOLE 0 0 0 5542 FACEBOOK INC CL A 30303M102 1644 6059 SH SOLE 0 0 0 6059 MASTERCARD INCORPORATED CL A 57636Q104 1658 4651 SH SOLE 0 0 0 4651 ISHARES GLOBAL FINLS ETF 464287333 1690 26192 SH SOLE 0 0 0 26192 ISHARES GLOB HLTHCRE ETF 464287325 1718 22496 SH SOLE 0 0 0 22496 3M CO COM 88579Y101 1730 9927 SH SOLE 0 0 0 9927 ISHARES TR IBOXX HI YD ETF 464288513 1760 20160 SH SOLE 0 0 0 20160 ISHARES TR IBOXX INV CP ETF 464287242 1801 13092 SH SOLE 0 0 0 13092 CASEYS GEN STORES INC COM 147528103 1812 10143 SH SOLE 0 0 0 10143 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 1825 49127 SH SOLE 0 0 0 49127 WAL-MART STORES INC COM 931142103 1844 12718 SH SOLE 0 0 0 12718 ALPHABET INC CAP STK CL A 02079K305 1864 1068 SH SOLE 0 0 0 1068 ALPHABET INC CAP STK CL C 02079K107 1895 1090 SH SOLE 0 0 0 1090 ISHARES TR JPMORGAN USD EMG 464288281 1929 16649 SH SOLE 0 0 0 16649 VERIZON COMMUNICATIONS INC COM 92343V104 1980 33707 SH SOLE 0 0 0 33707 BLACKROCK 2022 GBL INCM OPP COM 09258P104 2044 226067 SH SOLE 0 0 0 226067 VANGUARD INDEX FDS MID CAP ETF 922908629 2087 10099 SH SOLE 0 0 0 10099 ISHARES TR CORE S&P500 ETF 464287200 2128 5720 SH SOLE 0 0 0 5720 JPMORGAN CHASE & CO COM 46625H100 2146 16908 SH SOLE 0 0 0 16908 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 2183 371911 SH SOLE 0 0 0 371911 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 2191 66256 SH SOLE 0 0 0 66256 ISHARES TR CORE DIV GRWTH 46434V621 2203 49818 SH SOLE 0 0 0 49818 FIDELITY LOW DURTIN ETF 316188408 2205 43209 SH SOLE 0 0 0 43209 JOHNSON & JOHNSON COM 478160104 2241 14268 SH SOLE 0 0 0 14268 ISHARES TR MSCI EAFE ETF 464287465 2300 31296 SH SOLE 0 0 0 31296 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 2305 74857 SH SOLE 0 0 0 74857 GLOBAL NET LEASE INC COM NEW 379378201 2353 130230 SH SOLE 0 0 0 130230 ISHARES GLOBAL TECH ETF 464287291 2449 8243 SH SOLE 0 0 0 8243 ARK ETF TR NEXT GNRTN INTER 00214Q401 2465 16872 SH SOLE 0 0 0 16872 PFIZER INC COM 717081103 2493 67798 SH SOLE 0 0 0 67798 ISHARES TR MRGSTR MD CP GRW 464288307 2524 6637 SH SOLE 0 0 0 6637 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2531 19599 SH SOLE 0 0 0 19599 ABBOTT LABS COM 002824100 2592 23697 SH SOLE 0 0 0 23697 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2647 48793 SH SOLE 0 0 0 48793 MERCK & CO INC COM 58933Y105 2674 32932 SH SOLE 0 0 0 32932 ISHARES TR INTL SEL DIV ETF 464288448 2683 91048 SH SOLE 0 0 0 91048 ISHARES CORE S&P SCP ETF 464287804 2732 29975 SH SOLE 0 0 0 29975 FS KKR CAPITAL CORP COM 302635206 2733 165085 SH SOLE 0 0 0 165085 SPDR SER TR PORTFOLIO SM ETF 78468R853 2775 77526 SH SOLE 0 0 0 77526 ISHARES CORE S&P MCP ETF 464287507 2842 12537 SH SOLE 0 0 0 12537 DISNEY WALT CO COM DISNEY 254687106 2956 16406 SH SOLE 0 0 0 16406 ISHARES CORE TOTUSBD ETF 464287226 2960 25058 SH SOLE 0 0 0 25058 ISHARES TR INTRM GOV CR ETF 464288612 2984 25368 SH SOLE 0 0 0 25368 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 2985 43389 SH SOLE 0 0 0 43389 VISA INC COM CL A 92826C839 3059 14005 SH SOLE 0 0 0 14005 TESLA MTRS INC COM 88160R101 3426 4757 SH SOLE 0 0 0 4757 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3510 103808 SH SOLE 0 0 0 103808 ISHARES TR 1 3 YR TREAS BD 464287457 3546 41043 SH SOLE 0 0 0 41043 ADVENT CLAYMORE CV SECS & IN COM 00764C109 3590 217329 SH SOLE 0 0 0 217329 ISHARES NAT AMT FREE BD 464288414 3632 31009 SH SOLE 0 0 0 31009 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 3647 66082 SH SOLE 0 0 0 66082 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 3666 66529 SH SOLE 0 0 0 66529 LEGG MASON ETF INVESTMENT TR WESTN ASET TTL 52468L810 3814 135113 SH SOLE 0 0 0 135113 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3926 82602 SH SOLE 0 0 0 82602 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3938 87281 SH SOLE 0 0 0 87281 WASHINGTON PRIME GROUP NEW COM 93964W108 3954 68561 SH SOLE 0 0 0 68561 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4010 78559 SH SOLE 0 0 0 78559 ISHARES MSCI EMG MKT ETF 464287234 4226 81735 SH SOLE 0 0 0 81735 ISHARES TR 20+ YR TR BD ETF 464287432 4272 26913 SH SOLE 0 0 0 26913 GOLDMAN SACHS ETF TR HEDGE IND ETF 381430545 4449 49531 SH SOLE 0 0 0 49531 VANGUARD WORLD FD MEGA CAP INDEX 921910873 4626 34666 SH SOLE 0 0 0 34666 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 4718 350589 SH SOLE 0 0 0 350589 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 4873 16161 SH SOLE 0 0 0 16161 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4973 54367 SH SOLE 0 0 0 54367 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 4984 60206 SH SOLE 0 0 0 60206 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5213 15 SH SOLE 0 0 0 15 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 5431 61444 SH SOLE 0 0 0 61444 ARK ETF TR INNOVATION ETF 00214Q104 5710 45841 SH SOLE 0 0 0 45841 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5722 79123 SH SOLE 0 0 0 79123 MICROSOFT CORP COM 594918104 5864 26585 SH SOLE 0 0 0 26585 TRICO BANCSHARES COM 896095106 5980 170844 SH SOLE 0 0 0 170844 ISHARES TR SHRT TRS BD ETF 464288679 6552 59277 SH SOLE 0 0 0 59277 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6714 133629 SH SOLE 0 0 0 133629 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 6784 333905 SH SOLE 0 0 0 333905 VANGUARD INDEX FDS SMALL CP ETF 922908751 7046 36221 SH SOLE 0 0 0 36221 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7400 32034 SH SOLE 0 0 0 32034 AMAZON COM INC COM 023135106 7485 2327 SH SOLE 0 0 0 2327 SPDR SER TR SPDR BLOOMBERG 78468R663 7608 83128 SH SOLE 0 0 0 83128 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8007 82437 SH SOLE 0 0 0 82437 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 8099 185517 SH SOLE 0 0 0 185517 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 8566 179992 SH SOLE 0 0 0 179992 VANGUARD STAR FD VG TL INTL STK F 921909768 9342 155234 SH SOLE 0 0 0 155234 SPDR S&P 500 ETF TR TR UNIT 78462F103 9740 26127 SH SOLE 0 0 0 26127 VANGUARD INDEX FDS VALUE ETF 922908744 9809 82569 SH SOLE 0 0 0 82569 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 9978 81862 SH SOLE 0 0 0 81862 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 10229 221945 SH SOLE 0 0 0 221945 VANGUARD INDEX FDS GROWTH ETF 922908736 10915 43288 SH SOLE 0 0 0 43288 SPDR GOLD TRUST GOLD SHS 78463V107 11241 62606 SH SOLE 0 0 0 62606 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14189 73079 SH SOLE 0 0 0 73079 INVESCO QQQ TR UNIT SER 1 46090E103 15795 50572 SH SOLE 0 0 0 50572 PIMCO ETF TR ENHANCD SHORT 72201R643 17947 178174 SH SOLE 0 0 0 178174 APPLE INC COM 037833100 18519 140576 SH SOLE 0 0 0 140576 VANGUARD INDEX FDS SM CP VAL ETF 922908611 19022 133897 SH SOLE 0 0 0 133897 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 21370 167552 SH SOLE 0 0 0 167552 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 23348 165646 SH SOLE 0 0 0 165646 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 36126 105532 SH SOLE 0 0 0 105532